Securities Civil Remedies

SEC Enforcement Actions Whistleblowers Disgorgement Dodd-Frank Whistleblower Awards SCOTUS Securities Fraud Shareholders Insider Trading Class Action Settlement Enforcement Shareholder Litigation Statute of Limitations Fraud Appeals Corporate Counsel Fiduciary Duty Securities Litigation Compliance Securities Exchange Act Board of Directors Popular Civil Monetary Penalty Breach of Duty Sarbanes-Oxley Attorney's Fees Kokesh v SEC RMBS CFTC Citigroup Investment Adviser Retaliation UK Bylaws DOJ Whistleblower Protection Policies Conflict Mineral Rules Derivative Suit Dismissals FCPA Fee-Shifting Hedge Funds Preliminary Injunctions Corporate Governance Damages Injunctions SEC v Citigroup Judge Rakoff Mergers Misappropriation Permanent Injunctions Securities Act of 1933 Securities Violations Delaware General Corporation Law NAM FINRA Injunctive Relief White Collar Crimes Class Certification Disclosure Requirements Employer Liability Issues Minority Shareholders Securities Conflicts of Interest Corporate Officers Criminal Prosecution Investment Management Penalties Ponzi Scheme Risk Management Sanctions Anti-Retaliation Provisions Appraisal Canada Chevron Deference Interlocutory Appeals Merger Agreements Misrepresentation Motion To Stay Broker-Dealer Derivatives DOL EU First Amendment Fraud-on-the-Market Hiring & Firing Investors Oil & Gas Prejudgment Interest Putative Class Actions Shareholder Votes Stocks ALJ Breach of Contract Collateralized Debt Obligations Confidential Information Consent Decrees Controlling Stockholders Financial Services Industry Fines Mortgage-Backed Securities Proxy Statements Punitive Damages Appointments Clause Cease and Desist China Clawbacks ERISA Forfeiture Illegal Tipping Material Nonpublic Information Neither Admit Nor Deny Settlements Personal Benefit Personal Liability Pharmaceutical Industry PSLRA Severance Agreements Shareholder Rights Swaps Trustees US v Newman Administrative Hearings Amgen Amgen Inc. v Connecticut Retirement Plans Bank of America CEA Chief Compliance Officers Declaratory Relief False Statements Financial Conduct Authority (FCA) Form SD Investment Advisers Act of 1940 JPMorgan Chase Morgan Stanley Municipal Bonds Position Limits Reporting Requirements Restitution Reversal Shareholder Proposals Stock Purchase Agreement Summary Judgment Acquisitions Administrative Procedure Act Anti-Money Laundering Arbitration Article II Banking Sector Bribery Burden of Proof Business Judgment Rule CEOs Commercial Bankruptcy Credit Suisse DE Supreme Court Directors Disclosure Discovery Duty of Loyalty Equitable Relief Executive Compensation False Claims Act (FCA) Financial Markets Financial Sector Financial Statements FinCEN Forum Selection Gabelli v SEC Halliburton IRS Manufacturers Material Misstatements Municipalities Pensions Rebuttable Presumptions Standard of Review Standing Subject Matter Jurisdiction Supplemental Disclosures Wal-Mart Annual Meeting Anti-Corruption ATP Tours Audits Australia Bad Faith Bear Sterns Buyouts C&J Energy C-Suite Executives Cause of Action Accrual Change of Ownership Commodities Exchange Act Confidentiality Agreements Contract Interpretation Dirks v SEC Discovery Rule Due Diligence Employment Contract Enforcement Statistics Exclusive Jurisdiction Extraterritoriality Rules Failure To Disclose Federal Jurisdiction FSMA Incentive Compensation Internal Controls Internal Investigations Investment Fraud Jury Trial Liquidation Mary Jo White Merrill Lynch Motion for Summary Judgment Motion to Dismiss Mutual Funds Negligent Misrepresentation Protected Activity Remand Remedies Representations and Warranties Scienter SLUSA Solicitation Transparency US v Salman Young Lawyers Adverse Employment Action American Rule Annual Reports Apple Arbitration Awards Bernie Madoff Books & Records BP Business Litigation Cease and Desist Orders Certiorari CFOs CFPB Closely Held Businesses CMBS Confidential Witnesses Corporate Liability Corporate Misconduct Corporate Taxes Corporations Code Custody Rule Cy Pres Funds D&O Insurance Defamation Deutsche Bank Dilution Disclosure-Based Settlements Energy Sector ESOP European Securities and Markets Authority (ESMA) Evidence Excessive Fees Fair Market Value Fees FERC Financial Adviser Financial Institutions FIRREA Foreign Nationals Fund Managers GAAP Goldman Sachs Government Investigations Halliburton v Erica P. John Fund Health Net HM Treasury Hong Kong Incentives Insurance Industry Investment Funds Jurisdiction Lawson v FMR Legislative Agendas Market Manipulation Material Misrepresentation MiFID II Money Laundering Municipal Advisers Negligence No-Action Relief Notice Requirements Offering Fraud Ontario Securities Commission (OSC) Oppression Remedy Ordinary Business Exception Poison Pill Price Manipulation Private Equity Private Equity Funds Private Right of Action Privately Held Corporations Professional Liability Proxy Season Public Disclosure Publicly-Traded Companies Regulation SHO Retroactive Application Revlon Standard Rule 10(b) Rule 10b-5 Rule 11 Section 10(b) Section 304 Serious Fraud Office Settlement Agreements Shareholder Meetings Shareholder Oppression Termination Trulia UBS Underwriting US Bancorp Waivers 28 USC 1331 401k Abuse of Discretion Administrative Appointments Administrative Proceedings Admissions of Liability Aiding and Abetting Ancestry.com Annuities Appraisal Rights Asset Freeze Asset Management Asset-Backed Securities Assignments Barclays Best Execution Best Management Practices Brazil Breach of Warranty Brokers Business Valuations Buy-Out Agreements CAFA Calculation of Damages Capital Markets Capital One Causation Chadbourne & Parke LLP v Troice Chamber of Commerce CME Comcast v. Behrend Compensatory Damages Consent Contract Negotiations Convictions Corruption Countrywide Court-Appointed Receivers Covenant of Good Faith and Fair Dealing Criminal Code Cross Motions Dark Pool Debt Debt Restructuring Debt Securities Declaratory Judgments Defense Strategies Deferred Prosecution Agreements Dismissal With Prejudice Dole Food E*Trade Email EMIR Employee Benefits Entire Fairness Standard Equity Compensation Exculpatory Clauses Expungement Fairness Standard FDA Federal Reserve FHFA Fiduciary Rule Fifth Amendment Filing Deadlines Final Rules Financial Regulatory Reform Former Employee Fourth Amendment Gartenberg Factors General Partnerships Germany Going-Private Transactions Good Faith Harbinger Capital Partners LLC Hewlett-Packard Indemnification Institutional Investors Intel Interest Rates Internal Reporting Internal Revenue Code (IRC) International Litigation Investment Investment Company Act of 1940 ISDA ISDA Master Agreement Joint Venture Jury Verdicts Lawson Leveraged Buyout Libor Limited Liability Company (LLC) Limited Partnerships Liquidity Loss Causation Malicious Prosecution Mandatory Victim's Restitution Act Market Abuse Materiality Merrill Lynch v Manning Misleading Statements Mootness Mortgages Motion to Vacate MSRB Municipal Securities Issuers Netherlands Non-Compete Agreements Non-Prosecution Agreements Objective Falsity OCIE Omnicare v Laborers District Council OSHA PCAOB Pending Legislation Petition for Writ of Certiorari Petrobras Pleading Standards Pleadings Preemption Preferred Shares Private Equity Firms Proposed Amendments Proposed Regulation Proxy Contests Public Offerings Public Officials Qualcomm Qui Tam Receivership Registration Requirement Regulatory Agenda Relators Remediation Repurchases Rescission Resource Extraction Restraining Orders Restrictive Covenants Retirement Plan Retroactivity Risk Assessment Rule 21F S&P SAC Capital Say-on-Pay Self-Dealing Settlement Offer Shareholder Activism Sothebys Specific Performance Split of Authority State Law Claims Statistical Sampling Stock Drop Litigation Strategic Enforcement Plan Subpoenas Tax Deductions Tender Offers Third-Party Service Provider Tribunals Trump Administration Tyson Foods v Bouaphakeo Unregistered Securities Valuation Verizon Waiting Periods Walgreens Warrantless Searches Wells Fargo Willful Misconduct 12b-1 plan Abuse of Power Accounting Controls Acquisition Agreements Actual Malice Administrative Appeals Administrative Authority Administrative Monetary Penalties Administrative Review Board Admissible Evidence Adoption Affirmative Defenses After-Acquired Evidence AIG AIM Allstate Amended Complaints American Bankers Association Anheuser-Busch Anti-Bribery Anti-Competitive Anti-Rebate Statutes Anti-Reliance Clauses Apple v Samsung Arbitrage Arbitrary and Capricious Arbitration Agreements Argentina Arms Length Transactions Article I Article III Articles of Incorporation Asset Valuations Assured Guaranty Corp. ATMs Attorney Generals Attorney Misconduct Attorney-Client Privilege Auditors Australian Securities and Investments Commission Austria Auto Manufacturers Automotive Industry Bailout Bank Fraud Bank of New York (BNY) Mellon Banks Beer Beneficial Owner Benefit Plan Sponsors Best Interest Contract Exemptions Bids Bio-Rad Laboratories Biotechnology Blockchain Blue Pencil Contract Modification Blue Sky Laws Board Deferance Boeing Bond Financing Bonds Breweries British Virgin Islands Broken Windows BRRD Business Corporation Act Business Court Division Business Formation Business Roundtable Business Taxes Buy-Sell Agreements Buyers Campbell Ewald v Gomez Capital Raising Caremark claim Case Consolidation Casinos Cell Phones CFPOA Change in Control Chapter 11 Charitable Organizations Charles Schwab Chevron Choice of Entity Civil Conspiracy Civil Penalty Fund Class Action Arbitration Waivers Class Representatives Clear and Convincing Evidence Clearing Agencies Clickwrap Agreements Clinical Trials CNIL Co-Conspirators Coal Ash Collateralized Loan Obligations Colleges Comment Period Commercial Court Commercial Speech Common Stock Companies Act Compensatory Awards Complex Corporate Transactions Consent Order Consequential Damages Consideration Consolidated Audit Trail Construction Contracts Consumer Financial Products Consumer Reporting Agencies Contempt Contract Disputes Contract Formation Contract Termination Contractors Contribution Claims Convertible Bonds Convertible Notes Cooperation Corporate Charters Corporate Culture Corporate Deadlock Corporate Executives Corporate Fraud Corporate Records Corporate Sales Transactions Corporate Veil Corwin Doctrine Counterclaims Counterparties Court-Appointed Custodians Credit Agreements Credit Cards Credit Default Swaps Credit Reporting Agencies Creditors Crime Victims Criminal Conspiracy Criminal Investigations CTA Customer Due Diligence (CDD) Cybersecurity Damage Caps Data Breach Data Privacy Databases Date of Valuation Daubert Standards Deadlines Debt Financing Debt-Equity Debtors Deceptive Intent Deepwater Horizon Defective Corporate Acts Defend Trade Secrets Act (DTSA) Defense Contracts Defined Contribution Plans Delegation Doctrine Dell Department of Agriculture Department of Business Oversight Design Patent Disclaimers Disclosure Settlement Discrimination Dispute Resolution Disqualification Distribution Rules Diversity Divestiture DMV Document Productions Doffing Donning Drinking Water Due Process Duke Energy Dukes v Wal-Mart Duty of Care Duty to Disclose Earn-Outs eBay EBITDA Elder Abuse Electric Cooperative Electronic Agreements Electronic Evidence Electronically Stored Information Emotional Distress Damages Employee Definition Employee Rights Employee Shareholders Employment Rights Act Enforcement Authority Enforcement Guidance Enterprise and Regulatory Reform Act Entrepreneurs EPA Equitable Estoppel Equitable Surcharge Equity Securities Escheat Escrow Accounts Ethics Ethics Breach EU Data Protection Laws EU Market Abuse Regulation (EU MAR) European Banking Authority Evidentiary Rulings Ex Parte Examination Priorities Exit Strategies Expectation Damages Expedited Discovery Expert Reports Exploitation Failure to Notify Fair Price Fair Valuation Fair Value Standard Fair Work Act False Advertising False-Certification of Conformance Fannie Mae FCRA FDIC Federal Arbitration Act Federal Contractors Federal Loans Federal Power Act Federal Priority Act Federal Rules of Civil Procedure Fee Reductions Fiat Filing Requirements Financial Abuse Financial Reporting Firearms First Derivative Traders First Impression Florida FLSA Forced Sales Foreign Banks Foreign Corporations Foreign Investment Foreign Official Forfeiture Statutes Form 8-K Form ADV Forum Fracking France Fraud Prevention Fraudulent Transfers Freddie Mac Freeze-Out Mergers Frivolous Lawsuits Front Pay Futures GAAR Global Systemically Important Financial Institutions (GSIFI) Google Government Contractors Gross Negligence Groundwater Guilty Pleas Gun Manufacturers Hackers Health Care Providers Health Insurance Heinz High Frequency Trading HKEx Home Depot Honeycutt v. United States HSBC Incentive Stock Options Income Taxes Indemnity Indemnity Agreements Independence Rules Independent Boards Independent Director Indictments Inflated Stock Purchase Price Inflation Adjustments Information Reports Injury-in-Fact Inspection Rights Interest Rate Adjustments Interlocutory Orders InterMune Internet Service Providers (ISPs) Investigations Investment Companies Investor Protection Irrebuttable Presumptions Irreparable Harm ISS Janus Capital Group Japan Joint and Several Liability Judicial Appointments Judicial Dissolution Judicial Notice Judicial Records Judicial Remedies Judicial Review Judicial Settlement Agreements Jury Awards Justice Scalia Kickbacks KPMG Kraft Labor Code Late Notices Law Enforcement Layne Christensen Co Leave to Amend Legal Advice Privilege Legal Ethics Legal History Lehman Brothers Letters of Intent License Agreements Likelihood of Success Limitation of Liability Clause Liquidated Damages Litigation Hold Living Will Lloyds of London Loan Agreements Loan Market Association Loans Lockheed Martin Majority Shareholders Manifest Disregard Market Participants MCDC Mediation Member State Members Membership Interest Merck Merger Clause Minerals Mining Money Transmission Act Money Transmitter Morrison v National Australia Bank Mortgage Servicers Motion to Expedite Motion To Strike Motion to Withdraw Multidistrict Litigation Multiemployer Plan Multinationals National Association of Manufacturers Natural Gas Natural Gas Act Natural Resources NCUA Negotiations Neil Gorsuch NERA New Regulations New York Times News Corp News Stories No-Action Letters Non-Judicial Settlement Agreements Non-Monetary Payments Non-Signatories Non-Solicitation Agreements NRSRO NSA NYDFS Obstruction of Justice Ocwen Offsets Offshore Companies Offshore Funds Oil Spills Omissions Operating Agreements Opt-Outs Order to Stay Parallel Claims Partnerships Patriot Act Patronage Capital Pay-To-Play PayPal Payroll Taxes PBGC Perjury Phone-Hacking Scandal Piercing the Corporate Veil Plan of Arrangement Playboy Policies and Procedures Portfolio Managers Post-Closing Money Damages Preferential Transfers Presumption of Reliance Pricing Private Fund Limited Partnerships (PFLPs) Private Funds Private Securities Litigation Reform Act of 1995 Privileged Documents Privity of Contract Probable Cause Professional Misconduct Proof of Loss Property Damage Property Insurance Proposed Legislation Proprietary Trading Protective Covenants Proxy Materials Proxy Put Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Interest Disclosure Act Public Policy Public Procurement Policies Public Sector Purchase Agreement Qualified Purchaser Qualified Retirement Plans Raj Rajaratnam Rajat Gupta Rare Earth Metals Ratification Rating Agencies Real Estate Investments Record Preservation Reformation Registered Investment Advisors Registration Registration Statement Regulation A Regulation S-K Reinstatement REIT Related Parties REMIC Residence Taxes Restaurant Industry Retirement Right to Privacy Right to Remain Silent Risk Retention Rival Director Slate Royalties Rule 15c2-12 Rule 23 Rule 68 Rule G-17 Rulemaking Process Rules of Civil Procedure Russia S-Corporation Safe Harbors Scandals SCC Scheme of Arrangement School Districts Search & Seizure Secretary of State Section 1504 Section 162(f) Section 220 Request Section 36(b) Section 409A Section 5 Self-Help Remedies Self-Regulatory Organizations Separation Agreement Servicing Agreements Seventh Amendment Severance Pay Sexual Harassment SFC Shareholder Approval Shareholder Distributions Short Sales Short Selling Siemens Singapore SIP SIPA SIPC SiriusXM Small Business Smith & Wesson Solicitor General South Africa Special Purpose Entities Spokeo v Robins