Securities Business Torts

SEC Fraud SCOTUS Securities Fraud Class Action Insider Trading Enforcement Actions RMBS Fiduciary Duty Compliance Settlement Fraud-on-the-Market Enforcement Shareholders Halliburton Securities Litigation Class Certification Shareholder Litigation Halliburton v Erica P. John Fund Board of Directors Securities Exchange Act Securities Investment Adviser Breach of Duty CFTC Dodd-Frank ERISA Misrepresentation Securities Act of 1933 Basic v Levinson Disclosure Requirements Banks Statute of Limitations Rule 10b-5 Hedge Funds Investors DOJ Ponzi Scheme Derivative Suit Whistleblowers Mortgage-Backed Securities FINRA ESOP FIfth Third Bancorp v Dudenhoeffer JPMorgan Chase Mortgages Stocks Broker-Dealer EU Motion to Dismiss Bank of America Citigroup Corporate Counsel FHFA Presumption of Reliance Mergers Directors Goldman Sachs Business Judgment Rule Popular White Collar Crimes FCPA Disgorgement FDIC Penalties Rating Agencies Scienter Swaps Canada Sarbanes-Oxley Stock Drop Litigation US Bancorp Controlling Stockholders Executive Compensation Amgen Inc. v Connecticut Retirement Plans Civil Monetary Penalty Professional Liability SLUSA False Statements Morgan Stanley Corporate Governance Criminal Prosecution Deutsche Bank Chief Compliance Officers Dismissals Libor Mary Jo White UBS Appeals Pleadings Corporate Officers Disclosure Fannie Mae High Frequency Trading Jurisdiction NCUA Omnicare UK Audits Bernie Madoff Freddie Mac Investigations Municipal Bonds Pleading Standards Portfolio Managers Registration Conflicts of Interest D&O Insurance Employee Benefits Gabelli v SEC Illegal Tipping Investment Advisers Act of 1940 Neither Admit Nor Deny Settlements Say-on-Pay Standing Collateralized Debt Obligations Federal Reserve Fifth Third Mortgage Company Investment Funds Material Misstatements Material Nonpublic Information Misappropriation Sanctions Section 10(b) Section 11 Brokers Bylaws China Discovery Rule FIRREA Loss Causation Minority Shareholders Omnicare v Laborers District Council Proxy Statements ESMA FERC Financial Services Authority Foreign Banks Insurers Liability Misleading Statements Municipalities PSLRA Underwriting Whistleblower Awards Aiding and Abetting Countrywide Duty of Prudence Fines IPO Judge Rakoff Mutual Funds Pensions Private Equity SEC v Citigroup Summary Judgment Trustees Breach of Contract Chadbourne & Parke LLP v Troice Evidence Extraterritoriality Rules Market Manipulation OCC Registration Statement Reporting Requirements 401k Barclays FCA Hong Kong Investment Company Act of 1940 Negligent Misrepresentation Oil & Gas Pharmaceutical Short Sales Acquisitions Asset Management Auditors Bribery Cross-Border Custody Rule Issuers Personal Liability Preemption Preferred Shares Repurchases Risk Management S&P SAC Capital Shareholder Rights US v Newman Volcker Rule Whistleblower Protection Policies Amgen Cybersecurity Deferred Prosecution Agreements Financial Statements Foreign Exchanges Going-Private Transactions Injunctions Litigation Strategies Materiality Merrill Lynch PCAOB Personal Benefit Retirement Plan Statute of Repose Unjust Enrichment Wells Fargo 10b5-1 Plans Administrative Hearings Admissions of Liability Bear Sterns Bitcoins Books & Records Common Stock Derivatives Due Diligence Employer Liability Issues Fees Fraudulent Inducement Fund Managers JOBS Act Omissions Private Securities Litigation Reform Act of 1995 Standard of Review Tolling Trusts Attorney-Client Privilege Delaware General Corporation Law Demand Futility Discovery Federal Rules of Civil Procedure Fee-Shifting Statutes FTC Good Faith IRS Japan Lawson v FMR Material Disclosures Moody's Multidistrict Litigation NFA No-Action Relief Officers Pay-To-Play Pharmaceutical Manufacturers Policy Violations Public Offerings Rebuttable Presumptions Shareholder Activism Statement of Opinion Valuation Virtual Currency Accounting Fraud Attorney's Fees Australia Bonds C-Suite Executives Causation CEOs Claim Preclusion Confidential Witnesses Consent Decrees Corruption Credit Unions Dark Pool ETFs European Commission False Claims Act FBI Fiduciary Liability FinCEN Forum Selection Clause Healthcare Indemnification Internal Investigations Jury Verdicts Justifiable Reliance Mark Cuban MFW Morrison v National Australia Bank Municipal Securities Issuers Negligence No-Action Letters NYSE OCIE Private Equity Funds Real Estate Market Regulation M Retaliation Stock Options Subprime Mortgages Swap Dealers Tender Offers Anti-Money Laundering Anti-Retaliation Provisions Antitrust Litigation Arbitration Asset Valuations Attorney Generals Banking Sector BP Cease and Desist Chevron Deference Commodities Complex Litigation Confidential Information Conspiracies Credit Ratings Data Protection Dilution Duty of Care Duty to Disclose eBay Energy Financial Conduct Authority Financial Reporting Fitch Foreign Corporations GAAP General Solicitation Hewlett-Packard Interlocutory Appeals Internal Controls Investment Management ISS Lehman Brothers Loans Moench Presumption Mortgage Loan Originators Municipal Advisers Nasdaq Non-Prosecution Agreements Nvidia Prejudgment Interest Publicly-Traded Companies Putative Class Actions Raj Rajaratnam Revlon Standard Risk Assessment Royal Bank of Scotland Safe Harbors Self-Dealing Sentencing Social Media Stress Tests Trade Market Abuse U.S. Bancorp U.S. Treasury Venture Capital AIFMD American Pipe & Construction Co. v. Utah Annual Meeting Bank Fraud Blue Sky Laws Burden of Proof Certiorari CFPB City of Pontiac Commercial Bankruptcy Commodity Pool Conflict Mineral Rules Contract Interpretation Covenant of Good Faith and Fair Dealing Cross-Border Transactions Data Breach Duty of Loyalty EB-5 EMIR Employee Stock Purchase Plans Equitable Tolling Ethics European Banking Authority Fairness Standard Family Businesses FCMs FDA Federal Rule 12(b)(6) Financial Crimes Forfeiture Fraudulent Transfers Hiring & Firing HSBC Investment Fraud Janus Capital Group Life Sciences Martoma Merger Agreements Misallocation of Funds Money Laundering Ontario Securities Act Ontario Securities Commission Patents Personal Jurisdiction Petition For Rehearing Price-Fixing Proposed Regulation Public Disclosure Public Officials Reasonable Reliance Claims Reasonableness Factors Receivership Recordkeeping Requirements Regulation S-K Retirement Rule 11 Rule 506 Offerings Secondary Markets Sothebys Statement of Facts Stock Purchase Agreement Strategic Enforcement Plan Subpoenas Too Big to Fail Visas Advertising Affirmative Defenses AIG Allstate Alternative Trading Systems Antidumping Duties Apple Appraisal Arbitration Agreements Asset-Backed Securities Assured Guaranty Corp. Bad Faith Bank of England Banking Crisis Basel Committee Biotechnology Breach of Warranty Burger King Buy-Out Agreements Buyouts CFOs Clawbacks Clinical Trials Code of Conduct Collateral Estoppel Comcast Comcast v. Behrend Compensation Committee Cooperation Initiative Credit Suisse Criminal Sanctions Crowdfunding Cyber Attacks Damages Defense Strategies Dell DOL Email Enforcement Statistics Exchange-Traded Products Expert Witness Facebook False Advertising Falsified Documents Family Members Federal Sentencing Guidelines FHA Financial Adviser Financial Regulatory Reform FMR LLC Foreign Jurisdictions Foreign Nationals Forum Frivolous Lawsuits FSMA Futures Google Government Investigations Hart-Scott-Rodino Act Heinz Housing Market Imports Income Taxes Independent Boards Insolvency Investment Banks Investor Protection Joint and Several Liability Limitation Periods Liquidation Liquidnet Lying Major Swap Participants Mandatory Victim's Restitution Act MBIA Insurance Medicare MOFCOM Motion to Compel MSRB MTFs Municipal Securities Market Negligent Supervision New Regulations Non-Enforcement Offerings Pharmacies Prescription Drugs Private Funds Private Placements Prospectus Proxy Voting Guidelines Prudential Prudential Regulation Authority Public Employees Qualified Mortgage Rule Rajat Gupta RBS Regulation FD Rescission Reverse Mergers Rule 10(b) Rule 23 Sales Section 17(a) Security-Based Swaps SFO Short-Swing Trading SIPA Split of Authority Spoofing Standstill Agreements State Securities Claims STOCK Act Stock Trades Stock-for-Stock Merger Stockholders' Meetings SunTrust Symantec Third Point Trust Preferred Securities Twombly/Iqbal Pleading Standard US Bank USCIS Waivers Wal-Mart Wall Street Ways and Means Committee Witness 16(b) Abuse of Discretion Accountants Accounting Accounting Controls Affiliates AIFM Algorithmic Trading Allergan Inc Amended Complaints Anti-Corruption ASIC ATMs ATP Tours AU Optronics Corp Bad Actors Bank Secrecy Act Benefit Plan Sponsors Block Trades Boeing Bonuses Botox British Bankers' Association British Columbia Securities Commission Bundling Rules Business Development Business Development Companies Business Litigation Business Torts CalPERS Capital Markets Carter's Inc. Celera Change in Control Change of Ownership Charter Schools Circumstantial Evidence Civil Conspiracy Class Representatives CMS Commodities Exchange Act Confidentiality Contract Drafting Contractors Corporate Crimes Corporate Sales Transactions Corporate Veil Corporations Code Countervailing Duties CPO Credit Default Swaps Creditors Criminal Conspiracy CTA Customs DE Supreme Court Debt Debtors Deepwater Horizon Demurrers Detroit Disqualification Document Productions Document Requests Earn-Outs Economic Development Economic Downturn Edge Act Electronic Trading EMMA En Banc Review Equity Financing Eric Holder European Central Bank Exclusive Jurisdiction Exemptions Expert Testimony Exports Fair Market Value FATCA FATF Federal Jurisdiction Federal Prosecutors Fee Disclosure FFIEC Fidcuciary Liability Final Rules Financial Institution Liability Financial Instruments and Exchange Act of Japan Finders Foreign Investment Foreign Official Form 10-K Form 8-K Form SD Forum Shopping Fraudulent Concealment FTCA Gaming Governmental Liability Gramm-Leach-Blilely Act GreatBanc Green Cards Guilty Pleas Hedging Herballife Home Depot Hostile Takeover HUD ICAP Incentive Compensation Incentives Interest Rates Internal Affairs Doctrine International Finance International Harmonization Investment Advisory Agreements Investment Companies ITC Jury Trial Kickbacks Lawson Lenders Leveraged Buyout Life Insurance LLC Lockheed Martin London Whale Long-Term Investment Funds Inc Managers Manufacturers Martin Act Medicaid Medical Devices Memorandum of Understanding Mining Mismanagement Mobile Apps Money Market Funds Mootness Municipal Bankruptcy MuniMae Natural Gas NERA New Legislation Non-Compete Agreements Non-Judicial Settlement Agreements Non-Public Information Non-Solicitation Agreements Nonbank Firms Offshore Funds Oppression Remedy Opt-Outs OSC Oversight Committee PIPEs Plastic Solar Cells PLSRA Poison Pill Political Intelligence Pre-Merger Filing Requirements Preliminary Injunctions Privacy Policy Proposed Legislation Proprietary Trading Protected Activity Proxies Proxy Contests Proxy Materials Proxy Season Proxy Solicitations Public Policy Public Schools Pump and Dump Purchase Agreement Pyramid Schemes Ranieri Partners Real Estate Development Real Estate Investments Regulation D REIT Relation Back Doctrine Remand Removal Representations and Warranties Restrictive Covenants Revlon RICO Russia Sale of Assets Scams Section 10 of the Exchange Act Section 12 Section 162(m) Section 2462 Section 25401 Section 304 SEFs Shareholder Votes Shareholders' Agreements Siemens SIFMA SIPC Solar Energy Stanford International Bank Startups State and Local Government Strict Liability Structured Financial Products Subcontractors Subject Matter Jurisdiction Subsidiaries Supervision Target Company Tax Evasion Technology The Clayton Act Title IV Trading Plans Transfers Transparency Twitter UCITS Unions Vacated Visionary Warranties Warrantless Searches Wash Trades Waste WTO Zero Tolerance Policies "Garner Doctrine' Ability-to-Repay Abuse of Process Acceptance of Responsibility Accredited Investors Activist Hedge Funds Actual Injuries Actual or Constructive Knowledge Administrative Procedure Act Admissions Adverse Employment Action Advisory Contracts Advisory Opinions Africa Aftermarket Purchases Agents Aggregation Rules AIM Alberta Securities Commission Algorithms ALJ Alternative Investment Funds Altius Management Ambiguous American Express American Rule American Superconductor Anti-Monopoly Antitrust Conspiracies Antitrust Investigations Antitrust Provisions AOL Arbitrage Asset Diversification Asset Freeze Asset Protection Assignments AT&T AT&T Mobility v Concepcion Attorney Malpractice Auction Australian Securities and Investments Commission Auto Manufacturers Automotive Industry Balance Sheets Banging the Close Bank Holding Company Act Bank of New York Mellon Bank of Russia Bar Associations Barack Obama Beats Electronics Ben Bernanke Benchmark Pricing Beroth Oil Best Management Practices Bids Big-Boy Letters Billing Biofuel BioMimetic Therapeutics Biopharmaceutical BIS Board of Trustees Bond Financing Broken Windows Broker Commissions Building Permits Business Assets Business Court Business Formation Business Valuations But For Causation Buyback Programs C&DIs CAFA CAFC Calculation of Damages Canadian Securities Administration Cannibalization Capital Estimation Tool Capital Requirements Car Loans Caremark claim Carried Interest Cartels Case Consolidation Cause of Action Accrual CEA Cease and Desist Orders Cell Phones Certificates of Incorporation Certifications Chapter 11 China North Petroleum CIBC CIFG Assurance North America CIGNA CII Cisco Citibank Citizens United Civil Forfeiture Civil Penalty Fund Class of Stock Clawback Agreements Clearing Agencies Closely Held Businesses Cloud Computing CMBS Co-Location Collateral Collateralized Loan Obligations Collusion Colonial Bank Commercial Leases Commodity Futures Contracts Community Banks Competition Competition Authorities Competitive Bidding Complaint Procedures Condemnation Conditional Gifts Confidential Documents Conflicts of Laws Consent Consideration Conspiracy Theory of Jurisdiction Constructive Trusts Consultation Consumer Lenders Continuity of Enterprises Continuous Ownership Rule Contract Disputes Control Person Controlled Foreign Corporations Convictions Core Operations Doctrine Corporate Fraud Corporate Gifts Corporate Issuers Corporate Liability Corporate Management Corporate Records Corporate Securities Act Corporate Taxes Corrective Disclosures COSO COTUS Counterclaims CPAs CPOs CR Intrinsic Investors CRA Credit Reporting Agencies Credit Reports Credit Suisse First Boston Criminal Antitrust Litigation Cryptocurrency CSMAD Custodians Custody Customer Funds Protection Customer Protection Rule CVS Cy Pres Funds Cyber Insurance Cyber Threats Data Mining Data Retention Data Use Policies Daubert Standards Debt Collection Debt Restructuring Debt Securities Debtor-Creditor Declaratory Judgments Deductions Default Default Judgment Defendant Class Deficiency Notices Defined Benefit Plans Delegation Clauses Department of Transportation Derivative Complaint Derivatives Clearing Organizations Destruction of Evidence Direct Access Partners Disciplinary Proceedings Discounts Discrimination Dismissal With Prejudice Disparate Impact Dispute Resolution Dissident Directors Dissident Shareholders Distribution Rules Distributors Divestiture Divorce DOE Dollar Tree DOMA Domestic Bribery Don't Ask - Don't Waive Down-Round Drug Manufacturers DSIO Duke Energy Dukes v Wal-Mart Duty to Defend Duty to Investigate DZ Bank E*Trade E-Filing Economic Loss Doctrine EDGAR Edward Snowden EEA Electronic Blue Sheets Electronically Stored Information