Securities Business Torts

SEC Fraud SCOTUS Securities Fraud Insider Trading Enforcement Actions Class Action Fiduciary Duty RMBS Shareholders Compliance Settlement Fraud-on-the-Market Enforcement Shareholder Litigation Securities Exchange Act Board of Directors Securities Litigation Breach of Duty Halliburton Class Certification Securities Act of 1933 Securities Halliburton v Erica P. John Fund Investment Adviser CFTC Dodd-Frank Misrepresentation ERISA Disclosure Requirements Derivative Suit Banks Basic v Levinson Statute of Limitations DOJ Hedge Funds Rule 10b-5 Ponzi Scheme Investors FINRA Motion to Dismiss Whistleblowers EU Material Misstatements Mortgage-Backed Securities ESOP FIfth Third Bancorp v Dudenhoeffer Omnicare v Laborers District Council Section 11 Stocks Mortgages Omnicare JPMorgan Chase Broker-Dealer Corporate Counsel Directors Mergers Bank of America Business Judgment Rule Citigroup FHFA Popular Registration Statement Presumption of Reliance Appeals Canada Controlling Stockholders Goldman Sachs Issuers Rating Agencies FCPA FDIC Disgorgement Dismissals Executive Compensation Scienter Stock Drop Litigation Swaps Penalties Criminal Prosecution Illegal Tipping US Bancorp Civil Monetary Penalty Deutsche Bank Professional Liability Sarbanes-Oxley SLUSA White Collar Crimes Amgen Inc. v Connecticut Retirement Plans False Statements Morgan Stanley Pleadings UBS UK Chief Compliance Officers Conflicts of Interest Corporate Governance Investment Funds Misappropriation Pleading Standards Libor Fannie Mae Investment Advisers Act of 1940 Mary Jo White Material Nonpublic Information Standing Freddie Mac NCUA US v Newman Bernie Madoff Corporate Officers Disclosure High Frequency Trading Jurisdiction Personal Benefit Sanctions Audits Investigations Registration Section 10(b) D&O Insurance Employee Benefits Federal Reserve Municipal Bonds Neither Admit Nor Deny Settlements Portfolio Managers Say-on-Pay Bylaws Collateralized Debt Obligations ESMA Fifth Third Mortgage Company Gabelli v SEC Loss Causation Misleading Statements Pensions Statement of Opinion Breach of Contract Brokers China Fairness Standard FIRREA Judge Rakoff Liability Minority Shareholders Mutual Funds Proxy Statements PSLRA Books & Records C-Suite Executives Countrywide Derivatives Discovery Rule FERC Financial Services Authority Foreign Banks Hong Kong Insurers IPO Market Manipulation Municipalities Personal Liability Private Equity Underwriting Whistleblower Awards Duty of Prudence Evidence Reporting Requirements Trustees 401k Aiding and Abetting Asset Management Barclays Chadbourne & Parke LLP v Troice DE Supreme Court Extraterritoriality Rules FCA Fines Negligent Misrepresentation OCC Oil & Gas Pharmaceutical Pharmaceutical Manufacturers SEC v Citigroup Summary Judgment Administrative Hearings Auditors Bribery Custody Rule Financial Statements Fund Managers Going-Private Transactions Merrill Lynch Preferred Shares Short Sales Unjust Enrichment Acquisitions Cross-Border Delaware General Corporation Law Exculpatory Clauses Fiduciary Liability Investment Company Act of 1940 PCAOB Preemption Public Offerings Repurchases Risk Management S&P Shareholder Rights Standard of Review Statute of Repose Volcker Rule Whistleblower Protection Policies Amgen Cybersecurity Due Diligence Foreign Exchanges Independent Boards Injunctions Litigation Strategies Materiality Omissions Retirement Plan Virtual Currency Wells Fargo 10b5-1 Plans Admissions of Liability Bear Sterns Bitcoins Burden of Proof CEOs Common Stock Deferred Prosecution Agreements Demand Futility Discovery Employer Liability Issues Federal Rules of Civil Procedure Fees Fraudulent Inducement Good Faith Internal Controls Internal Investigations JOBS Act Moody's Private Securities Litigation Reform Act of 1995 Tolling Trusts Accounting Fraud Attorney's Fees Attorney-Client Privilege Bad Faith Banking Sector Claim Preclusion False Claims Act Fee-Shifting Statutes Financial Conduct Authority Forum Selection Clause FTC Interlocutory Appeals Investment Management IRS Japan Justifiable Reliance Lawson v FMR Material Disclosures Multidistrict Litigation NFA No-Action Letters No-Action Relief OCIE Officers Pay-To-Play Petition For Rehearing Policy Violations Publicly-Traded Companies Putative Class Actions Rebuttable Presumptions SAC Capital Secondary Markets Shareholder Activism Swap Dealers Tender Offers Valuation Anti-Money Laundering Arbitration Australia Bonds Causation Confidential Information Confidential Witnesses Conspiracies Corruption Credit Unions Dark Pool ETFs European Commission FBI FinCEN Foreign Corporations Healthcare Indemnification Insolvency Jury Verdicts MFW Morrison v National Australia Bank Municipal Securities Issuers Negligence NYSE Private Equity Funds Real Estate Market Regulation M Self-Dealing Stock Options Strict Liability Subprime Mortgages Venture Capital Anti-Retaliation Provisions Antitrust Litigation Asset Valuations Attorney Generals Blue Sky Laws BP Cease and Desist CFPB Chevron Deference Commercial Bankruptcy Commodities Compensation Committee Consent Decrees Covenant of Good Faith and Fair Dealing Credit Ratings Creditors Data Protection Dilution Duty of Loyalty eBay Energy European Banking Authority Financial Adviser Financial Reporting Fitch GAAP General Solicitation Independent Director Investment Fraud ISS Janus Capital Group Lehman Brothers Loans Mark Cuban Moench Presumption Money Laundering Mortgage Loan Originators Municipal Advisers Nasdaq Non-Prosecution Agreements Nvidia Offerings Ontario Securities Commission Patents Prejudgment Interest Reasonableness Factors Receivership Recordkeeping Requirements Retaliation Revlon Standard Risk Assessment Royal Bank of Scotland Safe Harbors Social Media Strategic Enforcement Plan Stress Tests Trade Market Abuse U.S. Bancorp U.S. Treasury Affirmative Defenses AIFMD American Pipe & Construction Co. v. Utah Annual Meeting Bank Fraud Certiorari City of Pontiac Clawbacks Collateral Estoppel Commodity Pool Complex Litigation Conflict Mineral Rules Contract Interpretation Cross-Border Transactions Defense Strategies Duty of Care Duty to Disclose EB-5 EMIR Employee Stock Purchase Plans Equitable Tolling Ethics Exchange-Traded Products Falsified Documents Family Businesses FCMs FDA Federal Rule 12(b)(6) Financial Crimes Forfeiture Fraudulent Transfers FSMA Hewlett-Packard HSBC Life Sciences Major Swap Participants Martoma Merger Agreements Misallocation of Funds Municipal Securities Market Ontario Securities Act Personal Jurisdiction Price-Fixing Proposed Regulation Prudential Public Disclosure Public Officials Raj Rajaratnam Reasonable Reliance Claims Regulation S-K Retirement Rule 10(b) Rule 11 Rule 23 Rule 506 Offerings Security-Based Swaps Shareholder Votes Sothebys Statement of Facts Stock Purchase Agreement Subpoenas Subsidiaries Too Big to Fail Visas AIG ALJ Allstate Alternative Trading Systems Antidumping Duties Apple Appraisal Arbitration Agreements Asset-Backed Securities Assured Guaranty Corp. Bank of England Bank Secrecy Act Basel Committee Biotechnology Breach of Warranty Burger King Buy-Out Agreements Buyouts Capital Markets Cease and Desist Orders CFOs Clinical Trials Code of Conduct Comcast Comcast v. Behrend Cooperation Initiative Credit Default Swaps Credit Suisse Criminal Sanctions Crowdfunding Cyber Attacks Damages Data Breach Dell DOL DuPont Enforcement Statistics Equity Compensation Expert Witness Facebook Family Members FATCA Federal Sentencing Guidelines FHA Financial Institution Liability Financial Institutions Financial Regulatory Reform FMR LLC Foreign Nationals Forum Fraudulent Concealment Frivolous Lawsuits Futures Government Investigations Hart-Scott-Rodino Act Heinz Hiring & Firing Housing Market Imports Incentive Compensation Income Taxes Inspection Rights Investment Banks Investor Protection Joint and Several Liability Kickbacks Lenders Limitation Periods Liquidation Liquidnet Lying Mandatory Victim's Restitution Act Market Participants MBIA Insurance Medicare MOFCOM Money Market Funds Monsanto Motion to Compel MSRB MTFs Negligent Supervision New Regulations Non-Enforcement Pharmacies Prescription Drugs Private Funds Private Placements Proposed Legislation Prospectus Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Policy Qualified Mortgage Rule Rajat Gupta RBS Real Estate Investments Regulation FD Rescission Reverse Mergers Sales SEC v Payton Sentencing SFO Shareholders' Agreements Short-Swing Trading SIPA Split of Authority Spoofing Standstill Agreements State Securities Claims Stock Trades Stock-for-Stock Merger Stockholders' Meetings Structured Financial Products SunTrust Supreme Court of Canada Symantec Target Company Third Point Transparency Trust Preferred Securities Twombly/Iqbal Pleading Standard US Bank USCIS Waivers Wal-Mart Wall Street Waste Ways and Means Committee Wire Fraud Witness 16(b) Abuse of Discretion Accountants Accounting Accounting Controls Actual or Constructive Knowledge Advertising Affiliates AIFM Algorithmic Trading Allergan Inc Amended Complaints American Superconductor Anti-Corruption Article III ASIC Asset Freeze ATMs ATP Tours AU Optronics Corp Bad Actors Balance Sheets Bank Holding Company Banking Crisis Benefit Plan Sponsors BlackRock Block Trades Boeing Bonuses Botox British Bankers' Association British Columbia Securities Commission Bundling Rules Burden-Shifting Business Development Business Development Companies Business Litigation Business Torts CAFA CalPERS Caremark claim Carter's Inc. Cause of Action Accrual Celera Cell Phones Change in Control Change of Ownership Charles Schwab Charter Schools Circumstantial Evidence Citibank Civil Conspiracy Class Representatives CMS Collateralized Loan Obligations Commodities Exchange Act Confidentiality Contract Disputes Contract Drafting Contractors Corporate Charters Corporate Liability Corporate Sales Transactions Corporate Veil Corporations Code Countervailing Duties CPO Criminal Conspiracy CTA Customs Debt Debt Restructuring Debtors Deepwater Horizon Default Demurrers Detroit Disqualification Document Productions Document Requests DOE Earn-Outs Economic Development Economic Downturn Edge Act Electronic Trading Email EMMA En Banc Review Eric Holder European Central Bank Exclusive Jurisdiction Exemptions Expert Testimony Exports Fair Market Value False Advertising FATF FCC Federal Contractors Federal Jurisdiction Fee Disclosure FFIEC Fidcuciary Liability Fifth Amendment Final Rules Financial Instruments and Exchange Act of Japan Finders Foreign Investment Foreign Jurisdictions Foreign Official Form 10-K Form 8-K Form SD Forum Shopping Freeze-Out Mergers FTCA Gaming Google Gramm-Leach-Blilely Act GreatBanc Green Cards Guilty Pleas Hedging Herballife Hostile Takeover HUD ICAP Incentives Insurance Litigation Intent Interest Rates Internal Affairs Doctrine International Finance International Harmonization Investment Advisory Agreements Investment Companies Issue Preclusion ITC Joint Venture Jury Trial Lawson Legal History Leveraged Buyout Life Insurance LLC London Whale Long-Term Investment Funds Mail Fraud Managers Manufacturers Martin Act Medicaid Medical Devices Memorandum of Understanding MiFID II Mining Mismanagement Mobile Apps Mootness Municipal Bankruptcy MuniMae Natural Gas NERA New Legislation Non-Compete Agreements Non-Judicial Settlement Agreements Non-Public Information Non-Solicitation Agreements Nonbank Firms NY Supreme Court Offshore Funds Oppression Remedy Opt-Outs OSC Oversight Committee Patent Infringement Patent Litigation Pension Funds Permanent Injunctions Plastic Solar Cells PLSRA Poison Pill Policy Exclusions Pre-Merger Filing Requirements Preliminary Injunctions Price Manipulation Privacy Policy Private Right of Action Proprietary Trading Protected Activity Proxies Proxy Contests Proxy Materials Proxy Season Proxy Solicitations Public Schools Pump and Dump Purchase Agreement Pyramid Schemes Quid Pro Quo Ranieri Partners Ratification Real Estate Development Regulation D REIT Relation Back Doctrine Remand Removal Representations and Warranties Restricted Stocks Restrictive Covenants Retailers Revlon RICO Russia Sale of Assets Scams Schedule 13D Section 10 of the Exchange Act Section 10(b)-5 Section 12 Section 162(m) Section 17(a) Section 220 Request Section 2462 Section 25401 Section 304 SEFs Sellers Serious Fraud Office Shareholder Demands Siemens SIFMA SIPC Solar Energy Startups State and Local Government STOCK Act Stop Order Student Loans Subcontractors Subject Matter Jurisdiction Supervision Tax Evasion The Clayton Act Tippees Trading Plans Transfers Twitter UCITS Unfair or Deceptive Trade Practices Unions Vacated Visionary Warranties Warrantless Searches Wash Trades WTO Zero Tolerance Policies AbbVie Ability-to-Repay Abuse of Process Acceptance of Responsibility Accredited Investors Acquisition Agreements Activist Hedge Funds Actual Injuries Administrative Procedure Act Admissions Adverse Employment Action Advisory Contracts Advisory Opinions Africa Aftermarket Purchases Aggregation Rules AIM Alberta Securities Commission Algorithms Alibaba All-Party Consent Alternative Investment Funds Altius Management Ambiguous Amended Regulation American Express American Rule Anti-Kickback Statute Anti-Monopoly Antitrust Conspiracies Antitrust Investigations Antitrust Provisions AOL Appointments Clause Approval Arbitrage Asset Diversification Asset Protection Assignments AT&T AT&T Mobility v Concepcion Attorney Malpractice Auction Australian Securities and Investments Commission Auto Manufacturers Automotive Industry Avon Banamex Banging the Close Bank Holding Company Act Bank of New York Mellon Bank of Russia Bar Associations Barack Obama Beats Electronics Ben Bernanke Benchmark Pricing Benchmarks Beneficial Owner Beroth Oil Best Management Practices Bids Big-Boy Letters Billing Biofuel BioMimetic Therapeutics Biopharmaceutical BIS BitLicense Board of Trustees Bond Financing Broken Windows Broker Commissions BSA/AML Building Permits Business Assets Business Court Business Formation Business Valuations But For Causation Buyback Programs C&DIs Cablevision CAFC Calculation of Damages Canadian Securities Administration Cannibalization Capital Estimation Tool Capital Markets Stability Act Capital Requirements Carried Interest Cartels Case Consolidation CEA Certificates of Incorporation Certifications Channel Check Chapter 11 China North Petroleum CIBC CIFG Assurance North America CIGNA CII Cisco Citizens United Civil Forfeiture Civil Penalty Fund Claims Limitations Period Class of Stock Clawback Agreements Clearing Agencies Closely Held Businesses Cloud Computing CMBS Co-Location Collateral Collusion Colonial Bank Commercial Leases Commerzbank Commodity Futures Contracts Community Banks Competition Competition Authorities Competitive Bidding Complaint Procedures Complex Corporate Transactions Condemnation Conditional Gifts Confidential Documents Conflicts of Laws Congressional Investigations & Hearings Consent Consideration Conspiracy Theory of Jurisdiction Constructive Trusts Consultation Consumer Lenders Continuity of Enterprises Continuous Ownership Rule Control Person Controlled Companies Controlled Foreign Corporations Convictions Core Operations Doctrine Corporate Crimes Corporate Fraud Corporate Gifts Corporate Issuers Corporate Management Corporate Records Corporate Securities Act Corporate Taxes Corporate Waste Corrective Disclosures COSO COTUS Counterclaims Court-Appointed Receivers CPAs CPOs CR Intrinsic Investors CRA Credit Reporting Agencies Credit Reports Credit Suisse First Boston Criminal Antitrust Litigation Cryptocurrency