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SEC Fraud Securities Fraud Fiduciary Duty Enforcement Actions Class Action SCOTUS Insider Trading Breach of Duty RMBS Securities Litigation Shareholder Litigation Shareholders Settlement Board of Directors Compliance Investment Adviser Fraud-on-the-Market Securities Exchange Act Enforcement ERISA Securities Act of 1933 Class Certification Securities Halliburton Derivative Suit Misrepresentation Halliburton v Erica P. John Fund CFTC Statute of Limitations Dodd-Frank Corporate Counsel Mergers Disclosure Requirements Motion to Dismiss Rule 10b-5 Appeals FINRA Dismissals Investors Basic v Levinson Hedge Funds Broker-Dealer DOJ Popular Whistleblowers Banks ESOP EU Pleading Standards Material Misstatements Section 11 Conflicts of Interest FIfth Third Bancorp v Dudenhoeffer Business Judgment Rule Omnicare Controlling Stockholders Ponzi Scheme Disgorgement Omnicare v Laborers District Council Stocks Scienter Corporate Officers Directors JPMorgan Chase Canada Rating Agencies Stock Drop Litigation Registration Statement False Statements Penalties Acquisitions Criminal Prosecution FCPA Mortgage-Backed Securities Civil Monetary Penalty Pleadings Executive Compensation Mortgages Retirement Plan Citigroup DE Supreme Court Goldman Sachs Presumption of Reliance SLUSA US Bancorp Bank of America Investment Funds White Collar Crimes FHFA Personal Liability Sarbanes-Oxley Corporate Governance FDIC Publicly-Traded Companies Standing Swaps UK Breach of Contract Deutsche Bank Illegal Tipping Investment Advisers Act of 1940 Mutual Funds 401k Chief Compliance Officers Professional Liability Sanctions Delaware General Corporation Law Employee Benefits Misappropriation Misleading Statements Personal Benefit Aiding and Abetting Amgen Inc. v Connecticut Retirement Plans Material Nonpublic Information Morgan Stanley Pharmaceutical Industry Section 10(b) Standard of Review US v Newman UBS D&O Insurance Demand Futility Derivatives Duty of Loyalty Financial Conduct Authority (FCA) Jurisdiction Market Manipulation Mary Jo White Municipal Bonds Books & Records Duty of Prudence High Frequency Trading Minority Shareholders Proxy Statements Shareholder Rights Bylaws Disclosure European Securities and Markets Authority (ESMA) Loss Causation Municipalities PSLRA Statement of Opinion Burden of Proof Collateralized Debt Obligations DOL Federal Reserve Insurance Industry Audits Excessive Fees Fines Private Equity C-Suite Executives Cybersecurity Extraterritoriality Rules Freddie Mac Hong Kong Neither Admit Nor Deny Settlements Omissions Pensions Portfolio Managers Registration Say-on-Pay Summary Judgment Trustees Bad Faith Brokers Due Diligence Evidence Fannie Mae FERC Financial Adviser Fund Managers Investment Company Act of 1940 Negligent Misrepresentation Oil & Gas Reporting Requirements Statute of Repose Underwriting Auditors Damages Exculpatory Clauses Fifth Third Mortgage Company Financial Services Authority Gabelli v SEC Going-Private Transactions Investigations Judge Rakoff NCUA OCC Whistleblower Awards Bernie Madoff Discovery Rule Investment Management Amgen Asset Management Bribery China Duty of Care FIRREA Forum Selection Internal Controls IPO Merrill Lynch Repurchases Risk Management Attorney's Fees Cease and Desist CEOs Chadbourne & Parke LLP v Troice Confidential Information Foreign Banks Litigation Strategies Materiality Merger Agreements Preferred Shares Public Offerings Short Sales Tender Offers Unjust Enrichment Whistleblower Protection Policies Administrative Hearings Best Interest Contract Exemptions Common Stock Countrywide Cross-Border Custody Rule Defense Strategies Disclosure-Based Settlements Discovery Entire Fairness Standard European Commission Fairness Standard Fees Injunctions Kokesh v SEC Morrison v National Australia Bank Municipal Securities Issuers OCIE PCAOB Preemption Private Equity Funds Retaliation Reversal S&P SEC v Citigroup Shareholder Votes Wells Fargo Anti-Money Laundering Appraisal Banking Sector Barclays Benefit Plan Sponsors Covenant of Good Faith and Fair Dealing False Claims Act (FCA) Federal Rules of Civil Procedure Fee-Shifting Financial Statements Good Faith Independent Boards IRS Japan Limited Liability Company (LLC) No-Action Letters Putative Class Actions Secondary Markets Tolling Trusts 10b5-1 Plans Arbitration Attorney-Client Privilege Australia Bear Sterns CFPB Deferred Prosecution Agreements FDA Fiduciary Rule Financial Institutions Financial Reporting Foreign Exchanges FTC Hiring & Firing Insolvency Internal Investigations Investment Fraud IRA Libor Material Misrepresentation Moody's Multidistrict Litigation Nasdaq Negligence Pay-To-Play Policy Violations Private Securities Litigation Reform Act of 1995 Rebuttable Presumptions Section 36(b) Self-Dealing Swap Dealers Virtual Currency Volcker Rule Young Lawyers Appraisal Rights Bitcoin Bonds Commercial Bankruptcy Corruption Dark Pool Data Breach Dell Duty to Disclose Employer Liability Issues ETFs Failure To Disclose FBI Fraudulent Inducement GAAP Indemnification Initial Public Offerings International Litigation JOBS Act Jury Verdicts Justifiable Reliance Loans Municipal Advisers NFA No-Action Relief Ontario Securities Commission (OSC) Pension Funds Recordkeeping Requirements Securities Violations Shareholder Activism Tippees Valuation Venture Capital Accounting Fraud Administrative Proceedings Anti-Retaliation Provisions Asset Valuations Attorney Generals Bank of New York (BNY) Mellon Buyouts Capital Markets Cease and Desist Orders Claim Preclusion Closely Held Businesses Commodities Confidential Witnesses Corporate Executives Credit Default Swaps Cross-Border Transactions EB-5 Energy Sector Ethics Final Rules FinCEN Foreign Corporations Healthcare Joint and Several Liability Lawson v FMR Material Disclosures MFW MSRB Ontario Securities Act Petition For Rehearing Prejudgment Interest Preliminary Injunctions Prospectus Real Estate Market Regulation M Risk Assessment Rule 10(b) Rule 23 Securities Act Social Media Split of Authority Stock Options Strict Liability U.S. Treasury Admissions of Liability AIFMD Blue Sky Laws BP Buy-Out Agreements Causation Certiorari Clawbacks Collateral Estoppel Commercial Court Conspiracies Corporate Liability Creditors Data Protection Dole Food EMIR Employee Stock Purchase Plans Equitable Tolling European Banking Authority Fair Market Value Family Businesses Federal Pleading Requirements Federal Rule 12(b)(6) Financial Crimes Fitch Foreign Investment Forfeiture FSMA Gartenberg Factors General Solicitation HSBC Independent Director Interlocutory Appeals Internal Revenue Code (IRC) Investment Companies Janus Capital Group Lehman Brothers Mark Cuban Market Abuse Mismanagement Moench Presumption Money Laundering Mootness Municipal Securities Market NYSE Offerings Personal Jurisdiction Price-Fixing Private Placements Reasonableness Factors Regulation S-K Remedies Retirement Revlon Standard Royal Bank of Scotland Rule 11 SAC Capital Security-Based Swaps Sellers Subpoenas Subsidiaries Supplemental Disclosures Supreme Court of Canada Trade Market Abuse Transparency Trulia Trump Administration Wire Fraud Acquisition Agreements Affirmative Defenses AIG American Pipe & Construction Co. v. Utah Antitrust Litigation Apple Bank Fraud Biotechnology Breach of Warranty Caremark claim CFOs Charles Schwab Chevron Deference City of Pontiac Commodities Exchange Act Commodity Pool Compensation Committee Complex Litigation Consent Decrees Corporate Misconduct Corporate Sales Transactions Credit Unions Cyber Attacks Dilution Dismissal With Prejudice EBA Equity Compensation Exchange-Traded Products Expert Witness Facebook Failure To State A Claim FCMs Financial Markets Financial Sector Foreign Issuers Forum Shopping Fraudulent Concealment Futures Government Investigations Guilty Pleas Hart-Scott-Rodino Act Hewlett-Packard Home Depot Incentive Compensation Independent Directors Investor Protection ISS Leveraged Buyout Life Sciences Limitation Periods Major Swap Participants MCDC Misallocation of Funds Negligent Supervision Nvidia Oppression Remedy Opt-Outs Parent Corporation Patents PLSRA Prescription Drugs Price Manipulation Private Right of Action Proposed Legislation Prudential Public Comment Public Disclosure Public Officials Raj Rajaratnam Reasonable Reliance Claims Receivership REIT Rescission Revlon Rule 23(b)(3) Rule 506 Offerings Safe Harbors Sale of Assets Section 10(b)-5 Sothebys Special Committees Statement of Facts Strategic Enforcement Plan Stress Tests Subject Matter Jurisdiction Subprime Mortgages Target Company Twombly/Iqbal Pleading Standard Unfair or Deceptive Trade Practices Unregistered Brokers Venue Visas Algorithmic Trading Allstate Alternative Trading Systems Amgen v Harris Annual Meeting Anti-Corruption Anti-Dumping Duty Article III Asset Freeze Bank of England Bank Secrecy Act Basel Committee Beneficial Owner Burger King Buyers Capital Requirements Citibank CMBS Code of Conduct Collateralized Loan Obligations Conflict Mineral Rules Contract Disputes Contract Terms Corporate Dissolution Corporate Taxes Corporate Veil Credit Ratings Credit Suisse Criminal Sanctions Debtors Default Disclosure Settlement eBay EMMA Enforcement Statistics Exclusive Jurisdiction Exemptions Expert Testimony Exports Fair Housing Act (FHA) False Advertising Falsified Documents FATCA Federal Sentencing Guidelines Federal Tort Claims Act (FTCA) Fifth Amendment Financial Regulatory Reform Financial Services Industry Foreign Nationals Foreign Official Form 10-K Form 8-K Forum Forum Non Conveniens Fraudulent Transfers FRCP 9(b) Freeze-Out Mergers Frivolous Lawsuits Gross Negligence Heinz Honest Belief Defense Housing Market Imports Income Taxes Investment Banks Joint Venture Kickbacks Limited Partnerships Liquidation Liquidnet Lying Mail Fraud Majority Shareholders Mandatory Victim's Restitution Act Market Participants Martoma Medicare MiFID II MOFCOM Money Market Funds Mortgage Loan Originators Motion to Compel MTFs Non-Enforcement Non-Prosecution Agreements NY Supreme Court Operating Agreements OTC Patent Infringement Permanent Injunctions Petition for Writ of Certiorari Pharmacies Plan Administrators Policy Exclusions Pre-Merger Filing Requirements Private Funds Proposed Amendments Proposed Regulation Proxy Solicitations Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Policy Punitive Damages Purchase Agreement Pyramid Schemes Qualified Mortgage Rule Rajat Gupta Reaffirmation Real Estate Investments Registered Investment Advisors Regulation D Regulation FD Relation Back Doctrine Remand Removal Reverse Mergers Russia Sales Scams Schedule 13D SEC v Payton Section 220 Request Sentencing Serious Fraud Office SFO Shareholder Approval Shareholder Demands Shareholder Oppression Shareholders' Agreements Short-Swing Trading SIFMA SIPA Spoofing State Law Claims State of Incorporation State Securities Claims STOCK Act Stock Purchase Agreement Stock Trades Stock-for-Stock Merger Structured Financial Products Symantec The Clayton Act Third Point Too Big to Fail Tortious Interference Transfer of Assets Trust Preferred Securities Unions US Bank USCIS Vacated Verizon Waivers Wal-Mart Walgreens Wall Street Ways and Means Committee Websites Witness Wrongful Termination 16(b) Abuse of Discretion Accountants Accounting Controls Actual Injuries Actual or Constructive Knowledge Administrative Procedure Act Adverse Employment Action Advertising Affiliates AIFM ALJ Allergan Inc Ambiguous Amended Complaints Amended Regulation American Rule Appointments Clause Arbitrage Arbitration Agreements Arbitration Awards ASIC Asset-Backed Securities Assured Guaranty Corp. 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