Securities Civil Remedies

SEC Enforcement Actions Whistleblowers Dodd-Frank Enforcement Whistleblower Awards Shareholders Settlement Compliance Fraud Securities Fraud Class Action Insider Trading Shareholder Litigation Board of Directors Citigroup RMBS Disgorgement Popular Sarbanes-Oxley SCOTUS Conflict Mineral Rules Retaliation SEC v Citigroup Attorney's Fees DOJ Judge Rakoff Whistleblower Protection Policies Bylaws NAM Securities Litigation Appeals CFTC Fiduciary Duty Injunctions Civil Monetary Penalty Hedge Funds Securities Act of 1933 Chevron Deference Derivative Suit Fee-Shifting Statutes Mortgage-Backed Securities Securities Class Certification Corporate Counsel Corporate Governance Delaware General Corporation Law FCPA Interlocutory Appeals Ponzi Scheme Risk Management Securities Exchange Act Collateralized Debt Obligations Consent Decrees First Amendment Breach of Duty Broker-Dealer Disclosure Requirements Employer Liability Issues Form SD Fraud-on-the-Market Investment Adviser Merger Agreements Motion To Stay Statute of Limitations Appraisal Breach of Contract FINRA Minority Shareholders Neither Admit Nor Deny Settlements Sanctions Swaps Amgen Amgen Inc. v Connecticut Retirement Plans CEA Damages EU Manufacturers Mergers Morgan Stanley Position Limits Shareholder Votes ATP Tours Bank of America Bernie Madoff Chief Compliance Officers Criminal Prosecution Derivatives DOL Executive Compensation Foreign Nationals Halliburton Investors Proxy Statements Rebuttable Presumptions Stocks Trustees UK White Collar Crimes Annual Meeting Annual Reports Anti-Retaliation Provisions C&J Energy Change of Ownership Controlling Stockholders Corporate Officers Disclosure Enforcement Statistics Extraterritoriality Rules Fee-Shifting Forum Selection Clause Gabelli v SEC Insurers JPMorgan Chase Oil & Gas Pensions PSLRA Reporting Requirements Section 10(b) Solicitation Administrative Hearings Attorney Malpractice Audits Bear Sterns Business Litigation Buy-Out Agreements Canada CEOs Clawbacks Closely Held Businesses Commercial Bankruptcy Confidential Witnesses Conflicts of Interest Credit Suisse Cy Pres Funds D&O Insurance Directors Discovery Discovery Rule Due Diligence Equitable Relief Evidence Expungement False Claims Act False Statements Fees FHFA Filing Deadlines FIRREA Goldman Sachs Halliburton v Erica P. John Fund Hiring & Firing Internal Investigations Lawson v FMR Mortgages Motion to Dismiss Municipalities Negligent Misrepresentation Non-Prosecution Agreements Oppression Remedy Pharmaceutical Pleadings Poison Pill Preferred Shares Prejudgment Interest Professional Liability Protected Activity Punitive Damages Rule 11 Say-on-Pay SLUSA Admissions of Liability Adverse Employment Action American Rule Anti-Money Laundering Arbitration Asset-Backed Securities Banks Best Management Practices Bribery Business Judgment Rule Business Valuations C-Suite Executives Chadbourne & Parke LLP v Troice China Class Action Arbitration Waivers CMBS Consent Contract Interpretation Countrywide Court-Appointed Receivers Deferred Prosecution Agreements Deutsche Bank Dismissals Equitable Estoppel Equity Compensation ESOP Ethics Fairness Standard Fannie Mae Financial Statements Fines Freddie Mac GreatBanc Harbinger Capital Partners LLC Illegal Tipping Injunctive Relief Interest Rates Investment Advisers Act of 1940 Investment Fraud IRS Jurisdiction Jury Trial Lawson Legal Ethics Lehman Brothers Mandatory Victim's Restitution Act Mary Jo White Merrill Lynch Misrepresentation Municipal Bonds Negligence New Regulations No-Action Relief OCIE OSHA Penalties Personal Liability Pharmaceutical Manufacturers Preliminary Injunctions Private Equity Private Equity Funds Proxy Contests Proxy Season Public Disclosure Public Offerings Public Officials Putative Class Actions Receivership Representations and Warranties Rescission Restitution Revlon Standard Rule 10b-5 SAC Capital Section 304 Shareholder Activism Shareholder Rights Sothebys Specific Performance Stock Purchase Agreement Stockholders' Meetings Strategic Enforcement Plan Subject Matter Jurisdiction Tender Offers UBS Underwriting Unjust Enrichment Valuation Volcker Rule Abuse of Discretion Accounting Controls Activision Administrative Procedure Act Administrative Review Board Adoption After-Acquired Evidence Aiding and Abetting AIG Akamai Technologies Alfa v Cukurova Algorithmic Trading Algorithms American Bankers Association American Superconductor Anti-Rebate Statutes Apple Arbitrage Asset Freeze Asset Management Asset Valuations Assignments Assured Guaranty Corp. Athena Capital ATMs Attorney Generals Attorney Misconduct Attorney-Client Privilege Auditors Banking Sector Beneficial Owner Bio-Rad Laboratories Bitcoin Blizzard Entertainment Inc Blue Sky Laws Boeing Bond Financing Bonuses BP Breach of Warranty Broken Windows BrokerCheck Brokers Burden of Proof Business Roundtable Buyouts BVI Business Companies CAFA Calculation of Damages Capital Markets Cell Phones Certiorari CFOs Chamber of Commerce Chapter 11 Charitable Organizations Charles Schwab Chevron Chicago State University CIGNA Civil Conspiracy Civil Penalty Fund Clawback Agreements Clinical Trials Collateralized Loan Obligations Colleges Comcast v. Behrend Commodities Exchange Act Common Stock Compensatory Awards Competitive Bidding Confidential Information Confidentiality Agreements Consent Order Consideration Contempt Contract Formation Contract Negotiations Contractors Contribution Claims Control Buyouts Corporate Charters Corporate Culture Corporate Taxes Corruption CR Intrinsic Investors Credit Agreements Credit Reporting Agencies Crime Victims CSOP CTA Custody Rule Cybersecurity Cybertheft Dark Pool Data Protection Databases Date of Valuation Deadlines Debt Financing Debt Restructuring Debt Securities Debtors Declaratory Judgments Declaratory Relief Deepwater Horizon Defamation Defendant Class Defense Contracts Dilution Distribution Rules DMV Document Productions Duke Energy Duty of Loyalty E*Trade eBay Email EMI Scheme Emotional Distress Damages Employee Definition Employee Shareholders Employment Contract Employment Policies Energy Energy Sector Enforcement Guidance Enterprise and Regulatory Reform Act Entrepreneurs Equitable Surcharge Equity Financing ERISA Evidentiary Rulings Examination Priorities Exit Strategies Expectation Damages Expedited Jury Trial Failure to Notify Fair Market Value Faithless Servant Doctrine Family Businesses FCA FDIC Federal Contractors Federal Jurisdiction Federal Reserve FFIEC Fiduciary Liability Filing Requirements Final Rules Financial Regulatory Reform First Derivative Traders FLSA Foreign Banks Foreign Corporations Form 8-K Former Employee Forum Fourth Amendment Fracking Fraudulent Transfers Freeze Order Frivolous Lawsuits Front Pay FSMA Fund Managers GAAP GAAR Genta Good Faith Growth Equity Guidance Update Gun Manufacturers Health Insurance Hewlett-Packard High Frequency Trading Home Loan Bank of SF HSBC Impac Incentive Compensation Income Taxes Indemnification Indemnification Clauses Indemnity Agreements Independence Rules Independent Boards Indirect Investors Inflation Adjustments Interest Payments Interlocutory Orders InterMune Internal Controls Internal Reporting Internet Streaming Investigations Investment Company Act Investment Company Act of 1940 Investment Funds IR35 iShares ISS Janus Capital Group Judgment on the Pleadings Judicial Appointments Judicial Settlement Agreements Jury Awards Jury Verdicts Krieger Laches Layne Christensen Co Legal History Legislative Agendas Liability Libor License Agreements Limitation of Liability Clause LinkedIn Liquidation Litigation Hold Loan Agreements Loans Lockheed Martin Loss Causation Market Access Rule Market Manipulation Material Misstatements Materiality Media Minerals Misappropriation Misleading Statements Money Laundering Morrison v National Australia Bank Motion to Expedite Motion To Strike MRI International Multidistrict Litigation Municipal Securities Issuers Mutual Funds National Association of Manufacturers Natural Resources Negligent Management Negotiations Net Operating Losses NetTALK New York Times News Corp Non-Judicial Settlement Agreements Non-Signatories Non-Solicitation Agreements NRSRO NSA Officers Offshore Companies Offshore Funds Omissions Ontario Securities Commission Opinion Letter Order to Stay Patricia Cornwell Pay-To-Play Payroll Taxes Personal Jurisdiction Phone-Hacking Scandal Playboy Portfolio Managers Post-Trial Order Preemption Private Right of Action Private Securities Litigation Reform Act of 1995 Privately Held Corporations Privity of Contract Proposed Amendments Proposed Legislation Proposed Regulation Proprietary Trading Protection Provisions Protective Covenants Proxy Put Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Policy Publicly-Traded Companies Purchase Price Put/Call Options Qualified Retirement Plans Raj Rajaratnam Rajat Gupta Ralph Lauren Rating Agencies Real Estate Development Real Estate Investments Recapitalization Reformation Registration Registration Requirement Regulatory Agenda Reimbursements Reinstatement Release Agreements Remediation Reorganizations Residence Taxes Resource Extraction Restaurant Industry Retirement Retirement Plan Retroactive Application Retroactivity Right to Privacy Risk Assessment Risk Retention Rival Director Slate Rule 21F Rule 65 S&P Safe Harbors Sales Executives SAYE Search & Seizure Section 1504 Section 162(m) Section 17(a) Section 2462 Section 5 Self-Dealing Self-Regulatory Organizations Servicing Agreements Severance Pay SFC Share Price Shareholder Proposals Siemens SIP SIPA SIPC Smith & Wesson Spoofing Stanford International Bank Stanford Ponzi Scheme Startups Stays Stock Deals Stock Options Stockholder Agreements Strike Suit Subpoenas Summary Judgment Summit Energy SunTrust Surviving Entity Takeover Code Target Company Tax Increment Financing Tax-Exempt Bonds Telecommunications Termination The Finance Bill 2013 Third Point Threshhold Requirements Tiger Asia Management Training Tranche Transfer Agents Transparency Travel Trials Tribunals Trust Preferred Securities Turkcell Unfair Dismissal Uniform Securities Act Universities Unpaid Overtime Unpaid Taxes Unregistered Securities US Bank Value Maximization Veto Rights Wachovia Wage and Hour Waiting Periods Wal-Mart Warrantless Searches Wash Sale Rules Wash Trades Waste Wells Fargo Williamson Act Wiretapping Witness Witness Statements Young Lawyers