Securities Business Torts

SEC Fraud SCOTUS Securities Fraud Class Action Insider Trading Enforcement Actions RMBS Fiduciary Duty Compliance Settlement Enforcement Fraud-on-the-Market Shareholders Halliburton Class Certification Halliburton v Erica P. John Fund Shareholder Litigation Securities Exchange Act Board of Directors Securities Litigation Investment Adviser CFTC Securities Breach of Duty Dodd-Frank ERISA Basic v Levinson Misrepresentation Banks Securities Act of 1933 Statute of Limitations Disclosure Requirements Investors Rule 10b-5 DOJ Ponzi Scheme Hedge Funds Derivative Suit Mortgage-Backed Securities FINRA Whistleblowers ESOP FIfth Third Bancorp v Dudenhoeffer JPMorgan Chase Mortgages Stocks Broker-Dealer Motion to Dismiss EU Citigroup Presumption of Reliance Bank of America FHFA Corporate Counsel Directors Goldman Sachs Mergers Business Judgment Rule White Collar Crimes FDIC Scienter FCPA Penalties Popular Rating Agencies Sarbanes-Oxley Stock Drop Litigation Swaps US Bancorp Canada Amgen Inc. v Connecticut Retirement Plans Disgorgement Executive Compensation Professional Liability SLUSA Civil Monetary Penalty Controlling Stockholders Deutsche Bank False Statements Morgan Stanley Chief Compliance Officers Dismissals Libor Corporate Governance Mary Jo White UBS Criminal Prosecution Fannie Mae Jurisdiction NCUA Pleadings UK Freddie Mac High Frequency Trading Investigations Registration Audits Bernie Madoff Disclosure Employee Benefits Gabelli v SEC Municipal Bonds Neither Admit Nor Deny Settlements Say-on-Pay Collateralized Debt Obligations Conflicts of Interest Corporate Officers D&O Insurance Fifth Third Mortgage Company Investment Advisers Act of 1940 Sanctions Section 10(b) Standing Appeals Discovery Rule Federal Reserve FIRREA Investment Funds Loss Causation Minority Shareholders Misappropriation Pleading Standards Proxy Statements Bylaws China ESMA FERC Financial Services Authority Foreign Banks Insurers Material Misstatements Portfolio Managers PSLRA Underwriting Aiding and Abetting Brokers Countrywide Duty of Prudence Fines Judge Rakoff Liability Municipalities Mutual Funds Pensions Private Equity SEC v Citigroup Summary Judgment Trustees Whistleblower Awards Chadbourne & Parke LLP v Troice Evidence Extraterritoriality Rules Material Nonpublic Information Misleading Statements OCC Omnicare Reporting Requirements Breach of Contract Hong Kong Illegal Tipping Investment Company Act of 1940 Market Manipulation Oil & Gas Short Sales 401k Acquisitions Asset Management Auditors Barclays Cross-Border Custody Rule FCA IPO Negligent Misrepresentation Pharmaceutical Preemption Preferred Shares Repurchases Risk Management S&P SAC Capital Shareholder Rights Amgen Bribery Financial Statements Foreign Exchanges Injunctions Litigation Strategies Materiality PCAOB Retirement Plan Volcker Rule Wells Fargo Whistleblower Protection Policies 10b5-1 Plans Admissions of Liability Bear Sterns Bitcoins Common Stock Cybersecurity Deferred Prosecution Agreements Derivatives Due Diligence Fees Fund Managers Going-Private Transactions JOBS Act Merrill Lynch Omissions Personal Liability Private Securities Litigation Reform Act of 1995 Section 11 Standard of Review Statute of Repose Tolling Trusts Unjust Enrichment Books & Records Employer Liability Issues Federal Rules of Civil Procedure Fee-Shifting Statutes Fraudulent Inducement FTC IRS Japan Lawson v FMR Moody's Multidistrict Litigation NFA No-Action Relief Officers Pay-To-Play Policy Violations Rebuttable Presumptions Shareholder Activism Valuation Virtual Currency Administrative Hearings Attorney's Fees Attorney-Client Privilege Bonds C-Suite Executives Causation CEOs Claim Preclusion Confidential Witnesses Consent Decrees Corruption Credit Unions Demand Futility ETFs European Commission FBI Fiduciary Liability Forum Selection Clause Good Faith Healthcare Indemnification Jury Verdicts Justifiable Reliance Mark Cuban MFW Morrison v National Australia Bank Negligence No-Action Letters NYSE OCIE Private Equity Funds Public Offerings Real Estate Market Regulation M Retaliation Stock Options Subprime Mortgages Swap Dealers Accounting Fraud Anti-Money Laundering Anti-Retaliation Provisions Antitrust Litigation Arbitration Asset Valuations Attorney Generals Australia Banking Sector BP Cease and Desist Chevron Deference Complex Litigation Confidential Information Conspiracies Credit Ratings Dark Pool Data Protection Delaware General Corporation Law Dilution Discovery Duty of Care Duty to Disclose eBay Energy False Claims Act Financial Conduct Authority Financial Reporting FinCEN Fitch Foreign Corporations General Solicitation Hewlett-Packard Interlocutory Appeals Internal Controls Internal Investigations Investment Management ISS Lehman Brothers Loans Moench Presumption Mortgage Loan Originators Municipal Advisers Municipal Securities Issuers Nasdaq Non-Prosecution Agreements Nvidia Personal Benefit Prejudgment Interest Putative Class Actions Raj Rajaratnam Revlon Standard Risk Assessment Royal Bank of Scotland Safe Harbors Self-Dealing Social Media Stress Tests Tender Offers U.S. Bancorp U.S. Treasury US v Newman Venture Capital AIFMD American Pipe & Construction Co. v. Utah Annual Meeting Blue Sky Laws Certiorari CFPB City of Pontiac Commercial Bankruptcy Commodities Commodity Pool Conflict Mineral Rules Contract Interpretation Cross-Border Transactions Duty of Loyalty EB-5 EMIR Employee Stock Purchase Plans Equitable Tolling Ethics European Banking Authority Fairness Standard Family Businesses FCMs FDA Federal Rule 12(b)(6) Financial Crimes Forfeiture GAAP Hiring & Firing HSBC Investment Fraud Janus Capital Group Martoma Material Disclosures Misallocation of Funds Money Laundering Omnicare v Laborers District Council Ontario Securities Act Ontario Securities Commission Patents Pharmaceutical Manufacturers Price-Fixing Public Disclosure Reasonable Reliance Claims Reasonableness Factors Receivership Recordkeeping Requirements Retirement Rule 11 Rule 506 Offerings Secondary Markets Sentencing Sothebys Stock Purchase Agreement Subpoenas Too Big to Fail Trade Market Abuse Visas Advertising AIG Allstate Apple Appraisal Arbitration Agreements Asset-Backed Securities Assured Guaranty Corp. Bad Faith Bank Fraud Bank of England Banking Crisis Basel Committee Breach of Warranty Burden of Proof Burger King Buy-Out Agreements Clinical Trials Code of Conduct Collateral Estoppel Comcast Comcast v. Behrend Compensation Committee Cooperation Initiative Covenant of Good Faith and Fair Dealing Credit Suisse Criminal Sanctions Crowdfunding Cyber Attacks Damages Data Breach Defense Strategies Dell DOL Email Exchange-Traded Products Expert Witness Facebook False Advertising Falsified Documents Family Members FHA Financial Regulatory Reform FMR LLC Foreign Jurisdictions Foreign Nationals Forum Fraudulent Transfers Futures Google Government Investigations Hart-Scott-Rodino Act Heinz Income Taxes Insolvency Investment Banks Investor Protection Joint and Several Liability Life Sciences Limitation Periods Liquidation Liquidnet Lying Major Swap Participants Mandatory Victim's Restitution Act MBIA Insurance Medicare Merger Agreements MSRB MTFs Municipal Securities Market Negligent Supervision New Regulations Non-Enforcement Offerings Personal Jurisdiction Prescription Drugs Private Funds Private Placements Proposed Regulation Proxy Voting Guidelines Prudential Prudential Regulation Authority Public Employees Public Officials Publicly-Traded Companies Qualified Mortgage Rule Rajat Gupta RBS Regulation FD Regulation S-K Rescission Reverse Mergers Rule 10(b) Rule 23 Sales Section 17(a) SFO Short-Swing Trading Split of Authority Spoofing Standstill Agreements State Securities Claims STOCK Act Stock Trades Stock-for-Stock Merger Stockholders' Meetings SunTrust Symantec Third Point Trust Preferred Securities Twombly/Iqbal Pleading Standard US Bank USCIS Waivers Wall Street Ways and Means Committee Witness 16(b) Abuse of Discretion Accounting Accounting Controls Affiliates Affirmative Defenses AIFM Algorithmic Trading Allergan Inc Alternative Trading Systems Amended Complaints Anti-Corruption Antidumping Duties ASIC ATMs ATP Tours AU Optronics Corp Bad Actors Bank Secrecy Act Benefit Plan Sponsors Biotechnology Block Trades Boeing Botox British Bankers' Association British Columbia Securities Commission Bundling Rules Business Development Business Development Companies Business Torts Buyouts CalPERS Carter's Inc. Celera CFOs Change in Control Change of Ownership Charter Schools Circumstantial Evidence Civil Conspiracy Class Representatives Clawbacks CMS Commodities Exchange Act Confidentiality Contract Drafting Contractors Corporate Crimes Corporate Sales Transactions Corporate Veil Corporations Code Countervailing Duties CPO Credit Default Swaps Creditors Criminal Conspiracy CTA Customs Debt Debtors Deepwater Horizon Demurrers Detroit Disqualification Document Requests Economic Development Economic Downturn Edge Act Electronic Trading EMMA Equity Financing Eric Holder European Central Bank Exclusive Jurisdiction Exemptions Expert Testimony Fair Market Value FATCA FATF Federal Jurisdiction Federal Sentencing Guidelines Fee Disclosure FFIEC Fidcuciary Liability Final Rules Financial Adviser Financial Institution Liability Financial Instruments and Exchange Act of Japan Finders Foreign Investment Foreign Official Form 10-K Form 8-K Form SD Forum Shopping Fraudulent Concealment Frivolous Lawsuits FSMA FTCA Gaming Governmental Liability Gramm-Leach-Blilely Act GreatBanc Green Cards Guilty Pleas Herballife Home Depot Hostile Takeover Housing Market HUD ICAP Imports Incentive Compensation Incentives Interest Rates Internal Affairs Doctrine International Finance International Harmonization Investment Advisory Agreements Investment Companies ITC Jury Trial Kickbacks Lawson Lenders Leveraged Buyout Life Insurance LLC Lockheed Martin London Whale Inc Managers Medicaid Memorandum of Understanding Mining Mismanagement Mobile Apps MOFCOM Money Market Funds Mootness Motion to Compel Municipal Bankruptcy MuniMae Natural Gas NERA New Legislation Non-Judicial Settlement Agreements Non-Public Information Nonbank Firms Offshore Funds Oppression Remedy Opt-Outs OSC Oversight Committee PIPEs Plastic Solar Cells PLSRA Poison Pill Political Intelligence Pre-Merger Filing Requirements Preliminary Injunctions Privacy Policy Proposed Legislation Proprietary Trading Prospectus Protected Activity Proxies Proxy Contests Proxy Materials Proxy Season Proxy Solicitations Public Policy Public Schools Pump and Dump Purchase Agreement Pyramid Schemes Ranieri Partners Real Estate Development Real Estate Investments Regulation D REIT Relation Back Doctrine Remand Removal Representations and Warranties Restrictive Covenants Revlon RICO Russia Sale of Assets Scams Section 10 of the Exchange Act Section 12 Section 162(m) Section 2462 Section 25401 Section 304 Security-Based Swaps SEFs Shareholder Votes Shareholders' Agreements Siemens SIFMA SIPA SIPC Solar Energy Stanford International Bank Startups State and Local Government Strategic Enforcement Plan Structured Financial Products Subcontractors Subject Matter Jurisdiction Subsidiaries Supervision Target Company Tax Evasion Technology The Clayton Act Title IV Trading Plans Transfers Transparency Twitter UCITS Unions Vacated Visionary Wal-Mart Warranties Warrantless Searches Wash Trades Waste WTO Zero Tolerance Policies Ability-to-Repay Abuse of Process Acceptance of Responsibility Accountants Accredited Investors Activist Hedge Funds Actual Injuries Actual or Constructive Knowledge Administrative Procedure Act Admissions Adverse Employment Action Advisory Contracts Advisory Opinions Africa Aftermarket Purchases Agents Aggregation Rules Alberta Securities Commission Algorithms ALJ Alternative Investment Funds Altius Management Ambiguous American Express American Rule American Superconductor Antitrust Conspiracies Antitrust Investigations Antitrust Provisions AOL Arbitrage Asset Diversification Asset Freeze Asset Protection Assignments AT&T AT&T Mobility v Concepcion Attorney Malpractice Auction Australian Securities and Investments Commission Auto Manufacturers Balance Sheets Banging the Close Bank Holding Company Act Bank of New York Mellon Bank of Russia Bar Associations Barack Obama Beats Electronics Ben Bernanke Beroth Oil Best Management Practices Bids Big-Boy Letters Billing Biofuel BioMimetic Therapeutics Biopharmaceutical BIS Board of Trustees Bond Financing Bonuses Broken Windows Broker Commissions Business Assets Business Formation Business Litigation Business Valuations But For Causation Buyback Programs C&DIs CAFA CAFC Calculation of Damages Canadian Securities Administration Cannibalization Capital Estimation Tool Capital Markets Capital Requirements Car Loans Caremark claim Carried Interest Cartels Case Consolidation Cause of Action Accrual CEA Cease and Desist Orders Cell Phones Certificates of Incorporation Certifications Chapter 11 China North Petroleum CIBC CIFG Assurance North America CIGNA CII Cisco Citibank Citizens United Civil Forfeiture Civil Penalty Fund Class of Stock Clawback Agreements Clearing Agencies Closely Held Businesses Cloud Computing CMBS Co-Location Collateral Collateralized Loan Obligations Collusion Colonial Bank Commercial Leases Commodity Futures Contracts Community Banks Competition Competition Authorities Competitive Bidding Complaint Procedures Condemnation Conflicts of Laws Consent Consideration Constructive Trusts Consultation Continuity of Enterprises Continuous Ownership Rule Contract Disputes Controlled Foreign Corporations Convictions Core Operations Doctrine Corporate Fraud Corporate Gifts Corporate Issuers Corporate Liability Corporate Management Corporate Records Corporate Securities Act Corporate Taxes Corrective Disclosures COSO COTUS Counterclaims CPAs CPOs CR Intrinsic Investors CRA Credit Reporting Agencies Credit Reports Credit Suisse First Boston Criminal Antitrust Litigation Cryptocurrency CSMAD Custodians Custody Customer Funds Protection Customer Protection Rule CVS Cy Pres Funds Cyber Insurance Cyber Threats Data Mining Data Retention Data Use Policies Daubert Standards Debt Collection Debt Restructuring Debt Securities Debtor-Creditor Declaratory Judgments Deductions Default Default Judgment Deficiency Notices Defined Benefit Plans Delegation Clauses Department of Transportation Derivative Complaint Derivatives Clearing Organizations Destruction of Evidence Direct Access Partners Disciplinary Proceedings Discounts Discrimination Dismissal With Prejudice Disparate Impact Dispute Resolution Dissident Directors Dissident Shareholders Distribution Rules Distributors Divestiture Divorce Document Productions DOE Dollar Tree DOMA Domestic Bribery Don't Ask - Don't Waive Down-Round Drug Manufacturers DSIO Duke Energy Dukes v Wal-Mart Duty to Defend Duty to Investigate DZ Bank E*Trade E-Filing Earn-Outs Economic Loss Doctrine EDGAR Edward Snowden EEA Electronic Blue Sheets Electronically Stored Information Emerging Growth Companies Emerging Trading Technologies Eminent Domain Employment Policies Energy Exploration Energy Market Energy Policy Act Energy Sector Enforcement Statistics Engagement Letters Enron Entrepreneurs Equal Protection Equitable Relief Equity Compensation Equity Markets Ericsson Errors and Omissions Policy Estate Planning Estimated Value Disclosures Estoppel EU Data Protection Laws European Court of Justice Eurozone Excessive Fees Exchange Rates Exclusions Exculpatory Clauses Exit Transactions Exports Extender Statutes Extradition Failure to Notify