Securities Business Torts

SEC Fraud SCOTUS Securities Fraud Enforcement Actions Class Action Fiduciary Duty Insider Trading RMBS Shareholders Breach of Duty Settlement Compliance Board of Directors Shareholder Litigation Fraud-on-the-Market Enforcement Securities Litigation Securities Exchange Act Class Certification Halliburton Securities Act of 1933 Securities Halliburton v Erica P. John Fund Investment Adviser ERISA CFTC Derivative Suit Misrepresentation Dodd-Frank Disclosure Requirements Statute of Limitations Banks Basic v Levinson Rule 10b-5 DOJ Investors Motion to Dismiss Hedge Funds Ponzi Scheme FINRA Corporate Counsel FIfth Third Bancorp v Dudenhoeffer Whistleblowers Mergers ESOP EU Mortgage-Backed Securities Business Judgment Rule Material Misstatements Omnicare Omnicare v Laborers District Council Section 11 Broker-Dealer Controlling Stockholders Stocks JPMorgan Chase Mortgages Directors Popular Registration Statement Appeals Bank of America Citigroup Corporate Officers FHFA Rating Agencies Canada Conflicts of Interest Dismissals Goldman Sachs Presumption of Reliance Scienter Stock Drop Litigation Disgorgement Pleading Standards FDIC Criminal Prosecution Executive Compensation False Statements FCPA Penalties Swaps Corporate Governance Pleadings Chief Compliance Officers Civil Monetary Penalty Deutsche Bank Illegal Tipping SLUSA UK US Bancorp White Collar Crimes Professional Liability Sarbanes-Oxley Amgen Inc. v Connecticut Retirement Plans Investment Funds Morgan Stanley Standing Investment Advisers Act of 1940 Misappropriation Personal Benefit UBS US v Newman Aiding and Abetting Libor Mary Jo White Fannie Mae Material Nonpublic Information Personal Liability Pharmaceutical Industry Sanctions Bylaws DE Supreme Court Disclosure Employee Benefits Freddie Mac High Frequency Trading Jurisdiction NCUA Bernie Madoff Financial Conduct Authority (FCA) Pensions Section 10(b) Audits Breach of Contract D&O Insurance ESMA Federal Reserve Investigations Misleading Statements Proxy Statements Registration Statement of Opinion Books & Records Loss Causation Minority Shareholders Municipal Bonds Neither Admit Nor Deny Settlements Portfolio Managers Private Equity Say-on-Pay Standard of Review 401k C-Suite Executives Collateralized Debt Obligations Derivatives Duty of Prudence Fifth Third Mortgage Company Gabelli v SEC Market Manipulation China Duty of Loyalty Fairness Standard FIRREA Hong Kong Insurance Industry Judge Rakoff Mutual Funds PSLRA Reporting Requirements Underwriting Whistleblower Awards Acquisitions Brokers Countrywide Delaware General Corporation Law Discovery Rule FERC Financial Services Authority Fines Foreign Banks IPO Municipalities Negligent Misrepresentation OCC Summary Judgment Barclays Evidence Going-Private Transactions Oil & Gas Retirement Plan Shareholder Rights Trustees Amgen Asset Management Chadbourne & Parke LLP v Troice Exculpatory Clauses Extraterritoriality Rules Fund Managers Publicly-Traded Companies SEC v Citigroup Administrative Hearings Auditors Bribery Custody Rule Cybersecurity Demand Futility Due Diligence Financial Adviser Financial Statements Merrill Lynch Preferred Shares Repurchases Risk Management Short Sales Unjust Enrichment Wells Fargo Whistleblower Protection Policies Bad Faith Cross-Border Damages Forum Selection Injunctions Investment Company Act of 1940 PCAOB Preemption Public Offerings S&P Statute of Repose Volcker Rule 10b5-1 Plans Burden of Proof CEOs Discovery Federal Rules of Civil Procedure Fee-Shifting Foreign Exchanges Good Faith Independent Boards Internal Controls Litigation Strategies Materiality No-Action Letters Omissions Secondary Markets Self-Dealing Shareholder Activism Trusts Virtual Currency Admissions of Liability Attorney's Fees Banking Sector Bear Sterns Bitcoin Common Stock Confidential Information Covenant of Good Faith and Fair Dealing Deferred Prosecution Agreements Duty of Care Employer Liability Issues European Commission Fees Fraudulent Inducement FTC Internal Investigations IRS JOBS Act Moody's Multidistrict Litigation OCIE Policy Violations Private Securities Litigation Reform Act of 1995 Rebuttable Presumptions Swap Dealers Tender Offers Tolling Accounting Fraud Anti-Money Laundering Attorney Generals Attorney-Client Privilege Claim Preclusion Dark Pool Dilution Entire Fairness Standard False Claims Act (FCA) FDA Financial Institutions Foreign Corporations Indemnification Insolvency Interlocutory Appeals Investment Management Japan Joint and Several Liability Justifiable Reliance Lawson v FMR Material Disclosures Negligence NFA No-Action Relief Pay-To-Play Petition For Rehearing Private Equity Funds Putative Class Actions Shareholder Votes Valuation Arbitration Asset Valuations Australia Bonds Causation Commercial Bankruptcy Confidential Witnesses Conspiracies Corruption Credit Unions DOL ETFs FBI Financial Reporting FinCEN Healthcare Independent Director Jury Verdicts Loans MFW Morrison v National Australia Bank Municipal Advisers Municipal Securities Issuers NYSE Offerings Ontario Securities Act Personal Jurisdiction Real Estate Market Recordkeeping Requirements Regulation M Revlon Standard Risk Assessment Stock Options Strict Liability Subprime Mortgages Tippees U.S. Treasury Venture Capital AIFMD Anti-Retaliation Provisions Antitrust Litigation Blue Sky Laws BP Capital Markets Cease and Desist CFPB Chevron Deference Clawbacks Commodities Compensation Committee Consent Decrees Corporate Sales Transactions Credit Ratings Creditors Data Protection Defense Strategies Dole Food Duty to Disclose EMIR Energy Ethics European Banking Authority Federal Rule 12(b)(6) Fitch GAAP General Solicitation HSBC Investment Fraud ISS Janus Capital Group Lehman Brothers Mark Cuban Merger Agreements Moench Presumption Money Laundering Mortgage Loan Originators Nasdaq Nvidia Ontario Securities Commission Prejudgment Interest Reasonableness Factors Receivership Retaliation Royal Bank of Scotland Rule 10(b) SAC Capital Safe Harbors Social Media Stress Tests Trade Market Abuse U.S. Bancorp Affirmative Defenses ALJ American Pipe & Construction Co. v. Utah Annual Meeting Bank Fraud Biotechnology Breach of Warranty Cease and Desist Orders Certiorari CFOs City of Pontiac Collateral Estoppel Commodity Pool Complex Litigation Conflict Mineral Rules Contract Interpretation Corporate Liability Credit Suisse Cross-Border Transactions EB-5 eBay Employee Stock Purchase Plans Equitable Tolling Exchange-Traded Products Facebook Family Businesses FCMs Financial Crimes Foreign Investment Forfeiture Forum Shopping Fraudulent Transfers FSMA Hart-Scott-Rodino Act Hewlett-Packard International Litigation Investment Banks Kickbacks Life Sciences Limitation Periods Major Swap Participants Martoma Misallocation of Funds MSRB Municipal Securities Market Non-Prosecution Agreements Patents Prescription Drugs Price-Fixing Proposed Regulation Prospectus Prudential Public Disclosure Public Officials Raj Rajaratnam Reasonable Reliance Claims Regulation S-K REIT Rescission Retirement Rule 11 Rule 23 Rule 506 Offerings Security-Based Swaps Sothebys Statement of Facts Stock Purchase Agreement Stock-for-Stock Merger Strategic Enforcement Plan Subpoenas Subsidiaries Supreme Court of Canada Target Company Too Big to Fail Visas AIG Allstate Alternative Trading Systems Amended Complaints Anti-Dumping Duty Apple Appraisal Arbitration Agreements Asset-Backed Securities Assured Guaranty Corp. Bank of England Bank of New York (BNY) Mellon Bank Secrecy Act Basel Committee Burger King Business Litigation Buy-Out Agreements Buyouts Charles Schwab Citibank Clinical Trials Code of Conduct Collateralized Loan Obligations Comcast Comcast v. Behrend Commodities Exchange Act Contract Drafting Cooperation Initiative Credit Default Swaps Criminal Sanctions Crowdfunding Cyber Attacks Data Breach Dell DuPont Earn-Outs EBA Enforcement Statistics Equity Compensation Expert Witness Fair Housing Act (FHA) False Advertising Falsified Documents Family Members FATCA Federal Sentencing Guidelines Fidcuciary Liability Final Rules Financial Regulatory Reform FMR LLC Foreign Nationals Forum Fraudulent Concealment Freeze-Out Mergers Frivolous Lawsuits Futures Government Investigations Heinz Hiring & Firing Housing Market Imports Incentive Compensation Income Taxes Inspection Rights Investment Companies Lenders Leveraged Buyout Liquidation Liquidnet Lying Mandatory Victim's Restitution Act Market Participants MBIA Insurance Medicare MOFCOM Money Market Funds Monsanto Motion to Compel MTFs Negligent Supervision New Regulations Non-Enforcement NY Supreme Court Oppression Remedy Patent Infringement Pension Funds Permanent Injunctions Pharmacies Policy Exclusions Pre-Merger Filing Requirements Price Manipulation Private Funds Private Placements Proposed Legislation Proxies Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Policy Pyramid Schemes Qualified Mortgage Rule Rajat Gupta Ratification RBS Real Estate Investments Regulation FD Restricted Stocks Reversal Reverse Mergers Revlon Rule 23(b)(3) Sales SEC v Payton Section 220 Request Securities Act Sellers Sentencing SFO Shareholders' Agreements Short-Swing Trading SIPA Split of Authority Spoofing Standstill Agreements State Securities Claims Stock Trades Stockholders' Meetings Structured Financial Products SunTrust Symantec The Clayton Act Third Point Transparency Trust Preferred Securities Twombly/Iqbal Pleading Standard Unions US Bank USCIS Vacated Waivers Wal-Mart Wall Street Waste Ways and Means Committee Wire Fraud Witness Young Lawyers 16(b) Abuse of Discretion Accountants Accounting Accounting Controls Acquisition Agreements Actual or Constructive Knowledge Advertising Affiliates AIFM Algorithmic Trading Allergan Inc Amended Regulation Amgen v Harris Anti-Corruption Appraisal Rights Article III Articles of Incorporation ASIC Asset Freeze ATMs ATP Tours AU Optronics Corp Auction Bad Actors Balance Sheets Bank Holding Company Banking Crisis Benefit Plan Sponsors BlackRock Block Trades Boeing Bonuses Botox British Bankers' Association British Columbia Securities Commission Bundling Rules Burden-Shifting Business Development Business Development Companies Business Torts CAFA CalPERS Capital Requirements Caremark claim Cause of Action Accrual CCO Celera Cell Phones Change in Control Change of Ownership Charter Schools Circumstantial Evidence Civil Conspiracy Class Representatives Closely Held Businesses CMBS CMS Commercial Leases Commerzbank Contract Disputes Contractors COOs Corporate Charters Corporate Fraud Corporate Misconduct Corporate Veil Corporations Code Countervailing Duties CPO CTA Customs Debt Debt Restructuring Debtors Deepwater Horizon Defined Benefit Plans Demurrers Derivatives Clearing Organizations Detroit Disclosure-Based Settlements Disqualification Distribution Rules Document Productions Document Requests DOE Due Care Duke Energy Economic Development Economic Downturn Edge Act Electronic Trading Email EMMA En Banc Review Equitable Relief Eric Holder Estoppel European Central Bank Excessive Fees Exclusive Jurisdiction Exemptions Expert Testimony Exports Fair Market Value FATF Federal Contractors Federal Jurisdiction Fee Disclosure FFIEC Fifth Amendment Financial Crisis Finders Foreign Jurisdictions Foreign Official Form 10-K Form 8-K Form SD FTCA Gaming Germany Gramm-Leach-Blilely Act Green Cards Guilty Pleas Hedging Herballife Honest Belief Defense Hong Kong Securities and Futures Commission (HKSFC) Hostile Takeover HUD ICAP Incentives IndyMac Initial Public Offerings Insurance Litigation Intent Interest Rates Internal Affairs Doctrine International Finance International Harmonization Investment Advisory Agreements Investor Protection IOSCO IRA Issue Preclusion ITC Joint Venture Jury Trial Kraft Lawson Legal History Leverage Ratio Life Insurance LLC London Whale Long-Term Investment Funds Mail Fraud Managers Manufacturers Martin Act Material Misrepresentation Medicaid Medical Devices Memorandum of Understanding MiFID II Mining Mismanagement MLM Industry Mobile Apps Mootness Multi-Employer Pensions Municipal Bankruptcy Natural Gas NERA New Legislation Non-Judicial Settlement Agreements Non-Public Information Nonbank Firms OCR Offshore Funds Online Marketplace Lending Opt-Outs OSC OTC Oversight Committee Patent Litigation Plastic Solar Cells PLSRA Poison Pill Predominance Requirement Preliminary Injunctions Privacy Policy Private Right of Action Proposed Amendments Proprietary Trading Protected Activity Proxy Contests Proxy Materials Proxy Season Proxy Solicitations Public Schools Puerto Rico Pump and Dump Purchase Agreement Quid Pro Quo Ranieri Partners Real Estate Development Regulation D Relation Back Doctrine Release Agreements Remand Remedies Removal Representations and Warranties Restitution Restrictive Covenants Restructuring Retailers RICO Russia Sale of Assets Scams Schedule 13D Section 10 of the Exchange Act Section 10(b)-5 Section 12 Section 162(m) Section 17(a) Section 25401 Section 304 SEFs Serious Fraud Office Settlements Shareholder Demands Siemens SIFMA SIPC Solar Energy Solicitor General Special Committees Startups State of Incorporation STOCK Act Stop Order Subcontractors Subject Matter Jurisdiction Supervision Take-Private Transactions Tax Evasion Tenants Trading Plans Transfers Twitter UCITS Unfair Dealing Unfair or Deceptive Trade Practices Venue Warranties Warrantless Searches Wash Trades Withdrawal Liability WTO Zero Tolerance Policies Zynga AbbVie Ability-to-Repay Abuse of Process Accounting Standards Accredited Investors Activision Activist Hedge Funds Actual Injuries Administrative Procedure Act Administrative Proceedings Admissions Advancement Adverse Employment Action Advisory Contracts Advisory Opinions Africa Aftermarket Purchases Ageas Agency Deference Aggregation Rules Alberta Securities Commission Algorithms Alibaba All-Party Consent Alternative Investment Funds Ambiguous American Express American Rule Analytics Annual Reports Annuities Anti-Kickback Statute Anti-Monopoly Antitrust Conspiracies Antitrust Investigations Antitrust Provisions AOL Appointments Clause Arbitrage Asset Diversification Asset Protection Assignments AT&T AT&T Mobility v Concepcion Attorney Malpractice Australian Securities and Investments Commission Auto Manufacturers Automotive Industry Avon Bailout Banging the Close Bank Holding Company Act Bank of Russia Bar Associations Barack Obama Beats Electronics Ben Bernanke Benchmark Pricing Benchmarks Beneficial Owner Best Interest Contract Exemptions Best Management Practices Bids Big-Boy Letters Billing Biofuel Biopharmaceutical BIS BitLicense Board of Trustees Bond Financing Broken Windows Broker Commissions BSA/AML Building Permits Business Assets Business Court Business Disputes Business Formation Business Valuations But For Causation Buyback Programs Buyers C&DIs Cablevision CAFC Calculation of Damages Canadian Securities Administration Capital Estimation Tool Capital Raising Carried Interest Cartels Carve Out Provisions Case Consolidation CEA Certificates of Incorporation Certifications Chapter 11 Cherry Picking CIFG Assurance North America CIGNA CII Cisco Citizens United Civil Forfeiture Civil Penalty Fund Claims Limitations Period Clearing Agencies Closing Documents Cloud Computing Collateral Collusion Committee on Payments and Market Infrastructure (CPMI) Commodity Futures Contracts Community Banks Companies Law Competition Competition Authorities Competitive Bidding Complaint Procedures Complex Corporate Transactions Condemnation Conditional Gifts Confidential Documents Conflicts of Laws