Securities Civil Remedies

SEC Enforcement Actions Whistleblowers Dodd-Frank Whistleblower Awards Enforcement Shareholders Settlement Securities Fraud Fraud Class Action Compliance Insider Trading Shareholder Litigation Board of Directors RMBS Citigroup Popular Disgorgement Sarbanes-Oxley SCOTUS Appeals Attorney's Fees Bylaws Conflict Mineral Rules SEC v Citigroup Retaliation DOJ Judge Rakoff Securities Litigation Whistleblower Protection Policies NAM CFTC Fiduciary Duty Injunctions Civil Monetary Penalty Hedge Funds Securities Securities Act of 1933 Securities Exchange Act Chevron Deference Corporate Governance Derivative Suit Fee-Shifting Statutes Mortgage-Backed Securities Ponzi Scheme Breach of Duty Class Certification Corporate Counsel Delaware General Corporation Law FCPA Interlocutory Appeals Risk Management Appraisal Broker-Dealer Collateralized Debt Obligations Consent Decrees First Amendment Fraud-on-the-Market Investment Adviser Merger Agreements Disclosure Requirements Employer Liability Issues FINRA Form SD Minority Shareholders Motion To Stay Statute of Limitations Breach of Contract Corporate Officers Mergers Neither Admit Nor Deny Settlements Proxy Statements Sanctions Shareholder Votes Swaps UK Amgen Amgen Inc. v Connecticut Retirement Plans Bank of America CEA Criminal Prosecution Damages EU Fee-Shifting Manufacturers Morgan Stanley Position Limits ATP Tours Bernie Madoff Chief Compliance Officers Controlling Stockholders Derivatives DOL Enforcement Statistics Executive Compensation Foreign Nationals Forum Selection Clause Halliburton Investors Rebuttable Presumptions Stocks Trustees White Collar Crimes Administrative Hearings Annual Meeting Annual Reports Anti-Retaliation Provisions C&J Energy Canada Change of Ownership Commercial Bankruptcy Disclosure Extraterritoriality Rules Gabelli v SEC Insurers Internal Investigations JPMorgan Chase Oil & Gas Pensions Preliminary Injunctions PSLRA Reporting Requirements Restitution Section 10(b) Shareholder Proposals Solicitation Wal-Mart Arbitration Attorney Malpractice Audits Bear Sterns Business Litigation CEOs China Clawbacks Confidential Witnesses Conflicts of Interest Consent Credit Suisse Cy Pres Funds D&O Insurance Directors Discovery Discovery Rule Due Diligence Equitable Relief Evidence Expungement False Statements Fees FHFA Filing Deadlines FIRREA Goldman Sachs Halliburton v Erica P. John Fund Hiring & Firing Injunctive Relief Investment Fraud Jurisdiction Lawson v FMR Mandatory Victim's Restitution Act Mary Jo White Misappropriation Mortgages Motion to Dismiss Municipalities Negligent Misrepresentation Non-Prosecution Agreements Oppression Remedy Pharmaceutical Pharmaceutical Manufacturers Pleadings Poison Pill Preferred Shares Prejudgment Interest Professional Liability Punitive Damages Rule 11 Say-on-Pay Shareholder Rights SLUSA Specific Performance Admissions of Liability Adverse Employment Action American Rule Ancestry.com Anti-Money Laundering Asset-Backed Securities Banks Best Management Practices Bribery Business Judgment Rule Business Valuations Buy-Out Agreements C-Suite Executives Chadbourne & Parke LLP v Troice Class Action Arbitration Waivers Closely Held Businesses CMBS Contract Interpretation Contract Negotiations Countrywide Court-Appointed Receivers Deferred Prosecution Agreements Deutsche Bank Dilution Dismissals Equitable Estoppel Equity Compensation ESOP Ethics Fairness Standard False Claims Act Fannie Mae Financial Statements Fines Former Employee Freddie Mac Fund Managers GAAP Good Faith GreatBanc Harbinger Capital Partners LLC Illegal Tipping Interest Rates Investment Advisers Act of 1940 IRS Jury Trial Lawson Legal Ethics Legislative Agendas Lehman Brothers Merrill Lynch Misrepresentation Municipal Bonds Negligence New Regulations No-Action Relief OCIE Ontario Securities Commission Ordinary Business Exception Penalties Permanent Injunctions Personal Liability Private Equity Private Equity Funds Protected Activity Proxy Contests Proxy Season Public Disclosure Public Offerings Public Officials Publicly-Traded Companies Putative Class Actions Receivership Representations and Warranties Rescission Retroactive Application Reversal Revlon Standard Rule 10b-5 S&P SAC Capital Section 304 Shareholder Activism Sothebys Stock Purchase Agreement Stockholders' Meetings Strategic Enforcement Plan Subject Matter Jurisdiction Summary Judgment Tender Offers UBS Underwriting Valuation Volcker Rule 401k Abuse of Discretion Accounting Controls Activision Administrative Fines Administrative Procedure Act Administrative Review Board Adoption After-Acquired Evidence Aiding and Abetting AIG Akamai Technologies Alfa v Cukurova Algorithmic Trading Algorithms American Bankers Association American Superconductor Anti-Rebate Statutes Apple Arbitrage Articles of Incorporation Asset Freeze Asset Management Asset Valuations Assignments Assured Guaranty Corp. Athena Capital ATMs Attorney Generals Attorney Misconduct Attorney-Client Privilege Auditors Australia Australian Securities and Investments Commission Banking Sector Beneficial Owner Bio-Rad Laboratories Bitcoin Blizzard Entertainment Inc Blue Sky Laws Boeing Bond Financing Bonuses BP Breach of Warranty Broken Windows BrokerCheck Brokers Burden of Proof Business Roundtable Buyouts BVI Business Companies CAFA Calculation of Damages Capital Markets Capital One Causation Cell Phones Certiorari CFOs Chamber of Commerce Chapter 11 Charitable Organizations Charles Schwab Chevron Chicago State University CIGNA Civil Conspiracy Civil Penalty Fund Clawback Agreements Clinical Trials Collateralized Loan Obligations Colleges Comcast v. Behrend Commodities Exchange Act Common Stock Compensatory Awards Competitive Bidding Confidential Information Confidentiality Agreements Consent Order Consideration Contempt Contract Formation Contractors Contribution Claims Control Buyouts Corporate Charters Corporate Crimes Corporate Culture Corporate Taxes Corporations Code Corruption CR Intrinsic Investors Credit Agreements Credit Reporting Agencies Crime Victims CSOP CTA Custody Rule Cybersecurity Cybertheft Dark Pool Data Protection Databases Date of Valuation Deadlines Debt Financing Debt Restructuring Debt Securities Debtors Declaratory Judgments Declaratory Relief Deepwater Horizon Defamation Defendant Class Defense Contracts Distribution Rules DMV Document Productions Duke Energy Duty of Loyalty Duty to Disclose E*Trade Earn-Outs eBay Email EMI Scheme Emotional Distress Damages Employee Definition Employee Shareholders Employment Contract Employment Policies Energy Energy Sector Enforcement Guidance Enterprise and Regulatory Reform Act Entrepreneurs Equitable Surcharge Equity Financing ERISA Evidentiary Rulings Examination Priorities Exit Strategies Expectation Damages Expedited Jury Trial Failure to Notify Fair Market Value Faithless Servant Doctrine False Advertising Family Businesses FCA FDIC Federal Contractors Federal Jurisdiction Federal Reserve FFIEC Fiduciary Liability Filing Requirements Final Rules Financial Regulatory Reform Firearms First Derivative Traders FLSA Foreign Banks Foreign Corporations Form 8-K Forum Fourth Amendment Fracking Fraudulent Transfers Freeze Order Frivolous Lawsuits Front Pay FSMA GAAR Genta Growth Equity Guidance Update Gun Manufacturers Health Insurance Heinz Hewlett-Packard High Frequency Trading HKEx Home Loan Bank of SF Hong Kong HSBC Impac Incentive Compensation Income Taxes Indemnification Indemnification Clauses Indemnity Agreements Independence Rules Independent Boards Indirect Investors Inflation Adjustments Institutional Investors Interest Payments Interlocutory Orders InterMune Internal Controls Internal Reporting Internet Streaming Investigations Investment Company Act Investment Company Act of 1940 Investment Funds IR35 iShares ISS Janus Capital Group Judgment on the Pleadings Judicial Appointments Judicial Settlement Agreements Jury Awards Jury Verdicts Kraft Krieger Laches Late Notices Layne Christensen Co Legal History Liability Libor License Agreements Limitation of Liability Clause LinkedIn Liquidation Litigation Fees & Costs Litigation Hold Loan Agreements Loans Lockheed Martin Loss Causation Market Access Rule Market Manipulation Material Misstatements Materiality Media Minerals Misleading Statements Money Laundering Mootness Morrison v National Australia Bank Motion to Expedite Motion To Strike MRI International Multidistrict Litigation Municipal Securities Issuers Mutual Funds National Association of Manufacturers Natural Resources Negligent Management Negotiations Net Operating Losses NetTALK New York Times News Corp Non-Judicial Settlement Agreements Non-Signatories Non-Solicitation Agreements Notice Requirements NRSRO NSA Officers Offshore Companies Offshore Funds Omissions Opinion Letter Order to Stay OSHA Patricia Cornwell Pay-To-Play Payroll Taxes Personal Jurisdiction Phone-Hacking Scandal Playboy Portfolio Managers Post-Trial Order Preemption Private Placements Private Right of Action Private Securities Litigation Reform Act of 1995 Privately Held Corporations Privity of Contract Proof of Loss Proposed Amendments Proposed Legislation Proposed Regulation Proprietary Trading Protection Provisions Protective Covenants Proxy Materials Proxy Put Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Policy Purchase Agreement Purchase Price Put/Call Options Qualified Retirement Plans Raj Rajaratnam Rajat Gupta Ralph Lauren Rating Agencies Real Estate Development Real Estate Investments Recapitalization Reformation Registration Registration Requirement Regulatory Agenda Reimbursements Reinstatement REITS Release Agreements Remediation Reorganizations Residence Taxes Resource Extraction Restaurant Industry Restraining Orders Retirement Retirement Plan Retroactivity Right to Privacy Risk Assessment Risk Retention Rival Director Slate Rule 21F Rule 65 Safe Harbors Sales Executives SAYE Search & Seizure Section 1504 Section 162(m) Section 17(a) Section 228 Section 2462 Section 5 Self-Dealing Self-Regulatory Organizations Servicing Agreements Severance Pay SFC Share Price Short Sales Siemens SIP SIPA SIPC Small Business Smith & Wesson Spoofing Stanford International Bank Stanford Ponzi Scheme Startups Stays Stock Deals Stock Drop Litigation Stock Options Stockholder Agreements Strategic Planning Strike Suit Subpoenas Summit Energy SunTrust Surviving Entity Takeover Code Target Company Tax Increment Financing Tax-Exempt Bonds Telecommunications Termination The Finance Bill 2013 Third Point Threshhold Requirements Tiger Asia Management Title Insurance Training Tranche Transfer Agents Transparency Travel Trials Tribunals Trinity Wall Street Trust Preferred Securities Turkcell Unfair Dismissal Uniform Securities Act Universities Unjust Enrichment Unpaid Overtime Unpaid Taxes Unregistered Securities US Bancorp US Bank Value Maximization Veto Rights Wachovia Wage and Hour Waiting Periods Warrantless Searches Wash Sale Rules Wash Trades Washington Mutual Waste Wells Fargo Williamson Act Wiretapping Witness Witness Statements Young Lawyers