Securities Business Torts

SEC Fraud SCOTUS Class Action Securities Fraud Insider Trading RMBS Enforcement Actions Fiduciary Duty Fraud-on-the-Market Compliance Settlement Enforcement Halliburton Shareholders Class Certification Halliburton v Erica P. John Fund Securities Litigation Securities Exchange Act Board of Directors Shareholder Litigation CFTC Investment Adviser Dodd-Frank Basic v Levinson Misrepresentation Disclosure Requirements Investors ERISA Statute of Limitations Banks DOJ Ponzi Scheme Rule 10b-5 Whistleblowers Breach of Duty FINRA JPMorgan Chase Securities Derivative Suit Mortgage-Backed Securities Hedge Funds Securities Act of 1933 Mortgages Broker-Dealer Stocks ESOP FIfth Third Bancorp v Dudenhoeffer Canada EU Presumption of Reliance Citigroup Motion to Dismiss Bank of America FHFA Goldman Sachs Corporate Counsel Amgen Inc. v Connecticut Retirement Plans FCPA Penalties FDIC Rating Agencies Swaps White Collar Crimes Directors Executive Compensation SLUSA Sarbanes-Oxley Business Judgment Rule Mergers Chief Compliance Officers Civil Monetary Penalty Disgorgement Libor Mary Jo White Morgan Stanley Scienter Corporate Governance Popular Stock Drop Litigation UBS US Bancorp Bernie Madoff Fannie Mae Investigations NCUA Professional Liability UK Controlling Stockholders Deutsche Bank Disclosure Dismissals Freddie Mac Gabelli v SEC Jurisdiction Neither Admit Nor Deny Settlements Pleadings Say-on-Pay Audits Collateralized Debt Obligations Criminal Prosecution False Statements Registration Sanctions China D&O Insurance Discovery Rule Federal Reserve FIRREA Liability Standing Appeals Employee Benefits ESMA FERC Fifth Third Mortgage Company Financial Services Authority Fines Foreign Banks High Frequency Trading Investment Advisers Act of 1940 SEC v Citigroup Underwriting Conflicts of Interest Countrywide Investment Funds Municipal Bonds Proxy Statements Section 10(b) Brokers Chadbourne & Parke LLP v Troice Corporate Officers Duty of Prudence Judge Rakoff Minority Shareholders Misappropriation Misleading Statements OCC Pleading Standards Private Equity SAC Capital Extraterritoriality Rules Municipalities Mutual Funds Negligent Misrepresentation Pensions Reporting Requirements Short Sales Summary Judgment Trustees Whistleblower Awards Asset Management Auditors Bylaws Custody Rule Foreign Exchanges Hong Kong Insurers Investment Company Act of 1940 Loss Causation Market Manipulation Material Misstatements Portfolio Managers Preemption Preferred Shares Risk Management S&P Shareholder Rights Acquisitions Admissions of Liability Aiding and Abetting Amgen Breach of Contract Cross-Border Due Diligence FCA Financial Statements PCAOB PSLRA Whistleblower Protection Policies 10b5-1 Plans Barclays Bear Sterns Bitcoins Common Stock Deferred Prosecution Agreements Evidence FBI Going-Private Transactions JOBS Act Litigation Strategies Personal Liability Private Securities Litigation Reform Act of 1995 Repurchases Shareholder Activism Standard of Review Volcker Rule Wells Fargo Accounting Fraud Bribery Cybersecurity Derivatives Fee-Shifting Statutes Fees FTC Indemnification IPO Japan Lawson v FMR Materiality Merrill Lynch Moody's NFA Oil & Gas Ontario Securities Act Policy Violations Rebuttable Presumptions Tolling Virtual Currency 401k Attorney's Fees Causation CEOs Claim Preclusion Confidential Witnesses Consent Decrees Corruption Credit Unions Employer Liability Issues European Commission Fiduciary Liability Fraudulent Inducement Healthcare Injunctions IRS Justifiable Reliance Mark Cuban MFW Morrison v National Australia Bank Multidistrict Litigation OCIE Officers Omissions Pay-To-Play Pharmaceutical Raj Rajaratnam Real Estate Market Regulation M Retaliation Retirement Plan Section 11 Statute of Repose Stock Options Subprime Mortgages Swap Dealers Trusts Unjust Enrichment Valuation Anti-Money Laundering Antitrust Litigation Arbitration Asset Valuations Bonds BP Cease and Desist CFPB Chevron Deference Complex Litigation Conspiracies Credit Ratings Data Protection Demand Futility Discovery Duty of Care Duty to Disclose eBay ETFs Financial Conduct Authority Financial Reporting FinCEN Fitch Foreign Corporations Fund Managers Good Faith Hewlett-Packard Hiring & Firing Interlocutory Appeals ISS Lehman Brothers Loans Money Laundering Mortgage Loan Originators Municipal Securities Issuers Negligence No-Action Letters No-Action Relief Non-Prosecution Agreements Ontario Securities Commission Public Offerings Risk Assessment Royal Bank of Scotland Safe Harbors Secondary Markets Self-Dealing Social Media U.S. Bancorp U.S. Treasury Venture Capital AIFMD American Pipe & Construction Co. v. Utah Annual Meeting Anti-Retaliation Provisions Attorney-Client Privilege Australia Banking Sector Books & Records C-Suite Executives City of Pontiac Commodities Commodity Pool Confidential Information Conflict Mineral Rules Contract Interpretation Cross-Border Transactions Dark Pool Dilution Duty of Loyalty EMIR Energy Equitable Tolling Ethics European Banking Authority False Claims Act Family Businesses FCMs FDA Federal Rules of Civil Procedure Forfeiture Forum Selection Clause GAAP General Solicitation Illegal Tipping Internal Controls Investment Fraud Janus Capital Group Jury Verdicts Limitation Periods Martoma Material Nonpublic Information Moench Presumption Nasdaq New Regulations NYSE Omnicare Patents Price-Fixing Public Disclosure Putative Class Actions Rajat Gupta Reasonable Reliance Claims Recordkeeping Requirements Rule 11 Rule 506 Offerings Sentencing Sothebys Split of Authority Stress Tests Tender Offers Too Big to Fail Trade Market Abuse Administrative Hearings AIG Allstate Appraisal Arbitration Agreements Asset-Backed Securities Assured Guaranty Corp. Attorney Generals Bank of England Banking Crisis Basel Committee Blue Sky Laws Breach of Warranty Burden of Proof Clinical Trials Code of Conduct Collateral Estoppel Comcast Comcast v. Behrend Commercial Bankruptcy Compensation Committee Cooperation Initiative Covenant of Good Faith and Fair Dealing Criminal Sanctions Crowdfunding DOL EB-5 Employee Stock Purchase Plans Enron Exchange-Traded Products Facebook FHA Financial Crimes Financial Regulatory Reform FMR LLC Foreign Jurisdictions Foreign Nationals Forum Fraudulent Transfers Hart-Scott-Rodino Act Heinz HSBC Internal Investigations Investment Banks Investment Management Investor Protection Life Sciences Liquidation Liquidnet Lying Major Swap Participants Mandatory Victim's Restitution Act Material Disclosures MBIA Insurance Medicare MTFs Municipal Advisers Municipal Securities Market Negligent Supervision Non-Enforcement Offerings Prejudgment Interest Prescription Drugs Private Placements Proposed Regulation Prudential Prudential Regulation Authority Public Employees Publicly-Traded Companies Qualified Mortgage Rule RBS Receivership Regulation FD Rescission Reverse Mergers Revlon Standard Rule 10(b) Rule 23 Sales Section 17(a) SFO Short-Swing Trading SIPC Spoofing Standstill Agreements State Securities Claims STOCK Act Stock Purchase Agreement Stock Trades Subpoenas SunTrust Symantec Third Point Transparency Trust Preferred Securities USCIS Visas Wall Street Ways and Means Committee Witness 16(b) Abuse of Discretion Accounting Advertising Affiliates Affirmative Defenses Alberta Securities Commission Algorithmic Trading Alternative Trading Systems Amended Complaints Anti-Corruption Antidumping Duties Apple ASIC AU Optronics Corp Bad Actors Bad Faith Bank Fraud Bank Secrecy Act Benefit Plan Sponsors Biotechnology Block Trades Boeing Botox British Bankers' Association British Columbia Securities Commission Bundling Rules Burger King Business Development Business Torts Buyouts CalPERS Celera Certiorari CFOs Change in Control Change of Ownership Charter Schools Circumstantial Evidence Civil Forfeiture Class Representatives Clawbacks CMS Commodities Exchange Act Confidentiality Contract Drafting Contractors Corporate Fraud Corporate Veil Countervailing Duties CPO Credit Default Swaps Credit Suisse Criminal Conspiracy CTA Customs Cyber Attacks Damages Data Breach Debt Debtors Deepwater Horizon Defense Strategies Delaware General Corporation Law Demurrers Detroit Disqualification Document Requests Economic Downturn Edge Act Electronic Trading Email EMMA Eric Holder European Central Bank Exemptions Expert Testimony Expert Witness Fair Market Value False Advertising Family Members FATCA FATF Federal Jurisdiction Federal Rule 12(b)(6) Fee Disclosure FFIEC Fidcuciary Liability Final Rules Financial Adviser Financial Institution Liability Financial Instruments and Exchange Act of Japan Finders Foreign Investment Foreign Official Form 8-K Form SD Forum Shopping Fraudulent Concealment FSMA FTCA Futures Gaming Google Government Investigations Governmental Liability Gramm-Leach-Blilely Act GreatBanc Green Cards Guilty Pleas Housing Market HUD ICAP Imports Incentives Income Taxes Interest Rates International Finance Investment Advisory Agreements Investment Companies ITC Kickbacks Lawson Lenders Leveraged Buyout Life Insurance Limited Partnerships Lockheed Martin London Whale Mamma.com Inc Managers Medicaid Memorandum of Understanding Mining Mismanagement MOFCOM Money Market Funds Mootness Motion to Compel MSRB Municipal Bankruptcy MuniMae Natural Gas NERA New Legislation Non-Judicial Settlement Agreements Non-Public Information Nonbank Firms Nvidia Opt-Outs OSC Oversight Committee Personal Jurisdiction PIPEs Plastic Solar Cells PLSRA Poison Pill Political Intelligence Pre-Merger Filing Requirements Preliminary Injunctions Privacy Policy Private Equity Funds Private Funds Privately Held Corporations Proposed Legislation Proprietary Trading Prospectus Protected Activity Proxies Proxy Contests Proxy Materials Proxy Season Proxy Solicitations Proxy Voting Guidelines Public Officials Public Policy Public Schools Purchase Agreement Pyramid Schemes Ranieri Partners Real Estate Investments Regulation D Regulation S-K REIT Relation Back Doctrine Removal Representations and Warranties Restrictive Covenants Retirement Revlon Sale of Assets Scams SCC Section 10 of the Exchange Act Section 12 Section 162(m) Section 2462 Section 304 Security-Based Swaps SEFs Shareholder Votes Shareholders' Agreements Siemens SIPA Solar Energy Stanford International Bank Startups State and Local Government Stockholders' Meetings Structured Financial Products Subcontractors Subject Matter Jurisdiction Supervision Target Company Tax Evasion The Clayton Act Third-Party Title IV Trading Plans Transfers Twitter Twombly/Iqbal Pleading Standard UCITS Unions Vacated Visionary Waivers Warranties Warrantless Searches Wash Trades Waste WTO Zero Tolerance Policies Ability-to-Repay Abuse of Process Acceptance of Responsibility Accountants Accredited Investors Activist Hedge Funds Actual Injuries Administrative Procedure Act Admissions Adverse Employment Action Advisory Contracts Advisory Opinions Africa Aftermarket Purchases Aggregation Rules AIFM Algorithms ALJ Allergan Inc Alternative Investment Funds Altius Management Ambiguous American Express American Rule American Superconductor Antitrust Conspiracies Antitrust Investigations AOL Arbitrage Asset Diversification Asset Freeze Asset Protection Assignments AT&T AT&T Mobility v Concepcion ATP Tours Attorney Malpractice Australian Securities and Investments Commission Auto Manufacturers Balance Sheets Banging the Close Bank Holding Company Act Bank of New York Mellon Bank of Russia Bar Associations Barack Obama Beats Electronics Ben Bernanke Beroth Oil Best Management Practices Bids Big-Boy Letters Billing Biofuel BioMimetic Therapeutics Biopharmaceutical Board of Trustees Bond Financing Bonuses Broker Commissions Business Assets Business Development Companies Business Formation Business Litigation Business Valuations But For Causation Buy-Out Agreements Buyback Programs C&DIs CAFA CAFC Canadian Securities Administration Cannibalization Capital Estimation Tool Capital Markets Capital Requirements Car Loans Caremark claim Cartels Carter's Inc. Case Consolidation Cause of Action Accrual CBCA CCAA CEA Cell Phones Certificates of Incorporation Certifications Chapter 11 CIBC CIFG Assurance North America CII Cisco Citizens United Civil Penalty Fund Class of Stock Clawback Agreements Clearing Agencies Closely Held Businesses Cloud Computing CMBS Co-Location Collateral Collateralized Loan Obligations Collusion Colonial Bank Commercial Leases Commodity Futures Contracts Community Banks Competition Competition Authorities Competitive Bidding Complaint Procedures Condemnation Conflicts of Laws Consent Consideration Consultation Continuity of Enterprises Continuous Ownership Rule Contract Disputes Controlled Foreign Corporations Convictions Core Operations Doctrine Corporate Gifts Corporate Liability Corporate Records Corporate Sales Transactions Corporate Securities Act Corporate Taxes Corporations Code Corrective Disclosures COSO COTUS Counterclaims CPAs CR Intrinsic Investors CRA Credit Reporting Agencies Credit Reports Credit Suisse First Boston Creditors Criminal Antitrust Litigation Cryptocurrency CSMAD Custodians Custody Customer Funds Protection Customer Protection Rule CVS Cy Pres Funds Cyber Insurance Data Mining Data Retention Data Use Policies Daubert Standards Debt Collection Debtor-Creditor Declaratory Judgments Deductions Default Default Judgment Deficiency Notices Defined Benefit Plans Department of Transportation Derivatives Clearing Organizations Destruction of Evidence Direct Access Partners Disciplinary Proceedings Discounts Discrimination Dismissal With Prejudice Disparate Impact Dispute Resolution Dissident Directors Dissident Shareholders Distribution Rules Distributors Divorce Document Productions DOE DOMA Domestic Bribery Don't Ask - Don't Waive Down-Round Drug Manufacturers DSIO Duke Energy Dukes v Wal-Mart Duty to Defend Duty to Investigate DZ Bank E-Filing Earn-Outs Economic Loss Doctrine Edward Snowden EEA Electronic Blue Sheets Electronically Stored Information Emerging Growth Companies Emerging Trading Technologies Eminent Domain Employment Policies Energy Market Energy Policy Act Engagement Letters Entrepreneurs Equal Protection Equitable Relief Equity Claims Equity Compensation Equity Financing Equity Markets Ericsson Errors and Omissions Policy Estate Planning Estimated Value Disclosures Estoppel EU Data Protection Laws Eurozone Exchange Rates Exclusions Exclusive Jurisdiction Exculpatory Clauses Exit Transactions Exports Extender Statutes Extradition Faithless Servant Doctrine Falsified Documents FASB Fashion Design Fast-Filer FBAR FCC Federal Contractors Federal Employees Federal Prosecutors Federal Question Jurisdiction Federal Savings Associations Federal Sentencing Guidelines Fee-Sharing Feeder Funds FFI FICA Taxes Fifth Amendment Filing Requirements Financial Accounting Financial Actvities Financial Analysts Financial Companies Financial Guaranty Insurance Financial Markets Financial Products Financial Restatements Financing First Amendment First Derivative Traders Fiscal Year Fixed-Fee Flagstar Bank Football Foreclosure Foreign Currency Foreign Defendants Foreign Equity Securities Foreign Judgments Foreign Subsidiaries Form 10-K Form D Filing Fourth Amendment Foxhall Capital Management Fraud and Abuse Fraudulent Wire Transfers FRCP 23(b)(3) Freeze Order Freeze-Out Mergers Frivolous Lawsuits Frozen Assets FSA FSFM FSOC Full Faith and Credit Funding Funding Portal G20 Gamco Investors v Vivendi GAO GE Capital Retail Bank General Electric Genta Genzyme George Canellos Geothermal Energy Gerber Global Bitcoin Stock Exchange