Securities Business Torts

SEC Fraud SCOTUS Securities Fraud Insider Trading Class Action Enforcement Actions RMBS Fiduciary Duty Compliance Shareholders Settlement Fraud-on-the-Market Enforcement Shareholder Litigation Halliburton Securities Litigation Class Certification Board of Directors Securities Act of 1933 Securities Exchange Act Halliburton v Erica P. John Fund Breach of Duty Securities Investment Adviser CFTC Dodd-Frank Misrepresentation ERISA Disclosure Requirements Basic v Levinson Banks Rule 10b-5 Statute of Limitations Derivative Suit DOJ Hedge Funds Ponzi Scheme FINRA Investors Whistleblowers Mortgage-Backed Securities ESOP EU FIfth Third Bancorp v Dudenhoeffer Motion to Dismiss Material Misstatements Mortgages Stocks Omnicare Omnicare v Laborers District Council Section 11 JPMorgan Chase Broker-Dealer Bank of America Directors Corporate Counsel Mergers FHFA Popular Citigroup Presumption of Reliance Registration Statement Business Judgment Rule Canada FCPA FDIC Goldman Sachs Issuers Rating Agencies Swaps Stock Drop Litigation Appeals Controlling Stockholders Criminal Prosecution Disgorgement Scienter Penalties US Bancorp Civil Monetary Penalty Dismissals Executive Compensation Professional Liability Sarbanes-Oxley White Collar Crimes Amgen Inc. v Connecticut Retirement Plans Illegal Tipping Morgan Stanley SLUSA Deutsche Bank False Statements UBS Chief Compliance Officers Conflicts of Interest Corporate Governance Pleadings Investment Funds Libor Mary Jo White UK Fannie Mae NCUA Pleading Standards Corporate Officers Disclosure Freddie Mac High Frequency Trading Investment Advisers Act of 1940 Material Nonpublic Information Misappropriation Standing Audits Bernie Madoff Investigations Jurisdiction Portfolio Managers Registration D&O Insurance Employee Benefits Federal Reserve Municipal Bonds Neither Admit Nor Deny Settlements Sanctions Say-on-Pay Section 10(b) Bylaws Collateralized Debt Obligations ESMA Fifth Third Mortgage Company Gabelli v SEC Misleading Statements Personal Benefit Statement of Opinion US v Newman Brokers China FIRREA Judge Rakoff Loss Causation Minority Shareholders Pensions Proxy Statements PSLRA Discovery Rule FERC Financial Services Authority Foreign Banks Insurers Liability Municipalities Underwriting Whistleblower Awards Breach of Contract Countrywide Duty of Prudence Evidence IPO Market Manipulation Mutual Funds Personal Liability Private Equity Trustees 401k Aiding and Abetting Books & Records C-Suite Executives Chadbourne & Parke LLP v Troice Derivatives Extraterritoriality Rules Fines Hong Kong Negligent Misrepresentation OCC Oil & Gas Pharmaceutical Reporting Requirements SEC v Citigroup Summary Judgment Asset Management Barclays Bribery FCA Financial Statements Investment Company Act of 1940 Short Sales Acquisitions Administrative Hearings Auditors Cross-Border Custody Rule Fund Managers Merrill Lynch PCAOB Preemption Preferred Shares Public Offerings Repurchases Risk Management S&P Shareholder Rights Unjust Enrichment Volcker Rule Whistleblower Protection Policies Amgen Cybersecurity DE Supreme Court Delaware General Corporation Law Fairness Standard Foreign Exchanges Going-Private Transactions Injunctions Litigation Strategies Materiality Pharmaceutical Manufacturers Retirement Plan Standard of Review Statute of Repose Wells Fargo 10b5-1 Plans Admissions of Liability Bear Sterns Bitcoins Common Stock Deferred Prosecution Agreements Discovery Due Diligence Employer Liability Issues Federal Rules of Civil Procedure Fees Fraudulent Inducement Good Faith Independent Boards Internal Controls JOBS Act Moody's Omissions Private Securities Litigation Reform Act of 1995 SAC Capital Tolling Trusts Virtual Currency Accounting Fraud Attorney's Fees Attorney-Client Privilege Bad Faith CEOs Exculpatory Clauses False Claims Act Fee-Shifting Statutes Fiduciary Liability Forum Selection Clause FTC Internal Investigations IRS Japan Lawson v FMR Material Disclosures Multidistrict Litigation NFA No-Action Letters No-Action Relief OCIE Officers Pay-To-Play Petition For Rehearing Policy Violations Rebuttable Presumptions Shareholder Activism Valuation Arbitration Australia Bonds Burden of Proof Causation Claim Preclusion Confidential Information Confidential Witnesses Conspiracies Corruption Credit Unions Dark Pool Demand Futility ETFs European Commission FBI Financial Conduct Authority FinCEN Healthcare Indemnification Interlocutory Appeals Investment Management Jury Verdicts Justifiable Reliance MFW Morrison v National Australia Bank Municipal Securities Issuers Negligence NYSE Private Equity Funds Publicly-Traded Companies Putative Class Actions Real Estate Market Regulation M Secondary Markets Self-Dealing Stock Options Subprime Mortgages Swap Dealers Tender Offers Venture Capital Anti-Money Laundering Anti-Retaliation Provisions Antitrust Litigation Asset Valuations Attorney Generals Banking Sector BP Cease and Desist Chevron Deference Commercial Bankruptcy Commodities Consent Decrees Covenant of Good Faith and Fair Dealing Credit Ratings Data Protection Dilution Duty of Loyalty eBay Energy Financial Reporting Fitch Foreign Corporations GAAP General Solicitation Insolvency ISS Lehman Brothers Loans Mark Cuban Moench Presumption Money Laundering Mortgage Loan Originators Municipal Advisers Nasdaq Non-Prosecution Agreements Nvidia Offerings Patents Prejudgment Interest Reasonableness Factors Receivership Retaliation Revlon Standard Risk Assessment Royal Bank of Scotland Safe Harbors Social Media Strategic Enforcement Plan Stress Tests Strict Liability Trade Market Abuse U.S. Bancorp U.S. Treasury AIFMD American Pipe & Construction Co. v. Utah Annual Meeting Bank Fraud Blue Sky Laws Certiorari CFPB City of Pontiac Commodity Pool Complex Litigation Conflict Mineral Rules Contract Interpretation Creditors Cross-Border Transactions Defense Strategies Duty of Care Duty to Disclose EB-5 EMIR Employee Stock Purchase Plans Equitable Tolling Ethics European Banking Authority Falsified Documents Family Businesses FCMs FDA Federal Rule 12(b)(6) Financial Crimes Forfeiture Fraudulent Transfers FSMA Hewlett-Packard HSBC Investment Fraud Janus Capital Group Life Sciences Martoma Merger Agreements Misallocation of Funds Ontario Securities Act Ontario Securities Commission Personal Jurisdiction Price-Fixing Proposed Regulation Prudential Public Disclosure Public Officials Raj Rajaratnam Reasonable Reliance Claims Recordkeeping Requirements Regulation S-K Retirement Rule 11 Rule 23 Rule 506 Offerings Sothebys Statement of Facts Stock Purchase Agreement Subpoenas Too Big to Fail Visas Affirmative Defenses AIG Allstate Alternative Trading Systems Antidumping Duties Appraisal Arbitration Agreements Asset-Backed Securities Assured Guaranty Corp. Bank of England Basel Committee Biotechnology Breach of Warranty Burger King Buy-Out Agreements Buyouts Capital Markets CFOs Clawbacks Clinical Trials Code of Conduct Collateral Estoppel Comcast Comcast v. Behrend Compensation Committee Cooperation Initiative Credit Suisse Criminal Sanctions Crowdfunding Cyber Attacks Data Breach Dell DOL Enforcement Statistics Exchange-Traded Products Expert Witness Facebook Family Members Federal Sentencing Guidelines FHA Financial Adviser Financial Regulatory Reform FMR LLC Foreign Nationals Forum Frivolous Lawsuits Futures Government Investigations Hart-Scott-Rodino Act Heinz Hiring & Firing Housing Market Imports Income Taxes Inspection Rights Investment Banks Investor Protection Joint and Several Liability Limitation Periods Liquidation Liquidnet Lying Major Swap Participants Mandatory Victim's Restitution Act MBIA Insurance Medicare MOFCOM Money Market Funds Motion to Compel MSRB MTFs Municipal Securities Market Negligent Supervision New Regulations Non-Enforcement Pharmacies Prescription Drugs Private Funds Private Placements Proposed Legislation Prospectus Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Policy Qualified Mortgage Rule Rajat Gupta RBS Real Estate Investments Regulation FD Rescission Reverse Mergers Rule 10(b) Sales SEC v Payton Section 17(a) Security-Based Swaps Sentencing SFO Short-Swing Trading SIPA Split of Authority Spoofing Standstill Agreements Stock Trades Stock-for-Stock Merger Stockholders' Meetings SunTrust Symantec Third Point Transparency Trust Preferred Securities Twombly/Iqbal Pleading Standard US Bank USCIS Waivers Wal-Mart Wall Street Waste Ways and Means Committee Wire Fraud Witness 16(b) Abuse of Discretion Accountants Accounting Accounting Controls Advertising Affiliates AIFM Algorithmic Trading ALJ Allergan Inc Amended Complaints American Superconductor Anti-Corruption Apple ASIC ATMs ATP Tours AU Optronics Corp Bad Actors Balance Sheets Bank Holding Company Bank Secrecy Act Banking Crisis Benefit Plan Sponsors Block Trades Boeing Bonuses Botox British Bankers' Association British Columbia Securities Commission Bundling Rules Business Development Business Development Companies Business Litigation Business Torts CalPERS Caremark claim Carter's Inc. Cause of Action Accrual Celera Cell Phones Change in Control Change of Ownership Charter Schools Circumstantial Evidence Citibank Civil Conspiracy Class Representatives CMS Collateralized Loan Obligations Commodities Exchange Act Confidentiality Contract Disputes Contract Drafting Contractors Corporate Sales Transactions Corporate Veil Corporations Code Countervailing Duties CPO Credit Default Swaps Criminal Conspiracy CTA Customs Damages Debt Debtors Deepwater Horizon Demurrers Detroit Disqualification Document Productions Document Requests DuPont Earn-Outs Economic Development Economic Downturn Edge Act Electronic Trading Email EMMA En Banc Review Equity Compensation Eric Holder European Central Bank Exclusive Jurisdiction Exemptions Expert Testimony Exports Fair Market Value False Advertising FATCA FATF FCC Federal Jurisdiction Fee Disclosure FFIEC Fidcuciary Liability Final Rules Financial Institution Liability Financial Instruments and Exchange Act of Japan Finders Foreign Investment Foreign Jurisdictions Foreign Official Form 10-K Form 8-K Form SD Forum Shopping Fraudulent Concealment Freeze-Out Mergers FTCA Gaming Google Gramm-Leach-Blilely Act GreatBanc Green Cards Guilty Pleas Hedging Herballife Hostile Takeover HUD ICAP Incentive Compensation Incentives Independent Director Insurance Litigation Intent Interest Rates Internal Affairs Doctrine International Finance International Harmonization Investment Advisory Agreements Investment Companies Issue Preclusion ITC Joint Venture Jury Trial Kickbacks Lawson Legal History Lenders Leveraged Buyout Life Insurance LLC London Whale Long-Term Investment Funds Mail Fraud Managers Manufacturers Market Participants Martin Act Medicaid Medical Devices Memorandum of Understanding Mining Mismanagement Mobile Apps Monsanto Mootness Municipal Bankruptcy MuniMae Natural Gas NERA New Legislation Non-Compete Agreements Non-Judicial Settlement Agreements Non-Public Information Non-Solicitation Agreements Nonbank Firms Offshore Funds Oppression Remedy Opt-Outs OSC Oversight Committee Patent Infringement Patent Litigation Pension Funds Plastic Solar Cells PLSRA Poison Pill Policy Exclusions Pre-Merger Filing Requirements Preliminary Injunctions Price Manipulation Privacy Policy Private Right of Action Proprietary Trading Protected Activity Proxies Proxy Contests Proxy Materials Proxy Season Proxy Solicitations Public Schools Pump and Dump Purchase Agreement Pyramid Schemes Ranieri Partners Real Estate Development Regulation D REIT Relation Back Doctrine Remand Removal Representations and Warranties Restricted Stocks Restrictive Covenants Retailers Revlon RICO Russia Sale of Assets Scams Section 10 of the Exchange Act Section 12 Section 162(m) Section 2462 Section 25401 Section 304 SEFs Shareholder Demands Shareholder Votes Shareholders' Agreements Siemens SIFMA SIPC Solar Energy Startups State and Local Government State Securities Claims STOCK Act Stop Order Structured Financial Products Subcontractors Subject Matter Jurisdiction Subsidiaries Supervision Supreme Court of Canada Target Company Tax Evasion The Clayton Act Trading Plans Transfers Twitter UCITS Unfair or Deceptive Trade Practices Unions Vacated Visionary Warranties Warrantless Searches Wash Trades WTO Zero Tolerance Policies "Garner Doctrine' AbbVie Ability-to-Repay Abuse of Process Acceptance of Responsibility Accredited Investors Activist Hedge Funds Actual Injuries Actual or Constructive Knowledge Administrative Procedure Act Admissions Adverse Employment Action Advisory Contracts Advisory Opinions Africa Aftermarket Purchases Aggregation Rules AIM Alberta Securities Commission Algorithms All-Party Consent Alternative Investment Funds Altius Management Ambiguous American Express American Rule Anti-Monopoly Antitrust Conspiracies Antitrust Investigations Antitrust Provisions AOL Approval Arbitrage Asset Diversification Asset Freeze Asset Protection Assignments AT&T AT&T Mobility v Concepcion Attorney Malpractice Auction Australian Securities and Investments Commission Auto Manufacturers Automotive Industry Avon Banamex Banging the Close Bank Holding Company Act Bank of New York Mellon Bank of Russia Bar Associations Barack Obama Beats Electronics Ben Bernanke Benchmark Pricing Benchmarks Beroth Oil Best Management Practices Bids Big-Boy Letters Billing Biofuel BioMimetic Therapeutics Biopharmaceutical BIS BlackRock Board of Trustees Bond Financing Broken Windows Broker Commissions BSA/AML Building Permits Business Assets Business Court Business Formation Business Valuations But For Causation Buyback Programs C&DIs CAFA CAFC Calculation of Damages Canadian Securities Administration Cannibalization Capital Estimation Tool Capital Markets Stability Act Capital Requirements Car Loans Carried Interest Cartels Case Consolidation CEA Cease and Desist Orders Certificates of Incorporation Certifications Channel Check Chapter 11 China North Petroleum CIBC CIFG Assurance North America CIGNA CII Cisco Citizens United Civil Forfeiture Civil Penalty Fund Class of Stock Clawback Agreements Clearing Agencies Closely Held Businesses Cloud Computing CMBS Co-Location Collateral Collusion Colonial Bank Commercial Leases Commodity Futures Contracts Community Banks Competition Competition Authorities Competitive Bidding Complaint Procedures Condemnation Conditional Gifts Confidential Documents Conflicts of Laws Congressional Investigations & Hearings Consent Consideration Conspiracy Theory of Jurisdiction Constructive Trusts Consultation Consumer Lenders Continuity of Enterprises Continuous Ownership Rule Control Person Controlled Foreign Corporations Convictions Core Operations Doctrine Corporate Charters Corporate Crimes Corporate Fraud Corporate Gifts Corporate Issuers Corporate Liability Corporate Management Corporate Records Corporate Securities Act Corporate Taxes Corporate Waste Corrective Disclosures COSO COTUS Counterclaims Court-Appointed Receivers CPAs CPOs CR Intrinsic Investors CRA Credit Reporting Agencies Credit Reports Credit Suisse First Boston Criminal Antitrust Litigation Cryptocurrency CSMAD Custodians Custody Customer Funds Protection Customer Protection Rule CVS Cy Pres Funds Cyber Insurance Cyber Threats Data Mining Data Retention Data Use Policies Daubert Standards Debt Collection Debt Restructuring Debt Securities Debtor-Creditor Declaratory Judgments Deductions Default Default Judgment Defendant Class Deficiency Notices Defined Benefit Plans Delegation Clauses Department of Transportation Deposit Accounts Derivative Complaint Derivatives Clearing Organizations Destruction of Evidence Direct Access Partners