Securities Civil Remedies

SEC Enforcement Actions Whistleblowers Dodd-Frank Whistleblower Awards Shareholders Disgorgement Insider Trading Class Action Securities Fraud Settlement Enforcement Shareholder Litigation Fraud Fiduciary Duty SCOTUS Board of Directors Corporate Counsel Appeals Compliance Attorney's Fees Securities Litigation Securities Exchange Act Popular Sarbanes-Oxley Breach of Duty RMBS Civil Monetary Penalty Bylaws Citigroup CFTC Retaliation Investment Adviser UK DOJ Fee-Shifting Whistleblower Protection Policies Conflict Mineral Rules Derivative Suit Injunctions Preliminary Injunctions SEC v Citigroup Statute of Limitations Corporate Governance Delaware General Corporation Law Hedge Funds Judge Rakoff Mergers Damages Permanent Injunctions Securities Act of 1933 FCPA NAM Injunctive Relief Merger Agreements Minority Shareholders Securities Class Certification Conflicts of Interest Employer Liability Issues FINRA Appraisal Chevron Deference Corporate Officers Criminal Prosecution Disclosure Requirements Interlocutory Appeals Ponzi Scheme Risk Management Sanctions Stocks Anti-Retaliation Provisions Breach of Contract Controlling Stockholders Mortgage-Backed Securities Motion To Stay Proxy Statements Broker-Dealer Canada Collateralized Debt Obligations Consent Decrees Derivatives DOL EU First Amendment Fraud-on-the-Market Hiring & Firing Penalties ALJ Fines Investors Personal Benefit Pharmaceutical Industry Prejudgment Interest Shareholder Votes Trustees US v Newman Annual Meeting Appointments Clause Bank of America Cease and Desist China Clawbacks Confidential Information ERISA Executive Compensation Illegal Tipping Material Nonpublic Information Misrepresentation Neither Admit Nor Deny Settlements Oil & Gas Severance Agreements Shareholder Proposals Shareholder Rights Summary Judgment Swaps White Collar Crimes Administrative Hearings Amgen Amgen Inc. v Connecticut Retirement Plans CEA CEOs Chief Compliance Officers Declaratory Relief False Claims Act (FCA) Form SD Forum Selection Investment Advisers Act of 1940 JPMorgan Chase Misappropriation Morgan Stanley Motion to Dismiss Municipal Bonds Personal Liability Position Limits Punitive Damages Reporting Requirements Restitution Securities Violations Stock Purchase Agreement Administrative Procedure Act Anti-Money Laundering Arbitration Article II Banking Sector Bribery Business Judgment Rule Commercial Bankruptcy Credit Suisse Directors Disclosure Discovery Dismissals Duty of Loyalty Equitable Relief Fairness Standard False Statements Financial Markets Financial Statements Forfeiture Gabelli v SEC Halliburton Incentive Compensation Internal Investigations IRS Manufacturers Material Misstatements Merrill Lynch Municipalities Pensions Rebuttable Presumptions Remedies Specific Performance Supplemental Disclosures US v Salman Wal-Mart Acquisitions Anti-Corruption Apple ATP Tours Audits Australia Bernie Madoff Burden of Proof Business Litigation C&J Energy C-Suite Executives Calculation of Damages Cause of Action Accrual Change of Ownership Closely Held Businesses Commodities Exchange Act Confidentiality Agreements Contract Interpretation D&O Insurance DE Supreme Court Dirks v SEC Due Diligence Enforcement Statistics Exclusive Jurisdiction Extraterritoriality Rules Fair Market Value Federal Jurisdiction Fees Financial Conduct Authority (FCA) FinCEN GAAP Insurance Industry Internal Controls Investment Fraud Jurisdiction Jury Trial Liquidation Mary Jo White Motion for Summary Judgment Mutual Funds Negligent Misrepresentation Notice Requirements Oppression Remedy Privately Held Corporations Protected Activity Representations and Warranties Reversal Solicitation Transparency Young Lawyers Adverse Employment Action American Rule Annual Reports Appraisal Rights Arbitration Awards Attorney Malpractice Bear Sterns BP Breach of Warranty Cease and Desist Orders Certiorari CFOs CFPB CMBS Confidential Witnesses Corporate Liability Corporate Misconduct Corporate Taxes Corporations Code Custody Rule Cy Pres Funds Declaratory Judgments Defamation Deutsche Bank Disclosure-Based Settlements Discovery Rule Employment Contract ESOP European Securities and Markets Authority (ESMA) Evidence Excessive Fees Failure To Disclose Federal Reserve FERC Financial Adviser Financial Institutions Financial Sector FIRREA Foreign Nationals FSMA Fund Managers Goldman Sachs Government Investigations Halliburton v Erica P. John Fund Health Net Hong Kong Indemnification Lawson v FMR Libor Mandatory Victim's Restitution Act Market Manipulation Money Laundering Municipal Advisers Negligence No-Action Relief Offering Fraud Ontario Securities Commission (OSC) Ordinary Business Exception Pleadings Poison Pill Preferred Shares Private Equity Private Equity Funds Private Right of Action Professional Liability Proposed Regulation Proxy Season PSLRA Public Disclosure Publicly-Traded Companies Regulation SHO Rescission Retroactive Application Revlon Standard Rule 11 Say-on-Pay Section 10(b) Section 304 Shareholder Meetings SLUSA Standard of Review Stock Options Subject Matter Jurisdiction Tender Offers Trulia UBS Underwriting US Bancorp Valuation 28 USC 1331 401k Abuse of Discretion Administrative Appointments Administrative Proceedings Admissions of Liability Aiding and Abetting Ancestry.com Annuities Apple v Samsung Arbitrary and Capricious Asset Freeze Asset-Backed Securities Assignments Bank Fraud Barclays Best Management Practices Books & Records Brazil Business Valuations Buy-Out Agreements Buyouts Capital Markets Capital One Causation Chadbourne & Parke LLP v Troice Chamber of Commerce CME Comcast v. Behrend Compensatory Damages Consent Contract Negotiations Convictions Corporate Charters Corruption Countrywide Court-Appointed Receivers Covenant of Good Faith and Fair Dealing Cross Motions Dark Pool Debt Debt Restructuring Debt Securities Defense Strategies Deferred Prosecution Agreements Design Patent Dilution Dole Food Email EMIR Employee Benefits Energy Sector Equitable Estoppel Equity Compensation Expungement FDA FHFA Fiduciary Rule Fifth Amendment Filing Deadlines Final Rules Financial Regulatory Reform Financial Services Industry Former Employee Fourth Amendment Gartenberg Factors General Partnerships Germany Going-Private Transactions Good Faith Harbinger Capital Partners LLC Health Insurance Hewlett-Packard HM Treasury Incentives Institutional Investors Interest Rates Internal Reporting Internal Revenue Code (IRC) International Litigation Investment Company Act of 1940 Investment Funds Investment Management ISDA ISDA Master Agreement Joint Venture Jury Verdicts Lawson Legal Ethics Legislative Agendas Lehman Brothers Leveraged Buyout Limited Liability Company (LLC) Limited Partnerships Liquidity Malicious Prosecution Materiality Merrill Lynch v Manning MiFID II Misleading Statements Mootness Mortgages Motion to Vacate MSRB Municipal Securities Issuers Netherlands Non-Compete Agreements Non-Prosecution Agreements Non-Signatories OCIE Omissions Omnicare v Laborers District Council OSHA PCAOB Pending Legislation Petition for Writ of Certiorari Petrobras Preemption Price Manipulation Private Equity Firms Proposed Amendments Proxy Contests Public Offerings Public Officials Putative Class Actions Qui Tam Receivership Registration Requirement Regulatory Agenda Relators Remand Remediation Repurchases Resource Extraction Restrictive Covenants Retirement Plan Retroactivity Risk Assessment Rule 10(b) Rule 10b-5 Rule 21F S&P SAC Capital Self-Dealing Serious Fraud Office Settlement Agreements Settlement Offer Shareholder Activism Sothebys Split of Authority Standing State Farm Fire and Casualty Co v United States ex rel Rigsby Statistical Sampling Stock Drop Litigation Stockholders' Meetings Strategic Enforcement Plan Subpoenas Tax Deductions Termination Third-Party Service Provider Tippees Tribunals Tyson Foods v Bouaphakeo Unregistered Securities Waiting Periods Waivers Walgreens Warrantless Searches Wells Fargo Willful Misconduct 12b-1 plan Abuse of Power Accounting Controls Accounting Methods Accredited Investors Activision Actual Malice Administrative Appeals Administrative Authority Administrative Monetary Penalties Administrative Review Board Admissible Evidence Adoption Affirmative Defenses After-Acquired Evidence AIG AIM Akamai Technologies Allstate American Bankers Association Anheuser-Busch Anti-Bribery Anti-Competitive Anti-Rebate Statutes Anti-Reliance Clauses Arbitrage Arbitration Agreements Argentina Arms Length Transactions Article I Article of Manufacture Articles of Incorporation Asset Management Asset Valuations Assured Guaranty Corp. ATMs Attorney Generals Attorney Misconduct Attorney-Client Privilege Auditors Australian Securities and Investments Commission Austria Auto Manufacturers Automotive Industry Bad Faith Bailout Bank of New York (BNY) Mellon Banks Beer Beneficial Owner Benefit Plan Sponsors Best Interest Contract Exemptions Bids Bio-Rad Laboratories Biotechnology Blizzard Entertainment Inc Blockchain Blue Pencil Contract Modification Blue Sky Laws Board Deferance Boeing Bond Financing Bonds Bonuses Breweries Broken Windows Brokers BRRD Business Corporation Act Business Court Division Business Formation Business Roundtable Business Taxes Buy-Sell Agreements Buyers BVI Business Companies Cablevision CAFA Campbell Ewald v Gomez Capital Raising Case Consolidation Casinos Cell Phones CFPOA Chapter 11 Charitable Organizations Chevron Choice of Entity CIGNA Civil Conspiracy Civil Penalty Fund Class Action Arbitration Waivers Class Representatives Clear and Convincing Evidence Clearing Agencies Clickwrap Agreements Clinical Trials CNIL Coal Ash Collateralized Loan Obligations Colleges Comment Period Commercial Court Commercial Speech Common Stock Companies Act Compensation Committee Compensatory Awards Competitive Bidding Complex Corporate Transactions Consent Order Consequential Damages Consideration Construction Contracts Consumer Financial Products Consumer Reporting Agencies Contempt Contract Disputes Contract Formation Contract Termination Contractors Contribution Claims Convertible Bonds Convertible Notes Cooperation Corporate Crimes Corporate Culture Corporate Deadlock Corporate Executives Corporate Fraud Corporate Records Corporate Sales Transactions Corporate Veil Counterclaims Counterparties Court-Appointed Custodians Credit Agreements Credit Cards Credit Default Swaps Credit Reporting Agencies Creditors Crime Victims Criminal Code Criminal Conspiracy Criminal Investigations CTA Customer Due Diligence (CDD) Damage Caps Data Privacy Databases Date of Valuation Daubert Standards Deadlines Debt Financing Debtors Deceptive Intent Deepwater Horizon Defend Trade Secrets Act (DTSA) Defense Contracts Deferred Stock Incentive Plans Defined Contribution Plans Delegation Doctrine Dell Department of Business Oversight Disclaimers Discrimination Dismissal With Prejudice Dispute Resolution Disqualification Distribution Rules Diversity Divestiture DMV Document Productions Doffing Donning Drinking Water Due Process Duke Energy Dukes v Wal-Mart Duty of Care Duty to Disclose E*Trade Earn-Outs eBay EBITDA Electronic Agreements Electronic Evidence Electronically Stored Information Emotional Distress Damages Employee Definition Employee Rights Employee Shareholders Employment Rights Act Energy Enforcement Authority Enforcement Guidance Enterprise and Regulatory Reform Act Entire Fairness Standard Entrepreneurs EPA Equitable Surcharge Equity Financing Escheat Escrow Accounts Ethics Ethics Breach EU Data Protection Laws EU Market Abuse Regulation (EU MAR) European Banking Authority Evidentiary Rulings Examination Priorities Exculpatory Clauses Exit Strategies Expectation Damages Expedited Discovery Expert Reports Failure to Notify Failure To State A Claim Fair Price Fair Valuation Fair Work Act False Advertising False-Certification of Conformance Family Businesses Fannie Mae FCRA FDIC Federal Arbitration Act Federal Contractors Federal Power Act Federal Priority Act Fee Awards Fee Reductions Fiat Filing Requirements Financial Reporting Firearms First Derivative Traders First Impression FLSA Forced Sales Foreign Banks Foreign Corporations Foreign Investment Foreign Official Form 8-K Form ADV Former Stockholders Forum Forum Selection Clause Fracking France Fraud Prevention Fraudulent Transfers Freddie Mac Freeze-Out Mergers Frivolous Lawsuits Front Pay GAAR Global Systemically Important Financial Institutions (GSIFI) Google Government Contractors Groundwater Guilty Pleas Gun Manufacturers Hackers Health Care Providers Heinz High Frequency Trading HKEx HSBC Incentive Stock Options Income Taxes Indemnification Clauses Indemnity Indemnity Agreements Independence Rules Independent Boards Independent Director Indictments Inflated Stock Purchase Price Inflation Adjustments Information Reports Inspection Rights Interest Payments Interest Rate Adjustments Interlocutory Orders InterMune Internet Service Providers (ISPs) Internet Streaming Investigations Investment Investment Companies iPhone Irreparable Harm ISS Janus Capital Group Japan Judgment on the Pleadings Judicial Appointments Judicial Dissolution Judicial Remedies Judicial Review Judicial Settlement Agreements Jury Awards Justice Scalia Kickbacks Kokesh v SEC KPMG Kraft Labor Code Laches Late Notices Law Enforcement Layne Christensen Co Legal Advice Privilege Legal History Letters of Intent License Agreements Likelihood of Success Limitation of Liability Clause Liquidated Damages Litigation Fees & Costs Litigation Hold Living Will Lloyds of London Loan Agreements Loan Market Association Loans Lockheed Martin Loss Causation Manifest Disregard Market Abuse Market Participants Material Misrepresentation MCDC Media Mediation Member State Members Membership Interest Merck Merger Clause Minerals Mining Money Transmission Act Money Transmitter Morrison v National Australia Bank Motion to Expedite Motion To Strike Motion to Withdraw Multidistrict Litigation Multiemployer Plan Multinationals National Association of Manufacturers Natural Gas Natural Gas Act Natural Resources NCUA Negotiations NERA Net Operating Losses New Regulations New York Times News Corp No-Action Letters Non-Judicial Settlement Agreements Non-Solicitation Agreements NRSRO NSA NYDFS Obstruction of Justice Offsets Offshore Companies Offshore Funds Oil Spills Operating Agreements Opinion Letter Opt-Outs Option Contracts Order to Stay Parallel Claims Partnerships Patent Infringement Patriot Act Pay-To-Play PayPal Payroll Taxes PBGC Perjury Personal Jurisdiction Phone-Hacking Scandal Piercing the Corporate Veil Plan of Arrangement Playboy Policies and Procedures Portfolio Managers Preferential Transfers Presumption of Reliance Pricing Private Funds Private Securities Litigation Reform Act of 1995 Privileged Documents Privity of Contract Probable Cause Professional Misconduct Proof of Loss Property Damage Property Insurance Proposed Legislation Proprietary Trading Protective Covenants Proxy Materials Proxy Put Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Interest Disclosure Act Public Policy Public Procurement Policies Public Sector Purchase Agreement Purchase Price Purchase Price Adjustment Qualcomm Qualified Purchaser Qualified Retirement Plans Raj Rajaratnam Rajat Gupta Rare Earth Metals Rating Agencies Reaffirmation Real Estate Development Real Estate Investments Recapitalization Reformation Registered Investment Advisors Registration Registration Statement Regulation A Reinstatement REIT Related Parties Release Agreements REMIC Reorganizations Residence Taxes Restaurant Industry Restraining Orders Retirement Right to Privacy Right to Remain Silent Ripeness Risk Retention Rival Director Slate Rule 15c2-12 Rule 23 Rule 68 Rule G-17 Rulemaking Process Rules of Civil Procedure Russia S-Corporation Safe Harbors Samsung Scandals SCC Scheme of Arrangement School Districts Search & Seizure Secretary of State Section 1504 Section 162(f) Section 162(m) Section 36(b) Section 409A Section 5 Self-Regulatory Organizations Separation Agreement Servicing Agreements Seventh Amendment Severance Pay Sexual Harassment SFC Share Price Shareholder Approval Shareholder Distributions Shareholder Oppression Shaw v United States Short Sales Short Selling Siemens Singapore SIP SIPA SIPC SiriusXM Small Business Smartphones Smith & Wesson Solicitor General South Africa Special Purpose Entities Spinoffs Spokeo v Robins Spoofing SRO Stanford International Bank Stanford Ponzi Scheme Startups State Farm State Law Claims State of Incorporation