Securities Civil Remedies

SEC Enforcement Actions Whistleblowers Dodd-Frank Whistleblower Awards Disgorgement Shareholders Insider Trading Class Action Securities Fraud Settlement Enforcement Shareholder Litigation Fraud SCOTUS Corporate Counsel Fiduciary Duty Appeals Compliance Securities Exchange Act Securities Litigation Popular Board of Directors Sarbanes-Oxley Attorney's Fees Civil Monetary Penalty RMBS Breach of Duty Citigroup CFTC Investment Adviser Retaliation Bylaws UK DOJ Whistleblower Protection Policies Conflict Mineral Rules Preliminary Injunctions Statute of Limitations Corporate Governance Fee-Shifting Hedge Funds SEC v Citigroup Derivative Suit FCPA Injunctions Judge Rakoff Permanent Injunctions Securities Act of 1933 NAM Damages Delaware General Corporation Law Injunctive Relief Mergers Class Certification Employer Liability Issues FINRA Minority Shareholders Securities Conflicts of Interest Corporate Officers Criminal Prosecution Disclosure Requirements Ponzi Scheme Sanctions Anti-Retaliation Provisions Chevron Deference Dismissals Interlocutory Appeals Motion To Stay Risk Management Appraisal Broker-Dealer Canada Derivatives DOL First Amendment Fraud-on-the-Market Hiring & Firing Merger Agreements Penalties Prejudgment Interest Stocks ALJ Collateralized Debt Obligations Consent Decrees Controlling Stockholders EU Fines Investors Misrepresentation Mortgage-Backed Securities Oil & Gas Appointments Clause Breach of Contract Cease and Desist China Clawbacks Confidential Information ERISA Illegal Tipping Material Nonpublic Information Neither Admit Nor Deny Settlements Personal Benefit Personal Liability Pharmaceutical Industry Proxy Statements Severance Agreements Shareholder Rights Shareholder Votes Swaps Trustees US v Newman White Collar Crimes Administrative Hearings Amgen Amgen Inc. v Connecticut Retirement Plans Bank of America CEA Chief Compliance Officers Declaratory Relief Form SD Investment Advisers Act of 1940 JPMorgan Chase Misappropriation Morgan Stanley Municipal Bonds Position Limits Putative Class Actions Reporting Requirements Securities Violations Shareholder Proposals Summary Judgment Acquisitions Administrative Procedure Act Annual Meeting Anti-Money Laundering Arbitration Article II Banking Sector Bribery Business Judgment Rule CEOs Commercial Bankruptcy Credit Suisse Directors Disclosure Discovery Duty of Loyalty Equitable Relief Executive Compensation False Claims Act (FCA) False Statements Financial Markets Financial Statements Forfeiture Forum Selection Gabelli v SEC Halliburton IRS Manufacturers Material Misstatements Municipalities Pensions Punitive Damages Rebuttable Presumptions Restitution Reversal Stock Purchase Agreement Supplemental Disclosures Wal-Mart Anti-Corruption ATP Tours Audits Australia Burden of Proof C&J Energy C-Suite Executives Cause of Action Accrual Change of Ownership Closely Held Businesses Commodities Exchange Act Confidentiality Agreements Contract Interpretation DE Supreme Court Dirks v SEC Due Diligence Employment Contract Enforcement Statistics Exclusive Jurisdiction Extraterritoriality Rules Failure To Disclose Federal Jurisdiction Financial Conduct Authority (FCA) Financial Sector FinCEN Incentive Compensation Internal Controls Internal Investigations Investment Fraud Jury Trial Liquidation Mary Jo White Merrill Lynch Motion for Summary Judgment Motion to Dismiss Mutual Funds Negligent Misrepresentation Oppression Remedy Protected Activity Remedies Representations and Warranties SLUSA Solicitation Standard of Review Standing Subject Matter Jurisdiction Transparency US v Salman Adverse Employment Action American Rule Annual Reports Apple Arbitration Awards Bad Faith Bear Sterns Bernie Madoff Books & Records BP Business Litigation Buyouts Cease and Desist Orders Certiorari CFOs CFPB CMBS Confidential Witnesses Corporate Liability Corporate Misconduct Corporate Taxes Corporations Code Custody Rule Cy Pres Funds D&O Insurance Defamation Deutsche Bank Disclosure-Based Settlements Discovery Rule ESOP European Securities and Markets Authority (ESMA) Evidence Excessive Fees Fair Market Value Fees FERC Financial Adviser Financial Institutions FIRREA Foreign Nationals FSMA Fund Managers GAAP Goldman Sachs Government Investigations Halliburton v Erica P. John Fund Health Net Hong Kong Incentives Insurance Industry Jurisdiction Lawson v FMR Legislative Agendas Market Manipulation Money Laundering Municipal Advisers Negligence No-Action Relief Notice Requirements Offering Fraud Ontario Securities Commission (OSC) Ordinary Business Exception Poison Pill Price Manipulation Private Equity Private Equity Funds Private Right of Action Privately Held Corporations Professional Liability Proxy Season PSLRA Publicly-Traded Companies Regulation SHO Remand Retroactive Application Revlon Standard Rule 10b-5 Rule 11 Section 10(b) Section 304 Settlement Agreements Shareholder Meetings Termination Trulia UBS Underwriting US Bancorp Young Lawyers 28 USC 1331 401k Abuse of Discretion Administrative Appointments Administrative Proceedings Admissions of Liability Aiding and Abetting Annuities Appraisal Rights Asset Freeze Asset-Backed Securities Assignments Barclays Best Management Practices Brazil Breach of Warranty Business Valuations Buy-Out Agreements Calculation of Damages Capital Markets Capital One Causation Chadbourne & Parke LLP v Troice Chamber of Commerce CME Comcast v. Behrend Compensatory Damages Consent Contract Negotiations Convictions Corruption Countrywide Court-Appointed Receivers Covenant of Good Faith and Fair Dealing Cross Motions Dark Pool Debt Debt Restructuring Debt Securities Declaratory Judgments Defense Strategies Deferred Prosecution Agreements Dilution Dole Food E*Trade Email EMIR Employee Benefits Energy Sector Equity Compensation Expungement Fairness Standard FDA Federal Reserve FHFA Fiduciary Rule Fifth Amendment Filing Deadlines Final Rules Financial Regulatory Reform Financial Services Industry Former Employee Fourth Amendment Gartenberg Factors General Partnerships Germany Going-Private Transactions Good Faith Harbinger Capital Partners LLC Hewlett-Packard HM Treasury Indemnification Institutional Investors Internal Reporting Internal Revenue Code (IRC) International Litigation Investment Investment Company Act of 1940 Investment Funds Investment Management ISDA ISDA Master Agreement Joint Venture Jury Verdicts Kokesh v SEC Lawson Leveraged Buyout Libor Limited Liability Company (LLC) Limited Partnerships Liquidity Loss Causation Malicious Prosecution Mandatory Victim's Restitution Act Material Misrepresentation Materiality Merrill Lynch v Manning MiFID II Misleading Statements Mootness Mortgages Motion to Vacate MSRB Municipal Securities Issuers Netherlands Non-Compete Agreements Non-Prosecution Agreements OCIE Omnicare v Laborers District Council OSHA PCAOB Pending Legislation Petition for Writ of Certiorari Petrobras Pleadings Preemption Preferred Shares Private Equity Firms Proposed Amendments Proposed Regulation Proxy Contests Public Disclosure Public Offerings Public Officials Qualcomm Qui Tam Receivership Registration Requirement Regulatory Agenda Relators Remediation Repurchases Rescission Resource Extraction Restrictive Covenants Retirement Plan Retroactivity Risk Assessment Rule 10(b) Rule 21F S&P SAC Capital Say-on-Pay Self-Dealing Serious Fraud Office Settlement Offer Shareholder Activism Shareholder Oppression Sothebys Specific Performance Split of Authority State Law Claims Statistical Sampling Stock Drop Litigation Strategic Enforcement Plan Subpoenas Tax Deductions Tender Offers Third-Party Service Provider Tribunals Trump Administration Tyson Foods v Bouaphakeo Unregistered Securities Valuation Verizon Waiting Periods Waivers Walgreens Warrantless Searches Wells Fargo Willful Misconduct 12b-1 plan Abuse of Power Accounting Controls Actual Malice Administrative Appeals Administrative Authority Administrative Monetary Penalties Administrative Review Board Admissible Evidence Adoption Affirmative Defenses After-Acquired Evidence AIG AIM Allstate Amended Complaints American Bankers Association Anheuser-Busch Anti-Bribery Anti-Competitive Anti-Rebate Statutes Anti-Reliance Clauses Apple v Samsung Arbitrage Arbitrary and Capricious Arbitration Agreements Argentina Arms Length Transactions Article I Articles of Incorporation Asset Management Asset Valuations Assured Guaranty Corp. ATMs Attorney Generals Attorney Misconduct Attorney-Client Privilege Auditors Australian Securities and Investments Commission Austria Auto Manufacturers Automotive Industry Bailout Bank Fraud Bank of New York (BNY) Mellon Banks Beer Beneficial Owner Benefit Plan Sponsors Best Execution Best Interest Contract Exemptions Bids Bio-Rad Laboratories Biotechnology Blockchain Blue Pencil Contract Modification Blue Sky Laws Board Deferance Boeing Bond Financing Bonds Breweries British Virgin Islands Broken Windows Brokers BRRD Business Corporation Act Business Court Division Business Formation Business Roundtable Business Taxes Buy-Sell Agreements Buyers CAFA Campbell Ewald v Gomez Capital Raising Caremark claim Case Consolidation Casinos Cell Phones CFPOA Chapter 11 Charitable Organizations Chevron Choice of Entity Civil Conspiracy Civil Penalty Fund Class Action Arbitration Waivers Class Representatives Clear and Convincing Evidence Clearing Agencies Clickwrap Agreements Clinical Trials CNIL Co-Conspirators Coal Ash Collateralized Loan Obligations Colleges Comment Period Commercial Court Commercial Speech Common Stock Companies Act Compensatory Awards Complex Corporate Transactions Consent Order Consequential Damages Consideration Construction Contracts Consumer Financial Products Consumer Reporting Agencies Contempt Contract Disputes Contract Formation Contract Termination Contractors Contribution Claims Convertible Bonds Convertible Notes Cooperation Corporate Charters Corporate Culture Corporate Deadlock Corporate Executives Corporate Fraud Corporate Records Corporate Sales Transactions Corporate Veil Counterclaims Counterparties Court-Appointed Custodians Credit Agreements Credit Cards Credit Default Swaps Credit Reporting Agencies Creditors Crime Victims Criminal Code Criminal Conspiracy Criminal Investigations CTA Customer Due Diligence (CDD) Damage Caps Data Privacy Databases Date of Valuation Daubert Standards Deadlines Debt Financing Debtors Deceptive Intent Deepwater Horizon Defend Trade Secrets Act (DTSA) Defense Contracts Defined Contribution Plans Delegation Doctrine Dell Department of Agriculture Department of Business Oversight Design Patent Disclaimers Disclosure Settlement Discrimination Dismissal With Prejudice Dispute Resolution Disqualification Distribution Rules Diversity Divestiture DMV Document Productions Doffing Donning Drinking Water Due Process Duke Energy Dukes v Wal-Mart Duty of Care Duty to Disclose Earn-Outs eBay EBITDA Electric Cooperative Electronic Agreements Electronic Evidence Electronically Stored Information Emotional Distress Damages Employee Definition Employee Rights Employee Shareholders Employment Rights Act Energy Enforcement Authority Enforcement Guidance Enterprise and Regulatory Reform Act Entire Fairness Standard Entrepreneurs EPA Equitable Estoppel Equitable Surcharge Equity Securities Escheat Escrow Accounts Ethics Ethics Breach EU Data Protection Laws EU Market Abuse Regulation (EU MAR) European Banking Authority Evidentiary Rulings Examination Priorities Exculpatory Clauses Exit Strategies Expectation Damages Expedited Discovery Expert Reports Failure to Notify Fair Price Fair Valuation Fair Work Act False Advertising False-Certification of Conformance Family Businesses Fannie Mae FCRA FDIC Federal Arbitration Act Federal Contractors Federal Loans Federal Power Act Federal Priority Act Fee Reductions Fiat Filing Requirements Financial Reporting Firearms First Derivative Traders First Impression FLSA Forced Sales Foreign Banks Foreign Corporations Foreign Investment Foreign Official Form 8-K Form ADV Forum Fracking France Fraud Prevention Fraudulent Transfers Freddie Mac Freeze-Out Mergers Frivolous Lawsuits Front Pay GAAR Global Systemically Important Financial Institutions (GSIFI) Google Government Contractors Groundwater Guilty Pleas Gun Manufacturers Hackers Health Care Providers Health Insurance Heinz High Frequency Trading HKEx HSBC Incentive Stock Options Income Taxes Indemnity Indemnity Agreements Independence Rules Independent Boards Independent Director Indictments Inflated Stock Purchase Price Inflation Adjustments Information Reports Inspection Rights Intel Interest Rate Adjustments Interest Rates Interlocutory Orders InterMune Internet Service Providers (ISPs) Investigations Investment Companies Irreparable Harm ISS Janus Capital Group Japan Judicial Appointments Judicial Dissolution Judicial Remedies Judicial Review Judicial Settlement Agreements Jury Awards Justice Scalia Kickbacks KPMG Kraft Labor Code Late Notices Law Enforcement Layne Christensen Co Legal Advice Privilege Legal Ethics Legal History Lehman Brothers Letters of Intent License Agreements Likelihood of Success Limitation of Liability Clause Liquidated Damages Litigation Hold Living Will Lloyds of London Loan Market Association Loans Lockheed Martin Manifest Disregard Market Abuse Market Participants MCDC Mediation Member State Members Membership Interest Merck Merger Clause Minerals Mining Money Transmission Act Money Transmitter Morrison v National Australia Bank Mortgage Servicers Motion to Expedite Motion To Strike Motion to Withdraw Multidistrict Litigation Multiemployer Plan Multinationals National Association of Manufacturers Natural Gas Natural Gas Act Natural Resources NCUA Negotiations NERA New Regulations New York Times News Corp No-Action Letters Non-Judicial Settlement Agreements Non-Monetary Payments Non-Signatories Non-Solicitation Agreements NRSRO NSA NYDFS Objective Falsity Obstruction of Justice Ocwen Offsets Offshore Companies Offshore Funds Oil Spills Omissions Operating Agreements Opt-Outs Order to Stay Parallel Claims Partnerships Patriot Act Patronage Capital Pay-To-Play PayPal Payroll Taxes PBGC Perjury Phone-Hacking Scandal Piercing the Corporate Veil Plan of Arrangement Playboy Pleading Standards Policies and Procedures Portfolio Managers Preferential Transfers Presumption of Reliance Pricing Private Funds Private Securities Litigation Reform Act of 1995 Privileged Documents Privity of Contract Probable Cause Professional Misconduct Proof of Loss Property Damage Property Insurance Proposed Legislation Proprietary Trading Protective Covenants Proxy Materials Proxy Put Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Interest Disclosure Act Public Policy Public Procurement Policies Public Sector Purchase Agreement Qualified Purchaser Qualified Retirement Plans Raj Rajaratnam Rajat Gupta Rare Earth Metals Rating Agencies Real Estate Investments Reformation Registered Investment Advisors Registration Registration Statement Regulation A Reinstatement REIT Related Parties REMIC Residence Taxes Restaurant Industry Restraining Orders Retirement Right to Privacy Right to Remain Silent Risk Retention Rival Director Slate Royalties Rule 15c2-12 Rule 23 Rule 68 Rule G-17 Rulemaking Process Rules of Civil Procedure Russia S-Corporation Safe Harbors Scandals SCC Scheme of Arrangement School Districts Search & Seizure Secretary of State Section 1504 Section 162(f) Section 220 Request Section 36(b) Section 409A Section 5 Self-Regulatory Organizations Separation Agreement Servicing Agreements Seventh Amendment Severance Pay Sexual Harassment SFC Shareholder Approval Shareholder Distributions Short Sales Short Selling Siemens Singapore SIP SIPA SIPC SiriusXM Small Business Smith & Wesson Solicitor General South Africa Special Purpose Entities Spokeo v Robins Spoofing Squeeze-Out Mergers SRO Stanford International Bank Stanford Ponzi Scheme State Farm Fire and Casualty Co v United States ex rel Rigsby State of Incorporation Statutory Authority Statutory Damages Statutory Mergers Stays Stock Deals Stock Options Stock Transfer Restrictions Strategic Planning Strike Suits Sub-advisers Subprime Mortgages Subsidiaries Sufficient Nexus Summit Energy Sun Capital Partners SunTrust Supreme Court of Canada Surviving Entity Suspensions & Debarments Swap Agreements Swap Dealers Takeover Bids Takeover Code Target Company Tax Fraud Tax Increment Financing Tax Liability Tax Returns Tax-Exempt Bonds Telecommunications The Corporations Act
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