Securities Civil Remedies

SEC Enforcement Actions Whistleblowers Dodd-Frank Whistleblower Awards Shareholders Insider Trading Class Action Enforcement Settlement Disgorgement Securities Fraud Fraud Shareholder Litigation Board of Directors Compliance Securities Litigation Fiduciary Duty Appeals Attorney's Fees SCOTUS RMBS Corporate Counsel Sarbanes-Oxley Securities Exchange Act Citigroup Bylaws Popular CFTC Retaliation UK Breach of Duty Conflict Mineral Rules DOJ Fee-Shifting Injunctions SEC v Citigroup Civil Monetary Penalty Judge Rakoff Corporate Governance Investment Adviser Permanent Injunctions Securities Act of 1933 Whistleblower Protection Policies Derivative Suit NAM Statute of Limitations Damages Preliminary Injunctions Class Certification Delaware General Corporation Law Hedge Funds Injunctive Relief Securities Chevron Deference Corporate Officers Criminal Prosecution Disclosure Requirements Employer Liability Issues Interlocutory Appeals Merger Agreements Mergers Ponzi Scheme Appraisal Conflicts of Interest FCPA FINRA Mortgage-Backed Securities Motion To Stay Risk Management Sanctions Broker-Dealer Collateralized Debt Obligations Consent Decrees EU First Amendment Fraud-on-the-Market Minority Shareholders Proxy Statements Breach of Contract Canada Controlling Stockholders Trustees ALJ Annual Meeting Anti-Retaliation Provisions Appointments Clause Derivatives DOL Fines Hiring & Firing Investors Neither Admit Nor Deny Settlements Pharmaceutical Industry Shareholder Proposals Shareholder Votes Swaps Administrative Hearings Amgen Amgen Inc. v Connecticut Retirement Plans Bank of America CEA Cease and Desist Chief Compliance Officers China Confidential Information Declaratory Relief Executive Compensation Form SD Forum Selection JPMorgan Chase Misrepresentation Morgan Stanley Oil & Gas Position Limits Prejudgment Interest Reporting Requirements Restitution Stocks White Collar Crimes Administrative Procedure Act Anti-Money Laundering Article II ATP Tours Clawbacks Commercial Bankruptcy Credit Suisse Directors Disclosure Equitable Relief ERISA Gabelli v SEC Halliburton Internal Investigations Investment Advisers Act of 1940 Manufacturers Misappropriation Motion to Dismiss Penalties Pensions Personal Liability Punitive Damages Rebuttable Presumptions Severance Agreements Specific Performance Summary Judgment Wal-Mart Arbitration Audits Banking Sector Bernie Madoff Burden of Proof Business Judgment Rule Business Litigation C&J Energy C-Suite Executives CEOs Change of Ownership Contract Interpretation DE Supreme Court Enforcement Statistics Exclusive Jurisdiction Extraterritoriality Rules Fairness Standard False Statements Federal Jurisdiction Fees FinCEN Incentive Compensation Insurance Industry Investment Fraud Mary Jo White Merrill Lynch Mutual Funds Notice Requirements Protected Activity PSLRA Shareholder Rights Solicitation US v Newman Young Lawyers Adverse Employment Action Anti-Corruption Attorney Malpractice Australia Bear Sterns BP Bribery Cause of Action Accrual CFPB Closely Held Businesses CMBS Confidential Witnesses Confidentiality Agreements Custody Rule Cy Pres Funds D&O Insurance Discovery Discovery Rule Dismissals Due Diligence Duty of Loyalty European Securities and Markets Authority (ESMA) Evidence Fair Market Value False Claims Act (FCA) Federal Reserve Financial Adviser Financial Conduct Authority (FCA) Financial Institutions Financial Markets Financial Statements FIRREA Foreign Nationals Forfeiture FSMA Fund Managers GAAP Goldman Sachs Government Investigations Halliburton v Erica P. John Fund Health Net Hong Kong Illegal Tipping Indemnification Internal Controls IRS Jurisdiction Jury Trial Lawson v FMR Libor Liquidation Mandatory Victim's Restitution Act Market Manipulation Material Misstatements Material Nonpublic Information Money Laundering Municipal Advisers Municipal Bonds Municipalities Negligent Misrepresentation No-Action Relief Offering Fraud Ontario Securities Commission (OSC) Oppression Remedy Ordinary Business Exception Personal Benefit Pleadings Poison Pill Preferred Shares Private Equity Funds Private Right of Action Privately Held Corporations Professional Liability Proposed Regulation Proxy Season Public Disclosure Publicly-Traded Companies Regulation SHO Representations and Warranties Rescission Retroactive Application Revlon Standard Rule 11 Say-on-Pay Section 10(b) Securities Violations Shareholder Meetings SLUSA Stock Purchase Agreement Subject Matter Jurisdiction Supplemental Disclosures Tender Offers Transparency US Bancorp Valuation 28 USC 1331 401k Abuse of Discretion Acquisitions Administrative Appointments Admissions of Liability Aiding and Abetting American Rule Annual Reports Apple Appraisal Rights Arbitrary and Capricious Arbitration Awards Asset Freeze Asset-Backed Securities Assignments Barclays Best Management Practices Breach of Warranty Business Valuations Buy-Out Agreements Buyouts Capital Markets Capital One Causation Chadbourne & Parke LLP v Troice Chamber of Commerce CME Comcast v. Behrend Commodities Exchange Act Consent Contract Negotiations Convictions Corporate Charters Corporate Liability Corporations Code Corruption Countrywide Court-Appointed Receivers Covenant of Good Faith and Fair Dealing Cross Motions Dark Pool Debt Restructuring Debt Securities Declaratory Judgments Defamation Deferred Prosecution Agreements Deutsche Bank Dilution Dole Food EMIR Equitable Estoppel Equity Compensation ESOP Excessive Fees Expungement FERC FHFA Fifth Amendment Filing Deadlines Final Rules Former Employee Fourth Amendment Germany Going-Private Transactions Good Faith Harbinger Capital Partners LLC Health Insurance Incentives Institutional Investors Interest Rates Internal Reporting International Litigation Investment Company Act of 1940 Investment Funds ISDA Jury Verdicts Lawson Legal Ethics Legislative Agendas Lehman Brothers Leveraged Buyout Liquidity Merrill Lynch v Manning MiFID II Misleading Statements Mortgages Motion for Summary Judgment MSRB Negligence Netherlands Non-Prosecution Agreements OCIE OSHA PCAOB Pending Legislation Preemption Price Manipulation Private Equity Private Equity Firms Proxy Contests Public Offerings Public Officials Putative Class Actions Qui Tam Receivership Registration Requirement Regulatory Agenda Remedies Resource Extraction Retroactivity Reversal Risk Assessment Rule 10(b) Rule 10b-5 S&P SAC Capital Section 304 Self-Dealing Serious Fraud Office Shareholder Activism Sothebys Split of Authority Standard of Review Statistical Sampling Stock Options Stockholders' Meetings Strategic Enforcement Plan Termination Tribunals Trulia Tyson Foods v Bouaphakeo UBS Underwriting Unregistered Securities Waiting Periods Waivers Warrantless Searches 12b-1 plan Abuse of Power Accounting Controls Accounting Methods Accredited Investors Activision Actual Malice Administrative Authority Administrative Monetary Penalties Administrative Review Board Admissible Evidence Adoption After-Acquired Evidence AIG AIM Akamai Technologies Allstate American Bankers Association Annuities Anti-Bribery Anti-Competitive Anti-Rebate Statutes Anti-Reliance Clauses Arbitrage Arbitration Agreements Argentina Arms Length Transactions Article I Articles of Incorporation Asset Management Asset Valuations Assured Guaranty Corp. ATMs Attorney Generals Attorney Misconduct Attorney-Client Privilege Auditors Australian Securities and Investments Commission Auto Manufacturers Automotive Industry Bailout Bank Fraud Bank of New York (BNY) Mellon Banks Beneficial Owner Benefit Plan Sponsors Best Interest Contract Exemptions Bids Bio-Rad Laboratories Biotechnology Blizzard Entertainment Inc Block Chain Blue Sky Laws Board Deferance Boeing Bond Financing Bonds Bonuses Brazil Broken Windows Brokers BRRD Business Roundtable Buy-Sell Agreements BVI Business Companies Cablevision CAFA Calculation of Damages Campbell Ewald v Gomez Capital Raising Case Consolidation Casinos Cease and Desist Orders Cell Phones Certiorari CFOs CFPOA Chapter 11 Charitable Organizations Chevron CIGNA Civil Conspiracy Civil Penalty Fund Class Action Arbitration Waivers Class Representatives Clear and Convincing Evidence Clinical Trials CNIL Coal Ash Collateralized Loan Obligations Colleges Comment Period Commercial Speech Common Stock Companies Act Compensation Committee Compensatory Awards Compensatory Damages Competitive Bidding Complex Corporate Transactions Consent Order Consideration Construction Contracts Consumer Reporting Agencies Contempt Contract Formation Contract Termination Contractors Contribution Claims Convertible Bonds Cooperation Corporate Crimes Corporate Culture Corporate Executives Corporate Fraud Corporate Records Corporate Sales Transactions Corporate Taxes Counterparties Credit Agreements Credit Cards Credit Reporting Agencies Crime Victims Criminal Code Criminal Conspiracy CTA Customer Due Diligence (CDD) Damage Caps Data Privacy Databases Date of Valuation Daubert Standards Deadlines Debt Debt Financing Debtors Deceptive Intent Deepwater Horizon Defense Contracts Deferred Stock Incentive Plans Defined Contribution Plans Delegation Doctrine Dell Department of Business Oversight Disclaimers Disclosure-Based Settlements Discrimination Dismissal With Prejudice Dispute Resolution Distribution Rules Divestiture DMV Document Productions Doffing Donning Due Process Duke Energy Dukes v Wal-Mart Duty of Care Duty to Disclose E*Trade Earn-Outs eBay EBITDA Email Emotional Distress Damages Employee Definition Employee Rights Employee Shareholders Employment Contract Employment Rights Act Energy Energy Sector Enforcement Guidance Enterprise and Regulatory Reform Act Entire Fairness Standard Entrepreneurs EPA Equitable Surcharge Equity Financing Escheat Ethics Ethics Breach EU Data Protection Laws EU Market Abuse Regulation (EU MAR) European Banking Authority Evidentiary Rulings Examination Priorities Exculpatory Clauses Exit Strategies Expectation Damages Failure To Disclose Failure to Notify Fair Price Fair Work Act False Advertising Family Businesses Fannie Mae FCRA FDA FDIC Federal Arbitration Act Federal Contractors Fiat Fiduciary Rule Filing Requirements Financial Regulatory Reform Financial Sector Financial Services Industry Firearms First Derivative Traders FLSA Foreign Banks Foreign Corporations Foreign Investment Foreign Official Form 8-K Form ADV Former Stockholders Forum Fracking France Fraud Prevention Fraudulent Transfers Freddie Mac Frivolous Lawsuits Front Pay GAAR Gartenberg Factors General Partnerships Global Systemically Important Financial Institutions (GSIFI) Groundwater Guilty Pleas Gun Manufacturers Hackers Heinz Hewlett-Packard High Frequency Trading HKEx HM Treasury HSBC Income Taxes Indemnification Clauses Indemnity Agreements Independence Rules Independent Boards Independent Director Indictments Inflation Adjustments Information Reports Inspection Rights Interest Payments Interest Rate Adjustments Interlocutory Orders InterMune Internal Revenue Code (IRC) Internet Streaming Investigations Investment Investment Management ISDA Master Agreement ISS Janus Capital Group Japan Judgment on the Pleadings Judicial Appointments Judicial Review Judicial Settlement Agreements Jury Awards Justice Scalia Kickbacks KPMG Kraft Labor Code Laches Late Notices Law Enforcement Layne Christensen Co Legal Advice Privilege Legal History License Agreements Limitation of Liability Clause Limited Partnerships Liquidated Damages Litigation Fees & Costs Litigation Hold Living Will Lloyds of London Loan Agreements Loan Market Association Loans Lockheed Martin Loss Causation Malicious Prosecution Market Abuse Market Participants Material Misrepresentation Materiality Media Member State Merck Minerals Mining Money Transmission Act Money Transmitter Mootness Morrison v National Australia Bank Motion to Expedite Motion To Strike Motion to Vacate Multidistrict Litigation Multiemployer Plan Multinationals Municipal Securities Issuers National Association of Manufacturers Natural Gas Natural Resources NCUA Negotiations NERA Net Operating Losses New Regulations New York Times News Corp No-Action Letters Non-Judicial Settlement Agreements Non-Signatories Non-Solicitation Agreements NRSRO NSA NYDFS Obstruction of Justice Offsets Offshore Companies Offshore Funds Oil Spills Omissions Omnicare v Laborers District Council Opinion Letter Opt-Outs Option Contracts Parallel Claims Patriot Act Pay-To-Play Payroll Taxes PBGC Perjury Personal Jurisdiction Petition for Writ of Certiorari Petrobras Phone-Hacking Scandal Playboy Policies and Procedures Portfolio Managers Pricing Private Funds Private Securities Litigation Reform Act of 1995 Privileged Documents Privity of Contract Probable Cause Professional Misconduct Proof of Loss Proposed Amendments Proposed Legislation Proprietary Trading Protective Covenants Proxy Materials Proxy Put Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Interest Disclosure Act Public Policy Purchase Agreement Purchase Price Purchase Price Adjustment Qualcomm Qualified Purchaser Qualified Retirement Plans Raj Rajaratnam Rajat Gupta Rare Earth Metals Rating Agencies Reaffirmation Real Estate Development Real Estate Investments Recapitalization Reformation Registered Investment Advisors Registration Registration Statement Regulation A Reinstatement REIT Related Parties Release Agreements Remand Remediation Reorganizations Repurchases Residence Taxes Restaurant Industry Restraining Orders Retirement Retirement Plan Right to Privacy Right to Remain Silent Risk Retention Rival Director Slate Rule 21F Rule 23 Rule 68 Rule G-17 Rulemaking Process Rules of Civil Procedure Safe Harbors Scandals SCC Scheme of Arrangement School Districts Search & Seizure Section 1504 Section 162(m) Section 36(b) Section 409A Section 5 Self-Regulatory Organizations Servicing Agreements Settlement Agreements Settlement Offer Seventh Amendment Severance Pay SFC Share Price Shareholder Distributions Short Sales Short Selling Siemens Singapore SIP SIPA SIPC SiriusXM Small Business Smith & Wesson South Africa Special Purpose Entities Spinoffs Spokeo v Robins Spoofing Standing Stanford International Bank Stanford Ponzi Scheme Startups State Law Claims Statutory Authority Statutory Damages Stays Stock Deals Stock Drop Litigation Stockholder Agreements Strategic Planning Strike Suits Sub-advisers Subpoenas Subsidiaries Sufficient Nexus Summit Energy Sun Capital Partners SunTrust Supreme Court of Canada Surviving Entity Suspensions & Debarments Swap Dealers Takeover Bids Takeover Code Target Company Tax Deductions Tax Increment Financing Tax-Exempt Bonds Telecommunications The Corporations Act Third Point Third-Party Service Provider Threshold Requirements Tippees Title Insurance Total Shareholder Return (TSR) Trade Market Abuse Trade Secrets Tranche Transfer Agents Travel Trials Trinity Wall Street Trust Preferred Securities UAE UK Brexit Unclaimed Property Unfair Dismissal Unfair or Deceptive Trade Practices United States Universities Unjust Enrichment US Bank Vacated Value Maximization Veto Rights Virtual Currency Volcker Rule Volkswagen Voluntary Dismissals Wachovia Wage and Hour Walgreens Warrants Wash Sale Rules Wash Trades Washington Mutual Waste Wells Fargo Whistleblower Hotlines Williamson Act Wiretapping Withdrawal Liability Witness Witness Statements Wrongful Termination Yahoo! 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