Securities Civil Remedies

SEC Enforcement Actions Whistleblowers Dodd-Frank Whistleblower Awards Shareholders Enforcement Insider Trading Settlement Class Action Securities Fraud Disgorgement Fraud Shareholder Litigation Board of Directors Compliance Securities Litigation Appeals SCOTUS Attorney's Fees Fiduciary Duty RMBS Sarbanes-Oxley Popular Bylaws Citigroup Corporate Counsel Retaliation Securities Exchange Act CFTC Breach of Duty Conflict Mineral Rules DOJ Fee-Shifting Injunctions SEC v Citigroup Judge Rakoff Civil Monetary Penalty Corporate Governance Whistleblower Protection Policies Damages Derivative Suit NAM Permanent Injunctions Securities Act of 1933 UK Investment Adviser Statute of Limitations Hedge Funds Securities Chevron Deference Class Certification Corporate Officers Criminal Prosecution Delaware General Corporation Law Disclosure Requirements Employer Liability Issues Injunctive Relief Ponzi Scheme Preliminary Injunctions FCPA Interlocutory Appeals Merger Agreements Mergers Mortgage-Backed Securities Risk Management Sanctions Appraisal Broker-Dealer Collateralized Debt Obligations Consent Decrees FINRA Fraud-on-the-Market Minority Shareholders Motion To Stay Proxy Statements Canada Conflicts of Interest Controlling Stockholders EU First Amendment ALJ Annual Meeting Anti-Retaliation Provisions Appointments Clause Breach of Contract Chief Compliance Officers Derivatives DOL Investors Neither Admit Nor Deny Settlements Pharmaceutical Industry Shareholder Proposals Shareholder Votes Swaps Trustees Administrative Hearings Amgen Amgen Inc. v Connecticut Retirement Plans Bank of America CEA China Declaratory Relief Executive Compensation Form SD Forum Selection Hiring & Firing JPMorgan Chase Misrepresentation Morgan Stanley Oil & Gas Position Limits Prejudgment Interest Reporting Requirements Restitution Stocks White Collar Crimes Administrative Procedure Act Anti-Money Laundering Article II ATP Tours Clawbacks Commercial Bankruptcy Directors Disclosure Halliburton Investment Advisers Act of 1940 Manufacturers Misappropriation Motion to Dismiss Penalties Pensions Personal Liability Rebuttable Presumptions Specific Performance Summary Judgment Wal-Mart Arbitration Audits Bernie Madoff Business Judgment Rule Business Litigation C&J Energy C-Suite Executives CEOs Change of Ownership Contract Interpretation Credit Suisse Enforcement Statistics Equitable Relief ERISA Exclusive Jurisdiction Fairness Standard False Statements Federal Jurisdiction Fees FinCEN Gabelli v SEC Incentive Compensation Insurance Industry Internal Investigations Investment Fraud Mary Jo White Merrill Lynch Notice Requirements Protected Activity PSLRA Punitive Damages Shareholder Rights Solicitation US v Newman Young Lawyers Adverse Employment Action Annual Reports Anti-Corruption Attorney Malpractice Australia Banking Sector Bear Sterns BP Bribery Burden of Proof Cause of Action Accrual Closely Held Businesses Confidential Witnesses Custody Rule Cy Pres Funds D&O Insurance DE Supreme Court Discovery Discovery Rule Dismissals Due Diligence Duty of Loyalty Evidence Extraterritoriality Rules False Claims Act (FCA) Federal Reserve Financial Adviser Financial Institutions Financial Statements Fines FIRREA Foreign Nationals Forfeiture Fund Managers GAAP Goldman Sachs Government Investigations Halliburton v Erica P. John Fund Hong Kong Illegal Tipping Indemnification Internal Controls IRS Jurisdiction Jury Trial Lawson v FMR Liquidation Mandatory Victim's Restitution Act Material Misstatements Material Nonpublic Information Municipal Bonds Municipalities Mutual Funds Negligent Misrepresentation No-Action Relief Offering Fraud Ontario Securities Commission (OSC) Oppression Remedy Ordinary Business Exception Personal Benefit Pleadings Poison Pill Preferred Shares Private Equity Funds Professional Liability Proposed Regulation Proxy Season Public Disclosure Regulation SHO Representations and Warranties Retroactive Application Revlon Standard Rule 11 Say-on-Pay Section 10(b) Shareholder Meetings SLUSA Stock Purchase Agreement Subject Matter Jurisdiction Tender Offers Transparency US Bancorp 28 USC 1331 401k Abuse of Discretion Acquisitions Administrative Appointments Admissions of Liability Aiding and Abetting American Rule Ancestry.com Apple Appraisal Rights Arbitration Awards Asset Freeze Asset-Backed Securities Assignments Best Management Practices Breach of Warranty Business Valuations Buy-Out Agreements Buyouts Capital Markets Capital One Causation CFPB Chadbourne & Parke LLP v Troice CMBS CME Comcast v. Behrend Commodities Exchange Act Confidential Information Consent Contract Negotiations Convictions Corporate Charters Corporate Liability Countrywide Court-Appointed Receivers Covenant of Good Faith and Fair Dealing Dark Pool Debt Restructuring Declaratory Judgments Deferred Prosecution Agreements Deutsche Bank Dilution Dole Food EMIR Equitable Estoppel Equity Compensation ESOP European Securities and Markets Authority (ESMA) Expungement Fair Market Value FERC FHFA Fifth Amendment Filing Deadlines Final Rules Financial Conduct Authority (FCA) FLSA Former Employee Fourth Amendment FSMA Germany Going-Private Transactions Good Faith Harbinger Capital Partners LLC Incentives Interest Rates Internal Reporting International Litigation Investment Company Act of 1940 Investment Funds Jury Verdicts Lawson Legal Ethics Legislative Agendas Lehman Brothers Libor Liquidity Market Manipulation Merrill Lynch v Manning Misleading Statements Money Laundering Mortgages Municipal Advisers Negligence Netherlands Non-Prosecution Agreements OCIE OSHA PCAOB Pending Legislation Preemption Private Equity Private Equity Firms Private Right of Action Privately Held Corporations Proxy Contests Public Offerings Public Officials Publicly-Traded Companies Putative Class Actions Receivership Registration Requirement Rescission Resource Extraction Retroactivity Reversal Risk Assessment Rule 10(b) Rule 10b-5 S&P SAC Capital Section 304 Self-Dealing Serious Fraud Office Shareholder Activism Sothebys Split of Authority Standard of Review Statistical Sampling Stockholders' Meetings Strategic Enforcement Plan Supplemental Disclosures Tribunals Trulia Tyson Foods v Bouaphakeo UBS Underwriting Unregistered Securities Valuation Wage and Hour Waiting Periods Warrantless Searches 12b-1 plan Abuse of Power Accounting Controls Accounting Methods Accredited Investors Activision Actual Malice Administrative Authority Administrative Monetary Penalties Administrative Review Board Admissible Evidence Adoption After-Acquired Evidence AIG Akamai Technologies American Bankers Association Anti-Bribery Anti-Rebate Statutes Anti-Reliance Clauses Arbitrage Arbitration Agreements Argentina Arms Length Transactions Article I Articles of Incorporation Asset Management Asset Valuations Assured Guaranty Corp. ATMs Attorney Generals Attorney Misconduct Attorney-Client Privilege Auditors Australian Securities and Investments Commission Bailout Bank Fraud Banks Barclays Beneficial Owner Benefit Plan Sponsors Bio-Rad Laboratories Biotechnology Blizzard Entertainment Inc Blue Sky Laws Board Deferance Boeing Bond Financing Bonuses Brazil Broken Windows Brokers BRRD Business Roundtable Buy-Sell Agreements BVI Business Companies Cablevision CAFA Calculation of Damages Campbell Ewald v Gomez Capital Raising Casinos Cease and Desist Cease and Desist Orders Cell Phones Certiorari CFOs CFPOA Chamber of Commerce Chapter 11 Charitable Organizations Chevron CIGNA Civil Conspiracy Civil Penalty Fund Class Action Arbitration Waivers Class Representatives Clear and Convincing Evidence Clinical Trials CNIL Coal Ash Collateralized Loan Obligations Colleges Comment Period Common Stock Companies Act Compensation Committee Compensatory Awards Competitive Bidding Complex Corporate Transactions Confidentiality Agreements Consent Order Consideration Contempt Contract Formation Contractors Contribution Claims Cooperation Corporate Crimes Corporate Culture Corporate Fraud Corporate Records Corporate Sales Transactions Corporate Taxes Corporations Code Corruption Counterparties Credit Agreements Credit Reporting Agencies Crime Victims Criminal Code Criminal Conspiracy Cross Motions CTA Customer Due Diligence (CDD) Damage Caps Data Privacy Databases Date of Valuation Daubert Standards Deadlines Debt Debt Financing Debt Securities Debtors Deceptive Intent Deepwater Horizon Defamation Defense Contracts Defined Contribution Plans Delegation Doctrine Department of Business Oversight Disclaimers Disclosure-Based Settlements Discrimination Dismissal With Prejudice Dispute Resolution Distribution Rules Divestiture DMV Document Productions Doffing Donning Due Process Duke Energy Dukes v Wal-Mart Duty to Disclose E*Trade Earn-Outs eBay EBITDA Email Emotional Distress Damages Employee Definition Employee Rights Employee Shareholders Employment Contract Employment Rights Act Energy Energy Sector Enforcement Guidance Enterprise and Regulatory Reform Act Entire Fairness Standard Entrepreneurs EPA Equitable Surcharge Equity Financing Escheat Ethics EU Data Protection Laws European Banking Authority Evidentiary Rulings Examination Priorities Excessive Fees Exculpatory Clauses Exit Strategies Expectation Damages Failure to Notify Fair Price Fair Work Act False Advertising Family Businesses Fannie Mae FDA FDIC Federal Arbitration Act Federal Contractors Filing Requirements Financial Markets Financial Regulatory Reform Financial Services Industry Firearms First Derivative Traders Foreign Banks Foreign Corporations Foreign Investment Foreign Official Form 8-K Form ADV Former Stockholders Forum Fracking France Fraud Prevention Fraudulent Transfers Freddie Mac Frivolous Lawsuits Front Pay GAAR Gartenberg Factors General Partnerships Global Systemically Important Financial Institutions (GSIFI) Groundwater Guilty Pleas Gun Manufacturers Hackers Health Insurance Heinz Hewlett-Packard High Frequency Trading HKEx HSBC Income Taxes Indemnification Clauses Indemnity Agreements Independence Rules Independent Boards Independent Director Indictments Inflation Adjustments Information Reports Inspection Rights Institutional Investors Interest Payments Interlocutory Orders InterMune Internal Revenue Code (IRC) Internet Streaming Investigations Investment Investment Management ISDA ISS Janus Capital Group Japan Judgment on the Pleadings Judicial Appointments Judicial Settlement Agreements Jury Awards Justice Scalia Kraft Labor Code Laches Late Notices Law Enforcement Layne Christensen Co Legal Advice Privilege Legal History Leveraged Buyout License Agreements Limitation of Liability Clause Limited Partnerships LinkedIn Liquidated Damages Litigation Fees & Costs Litigation Hold Living Will Loan Agreements Loans Lockheed Martin Loss Causation Market Abuse Materiality Media Merck MiFID II Minerals Mining Money Transmission Act Money Transmitter Mootness Morrison v National Australia Bank Motion for Summary Judgment Motion to Expedite Motion To Strike Motion to Vacate MSRB Multidistrict Litigation Multiemployer Plan Multinationals Municipal Securities Issuers National Association of Manufacturers Natural Gas Natural Resources NCUA Negotiations NERA Net Operating Losses New Regulations New York Times News Corp No-Action Letters Non-Judicial Settlement Agreements Non-Signatories Non-Solicitation Agreements NRSRO NSA NYDFS Obstruction of Justice Offsets Offshore Companies Offshore Funds Oil Spills Omissions Omnicare v Laborers District Council Opinion Letter Opt-Outs Parallel Claims Patriot Act Pay-To-Play Payroll Taxes PBGC Perjury Personal Jurisdiction Petition for Writ of Certiorari Phone-Hacking Scandal Playboy Policies and Procedures Portfolio Managers Price Manipulation Private Funds Private Securities Litigation Reform Act of 1995 Privileged Documents Privity of Contract Probable Cause Proof of Loss Proposed Amendments Proposed Legislation Proprietary Trading Protective Covenants Proxy Materials Proxy Put Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Interest Disclosure Act Public Policy Purchase Agreement Purchase Price Purchase Price Adjustment Qualcomm Qualified Purchaser Qualified Retirement Plans Qui Tam Raj Rajaratnam Rajat Gupta Rare Earth Metals Rating Agencies Real Estate Development Real Estate Investments Recapitalization Reformation Registered Investment Advisors Registration Registration Statement Regulation A Regulatory Agenda Reinstatement REIT Related Parties Release Agreements Remand Remediation Remedies Reorganizations Repurchases Residence Taxes Restaurant Industry Restraining Orders Retirement Retirement Plan Right to Privacy Right to Remain Silent Risk Retention Rival Director Slate Rule 21F Rule 23 Rule 68 Rulemaking Process Rules of Civil Procedure Safe Harbors Scandals SCC Scheme of Arrangement Search & Seizure Section 1504 Section 162(m) Section 36(b) Section 409A Section 5 Self-Regulatory Organizations Servicing Agreements Settlement Agreements Seventh Amendment Severance Pay SFC Share Price Short Sales Short Selling Siemens Singapore SIP SIPA SIPC SiriusXM Small Business Smith & Wesson South Africa Special Purpose Entities Spokeo v Robins Spoofing Standing Stanford International Bank Stanford Ponzi Scheme Startups State Law Claims Statutory Damages Stays Stock Deals Stock Drop Litigation Stock Options Stockholder Agreements Strategic Planning Sub-advisers Subpoenas Subsidiaries Sufficient Nexus Summit Energy Sun Capital Partners SunTrust Supreme Court of Canada Surviving Entity Suspensions & Debarments Swap Dealers Takeover Bids Takeover Code Target Company Tax Deductions Tax Increment Financing Tax-Exempt Bonds Telecommunications Termination The Corporations Act Third Point Third-Party Service Provider Threshold Requirements Tippees Title Insurance Total Shareholder Return (TSR) Trade Market Abuse Trade Secrets Tranche Transfer Agents Travel Trials Trinity Wall Street Trust Preferred Securities UAE Unclaimed Property Unfair Dismissal United States Universities Unjust Enrichment Unpaid Overtime US Bank Vacated Value Maximization Veto Rights Virtual Currency Volcker Rule Volkswagen Voluntary Dismissals Wachovia Warrants Wash Sale Rules Wash Trades Washington Mutual Waste Wells Fargo Whistleblower Hotlines Williamson Act Wiretapping Withdrawal Liability Witness Witness Statements Wrongful Termination Zales Zillow