Securities Business Torts

SEC Fraud Securities Fraud SCOTUS Fiduciary Duty Class Action Enforcement Actions Insider Trading RMBS Breach of Duty Shareholders Board of Directors Shareholder Litigation Settlement Compliance Securities Litigation Fraud-on-the-Market Enforcement Securities Exchange Act Class Certification Investment Adviser Halliburton Securities Securities Act of 1933 Halliburton v Erica P. John Fund ERISA Derivative Suit CFTC Misrepresentation Dodd-Frank Disclosure Requirements Mergers Statute of Limitations Basic v Levinson Rule 10b-5 Banks Corporate Counsel Investors Motion to Dismiss EU FINRA Hedge Funds Business Judgment Rule Ponzi Scheme DOJ FIfth Third Bancorp v Dudenhoeffer Broker-Dealer Controlling Stockholders ESOP Omnicare Whistleblowers Material Misstatements Omnicare v Laborers District Council Section 11 Stocks JPMorgan Chase Appeals Directors Corporate Officers Mortgage-Backed Securities Conflicts of Interest Popular Rating Agencies Dismissals Pleading Standards Registration Statement Mortgages Scienter Bank of America Canada Citigroup Disgorgement Goldman Sachs Presumption of Reliance Stock Drop Litigation Criminal Prosecution Executive Compensation False Statements FCPA FDIC FHFA Swaps US Bancorp Aiding and Abetting Penalties Pleadings Civil Monetary Penalty Corporate Governance UK Chief Compliance Officers Deutsche Bank Illegal Tipping Professional Liability SLUSA Investment Funds Morgan Stanley White Collar Crimes Amgen Inc. v Connecticut Retirement Plans Personal Liability Standing Investment Advisers Act of 1940 Misappropriation Sanctions Sarbanes-Oxley UBS US v Newman D&O Insurance DE Supreme Court Employee Benefits Personal Benefit Libor Mary Jo White Material Nonpublic Information Pharmaceutical Industry Proxy Statements Acquisitions Books & Records Bylaws Delaware General Corporation Law European Securities and Markets Authority (ESMA) Federal Reserve Misleading Statements Retirement Plan Section 10(b) Disclosure Financial Conduct Authority (FCA) High Frequency Trading Jurisdiction Market Manipulation Standard of Review Statement of Opinion Audits Bernie Madoff Breach of Contract Duty of Loyalty Duty of Prudence Fannie Mae Private Equity 401k Freddie Mac Loss Causation Minority Shareholders Municipal Bonds Pensions Registration Say-on-Pay C-Suite Executives Derivatives Mutual Funds Neither Admit Nor Deny Settlements Portfolio Managers PSLRA Brokers Collateralized Debt Obligations Countrywide Fairness Standard Fifth Third Mortgage Company Financial Adviser Hong Kong Insurance Industry Investigations NCUA Reporting Requirements Summary Judgment Trustees Whistleblower Awards Extraterritoriality Rules FERC Financial Services Authority Fines Foreign Banks Gabelli v SEC Going-Private Transactions IPO Judge Rakoff Municipalities Negligent Misrepresentation OCC Publicly-Traded Companies Amgen Barclays Cybersecurity Demand Futility Discovery Rule Due Diligence Evidence Exculpatory Clauses Oil & Gas Shareholder Rights Asset Management Burden of Proof China FIRREA Fund Managers Risk Management Underwriting Attorney's Fees Auditors Bribery Chadbourne & Parke LLP v Troice Damages Financial Statements Forum Selection Injunctions Merrill Lynch Preferred Shares Repurchases Shareholder Votes Short Sales Unjust Enrichment Wells Fargo Administrative Hearings Bad Faith CEOs Common Stock Cross-Border Custody Rule Discovery DOL Duty of Care Entire Fairness Standard European Commission Federal Rules of Civil Procedure Investment Company Act of 1940 Investment Management Litigation Strategies Omissions PCAOB Preemption Public Offerings S&P SEC v Citigroup Statute of Repose Tender Offers Volcker Rule Whistleblower Protection Policies 10b5-1 Plans Confidential Information Defense Strategies Fee-Shifting Foreign Exchanges Good Faith Independent Boards Materiality Merger Agreements No-Action Letters OCIE Rebuttable Presumptions Secondary Markets Shareholder Activism Trusts Australia Bear Sterns Covenant of Good Faith and Fair Dealing Employer Liability Issues Fees Financial Institutions Fraudulent Inducement FTC Internal Controls Internal Investigations IRS Japan Moody's Multidistrict Litigation Negligence Policy Violations Private Equity Funds Private Securities Litigation Reform Act of 1995 Putative Class Actions Revlon Standard Self-Dealing Swap Dealers Tolling Virtual Currency Anti-Money Laundering Attorney-Client Privilege Banking Sector Bitcoin Cease and Desist CFPB Dark Pool Deferred Prosecution Agreements Dilution ETFs False Claims Act (FCA) FDA Indemnification Insolvency JOBS Act Joint and Several Liability Justifiable Reliance Material Disclosures Morrison v National Australia Bank Municipal Advisers NFA No-Action Relief Ontario Securities Commission (OSC) Pay-To-Play Tippees Valuation Accounting Fraud Arbitration Asset Valuations Benefit Plan Sponsors Capital Markets Causation Claim Preclusion Commercial Bankruptcy Commodities Confidential Witnesses Conspiracies Corruption FBI Financial Reporting Foreign Corporations GAAP Healthcare Independent Director Interlocutory Appeals Investment Fraud IRA Jury Verdicts Lawson v FMR Loans MFW Moench Presumption Municipal Securities Issuers Nasdaq Ontario Securities Act Personal Jurisdiction Petition For Rehearing Recordkeeping Requirements Regulation M Risk Assessment Stock Options Strict Liability U.S. Treasury Venture Capital Young Lawyers Admissions of Liability AIFMD Anti-Retaliation Provisions Appraisal Attorney Generals Bank of New York (BNY) Mellon Best Interest Contract Exemptions Blue Sky Laws Bonds BP Compensation Committee Corporate Sales Transactions Creditors Cross-Border Transactions Data Protection Dell Dole Food Duty to Disclose EB-5 EMIR Energy Ethics European Banking Authority Facebook Federal Rule 12(b)(6) Final Rules FinCEN Fitch Foreign Investment General Solicitation HSBC Janus Capital Group Lehman Brothers Mark Cuban Money Laundering MSRB NYSE Offerings Prejudgment Interest Real Estate Market Reasonableness Factors Retaliation Reversal Royal Bank of Scotland Rule 10(b) SAC Capital Safe Harbors Security-Based Swaps Shareholder Demands Social Media Stress Tests Trade Market Abuse Wire Fraud Acquisition Agreements Affirmative Defenses American Pipe & Construction Co. v. Utah Annual Meeting Antitrust Litigation Bank Fraud Biotechnology Breach of Warranty Buyouts Cease and Desist Orders Certiorari Chevron Deference City of Pontiac Clawbacks Collateral Estoppel Commodity Pool Complex Litigation Consent Decrees Contract Interpretation Corporate Executives Corporate Liability Credit Ratings Credit Suisse Credit Unions Disclosure-Based Settlements EBA Employee Stock Purchase Plans Equitable Tolling Exchange-Traded Products Expert Witness Family Businesses FCMs Financial Crimes Forfeiture Forum Shopping Fraudulent Concealment FSMA Hart-Scott-Rodino Act Hewlett-Packard Incentive Compensation International Litigation ISS Leveraged Buyout Life Sciences Limitation Periods Liquidation Major Swap Participants Martoma Material Misrepresentation Misallocation of Funds Municipal Securities Market Nvidia Patents Prescription Drugs Price-Fixing Proposed Regulation Prospectus Prudential Public Disclosure Public Officials Raj Rajaratnam Reasonable Reliance Claims Receivership REIT Remedies Rescission Retirement Rule 11 Rule 23 Rule 506 Offerings Sothebys Split of Authority Statement of Facts Stock Purchase Agreement Stock-for-Stock Merger Strategic Enforcement Plan Subprime Mortgages Subsidiaries Supplemental Disclosures Supreme Court of Canada Target Company Too Big to Fail Twombly/Iqbal Pleading Standard Visas AIG Algorithmic Trading Allstate Alternative Trading Systems Amended Complaints Amgen v Harris Anti-Dumping Duty Apple Appraisal Rights Arbitration Agreements Assured Guaranty Corp. Bank of England Basel Committee Burger King Business Litigation Buy-Out Agreements Capital Requirements CFOs Charles Schwab Citibank Clinical Trials CMBS Code of Conduct Collateralized Loan Obligations Comcast Comcast v. Behrend Commodities Exchange Act Conflict Mineral Rules Contract Drafting Credit Default Swaps Criminal Sanctions Cyber Attacks Data Breach DuPont Earn-Outs eBay Enforcement Statistics Equity Compensation Excessive Fees Fair Housing Act (FHA) Fair Market Value False Advertising Falsified Documents FATCA Federal Sentencing Guidelines Federal Tort Claims Act (FTCA) Fidcuciary Liability Financial Regulatory Reform Foreign Issuers Foreign Nationals Form 10-K Forum Fraudulent Transfers Freeze-Out Mergers Frivolous Lawsuits Futures Government Investigations Heinz Hiring & Firing Honest Belief Defense Housing Market Imports Income Taxes Inspection Rights Investment Banks Investment Companies Investor Protection Kickbacks Liquidnet Lying Mail Fraud Mandatory Victim's Restitution Act Market Abuse Market Participants MBIA Insurance Medicare MiFID II MOFCOM Money Market Funds Monsanto Mootness Mortgage Loan Originators Motion to Compel MTFs Negligent Supervision New Regulations Non-Enforcement Non-Prosecution Agreements NY Supreme Court Oppression Remedy OTC Patent Infringement Pension Funds Permanent Injunctions Pharmacies Plan Administrators Policy Exclusions Pre-Merger Filing Requirements Preliminary Injunctions Price Manipulation Private Funds Private Placements Proposed Legislation Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Policy Pyramid Schemes Qualified Mortgage Rule Rajat Gupta Ratification RBS Real Estate Investments Regulation FD Regulation S-K Relation Back Doctrine Restricted Stocks Reverse Mergers Revlon Rule 23(b)(3) Sales SEC v Payton Section 220 Request Securities Act Sellers Sentencing SFO Shareholders' Agreements Short-Swing Trading SIPA Spoofing Standstill Agreements Startups State Securities Claims Stock Trades Stockholders' Meetings Structured Financial Products Subject Matter Jurisdiction Subpoenas SunTrust Symantec The Clayton Act Third Point Transparency Trust Preferred Securities Unfair or Deceptive Trade Practices Unions Unregistered Brokers US Bank USCIS Vacated Waivers Wal-Mart Walgreens Wall Street Waste Ways and Means Committee Witness 16(b) Abuse of Discretion Accountants Accounting Controls Actual or Constructive Knowledge Administrative Proceedings Advertising Affiliates AIFM ALJ Allergan Inc Amended Regulation Anti-Corruption Appointments Clause Arbitrage Articles of Incorporation ASIC Asset Freeze Asset-Backed Securities ATMs ATP Tours AU Optronics Corp Auction Bad Actors Balance Sheets Bank Holding Company Act Bank Secrecy Act Banking Crisis Beneficial Owner Bids BlackRock Block Trades Boeing Botox British Bankers' Association British Columbia Securities Commission BRRD Bundling Rules Burden-Shifting Business Continuity Plans Business Development Business Development Companies Business Torts CAFA CalPERS Caremark claim Cause of Action Accrual CCO Celera Cell Phones Change in Control Change of Ownership Charter Schools Circumstantial Evidence Civil Conspiracy Class Representatives Closely Held Businesses CMS Commercial Leases Commerzbank Contract Disputes Contractors Cooperation Initiative COOs Corporate Charters Corporate Fraud Corporate Misconduct Corporate Veil Corporations Code Countervailing Duties CPO Crowdfunding CTA Customer Protection Rule Customs Debt Debt Restructuring Debt Securities Debtors Deepwater Horizon Defined Benefit Plans Defined Contribution Plans Demurrers Derivative Complaint Derivatives Clearing Organizations Detroit Disclosure Settlement Disqualification Distribution Rules Document Requests DOE Due Care Duke Energy Duty to Defend Economic Development Economic Downturn Edge Act EEA Electronic Trading Email EMMA Estoppel EU Market Abuse Regulation (EU MAR) European Central Bank Exclusive Jurisdiction Exemptions Expert Testimony Exports Failure To Disclose Failure To State A Claim FASB FATF Federal Contractors Federal Jurisdiction Fee Disclosure FFIEC Fifth Amendment Financial Crisis Financial Sector Finders First Derivative Traders FMR LLC Foreign Jurisdictions Foreign Official Form 8-K Forum Non Conveniens FRCP 9(b) Gaming Germany Gramm-Leach-Blilely Act Green Cards Guidance Update Guilty Pleas Hedging Herballife Hong Kong Securities and Futures Commission (HKSFC) Hostile Takeover HUD ICAP Imputed Knowledge Incentives IndyMac Initial Public Offerings Institutional Investors Insurance Litigation Intent Interest Rates Internal Affairs Doctrine Internal Revenue Code (IRC) International Finance International Harmonization Investment Advisory Agreements IOSCO ISDA Issue Preclusion ITC Joint Venture Jury Trial Kraft Lawson Legal History Leverage Ratio Life Insurance LLC London Whale Long-Term Investment Funds Managers Manufacturers Medicaid Medical Devices Memorandum of Understanding MiFIR Mining Mismanagement MLM Industry Mobile Apps Multi-Employer Pensions Municipal Bankruptcy Natural Gas NERA New Legislation Non-Judicial Settlement Agreements Non-Public Information Nonbank Firms OCR Offshore Funds Online Marketplace Lending Opt-Outs Oversight Committee Patent Litigation Payday Loans Petition for Writ of Certiorari Plainly Material Standard Plastic Solar Cells PLSRA Poison Pill Predominance Requirement Privacy Policy Private Right of Action Proposed Amendments Proprietary Trading Protected Activity Proxies Proxy Contests Proxy Materials Proxy Season Proxy Solicitations Public Schools Puerto Rico Pump and Dump Purchase Agreement Quid Pro Quo Ranieri Partners Real Estate Development Recess Appointments Regulation D Reimbursements Release Agreements Remand Removal Representations and Warranties Restitution Restrictive Covenants Restructuring Retailers RICO RMB Loans Russia Sale of Assets Scams Schedule 13D Section 10 of the Exchange Act Section 10(b)-5 Section 12 Section 162(m) Section 17(a) Section 25401 Section 304 SEFs Self-Interest Serious Fraud Office Settlement Offer Settlements Siemens SIFMA SIPC Solar Energy Solicitor General Special Committees State of Incorporation STOCK Act Stock Deals Stop Order Strike Suits Subcontractors Supervision Take-Private Transactions Tax Evasion Tenants Trading Plans Transaction-Based Compensation Transfers Trulia Twitter UCITS Unfair Dealing Vendors Venue Warranties Warrantless Searches Wash Trades Withdrawal Liability WTO Zero Tolerance Policies Zillow Zynga AbbVie Ability-to-Repay Abuse of Process Accounting Accounting Standards Accredited Investors Activision Activist Hedge Funds Actual Injuries Administrative Procedure Act Admissions Advancement Adverse Employment Action Adverse Interest Exception Advisory Contracts Advisory Opinions Africa Aftermarket Purchases Ageas Agency Deference Aggregation Rules Alberta Securities Commission Algorithms Alibaba All-Party Consent Alternative Investment Funds Ambiguous American Express American Rule Analytics Annual Reports Annuities Anti-Kickback Statute Anti-Monopoly Anti-Terrorism Financing Antitrust Conspiracies Antitrust Investigations Antitrust Provisions AOL Apparent Authority Article III Asset Diversification Asset Protection Assignments AT&T AT&T Mobility v Concepcion Attorney Malpractice Australian Securities and Investments Commission Australian Securities Exchange (ASX) Auto Manufacturers Automotive Industry Avon Bailout Banging the Close Bank Holding Company Bank of Russia Bar Associations Barack Obama BATS Exchange Beats Electronics Ben Bernanke Benchmark Pricing Benchmarks Best Interest Standard Best Management Practices Big-Boy Letters Billing Biofuel Biopharmaceutical BIS BitLicense Board of Trustees Bond Financing Bonuses Broken Windows Broker Commissions BSA/AML Building Permits Business Assets Business Court Business Disputes Business Formation Business Model Business Valuations But For Causation Buyback Programs Buyers C&DIs