Securities Business Torts General Business

SEC Fiduciary Duty Enforcement Actions Shareholders Securities Fraud Shareholder Litigation Breach of Duty Board of Directors Fraud Insider Trading SCOTUS Class Action Compliance Enforcement Securities Securities Act of 1933 Omnicare v Laborers District Council Corporate Counsel Registration Statement Investment Adviser Material Misstatements Settlement RMBS Section 11 Securities Exchange Act Hedge Funds Mergers Omnicare Securities Litigation CFTC Controlling Stockholders Dodd-Frank DOJ Professional Liability Corporate Officers Business Judgment Rule Derivative Suit ERISA Bylaws Corporate Governance Conflicts of Interest Directors Disclosure Requirements FINRA Minority Shareholders Breach of Contract Broker-Dealer Class Certification D&O Insurance Material Nonpublic Information Chief Compliance Officers Delaware General Corporation Law EU Illegal Tipping Investors Misrepresentation Motion to Dismiss US v Newman Appeals Banks FCPA Rule 10b-5 Aiding and Abetting Personal Benefit Personal Liability Pharmaceutical Industry Scienter Swaps Whistleblowers Acquisitions Canada DE Supreme Court Executive Compensation High Frequency Trading Mortgages Pleading Standards Portfolio Managers Statement of Opinion Statute of Limitations Bank of America Deutsche Bank FIfth Third Bancorp v Dudenhoeffer Halliburton Halliburton v Erica P. John Fund IPO Jurisdiction Loss Causation Merger Agreements Ponzi Scheme Proxy Statements Sarbanes-Oxley SLUSA Stock Drop Litigation Stocks UK Bad Faith C-Suite Executives Disgorgement Dismissals ESOP Fairness Standard False Statements Financial Adviser Fund Managers Good Faith Insurance Industry Investment Funds JPMorgan Chase Popular Private Equity PSLRA Reporting Requirements Sanctions Shareholder Activism Trustees Basic v Levinson Bribery Criminal Prosecution Disclosure Fee-Shifting Fraud-on-the-Market Mutual Funds Penalties Pensions Say-on-Pay Wells Fargo Attorney's Fees Audits Common Stock Corporate Sales Transactions Countrywide Covenant of Good Faith and Fair Dealing Dell Derivatives Exculpatory Clauses FDIC Fifth Third Mortgage Company Financial Conduct Authority (FCA) Forum Selection Fraudulent Inducement Independent Boards Investment Advisers Act of 1940 Libor Morgan Stanley Mortgage-Backed Securities Municipal Bonds NCUA Petition For Rehearing Revlon Standard Risk Management Section 10(b) Summary Judgment UBS Unjust Enrichment Amgen Attorney-Client Privilege Barclays Books & Records Contract Interpretation Cybersecurity Defense Strategies Demand Futility Employee Benefits European Securities and Markets Authority (ESMA) Evidence FERC GAAP Hong Kong Indemnification Insolvency Investigations Investment Company Act of 1940 Lawson v FMR Mary Jo White MFW Misallocation of Funds Multidistrict Litigation Municipal Advisers Municipalities Negligent Misrepresentation Oil & Gas Pleadings Preferred Shares Private Equity Funds Publicly-Traded Companies Putative Class Actions Recordkeeping Requirements Retirement Plan Shareholder Rights Standing Stock Purchase Agreement Tender Offers Trusts Whistleblower Awards White Collar Crimes Young Lawyers Acquisition Agreements Administrative Hearings Arbitration Asset Valuations Attorney Generals Bank of New York (BNY) Mellon Brokers Buy-Out Agreements Capital Markets China Civil Monetary Penalty Collateralized Debt Obligations Commercial Bankruptcy Confidential Information Contract Drafting Corruption Cross-Border Dark Pool Duty of Care Enforcement Statistics Entire Fairness Standard ETFs Ethics False Claims Act (FCA) Federal Rules of Civil Procedure FHFA Financial Institutions Foreign Banks Futures General Solicitation Going-Private Transactions Goldman Sachs Hewlett-Packard Incentive Compensation Internal Investigations Jury Verdicts Litigation Strategies Material Disclosures Materiality MBIA Insurance Misappropriation Negligence Neither Admit Nor Deny Settlements No-Action Relief Nvidia OCIE Oppression Remedy Public Offerings Rating Agencies Reasonableness Factors Registration Repurchases Rescission Standard of Review Stock Options Stock-for-Stock Merger Stockholders' Meetings US Bancorp Waivers Whistleblower Protection Policies 401k Accounting Controls Anti-Retaliation Provisions Appraisal Articles of Incorporation Asset Management ATP Tours Bad Actors Business Litigation Caremark claim Cease and Desist Cease and Desist Orders Chadbourne & Parke LLP v Troice Change in Control Change of Ownership Charles Schwab Civil Conspiracy Code of Conduct Collateralized Loan Obligations Commodities Contract Disputes Contractors Corporate Veil Corporations Code Credit Suisse Credit Unions Creditors Damages Deferred Prosecution Agreements Derivative Complaint Due Diligence DuPont Duty of Loyalty Duty of Prudence Duty to Defend Duty to Disclose Earn-Outs Employer Liability Issues Energy Estoppel European Banking Authority Extraterritoriality Rules Family Businesses Fannie Mae FCMs Federal Contractors Federal Reserve Federal Rule 12(b)(6) Fees Financial Regulatory Reform Financial Sector Fines FIRREA FMR LLC Foreign Exchanges Form 10-K Form 8-K Forum Forum Shopping Fraudulent Transfers Freddie Mac Frivolous Lawsuits Herballife HSBC ICAP Injunctions Insurance Litigation Internal Controls International Harmonization Investment Banks Investment Fraud Investment Management ISS Issue Preclusion JOBS Act Joint and Several Liability Lehman Brothers Leveraged Buyout Life Insurance LLC Mark Cuban Market Abuse Market Manipulation Merrill Lynch MiFIR Monsanto MSRB Municipal Securities Issuers Nasdaq NFA Omissions Pay-To-Play PCAOB Personal Jurisdiction Policy Exclusions Policy Violations Prejudgment Interest Presumption of Reliance Private Funds Proposed Legislation Proxy Voting Guidelines Public Employees Public Policy Receivership Reimbursements Representations and Warranties Restrictive Covenants Retaliation Risk Assessment Rule 506 Offerings Sale of Assets Section 25401 Sentencing Shareholder Votes Shareholders' Agreements Short Sales Sothebys Standstill Agreements Statement of Facts Statute of Repose Subcontractors Subpoenas Subsidiaries Target Company Too Big to Fail Underwriting Unregistered Brokers Volcker Rule Wal-Mart Wire Fraud 10b5-1 Plans Accounting Accounting Fraud Accredited Investors Actual or Constructive Knowledge Administrative Proceedings Advisory Contracts Affiliates Affirmative Defenses AIFM AIG Algorithmic Trading ALJ All-Party Consent Allergan Inc Alternative Trading Systems Amended Complaints Amended Regulation American Rule Annual Meeting Annuities Anti-Corruption Anti-Kickback Statute Anti-Money Laundering Antitrust Investigations Antitrust Litigation Antitrust Provisions Apple Appointments Clause Appraisal Rights Arbitrage Article III Asset-Backed Securities Assignments Attorney Malpractice Auction Auditors Australia Avon Balance Sheets Banging the Close Bank Fraud Banking Sector Barack Obama BATS Exchange Bear Sterns Beats Electronics Ben Bernanke Beneficial Owner Bernie Madoff Best Interest Contract Exemptions Best Management Practices Billing BlackRock Block Trades Blue Sky Laws Bonds Broken Windows Bundling Rules Burden of Proof Burden-Shifting Burger King Business Court Business Development Companies Business Model Buyouts C&DIs Calculation of Damages CalPERS CAN-SPAM Act Capital Contributions Capital Requirements Carried Interest Carve Out Provisions Case Consolidation Causation Certiorari CIFG Assurance North America CIGNA Citibank Citigroup City of Pontiac Claim Preclusion Closely Held Businesses Closing Documents CMBS Commercial Leases Commerzbank Commodities Exchange Act Companies Law Compensation Committee Complex Corporate Transactions Complex Litigation Computer Fraud and Abuse Act (CFAA) Conflict Mineral Rules Constructive Trusts Content Aggregators Continuity of Enterprises Contract Terms Control Person Cooperation Initiative Corporate Charters Corporate Crimes Corporate Executives Corporate Fines Corporate Gifts Corporate Issuers Corporate Management Corporate Taxes Counterclaims CPO CPOs Customer Protection Rule CVS Cyber Attacks Cyber Incident Reporting Data Breach Data Mining Data Protection Debt Debt Restructuring Debt Securities Debtors Declaratory Judgments Delegation Clauses Demurrers Dilution Disciplinary Proceedings Disclosure Settlement Discrimination Disparate Impact Disqualification Divestiture Document Requests DOE DOL Dollar Tree Don't Ask - Don't Waive EB-5 EBA EDGAR EEA Electronic Trading EMIR EMMA En Banc Review End-Users Energy Exploration Energy Market Energy Sector Engagement Letters Enron Entitlements Equitable Tolling Equity Compensation Equity Financing Ericsson Errors and Omissions Policy EU Market Abuse Regulation (EU MAR) European Court of Justice (ECJ) European Supervisory Authorities (ESAs) Exchange-Traded Products Exclusive Jurisdiction Exemptions Exhaustion Doctrine Expert Witness Extender Statutes Facebook Fair Market Value Fair Value Standard False Press Release Falsified Documents FBI Federal Employees Federal Jurisdiction Federal Prosecutors Federal Sentencing Guidelines FFIEC Final Judgment Financial Crimes Financial Crisis Financial Products Financial Reporting Financial Statements FinCEN Finders First Derivative Traders Flash Boys Food Manufacturers Foreclosure Foreign Corporations Foreign Investment Foreign Issuers Foreign Official Foreign Subsidiaries Forfeiture FSMA Funding GA Supreme Court Garner General Electric Genetically Engineered Seed Gerber Germany Global Market Government Investigations Guidance Update Harbinger Capital Partners LLC Healthcare Hedging Hiring & Firing Home Equity Hong Kong Securities and Futures Commission (HKSFC) Hostile Takeover Hotels Housing Market HUD ICE Immigrants In Pari Delicto Incentives Income Taxes Indemnity Insurance Independent Director Independent Expenditures Indictments Inspection Rights Institutional Investment Insurance Brokers Interest Rates InterMune Internal Affairs Doctrine Internal Audit Functions Internal Revenue Code (IRC) International Banks International Finance Investment Investment Advisory Agreements Investment Companies Investment Firms Investment Portfolios Investor Protection IOSCO IRA IRC Section 83(b) IRS ISDA ISDAfix Janus Capital Group Japan Joint Audit Committee Joint Venture Judge Rakoff Jury Trial Justifiable Reliance Laches Landlords Lawson Legal History Lenders Lending Leverage Capital Ratio Leveraged Lending Likelihood of Confusion Limited Liability Companies Limited Partnerships Lloyds Banking Group Loan Agreements Loans Lock-Up Requirements Mail Fraud Major Swap Participants Margin Calls Market Participants Martin Act Material Adverse Effects Medical Records Member State Mexico Michaels Mineral Leases Misclassification Misleading Statements MLM Industry Monster Energy Drinks Morrison v National Australia Bank Mortgage Loan Servicing Standards Motion for Leave Motion To Stay MTFs NASD Natural Gas NCAs NCR Corp. Negotiations NERA New Amendments No-Action Letters Non-Compete Agreements Non-Enforcement Non-Judicial Settlement Agreements Non-Prosecution Agreements Non-Solicitation Agreements Nonbank Firms Novell NY Supreme Court NYSE OCC Offerings OHSA OIG Ontario Securities Commission (OSC) Oral Argument Organic Parent Corporation Partnership Interests Patent Infringement Patent Litigation Patents Penny Stocks Pension Funds Peregrine Financial Group PJM Poison Pill Police Porsche Preemption Price Manipulation Principal Transaction Exemption Prior Wrongful Acts Private Right of Action Proposed Regulation Protected Activity Proxies Proxy Advisors Proxy Contests Proxy Materials Proxy Put Proxy Season Proxy Solicitations Public Disclosure Public Officials Public Schools Puerto Rico Purchase Agreement Purchase Price Putback Claims Pyramid Schemes Quid Pro Quo Quotas Race Discrimination Ranieri Partners Real Estate Development Real Estate Investments Real Estate Market Reasonable Reliance Claims Red Notices Referendums Registered Investment Advisors Regulation A Regulation FD Regulation S-K Regulatory Standards REIT Remand Reorganizations Repudiation Residency Requirements Restitution Restricted Stocks Restructuring Retailers Retirement Reversal Reverse Triangular Mergers Revlon Right of Redemption RJ Reynolds Rolls-Royce Royal Bank of Scotland Rule 10(b) Rule 23 Rule 23(b)(3) Rule 9(b) Rupert Murdoch Russia SAC Capital SAIC Sales Commissions SAR SEC Comment Letter Process Section 10(b)-5 Section 12 Section 16 Securities Traders Security-Based Swaps Self-Dealing Shared Responsibility Rule Smith & Wesson Social Media Social Networks Solicitor General Sovereign Debt Special Purpose Vehicles Specific Performance Spoofing Standard Contractual Clauses Standard Essential Patents Startups State Law Claims Stock Deals Stock Repurchases Stock Sale Agreements Strict Liability Structured Financial Products Successor Liability Surveillance Swap Agreements Swap Dealers Takeover Agreement Takeover Bids Task Force Tax Refunds Technology Technology Contracts Tenants Terms of Use Third Point Third-Party Tippees Title IV Tolling Trade Repositories Trademark Infringement Trademark Trial and Appeal Board Trademarks Transaction-Based Compensation Transfer of Assets Transfers Transparency Trulia Trust Indenture Act Trust Preferred Securities Twombly/Iqbal Pleading Standard TX Supreme Court UDAAP UK Brexit UK Supreme Court Unfair Competition Unfair Labor Practices Unions US Bank US v Salman Valuation Venture Capital Verification Requirements Visas Voting Securities Waiting Periods Warranties Warrants Wash Trades Waste Williamson Act WKSIs WorldCom WSLA Zero Tolerance Policies Zillow Zynga