Finance & Banking

SEC CFPB Banks Mortgages Dodd-Frank Compliance Financial Institutions EU CFTC Enforcement Actions Banking Sector IRS Disclosure Requirements Federal Reserve Popular FINRA SCOTUS Investment Adviser FDIC Foreclosure ERISA DOJ UK Investors Broker-Dealer Lenders Reporting Requirements OCC Enforcement Swaps Cybersecurity JOBS Act Fraud Retirement Plan Foreign Investment Fiduciary Duty Class Action Loans Debt Collection RMBS Sanctions ESMA Financial Conduct Authority (FCA) U.S. Treasury Mortgage Lenders China Investment Funds Derivatives Settlement Commercial Bankruptcy Securities Proposed Regulation FCPA Benefit Plan Sponsors Truth in Lending Act (TILA) Employee Benefits FTC Income Taxes Pensions Appeals Foreign Banks FinCEN HUD Crowdfunding Virtual Currency Bitcoin Creditors Data Protection Financial Regulatory Reform 401k DOL Consumer Lenders Financial Markets Securities Exchange Act Anti-Money Laundering Private Equity Fannie Mae Insurance Industry Startups Chief Compliance Officers Credit Cards FATCA Payday Loans Consumer Financial Products Risk Management Fair Housing Act (FHA) Whistleblowers Canada Hedge Funds FHFA New Legislation Freddie Mac Shareholders Arbitration RESPA Mortgage Servicers FDCPA Securities Fraud Insider Trading Bank Secrecy Act Audits Swap Dealers Financing Final Rules Borrowers European Commission Oil & Gas Due Diligence OFAC Data Breach General Solicitation Regulation D Securities Act of 1933 Russia AIFMD Statute of Limitations Board of Directors Corporate Taxes Student Loans Volcker Rule Bonds Legislative Agendas Barack Obama Corporate Governance Rule 506 Offerings IPO Advertising Debt Rating Agencies Real Estate Market Healthcare Criminal Prosecution Exemptions Chapter 11 Executive Compensation Registration Mortgage Loan Originators Proposed Legislation Venture Capital Breach of Duty Bank of America Employer Liability Issues Safe Harbors FCRA Fees EMIR Australia Corporate Counsel Small Business Richard Cordray Risk Assessment Cross-Border Economic Development Infrastructure Capital Markets Debtors Prudential Regulation Authority Interest Rates Brokers JPMorgan Chase Qualified Mortgage Rule Ukraine Asset Management Money Laundering No-Action Letters Renewable Energy Civil Monetary Penalty ECOA Accredited Investors Consumer Bankruptcy Notice Requirements Regulatory Standards Investment Management New Regulations OCIE Capital Requirements Conflicts of Interest European Banking Authority Debt Collectors Standing Private Placements IRA FBAR Nonbank Firms Mortgage-Backed Securities Unfair or Deceptive Trade Practices No-Action Relief Automotive Loans Publicly-Traded Companies Cyber Attacks Proposed Amendments Major Swap Participants Penalties UDAAP Energy Sector Social Media Stocks Bribery OVDP Mutual Funds Retirement Libor Regulation Z Underwriting Funding Recordkeeping Requirements Discrimination Tax Evasion AIFM Tax Reform Marketing Internal Revenue Code (IRC) Municipalities Transparency Trustees Automotive Industry Real Estate Investments Bankruptcy Code Commodities Fund Managers Jurisdiction Private Equity Funds Ethics Investment Advisers Act of 1940 Sarbanes-Oxley Ability-to-Repay Hong Kong Energy FFIEC Personally Identifiable Information Preemption Corporate Officers Fair Lending Insolvency CPO Chapter 7 Consent Order Public Private Partnerships (P3s) State Budgets Acquisitions Financial Services Authority Regulation A Deadlines EB-5 Emerging Growth Companies Liens Regulatory Agenda Basel III Arbitration Agreements Investment Company Act of 1940 Cross-Border Transactions Retailers Bank Holding Company OTC Rulemaking Process Community Banks Capital Gains Disparate Impact Federal Budget Investigations Public Comment Entrepreneurs Iran Sanctions Municipal Bonds Affordable Care Act Credit Reports NCUA Public Offerings FFI FSOC NFA Stress Tests Filing Requirements Ponzi Scheme Basel Committee Misrepresentation Loan Modifications New Guidance Default Offshore Funds Rule 144A Anti-Corruption Mergers Real Estate Development NYSE Public Disclosure Collateralized Debt Obligations TCPA Consumer Complaint System Executive Orders Investment Money Market Funds Motion to Dismiss Strategic Enforcement Plan White Collar Crimes American Taxpayer Relief Act Directors Hiring & Firing International Tax Issues Amended Regulation Fiscal Cliff Technology TPAs Licensing Rules Tax Credits Data Collection Financial Statements IOSCO UCITS Citigroup Affordable Housing MiFID Disclosure Pending Legislation Attorney Generals Foreign Exchanges Whistleblower Protection Policies Breach of Contract Foreign Corporations Foreign Policy Internal Controls Mary Jo White Municipal Advisers TILA-RESPA Integrated Disclosure Rule (TRID) Title Insurance Commodity Pool Payment Systems Filing Deadlines Military Service Members ISDA Mexico Nasdaq Attorney's Fees Equity Financing Putative Class Actions Data Security Deutsche Bank Goldman Sachs Corruption Securities Litigation Third-Party Valuation Exports Financial Adviser Class Certification Commodities Exchange Act Debt Buyers Licenses PCAOB Private Funds Telecommunications Wells Fargo Bad Actors OECD Risk Retention Visas Cuba FIRREA Partnerships Prepaid Payment Products Solar Energy Supervision BSA/AML C-Suite Executives Hackers High Frequency Trading Iran Life Insurance Mobile Payments Mortgage Loan Servicing Standards NYDFS Qualified Retirement Plans SDN List Waivers Asset-Backed Securities CEA Deed of Trust Defined Benefit Plans Information Reports EBA FCMs UBS CTA Debt Restructuring Plan Administrators Political Contributions Security-Based Swaps Debit Cards Estate Tax Joint Venture Margin Requirements Clawbacks Construction Industry Dividends EFTA Reinsurance Credit Ratings HMDA Manufacturers MSRB Patents Comment Period HSBC Department of Financial Services Fitch Subsidiaries Summary Judgment Tax Exemptions Appraisal Credit Reporting Agencies Market Participants Moody's European Central Bank Foreign Bank Accounts Professional Liability S&P Shareholder Litigation Whistleblower Awards Annual Reports Credit Unions Dismissals False Claims Act (FCA) Futures PBGC UCC Capital Formation Commercial Real Estate Market Deferred Compensation Restructuring Bank of England Contractors DOD Legislative Committees Regulation S-K Risk Mitigation Securitization Wage and Hour Article III Energy Policy FCC Financial Products Guarantors Retaliation Colleges Commercial Loans Cyber Crimes ETFs MiFID II Mining Mortgage Servicing Rules Disgorgement FSB Multiemployer Plan Property Tax Proxy Statements SEFs CEOs Investment Companies Derivatives Clearing Organizations GAAP Kickbacks Market Manipulation Private Offerings Registration Requirement Students Administrative Procedure Act Africa Charitable Donations Debit and Credit Card Transactions Electricity Intergovernmental Agreements Lending Offerings Websites American Bankers Association Estate Planning Housing Market Identity Theft Personal Liability Proprietary Trading Structured Financial Products Trade Policy Conflict Mineral Rules Countrywide Energy Projects ISS Loan Servicer Mobile Devices Morgan Stanley REIT Rescission Data Privacy DSIO FERC Residential Real Estate Market SCRA USCIS Auditors BIS Deficiency Judgments DOE ESOP GAO Same-Sex Marriage Trusts Assignments Car Dealerships Liquidation Midland Funding OIG Pay-To-Play PRA Tax Rates Amended Legislation Background Checks Beneficiaries Material Misstatements Material Nonpublic Information Recess Appointments Tibble v Edison Int Deferred Prosecution Agreements Defined Contribution Plans Export Controls Fines Internet Multinationals Natural Gas Universities Alternative Investment Funds Financial Reporting Foreign Nationals Gramm-Leach-Blilely Act Guidance Update Pharmaceutical Industry Public Projects Repurchases SAR BitLicense Business Taxes Class Action Arbitration Waivers Collateralized Loan Obligations Contract Drafting CPOs False Statements FIfth Third Bancorp v Dudenhoeffer Health Insurance Hotels Information Sharing Investment Portfolios Middle East Money Transfer Short Sales Administrative Hearings Clean Energy Confidential Information Proxy Voting Guidelines Secured Debt Foreign Direct Investment Indictments Japan Listing Standards Overdraft Fees Suspicious Activity Reports Tax Deductions Third-Party Service Provider DBRS Due Process Industry Examinations Mobile Apps Obama Administration Race Discrimination UK Bribery Act CMBS NIST Risk Alert SIFIs Target Training Utilities Sector Young Lawyers Capital Raising G20 Germany Hedging Negligence Tax Planning Trademarks Wages ATMs Bank Accounts Bernie Madoff Construction Contracts Custody Rule Discovery Government Investigations Nuclear Power Section 409A Sequestration Administrative Appointments Attorney-Client Privilege Benchmarks Critical Infrastructure Sectors Diversity Facebook Federal Election Commission (FEC) Life Sciences Payment Processors Commercial Leases Corporate Culture FLSA Municipal Securities Issuers National Security Pay-for-Performance Portfolio Managers Refinancing Regulation FD Sales & Use Tax SIFMA Annuities CME Condominiums Lehman Brothers Liquidity Coverage Ratio NLRB Privacy Policy Reorganizations State Taxes Wind Power Barclays Business Development CFPA EEA Employer Mandates False Advertising France Imports Internal Investigations Military Lending Act Misappropriation Trade Relations Wire Fraud Anti-Bribery Anti-Retaliation Provisions Biotechnology Compensation Committee Damages Fee Disclosure Gift-Tax Exemption Good Faith Request For Information Subcontractors Trading Platforms U.S. Commerce Department Usury Appropriations Bill Bank of New York (BNY) Mellon Certiorari Chapter 13 Cyber Threats Indemnification Offshore Banks Shadow Banking Unions Asset Freeze BEA DOMA Eminent Domain Foreign Relations FSMA LLC Mandatory Arbitration Clauses Prospectus Registration Statement Regulation E Robocalling Surveys Telemarketing Asset Valuations Business Assets Campaign Finance Reform CRA Debtor-Creditor Department of Education Department of Transportation (DOT) Employer Group Health Plans Extraterritoriality Rules Foreign Currency Foreign Official Illegal Tipping Loss Mitigation MasterCard Natural Resources Private Investment Funds Reverse Mortgages Say-on-Pay Shareholder Proposals Small Offering Exemptions Tax Incentives Tax-Exempt Bonds US v Newman US v Windsor Asia Construction Loans Debt Financing Depository Institutions Dispute Resolution End-Users Judge Rakoff NAIC Non-Profits OMB Omnicare v Laborers District Council Policies and Procedures Remittance Transfer Rule Third-Party Risk Threshhold Requirements 403(b) Plans CCPs Consumer Financial Contracts Debt Securities Equity Securities Job Creation Mediation Non-Prosecution Agreements Outsourcing Pay Ratio Required Documentation SBA Title VII Algorithmic Trading Casinos Collateral Exchange-Traded Products Fraudulent Transfers HAMP HM Treasury Hospitals Mechanics Lien Memorandum of Understanding Political Campaigns Receivership Restitution Stock Drop Litigation Tenants Underwater Homeowners Withholding Tax Affiliates Best Practices CFIUS Congressional Investigations & Hearings Derivative Suit Embargo Emerging Technology Companies Financial Instruments Injunctions Promissory Notes SAFE Self-Reporting Year-End Planning Bilateral Investment Treaties Bonuses Campaign Contributions EDGAR Educational Institutions EU Directive Federal Arbitration Act Federal Contractors Financial Sector Flood Insurance Funding Portal Grants Hospitality Industry Incentive Compensation India IRA Rollovers Omnicare Privacy Laws Time Extensions Title III Trust Preferred Securities Alternative Minimum Tax CARD Act Credit Default Swaps D&O Insurance Emerging Markets Escrow Accounts Higher-Priced Mortgage Loans HMRC HOEPA International Labor Laws Limited Liability Companies Remuneration Retail Market Section 11 Total Shareholder Return (TSR) ALJ ASIC Closing Documents Delinquent Borrowers E-Commerce Employment Contract Equity Markets Government-Guaranteed Loans Internet Lenders Joint Comprehensive Plan of Action (JCPOA) Medicare New Amendments P5+1 Nations Pension Funds Political Appointments Private Right of Action Rule 10b-5 Servicing Policies Software Telemarketing Sales Rule US Bank Angel Investors CalPERS Chapter 9 Consultation Debt-Relief Industry Global Economy GSE Hart-Scott-Rodino Act Investment Banks Limited Partnerships Medicaid Money Services Business Municipal Bankruptcy Personal Benefit Predatory Lending Prior Express Consent Proxy Season Prudential Standards Rule 506(c) Spokeo v Robins Stock Options Tax Returns Terrorism Funding Banking Crisis Clean Tech Currency Exchange Delays Deposit Advances Fair Market Value Federal Funding IGAs Leases Leveraged Loans MCDC NAV Subprime Mortgages Venture Funding Wal-Mart Aggregation Rules Clearing Agencies Duty of Prudence Financial Services Committee Foreign Affiliates Generation-Skipping Transfer Handbooks HHS Italy MOFCOM NASD Scams Settlement Agreements Termination United Nations Voluntary Disclosure Blue Sky Laws Business Formation Canning v NLRB Dark Pool Debt Settlement Services Department of Business Oversight EPA First Amendment Immigrants Investor Protection Loan Agreements Merrill Lynch Neither Admit Nor Deny Settlements Payroll Cards Proxy Advisors Senate Banking Committee Technical Standards Visa Inc Written Notice Automatic Stay Books & Records Business Judgment Rule Captive Insurance Company Competition EEOC Evidence FATF Forum Selection Institutional Investors Land Developers Mandatory Clearing Requirements Misleading Statements Mortgage Brokers Mortgage Insurance Municipal Securities Market National Futures Association NPRM Real Estate Transfers Severance Agreements Swap Clearing Tax Revenues Withdrawal Liability American Express Antitrust Litigation Bankruptcy Court BEPS Canadian Securities Administration Community Reinvestment Act CSBS Cybersecurity Framework EPCRS Eurozone Liquidity Local Ordinance Management Fees National Bank Act Negotiations PACs Patriot Act Position Limits Regulation X REITS RTS Seed Financing Spending Cuts Transfers US Bancorp Abandoned Property Cease and Desist Orders Cloud Computing COLA Digital Currency Elder Issues FBI Federal Savings Associations FRB Free Trade Zone Loan Servicing Ombudsman Private Student Loans Project Finance Proxy Access Rule Public Employees Redevelopment Silk Road Accountants CACR Counterparties Criminal Background Checks Energy Efficiency Enforcement Statistics Excessive Fees Federal Register Financial Crimes Foreign Jurisdictions Foreign Subsidiaries Google Green Cards HIPAA Hurricane Sandy International Arbitration International Finance Legal Entity Identifiers Loan Documentation Netflix Regulation Technical Standards (RTS) Reversal SFO State and Local Government Accounting AML/CFT Bank Fraud BRRD Choke Point Citibank Confidentiality Agreements Controlled Foreign Corporations Corporate Financing Criminal Conspiracy Default Judgment Duty of Care Employee Rights Equity Investors Fifth Amendment FOIA Form 10-K Form D Filing Free Trade Agreement Greece