Securities Civil Remedies

SEC Enforcement Actions Whistleblowers Disgorgement Dodd-Frank Whistleblower Awards Securities Fraud SCOTUS Shareholders Class Action Insider Trading Settlement Shareholder Litigation Enforcement Statute of Limitations Securities Litigation Fiduciary Duty Appeals Fraud Securities Exchange Act Corporate Counsel Compliance Board of Directors Breach of Duty Popular Civil Monetary Penalty Dismissals Kokesh v SEC Sarbanes-Oxley Attorney's Fees RMBS CFTC Investment Adviser Citigroup UK Retaliation Bylaws DOJ Derivative Suit Whistleblower Protection Policies Conflict Mineral Rules FCPA Fee-Shifting Hedge Funds Preliminary Injunctions Corporate Governance Damages Delaware General Corporation Law Injunctions Mergers Permanent Injunctions SEC v Citigroup Securities Act of 1933 Securities Violations Judge Rakoff Misappropriation FINRA Injunctive Relief NAM Class Certification Putative Class Actions Securities White Collar Crimes Disclosure Requirements Employer Liability Issues Merger Agreements Minority Shareholders Misrepresentation Penalties Sanctions Appraisal Conflicts of Interest Corporate Officers Criminal Prosecution Investment Management Ponzi Scheme Risk Management Scienter Anti-Retaliation Provisions Broker-Dealer Canada Chevron Deference Controlling Stockholders Financial Services Industry Interlocutory Appeals Motion To Stay Breach of Contract Derivatives DOL EU First Amendment Fraud-on-the-Market Hiring & Firing Investors Oil & Gas Prejudgment Interest Proxy Statements Shareholder Votes Stocks ALJ Collateralized Debt Obligations Confidential Information Consent Decrees Fines Mortgage-Backed Securities Punitive Damages Trustees Appointments Clause Cease and Desist China Clawbacks ERISA Forfeiture Illegal Tipping JPMorgan Chase Material Misstatements Material Nonpublic Information Neither Admit Nor Deny Settlements Personal Benefit Personal Liability Pharmaceutical Industry PSLRA Severance Agreements Shareholder Rights Summary Judgment Swaps US v Newman Acquisitions Administrative Hearings Amgen Amgen Inc. v Connecticut Retirement Plans Arbitration Bank of America CEA Chief Compliance Officers Declaratory Relief False Statements Financial Conduct Authority (FCA) Form SD Investment Advisers Act of 1940 Morgan Stanley Municipal Bonds Position Limits Reporting Requirements Restitution Reversal Shareholder Proposals Standard of Review Stock Purchase Agreement Administrative Procedure Act Anti-Money Laundering Article II Bad Faith Banking Sector Bribery Burden of Proof Business Judgment Rule CEOs Commercial Bankruptcy Credit Suisse DE Supreme Court Directors Disclosure Discovery Duty of Loyalty Equitable Relief Executive Compensation False Claims Act (FCA) Financial Markets Financial Sector Financial Statements FinCEN Forum Selection Gabelli v SEC Halliburton IRS Manufacturers Merrill Lynch Motion to Dismiss Municipalities Mutual Funds Pensions Rebuttable Presumptions Rule 10b-5 Standing Subject Matter Jurisdiction Supplemental Disclosures Wal-Mart Annual Meeting Anti-Corruption Arbitration Awards ATP Tours Audits Australia Bear Sterns Books & Records Buyouts C&J Energy C-Suite Executives Cause of Action Accrual Change of Ownership Commodities Exchange Act Confidentiality Agreements Contract Interpretation Dirks v SEC Discovery Rule Dismissal With Prejudice Due Diligence Employment Contract Enforcement Statistics Entire Fairness Standard Exclusive Jurisdiction Extraterritoriality Rules Failure To Disclose Fair Market Value Federal Jurisdiction Financial Adviser FSMA Halliburton v Erica P. John Fund Incentive Compensation Internal Controls Internal Investigations Investment Fraud Investment Funds Jurisdiction Jury Trial Liquidation Mary Jo White Money Laundering Motion for Summary Judgment Negligent Misrepresentation Protected Activity Remand Remedies Representations and Warranties SLUSA Solicitation Transparency US v Salman Waivers Young Lawyers Abuse of Discretion Adverse Employment Action Aiding and Abetting American Rule Annual Reports Apple Bernie Madoff BP Brokers Business Litigation Business Valuations Cease and Desist Orders Certiorari CFOs CFPB Closely Held Businesses CMBS Confidential Witnesses Corporate Liability Corporate Misconduct Corporate Taxes Corporations Code Custody Rule Cy Pres Funds D&O Insurance Debt Securities Defamation Deutsche Bank Dilution Disclosure-Based Settlements E*Trade Energy Sector ESOP European Securities and Markets Authority (ESMA) Evidence Excessive Fees Fees FERC Financial Institutions Financial Regulatory Reform FIRREA Foreign Nationals Fourth Amendment Fund Managers GAAP Goldman Sachs Government Investigations Health Net HM Treasury Hong Kong Incentives Insurance Industry Investment Company Act of 1940 Lawson v FMR Legislative Agendas Market Manipulation Material Misrepresentation MiFID II Municipal Advisers Negligence No-Action Relief Notice Requirements Offering Fraud Ontario Securities Commission (OSC) Oppression Remedy Ordinary Business Exception Petrobras Pleading Standards Poison Pill Price Manipulation Private Equity Private Equity Funds Private Right of Action Privately Held Corporations Professional Liability Proxy Season Public Disclosure Publicly-Traded Companies Regulation SHO Retirement Plan Retroactive Application Revlon Standard Rule 10(b) Rule 11 Section 10(b) Section 304 Serious Fraud Office Settlement Agreements Shareholder Meetings Shareholder Oppression Termination Trulia UBS Underwriting US Bancorp Vacated 28 USC 1331 401k Administrative Appointments Administrative Proceedings Admissions of Liability Annuities Appraisal Rights Asset Freeze Asset Management Asset-Backed Securities Assignments Auto Manufacturers Automotive Industry Barclays Best Execution Best Management Practices Brazil Breach of Warranty Buy-Out Agreements CAFA Calculation of Damages Capital Markets Capital One Causation Chadbourne & Parke LLP v Troice Chamber of Commerce CME Comcast v. Behrend Commercial Court Common Stock Compensatory Damages Consent Contract Negotiations Convictions Corruption Corwin Doctrine Countrywide Court-Appointed Receivers Covenant of Good Faith and Fair Dealing Criminal Code Cross Motions Dark Pool Debt Debt Restructuring Declaratory Judgments Defense Strategies Deferred Prosecution Agreements Distribution Rules Dole Food Due Process Email EMIR Employee Benefits Equity Compensation Exculpatory Clauses Expungement Failure To State A Claim Fairness Standard FDA Federal Contractors Federal Reserve FHFA Fiduciary Rule Fifth Amendment Filing Deadlines Final Rules Foreign Investment Former Employee Gartenberg Factors General Partnerships Germany Going-Private Transactions Good Faith Harbinger Capital Partners LLC Hewlett-Packard Indemnification Indictments Institutional Investors Intel Interest Rates Internal Reporting Internal Revenue Code (IRC) International Litigation Investment ISDA ISDA Master Agreement Joint Venture Jury Verdicts Lawson Leveraged Buyout Libor Limited Liability Company (LLC) Limited Partnerships Liquidity Loss Causation Malicious Prosecution Mandatory Victim's Restitution Act Market Abuse Materiality Merrill Lynch v Manning Misleading Statements Mootness Mortgages Motion to Vacate MSRB Municipal Securities Issuers Netherlands Non-Compete Agreements Non-Prosecution Agreements Objective Falsity OCIE Omissions Omnicare v Laborers District Council OSHA PCAOB Pending Legislation Petition for Writ of Certiorari Pleadings Preemption Preferred Shares Presumption of Reliance Private Equity Firms Proposed Amendments Proposed Regulation Proxy Contests Public Offerings Public Officials Qualcomm Qui Tam Receivership Registration Requirement Regulatory Agenda Relators Remediation Repurchases Rescission Resource Extraction Restraining Orders Restrictive Covenants Retroactivity Risk Assessment Rule 21F S&P SAC Capital Say-on-Pay Self-Dealing Settlement Offer Shareholder Activism Sothebys Specific Performance Split of Authority State Law Claims Statistical Sampling Stock Drop Litigation Stock Options Stock Transfer Restrictions Strategic Enforcement Plan Subpoenas Tax Deductions Tender Offers Third-Party Service Provider Tolling Agreement Tribunals Trump Administration Tyson Foods v Bouaphakeo Unregistered Securities Valuation Verizon Volkswagen Waiting Periods Walgreens Warrantless Searches Wells Fargo Willful Misconduct 12b-1 plan Abuse of Power Accounting Controls Acquisition Agreements Actual Malice Administrative Appeals Administrative Authority Administrative Monetary Penalties Administrative Review Board Admissible Evidence Adoption Affirmative Defenses After-Acquired Evidence AIG AIM Allstate Amended Complaints American Bankers Association Anheuser-Busch Anti-Bribery Anti-Competitive Anti-Rebate Statutes Anti-Reliance Clauses Apple v Samsung Arbitrage Arbitrary and Capricious Arbitration Agreements Argentina Arms Length Transactions Article I Article III Articles of Incorporation Ascertainable Class Asset Transfer Asset Valuations Assured Guaranty Corp. ATMs Attorney Generals Attorney Misconduct Attorney-Client Privilege Auditors Australian Securities and Investments Commission Austria Bailout Bank Fraud Bank of New York (BNY) Mellon Banks Beer Beneficial Owner Beneficiaries Benefit Plan Sponsors Best Interest Contract Exemptions Bids Bilateral Investment Treaties Bio-Rad Laboratories Biotechnology Blockchain Blue Pencil Contract Modification Blue Sky Laws Board Deferance Boeing Bond Financing Bonds Breweries British Virgin Islands Broken Windows BRRD Business Corporation Act Business Court Division Business Formation Business Roundtable Business Taxes Buy-Sell Agreements Buyers CalPERS v ANZ Securities Campbell Ewald v Gomez Capital Raising Caremark claim Case Consolidation Casinos Cell Phones CFPOA Change in Control Chapter 11 Charitable Organizations Charles Schwab Chevron Choice of Entity Civil Conspiracy Civil Penalty Fund Class Action Arbitration Waivers Class Representatives Clear and Convincing Evidence Clearing Agencies Clickwrap Agreements Clinical Trials CNIL Co-Conspirators Coal Ash Collateralized Loan Obligations Colleges Comment Period Commercial Speech Companies Act Compensatory Awards Complex Corporate Transactions Consent Order Consequential Damages Consideration Consolidated Audit Trail Conspiracies Construction Contracts Consumer Financial Products Consumer Reporting Agencies Contempt Contract Disputes Contract Formation Contract Termination Contractors Contribution Claims Control Person Convertible Bonds Convertible Notes Cooperation Corporate Charters Corporate Culture Corporate Deadlock Corporate Executives Corporate Fraud Corporate Records Corporate Sales Transactions Corporate Veil Counterclaims Counterparties Court-Appointed Custodians Credit Agreements Credit Cards Credit Default Swaps Credit Reporting Agencies Creditors Crime Victims Criminal Conspiracy Criminal Investigations CTA Customer Due Diligence (CDD) Cybersecurity Damage Caps Data Breach Data Privacy Databases Date of Valuation Daubert Standards Deadlines Debt Financing Debt-Equity Debtor-Creditor Debtors Deceptive Intent Deepwater Horizon Defective Corporate Acts Defend Trade Secrets Act (DTSA) Defense Contracts Defined Contribution Plans Delegation Doctrine Dell Demand Futility Department of Agriculture Department of Business Oversight Design Patent Disclaimers Disclosure Settlement Discrimination Dispute Resolution Disqualification Diversity Divestiture DMV Document Productions Doffing Donning Drinking Water Duke Energy Dukes v Wal-Mart Duty of Care Duty to Disclose Earn-Outs eBay EBITDA Elder Abuse Electric Cooperative Electronic Agreements Electronic Evidence Electronically Stored Information Emotional Distress Damages Employee Definition Employee Rights Employee Shareholders Employment Rights Act Enforcement Authority Enforcement Guidance Enterprise and Regulatory Reform Act Entrepreneurs EPA Equitable Estoppel Equitable Surcharge Equitable Tolling Equity Securities Escheat Escrow Accounts Ethics Ethics Breach EU Data Protection Laws EU Market Abuse Regulation (EU MAR) European Banking Authority Evidence Suppression Evidentiary Rulings Ex Parte Examination Priorities Exit Strategies Expectation Damages Expedited Discovery Expert Reports Exploitation Failure to Notify Fair Price Fair Valuation Fair Value Standard Fair Work Act False Advertising False-Certification of Conformance Fannie Mae FCRA FDIC Federal Arbitration Act Federal Loans Federal Power Act Federal Priority Act Federal Rule 12(b)(1) Federal Rules of Civil Procedure Fee Reductions Fiat Filing Requirements Financial Abuse Financial Reporting Firearms First Derivative Traders First Impression Florida FLSA Forced Sales Foreign Banks Foreign Corporations Foreign Official Foreign Securities Forfeiture Statutes Form 8-K Form ADV Forum Fracking France Fraud Prevention Fraudulent Conveyance Fraudulent Inducement Fraudulent Transfers Freddie Mac Freeze-Out Mergers Frivolous Lawsuits Front Pay Futures GAAR Global Systemically Important Financial Institutions (GSIFI) Google Gross Negligence Groundwater Guilty Pleas Gun Manufacturers Hackers Health Care Providers Health Insurance Heinz Herballife High Frequency Trading HKEx Home Depot Honeycutt v. United States HSBC Imminent Harm Incentive Stock Options Income Taxes Indemnity Indemnity Agreements Independence Rules Independent Boards Independent Director India Inflated Stock Purchase Price Inflation Adjustments Information Reports Injury-in-Fact Inspection Rights Interest Rate Adjustments Interlocutory Orders InterMune International Arbitration Internet Service Providers (ISPs) Investigations Investment Companies Investor Protection Irrebuttable Presumptions Irreparable Harm ISS Janus Capital Group Japan Joint and Several Liability Judicial Appointments Judicial Dissolution Judicial Notice Judicial Records Judicial Remedies Judicial Review Judicial Settlement Agreements Jury Awards Justice Scalia Kickbacks Kohls KPMG Kraft Labor Code Late Notices Law Enforcement Layne Christensen Co Leave to Amend Legal Advice Privilege Legal Ethics Legal History Lehman Brothers Letters of Intent License Agreements Likelihood of Success Limitation of Liability Clause Liquidated Damages Litigation Hold Living Will Lloyds of London Loan Agreements Loan Market Association Loans Lockheed Martin Majority Shareholders Manifest Disregard Market Participants MCDC Mediation Member State Members Membership Interest Merck Merger Clause Minerals Mining Money Transmission Act Money Transmitter Morrison v National Australia Bank Mortgage Servicers Motion To Enjoin Motion to Expedite Motion To Strike Motion to Withdraw Multidistrict Litigation Multiemployer Plan Multinationals National Association of Manufacturers Natural Gas Natural Gas Act Natural Resources NCUA Negotiations Neil Gorsuch NERA New Regulations New York Times News Corp News Stories Nextel No-Action Letters Non-Judicial Settlement Agreements Non-Monetary Payments Non-Signatories Non-Solicitation Agreements NRSRO NSA NYDFS Obstruction of Justice Ocwen Offsets Offshore Companies Offshore Funds Oil Spills Operating Agreements Opt-Outs Order to Stay Parallel Claims Partnerships Patriot Act Patronage Capital Pay-To-Play PayPal Payroll Taxes PBGC Perjury Phone-Hacking Scandal Piercing the Corporate Veil Plan of Arrangement Playboy Policies and Procedures Portfolio Managers Post-Closing Money Damages Post-Judgment Enforcement Actions Predominance Requirement Preferential Transfers Pricing Private Fund Limited Partnerships (PFLPs) Private Funds Private Securities Litigation Reform Act of 1995 Privileged Documents Privity of Contract Probable Cause Professional Misconduct Proof of Loss Property Damage Property Insurance Proposed Legislation Proprietary Trading Protective Covenants Proxy Materials Proxy Put Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Interest Disclosure Act Public Policy Public Procurement Policies Public Sector Purchase Agreement Qualified Purchaser Qualified Retirement Plans Raj Rajaratnam Rajat Gupta Rare Earth Metals Ratification Rating Agencies Real Estate Investments Record Preservation Reformation Registered Investment Advisors Registration Registration Statement Regulation A Regulation S-K Reinstatement REIT Related Parties REMIC Residence Taxes Restaurant Industry Retirement Revocation Right to Privacy Right to Remain Silent Risk Retention Rival Director Slate Royalties Rule 15c2-12 Rule 23 Rule 68 Rule G-17 Rulemaking Process Rules of Civil Procedure Russia S-Corporation Safe Harbors Sale of Assets Saudi Arabia Scandals SCC Scheme of Arrangement School Districts