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John Fund Securities Exchange Act Corporate Counsel False Statements Halliburton Omnicare Say-on-Pay Shareholder Litigation U.S. Bancorp Employee Stock Purchase Plans Evidence FINRA Fraud-on-the-Market Moench Presumption OSHA Protected Activity Securities Securities Act of 1933 Settlement Administrative Review Board Banks Benefit Plan Sponsors Broker-Dealer Employment Policies Executive Compensation False Claims Act Federal Rules of Civil Procedure Fiduciary Liability Lawson Pensions Privately Held Corporations Reporting Requirements Statute of Limitations Summary Plan Description Arbitration Agreements Attorney-Client Privilege Brokers Causation Chief Compliance Officers Confidentiality Agreements Disclosure Requirements Federal Rule 12(b)(6) Financial Regulatory Reform Internal Controls Investment Funds Jury Trial Misrepresentation Morgan Stanley Pleading Standards Ponzi Scheme Putative Class Actions Retirement RMBS Stock Options Swaps AIFMD American Pipe & Construction Co. v. 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