Securities Business Torts

SEC Fraud SCOTUS Class Action Securities Fraud Insider Trading RMBS Enforcement Actions Fiduciary Duty Compliance Fraud-on-the-Market Settlement Enforcement Shareholders Halliburton Halliburton v Erica P. John Fund Class Certification Securities Litigation Securities Exchange Act Board of Directors Shareholder Litigation Basic v Levinson CFTC Investment Adviser Dodd-Frank Misrepresentation Disclosure Requirements ERISA Investors Statute of Limitations Banks Breach of Duty DOJ Ponzi Scheme Securities Rule 10b-5 Securities Act of 1933 Mortgage-Backed Securities Whistleblowers FINRA JPMorgan Chase Mortgages Derivative Suit ESOP FIfth Third Bancorp v Dudenhoeffer Hedge Funds Stocks Broker-Dealer Citigroup EU Presumption of Reliance Canada FHFA Motion to Dismiss Bank of America Corporate Counsel Goldman Sachs FDIC FCPA Penalties Rating Agencies White Collar Crimes Amgen Inc. v Connecticut Retirement Plans Swaps US Bancorp Directors Executive Compensation Mergers Sarbanes-Oxley SLUSA Civil Monetary Penalty Stock Drop Litigation Business Judgment Rule Disgorgement Popular Professional Liability Chief Compliance Officers Libor Morgan Stanley Scienter Corporate Governance Mary Jo White Deutsche Bank Fannie Mae Jurisdiction UBS Audits Bernie Madoff Freddie Mac NCUA Neither Admit Nor Deny Settlements UK Controlling Stockholders Disclosure Dismissals Gabelli v SEC Investigations Pleadings Registration Say-on-Pay Appeals Collateralized Debt Obligations Criminal Prosecution D&O Insurance Employee Benefits False Statements Fifth Third Mortgage Company Sanctions China Discovery Rule Federal Reserve FIRREA SEC v Citigroup Standing ESMA FERC Financial Services Authority Fines Foreign Banks High Frequency Trading Investment Advisers Act of 1940 Liability Misappropriation Proxy Statements Underwriting Brokers Conflicts of Interest Corporate Officers Countrywide Duty of Prudence Investment Funds Judge Rakoff Minority Shareholders Municipal Bonds OCC Pensions Section 10(b) Chadbourne & Parke LLP v Troice Extraterritoriality Rules Misleading Statements Mutual Funds Pleading Standards Private Equity Reporting Requirements SAC Capital Foreign Exchanges Insurers Loss Causation Material Misstatements Municipalities Negligent Misrepresentation Short Sales Summary Judgment Trustees Whistleblower Awards Acquisitions Asset Management Auditors Bylaws Custody Rule FCA Hong Kong Investment Company Act of 1940 Market Manipulation Preemption Preferred Shares Risk Management S&P Shareholder Rights 401k Admissions of Liability Aiding and Abetting Amgen Breach of Contract Cross-Border Evidence Financial Statements PCAOB Portfolio Managers PSLRA Repurchases Retirement Plan Whistleblower Protection Policies 10b5-1 Plans Barclays Bear Sterns Bitcoins Bribery Common Stock Deferred Prosecution Agreements Due Diligence FBI Going-Private Transactions IPO JOBS Act Litigation Strategies Oil & Gas Personal Liability Private Securities Litigation Reform Act of 1995 Shareholder Activism Standard of Review Volcker Rule Wells Fargo Accounting Fraud Cybersecurity Derivatives Fee-Shifting Statutes Fees FTC Indemnification Injunctions Japan Lawson v FMR Materiality Merrill Lynch Moody's NFA Officers Omissions Omnicare Ontario Securities Act Policy Violations Rebuttable Presumptions Statute of Repose Tolling Virtual Currency Attorney's Fees BP Causation CEOs Claim Preclusion Confidential Witnesses Consent Decrees Corruption Credit Unions Employer Liability Issues European Commission Fiduciary Liability Fraudulent Inducement Healthcare IRS Jury Verdicts Justifiable Reliance Mark Cuban MFW Morrison v National Australia Bank Multidistrict Litigation No-Action Relief NYSE OCIE Pay-To-Play Pharmaceutical Public Offerings Raj Rajaratnam Real Estate Market Regulation M Retaliation Section 11 Stock Options Subprime Mortgages Swap Dealers Trusts Unjust Enrichment Valuation Anti-Money Laundering Antitrust Litigation Arbitration Asset Valuations Attorney-Client Privilege Banking Sector Bonds Cease and Desist CFPB Chevron Deference Complex Litigation Conspiracies Credit Ratings Data Protection Demand Futility Discovery Duty of Care Duty to Disclose eBay Energy ETFs Financial Conduct Authority Financial Reporting FinCEN Fitch Foreign Corporations Fund Managers Good Faith Hewlett-Packard Hiring & Firing Interlocutory Appeals Internal Controls Internal Investigations ISS Lehman Brothers Loans Material Nonpublic Information Moench Presumption Money Laundering Mortgage Loan Originators Municipal Securities Issuers Negligence No-Action Letters Non-Prosecution Agreements Ontario Securities Commission Risk Assessment Royal Bank of Scotland Safe Harbors Secondary Markets Self-Dealing Social Media Stress Tests U.S. Bancorp U.S. Treasury Venture Capital AIFMD American Pipe & Construction Co. v. Utah Annual Meeting Anti-Retaliation Provisions Attorney Generals Australia Books & Records C-Suite Executives City of Pontiac Commercial Bankruptcy Commodities Commodity Pool Confidential Information Conflict Mineral Rules Contract Interpretation Cross-Border Transactions Dark Pool Dilution Duty of Loyalty EB-5 EMIR Employee Stock Purchase Plans Equitable Tolling Ethics European Banking Authority False Claims Act Family Businesses FCMs FDA Federal Rules of Civil Procedure Financial Crimes Forfeiture Forum Selection Clause GAAP General Solicitation Illegal Tipping Investment Fraud Janus Capital Group Limitation Periods Martoma Material Disclosures Nasdaq Patents Price-Fixing Public Disclosure Putative Class Actions Rajat Gupta Reasonable Reliance Claims Receivership Recordkeeping Requirements Retirement Rule 11 Rule 506 Offerings Sentencing Sothebys Tender Offers Too Big to Fail Trade Market Abuse Visas Administrative Hearings Advertising AIG Allstate Apple Appraisal Arbitration Agreements Asset-Backed Securities Assured Guaranty Corp. Bank of England Banking Crisis Basel Committee Blue Sky Laws Breach of Warranty Burden of Proof Certiorari Clinical Trials Code of Conduct Collateral Estoppel Comcast Comcast v. Behrend Compensation Committee Cooperation Initiative Covenant of Good Faith and Fair Dealing Criminal Sanctions Crowdfunding Data Breach Deepwater Horizon Delaware General Corporation Law DOL Email Enron Exchange-Traded Products Facebook False Advertising FHA Financial Regulatory Reform FMR LLC Foreign Investment Foreign Jurisdictions Foreign Nationals Forum Fraudulent Transfers Futures Google Hart-Scott-Rodino Act Heinz HSBC Income Taxes Investment Banks Investment Management Investor Protection Life Sciences Liquidation Liquidnet Lying Major Swap Participants Mandatory Victim's Restitution Act MBIA Insurance Medicare MTFs Municipal Advisers Municipal Securities Market Negligent Supervision New Regulations Non-Enforcement Offerings Personal Jurisdiction Prejudgment Interest Prescription Drugs Private Placements Proposed Regulation Proxy Voting Guidelines Prudential Prudential Regulation Authority Public Employees Publicly-Traded Companies Qualified Mortgage Rule RBS Regulation FD Regulation S-K Rescission Reverse Mergers Revlon Standard Rule 10(b) Rule 23 Sales Section 17(a) SFO Short-Swing Trading SIPC Split of Authority Spoofing Standstill Agreements State Securities Claims STOCK Act Stock Purchase Agreement Stock Trades Subpoenas SunTrust Symantec Third Point Transparency Trust Preferred Securities Twombly/Iqbal Pleading Standard USCIS Wall Street Ways and Means Committee Witness 16(b) Abuse of Discretion Accounting Affiliates Affirmative Defenses Alberta Securities Commission Algorithmic Trading Alternative Trading Systems Amended Complaints Anti-Corruption Antidumping Duties ASIC ATP Tours AU Optronics Corp Bad Actors Bad Faith Bank Fraud Bank Secrecy Act Benefit Plan Sponsors Biotechnology Block Trades Boeing Botox British Bankers' Association British Columbia Securities Commission Bundling Rules Burger King Business Development Business Torts Buy-Out Agreements Buyouts CalPERS Celera CFOs Change in Control Change of Ownership Charter Schools Circumstantial Evidence Civil Forfeiture Class Representatives Clawbacks CMS Commodities Exchange Act Confidentiality Contract Drafting Contractors Corporate Fraud Corporate Veil Countervailing Duties CPO Credit Default Swaps Credit Suisse Criminal Conspiracy CTA Customs Cyber Attacks Damages Debt Debtors Defense Strategies Demurrers Detroit Disqualification Document Requests Economic Downturn Edge Act Electronic Trading EMMA Eric Holder European Central Bank Exemptions Expert Testimony Expert Witness Fair Market Value Family Members FATCA FATF Federal Jurisdiction Federal Rule 12(b)(6) Fee Disclosure FFIEC Fidcuciary Liability Final Rules Financial Adviser Financial Institution Liability Financial Instruments and Exchange Act of Japan Finders Foreign Official Form 10-K Form 8-K Form SD Forum Shopping Fraudulent Concealment Frivolous Lawsuits FSMA FTCA Gaming Government Investigations Governmental Liability Gramm-Leach-Blilely Act GreatBanc Green Cards Guilty Pleas Home Depot Housing Market HUD ICAP Imports Incentives Interest Rates International Finance Investment Advisory Agreements Investment Companies ITC Jury Trial Kickbacks Lawson Lenders Leveraged Buyout Life Insurance Limited Partnerships LLC Lockheed Martin London Whale Inc Managers Medicaid Memorandum of Understanding Mining Mismanagement Mobile Apps MOFCOM Money Market Funds Mootness Motion to Compel MSRB Municipal Bankruptcy MuniMae Natural Gas NERA New Legislation Non-Judicial Settlement Agreements Non-Public Information Nonbank Firms Nvidia Oppression Remedy Opt-Outs OSC Oversight Committee PIPEs Plastic Solar Cells PLSRA Poison Pill Political Intelligence Pre-Merger Filing Requirements Preliminary Injunctions Privacy Policy Private Equity Funds Private Funds Privately Held Corporations Proposed Legislation Proprietary Trading Prospectus Protected Activity Proxies Proxy Contests Proxy Materials Proxy Season Proxy Solicitations Public Officials Public Policy Public Schools Purchase Agreement Pyramid Schemes Ranieri Partners Real Estate Investments Regulation D REIT Relation Back Doctrine Removal Representations and Warranties Restrictive Covenants Revlon Sale of Assets Scams SCC Section 10 of the Exchange Act Section 12 Section 162(m) Section 2462 Section 304 Security-Based Swaps SEFs Shareholder Votes Shareholders' Agreements Siemens SIFMA SIPA Solar Energy Stanford International Bank Startups State and Local Government Stockholders' Meetings Structured Financial Products Subcontractors Subject Matter Jurisdiction Subsidiaries Supervision Target Company Tax Evasion Technology The Clayton Act Third-Party Title IV Trading Plans Transfers Twitter UCITS Unions Vacated Visionary Waivers Warranties Warrantless Searches Wash Trades Waste WTO Zero Tolerance Policies Ability-to-Repay Abuse of Process Acceptance of Responsibility Accountants Accounting Controls Accredited Investors Activist Hedge Funds Actual Injuries Administrative Procedure Act Admissions Adverse Employment Action Advisory Contracts Advisory Opinions Africa Aftermarket Purchases Aggregation Rules AIFM Algorithms ALJ Allergan Inc Alternative Investment Funds Altius Management Ambiguous American Express American Rule American Superconductor Antitrust Conspiracies Antitrust Investigations AOL Arbitrage Asset Diversification Asset Freeze Asset Protection Assignments AT&T AT&T Mobility v Concepcion Attorney Malpractice Australian Securities and Investments Commission Auto Manufacturers Balance Sheets Banging the Close Bank Holding Company Act Bank of New York Mellon Bank of Russia Bar Associations Barack Obama Beats Electronics Ben Bernanke Beroth Oil Best Management Practices Bids Big-Boy Letters Billing Biofuel BioMimetic Therapeutics Biopharmaceutical Board of Trustees Bond Financing Bonuses Broker Commissions Business Assets Business Development Companies Business Formation Business Litigation Business Valuations But For Causation Buyback Programs C&DIs CAFA CAFC Canadian Securities Administration Cannibalization Capital Estimation Tool Capital Markets Capital Requirements Car Loans Caremark claim Cartels Carter's Inc. Case Consolidation Cause of Action Accrual CBCA CCAA CEA Cell Phones Certificates of Incorporation Certifications Chapter 11 CIBC CIFG Assurance North America CII Cisco Citizens United Civil Penalty Fund Class of Stock Clawback Agreements Clearing Agencies Closely Held Businesses Cloud Computing CMBS Co-Location Collateral Collateralized Loan Obligations Collusion Colonial Bank Commercial Leases Commodity Futures Contracts Community Banks Competition Competition Authorities Competitive Bidding Complaint Procedures Condemnation Conflicts of Laws Consent Consideration Consultation Continuity of Enterprises Continuous Ownership Rule Contract Disputes Controlled Foreign Corporations Convictions Core Operations Doctrine Corporate Gifts Corporate Liability Corporate Records Corporate Sales Transactions Corporate Securities Act Corporate Taxes Corporations Code Corrective Disclosures COSO COTUS Counterclaims CPAs CR Intrinsic Investors CRA Credit Reporting Agencies Credit Reports Credit Suisse First Boston Creditors Criminal Antitrust Litigation Cryptocurrency CSMAD Custodians Custody Customer Funds Protection Customer Protection Rule CVS Cy Pres Funds Cyber Insurance Data Mining Data Retention Data Use Policies Daubert Standards Debt Collection Debtor-Creditor Declaratory Judgments Deductions Default Default Judgment Deficiency Notices Defined Benefit Plans Department of Transportation Derivatives Clearing Organizations Destruction of Evidence Direct Access Partners Disciplinary Proceedings Discounts Discrimination Dismissal With Prejudice Disparate Impact Dispute Resolution Dissident Directors Dissident Shareholders Distribution Rules Distributors Divestiture Divorce Document Productions DOE DOMA Domestic Bribery Don't Ask - Don't Waive Down-Round Drug Manufacturers DSIO Duke Energy Dukes v Wal-Mart Duty to Defend Duty to Investigate DZ Bank E-Filing Earn-Outs Economic Development Economic Loss Doctrine Edward Snowden EEA Electronic Blue Sheets Electronically Stored Information Emerging Growth Companies Emerging Trading Technologies Eminent Domain Employment Policies Energy Exploration Energy Market Energy Policy Act Engagement Letters Entrepreneurs Equal Protection Equitable Relief Equity Claims Equity Compensation Equity Financing Equity Markets Ericsson Errors and Omissions Policy Estate Planning Estimated Value Disclosures Estoppel EU Data Protection Laws Eurozone Exchange Rates Exclusions Exclusive Jurisdiction Exculpatory Clauses Exit Transactions Exports Extender Statutes Extradition Failure to Notify Faithless Servant Doctrine Falsified Documents FASB Fashion Design Fast-Filer FBAR FCC Federal Contractors Federal Employees Federal Prosecutors Federal Question Jurisdiction Federal Savings Associations Federal Sentencing Guidelines Fee-Sharing Feeder Funds FFI FICA Taxes Fifth Amendment Filing Requirements Financial Accounting Financial Analysts Financial Companies Financial Guaranty Insurance Financial Markets Financial Products Financial Restatements Financing First Amendment First Derivative Traders Fiscal Year Fixed-Fee Flagstar Bank Football Foreclosure Foreign Currency Foreign Defendants Foreign Equity Securities Foreign Judgments Foreign Subsidiaries Form D Filing Fourth Amendment Foxhall Capital Management Fraud and Abuse Fraudulent Wire Transfers FRCP 23(b)(3) Freeze Order Freeze-Out Mergers Frozen Assets FSA FSFM FSOC Full Faith and Credit Funding