Finance & Banking

SEC CFPB Mortgages Dodd-Frank Banks Compliance EU CFTC Enforcement Actions IRS Federal Reserve Disclosure Requirements FINRA Foreclosure FDIC SCOTUS Enforcement Popular ERISA Investment Adviser Banking Sector OCC Swaps DOJ UK JOBS Act Fraud Broker-Dealer Reporting Requirements Retirement Plan Investors Foreign Investment Cybersecurity Financial Institutions Lenders RMBS Securities Settlement Class Action Sanctions China Fiduciary Duty Foreign Banks Debt Collection Loans Commercial Bankruptcy FCPA TILA Income Taxes Benefit Plan Sponsors Employee Benefits Derivatives HUD U.S. Treasury Virtual Currency Financial Regulatory Reform ESMA Pensions FTC Fannie Mae Investment Funds FATCA Appeals FinCEN Proposed Regulation 401k DOL Private Equity Startups Securities Exchange Act Crowdfunding FHFA Freddie Mac Chief Compliance Officers New Legislation Data Protection Hedge Funds Canada Payday Loans Anti-Money Laundering Mortgage Lenders Whistleblowers Audits Bitcoins Swap Dealers Insider Trading RESPA General Solicitation Risk Management FDCPA Credit Cards Shareholders Securities Fraud Arbitration Regulation D Russia Oil & Gas Bank Secrecy Act Barack Obama Securities Act of 1933 Statute of Limitations Creditors Due Diligence IPO Financing Registration Volcker Rule Advertising Rule 506 Offerings Legislative Agendas Corporate Taxes FHA AIFMD Bonds Proposed Legislation Debt European Commission OFAC Student Loans Chapter 11 Employer Liability Issues Fees Final Rules Borrowers Rating Agencies Richard Cordray Healthcare Bank of America Economic Development Mortgage Loan Originators Australia Corporate Governance Cross-Border Exemptions Data Breach Financial Conduct Authority Mortgage Servicers Board of Directors Qualified Mortgage Rule Real Estate Market Infrastructure Ukraine Venture Capital Criminal Prosecution No-Action Letters FCRA Small Business Executive Compensation Risk Assessment Accredited Investors Corporate Counsel Consumer Bankruptcy Debtors JPMorgan Chase Safe Harbors EMIR Interest Rates Renewable Energy Nonbank Firms IRA Breach of Duty Brokers Mortgage-Backed Securities FBAR No-Action Relief ECOA New Regulations Social Media Municipalities Funding Notice Requirements OVDP Private Placements Consumer Financial Products Tax Evasion Discrimination Energy Prudential Regulation Authority Secured Lenders Consumer Lenders Major Swap Participants Proposed Amendments Insurers OCIE Penalties Regulation Z FCA Libor Ability-to-Repay CPO Tax Reform AIFM Conflicts of Interest Stocks UDAAP Capital Markets Ethics Issuers Deadlines Financial Services Authority Underwriting Trustees Marketing Liens Jurisdiction Money Laundering Real Estate Investments Standing Chapter 7 Fund Managers Asset Management Recordkeeping Requirements Hong Kong Investment Management Insolvency Investigations State Budgets Bribery Private Equity Funds Automotive Loans Debt Collectors Fair Lending FFI Retirement Federal Budget Rulemaking Process Sarbanes-Oxley Transparency Civil Monetary Penalty Regulation A Bank Holding Company Publicly-Traded Companies Commodities Financial Markets Offshore Funds Mutual Funds Energy Sector Municipal Bonds Ponzi Scheme Rule 144A American Taxpayer Relief Act Bankruptcy Code Capital Requirements EB-5 Fiscal Cliff International Tax Issues Investment Advisers Act of 1940 Basel III Public-Private Partnerships Retailers Automotive Industry Credit Reports Disparate Impact Entrepreneurs Public Offerings Affordable Care Act Community Banks European Banking Authority FFIEC FSOC NCUA Collateralized Debt Obligations Emerging Growth Companies Regulatory Standards OTC Preemption Acquisitions Strategic Enforcement Plan Citigroup Executive Orders Public Comment Public Disclosure Unfair or Deceptive Trade Practices Capital Gains Directors Foreign Policy Loan Modifications Money Market Funds Technology Cyber Attacks Stress Tests Attorney Generals Licensing Rules NFA Arbitration Agreements Commodity Pool Consent Order Filing Requirements Investment Company Act of 1940 Misrepresentation Regulatory Agenda TPAs Bad Actors Tax Credits Anti-Corruption Real Estate Development FIRREA Foreign Exchanges Mary Jo White Mortgage Loan Servicing Standards Hiring & Firing Personally Identifiable Information Basel Committee Cross-Border Transactions Licenses Mergers Default Foreign Corporations Mexico MiFID Mobile Payments NYSE Attorney's Fees ISDA Municipal Advisers Nasdaq Title Insurance Asset-Backed Securities Disclosure FCMs Amended Regulation Insurance Industry IRC Visas Affordable Housing Breach of Contract Consumer Complaint System White Collar Crimes Information Reports Private Funds UBS Debt Buyers Estate Tax Prepaid Payment Products Department of Financial Services Iran Sanctions PCAOB Valuation Waivers Whistleblower Protection Policies CEA Data Collection Military Service Members Motion to Dismiss Putative Class Actions Class Certification CTA Deed of Trust Deutsche Bank Equity Financing Pending Legislation Political Contributions Solar Energy Tax Exemptions Contractors Internal Controls Risk Retention Secured Creditors Supervision UCC C-Suite Executives Commodities Exchange Act Cuba Dividends Financial Adviser Life Insurance Professional Liability Corruption S&P Securities Litigation Third-Party Appraisal Exports Financial Statements Patents Subsidiaries EFTA Energy Policy Financial Products Goldman Sachs High Frequency Trading IOSCO Legislative Committees Qualified Retirement Plans TCPA False Claims Act Fitch Intergovernmental Agreements OECD Commercial Real Estate Market Corporate Officers Deferred Compensation Dismissals Estate Planning Foreign Bank Accounts Restructuring Wells Fargo Credit Reporting Agencies Filing Deadlines Guarantors Housing Market Manufacturers Moody's Mortgage Servicing Rules Security-Based Swaps Whistleblower Awards Bitcoin Charitable Donations Commercial Loans Debt Restructuring Futures HSBC New Guidance P3s Private Offerings SEFs Annual Reports Credit Ratings Deficiency Judgments 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Clearing Organizations Tibble v Edison Int Utilities Sector Administrative Hearings Assignments DOD Liquidation Money Transfer Regulation FD Sequestration Wages BIS Business Taxes Custody Rule Facebook Margin Requirements Market Manipulation Material Misstatements Material Nonpublic Information OIG Overdraft Fees Proxy Voting Guidelines Section 409A SIFIs Summary Judgment Websites Auditors Condominiums Credit Unions Disgorgement Identity Theft Listing Standards Tax Planning Tax Rates Universities American Bankers Association BitLicense Capital Formation Diversity Employer Mandates European Central Bank Mobile Apps Multiemployer Plan Natural Gas Payment Systems Tax Deductions Chapter 13 Compensation Committee Guidance Update Offshore Banks Sales & Use Tax SIFMA UK Bribery Act Wind Power Bank of England Biotechnology Clean Energy Commercial Leases Construction Contracts Debtor-Creditor DOMA Eminent Domain Foreign Currency Hedging Information Sharing NLRB Securitization State Taxes Trademarks Foreign Direct Investment Gift-Tax Exemption Japan Liquidity Coverage Ratio Reorganizations Repurchases US v Windsor Article III Asia Clawbacks Collateralized Loan Obligations CPOs DBRS FLSA Foreign Nationals Refinancing Background Checks Business Development CMBS Corporate Culture Debit and Credit Card Transactions Defined Contribution Plans DOE Financial Reporting Health Insurance Iran Pay-for-Performance Remittance Transfer Rule Say-on-Pay Small Offering Exemptions Subcontractors Target Appropriations Bill ATMs Campaign Finance Reform Collateral Financial Services Industry Internet Misappropriation Natural Resources Negligence Underwater Homeowners 403(b) Plans Certiorari EEA End-Users Extraterritoriality Rules False Statements FCC Indictments Industry Examinations Judge Rakoff Lehman Brothers Memorandum of Understanding Municipal Securities Issuers NAIC National Security Regulation E Title VII BSA/AML BVI Business Companies Finance Lenders Flood Insurance Foreign 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Portfolio Managers Registration Statement Self-Reporting Stock Drop Litigation Training US v Newman Chapter 9 Deposit Advances Equity Securities Exchange-Traded Products FSB Hospitality Industry OMB Political Appointments SAR Section 11 Shareholder Proposals Subprime Mortgages Tax-Exempt Bonds Third-Party Service Provider Unions Angel Investors Asset Freeze CARD Act Casinos CEOs Emerging Technology Companies Government Investigations Hospitals Imports Leases Non-Prosecution Agreements Obama Administration Pharmaceutical Request For Information Rule 10b-5 Written Notice Affiliates Anti-Retaliation Provisions BEA CalPERS CCPs CRA Critical Infrastructure Sectors Debt Financing Debt-Relief Industry Fiduciary Liability Fraudulent Transfers Generation-Skipping Transfer Immigrants MasterCard Money Services Business Predatory Lending Racial Discrimination SBA Stock Options Trade Relations Venture Funding Campaign Contributions Canning v NLRB Confidential Information Department of Transportation Derivative Suit EDGAR Fiduciary Standard Financial Services Committee Limited Liability Companies Military Lending Act Privacy Laws Public Employees Reverse Mortgages Secured Debt Threshhold Requirements US Bank Wire Fraud Automatic Stay Business Formation Clean Tech Delays Embargo Emerging Markets Escrow Accounts G20 Insurance Companies Investment Companies Limited Partnerships Merrill Lynch Private Investment Funds Proxy Advisors Senate Banking Committee Severance Agreements Telemarketing Sales Rule Total Shareholder Return (TSR) US Bancorp Voluntary Disclosure Antitrust Litigation Benchmarks Bilateral Investment Treaties Debt Securities Debt Settlement Services Department of Business Oversight Employment Contract Evidence Federal Arbitration Act Foreign Jurisdictions Global Economy HOEPA India Local Ordinance Mandatory Arbitration Clauses MCDC Medicare MOFCOM NAV Position Limits Proxy Season Remuneration Rule 506(c) Spending Cuts Books & Records Business Judgment Rule CFPA Credit Default Swaps EEOC Employee Rights Foreign Affiliates Free Trade Zone Good Faith Government-Guaranteed Loans Hurricane Sandy Land Developers Leveraged Loans Loan Documentation Mandatory Clearing Requirements Outsourcing Payroll Cards Private Right of Action Telemarketing Time Extensions U.S. Commerce Department Abandoned Property Aggregation Rules Class Action Arbitration Waivers Department of Education Fair Market Value Foreign Official France FSMA Hart-Scott-Rodino Act NEP Netflix Offerings Risk Alert Robocalling Scams SEC v Citigroup Shadow Banking Silk Road Surveys Tax Returns Algorithmic Trading Anti-Bribery Bank Holding Company Act Consumer Financial Contracts E-Commerce EPCRS Federal Funding Foreign Subsidiaries GSE International Finance Liquidity Fees Marijuana Medicaid Negotiations PACs Personal Benefit Unsecured Creditors Withholding Tax Year-End Tax Planning ASIC Captive Insurance Company COLA Depository Institutions EPA Equity Markets Federal Savings Associations Financial Institution Liability Form D Filing Forum Selection Clause Germany Hackers Housing Finance Reform Loan Originator Compensation Rule Swap Clearing Title III Transfers Accountants American Express Best Management Practices Blue Sky Laws CACR Competition Defense Sector DHS Disability Duty of Prudence Energy Reform Enforcement Statistics Equity Compensation Federal Contractors First Amendment Internet Lenders Job Creation McCutcheon v. FEC Medical Devices Municipal Securities Market NASD Premiums Real Estate Transfers Redevelopment Regulation M Roth Conversions Securitization Vehicles SFC SFO Tax Revenues Wal-Mart Bad Faith Canadian Securities Administration Choke Point Controlled Foreign Corporations Corporate Financing Cybersecurity Framework Detroit Disqualification Energy Efficiency FASB Final Guidance Financial Crimes Forfeiture FRB Gambling Handbooks HMRC Incentives LIHTC Loan Agreements NMLS Nuclear Power Payroll Taxes Prudential Standards Regulation B Representations and Warranties Royal Bank of Scotland Shareholder Activism State and Local Government Tender Offers Termination Tribal Governments Twitter Young Lawyers ABS Accounting ALJ Bank Fraud Clearing Agencies Conspiracies CSBS Currency Exchange Duty to Defend Federal Rules of Civil Procedure Financial Transaction Tax Flexible Spending Accounts Forbearance Agreements Form BE-10 Institutional Investment International Labor Laws Job Applicants Judgment Creditors Land Titles Latin America Lien Stripping MiFID II Neither Admit Nor Deny Settlements Nominations Offshore Companies Pension Reform Project Finance Qualified Small Business Stock Regulation X Resource Extraction Seed Financing Software Third-Party Relationships Transaction Fees Unclaimed Property Veterans Wall Street Cartels CMS Community Reinvestment Act Confidentiality Agreements Cramdown Criminal Background Checks Delinquent Borrowers Economic Downturn Fifth Amendment Foreign Financial Accounts Google Green Cards Investment Tax Credits Jesinoski v Countrywide