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SEC Enforcement Actions Whistleblowers Dodd-Frank Whistleblower Awards Shareholders Insider Trading Disgorgement Class Action Securities Fraud Settlement Enforcement Shareholder Litigation Fraud Board of Directors Compliance Fiduciary Duty SCOTUS Appeals Attorney's Fees Corporate Counsel Securities Litigation Securities Exchange Act Sarbanes-Oxley Popular RMBS Civil Monetary Penalty Breach of Duty Bylaws Citigroup CFTC Retaliation UK Fee-Shifting Investment Adviser Whistleblower Protection Policies Conflict Mineral Rules DOJ Injunctions SEC v Citigroup Corporate Governance Derivative Suit Judge Rakoff Damages Delaware General Corporation Law Hedge Funds Permanent Injunctions Securities Act of 1933 Statute of Limitations FCPA NAM Preliminary Injunctions Injunctive Relief Mergers Securities Class Certification Employer Liability Issues FINRA Merger Agreements Chevron Deference Conflicts of Interest Corporate Officers Criminal Prosecution Disclosure Requirements Interlocutory Appeals Ponzi Scheme Risk Management Sanctions Anti-Retaliation Provisions Appraisal Controlling Stockholders Minority Shareholders Mortgage-Backed Securities Motion To Stay Proxy Statements Breach of Contract Broker-Dealer Canada Collateralized Debt Obligations Consent Decrees EU First Amendment Fraud-on-the-Market Hiring & Firing Penalties ALJ Derivatives DOL Fines Investors Personal Benefit Pharmaceutical Industry Shareholder Votes Stocks Trustees US v Newman Annual Meeting Appointments Clause Cease and Desist China Clawbacks Confidential Information Executive Compensation Illegal Tipping Material Nonpublic Information Misrepresentation Neither Admit Nor Deny Settlements Oil & Gas Prejudgment Interest Severance Agreements Shareholder Proposals Swaps White Collar Crimes Administrative Hearings Amgen Amgen Inc. v Connecticut Retirement Plans Bank of America CEA CEOs Chief Compliance Officers Declaratory Relief Form SD Forum Selection Investment Advisers Act of 1940 JPMorgan Chase Misappropriation Morgan Stanley Motion to Dismiss Municipal Bonds Position Limits Punitive Damages Reporting Requirements Restitution Securities Violations Summary Judgment Administrative Procedure Act Anti-Money Laundering Arbitration Article II Banking Sector Bribery Commercial Bankruptcy Credit Suisse Directors Disclosure Equitable Relief ERISA False Claims Act (FCA) False Statements Financial Markets Financial Statements Gabelli v SEC Halliburton Incentive Compensation Internal Investigations Manufacturers Material Misstatements Merrill Lynch Municipalities Pensions Personal Liability Rebuttable Presumptions Remedies Specific Performance Supplemental Disclosures US v Salman Wal-Mart Anti-Corruption Apple ATP Tours Audits Australia Bernie Madoff Burden of Proof Business Judgment Rule Business Litigation C&J Energy C-Suite Executives Calculation of Damages Change of Ownership Closely Held Businesses Commodities Exchange Act Contract Interpretation D&O Insurance DE Supreme Court Dirks v SEC Discovery Duty of Loyalty Enforcement Statistics Exclusive Jurisdiction Extraterritoriality Rules Fairness Standard Federal Jurisdiction Fees Financial Conduct Authority (FCA) FinCEN Forfeiture GAAP Insurance Industry Internal Controls Investment Fraud IRS Jury Trial Liquidation Mary Jo White Motion for Summary Judgment Mutual Funds Negligent Misrepresentation Notice Requirements Privately Held Corporations Protected Activity Representations and Warranties Reversal Shareholder Rights Solicitation Stock Purchase Agreement Transparency Young Lawyers Acquisitions Adverse Employment Action American Rule Annual Reports Arbitration Awards Attorney Malpractice Bear Sterns BP Breach of Warranty Cause of Action Accrual Cease and Desist Orders CFOs CFPB CMBS Confidential Witnesses Confidentiality Agreements Corporate Misconduct Corporations Code Custody Rule Cy Pres Funds Declaratory Judgments Defamation Discovery Rule Dismissals Due Diligence European Securities and Markets Authority (ESMA) Evidence Excessive Fees Fair Market Value Federal Reserve FERC Financial Adviser Financial Institutions Financial Sector FIRREA Foreign Nationals FSMA Fund Managers Goldman Sachs Government Investigations Halliburton v Erica P. John Fund Health Net Hong Kong Indemnification Jurisdiction Lawson v FMR Libor Mandatory Victim's Restitution Act Market Manipulation Money Laundering Municipal Advisers Negligence No-Action Relief Offering Fraud Ontario Securities Commission (OSC) Oppression Remedy Ordinary Business Exception Pleadings Poison Pill Preferred Shares Private Equity Private Equity Funds Private Right of Action Professional Liability Proposed Regulation Proxy Season PSLRA Public Disclosure Publicly-Traded Companies Regulation SHO Rescission Retroactive Application Revlon Standard Rule 11 Say-on-Pay Section 10(b) Section 304 Shareholder Meetings SLUSA Standard of Review Stock Options Subject Matter Jurisdiction Tender Offers Trulia UBS Underwriting US Bancorp Valuation 28 USC 1331 401k Abuse of Discretion Administrative Appointments Administrative Proceedings Admissions of Liability Aiding and Abetting Annuities Apple v Samsung Appraisal Rights Arbitrary and Capricious Asset Freeze Asset-Backed Securities Assignments Bank Fraud Barclays Best Management Practices Brazil Business Valuations Buy-Out Agreements Buyouts Capital Markets Capital One Causation Chadbourne & Parke LLP v Troice Chamber of Commerce CME Comcast v. Behrend Compensatory Damages Consent Contract Negotiations Convictions Corporate Charters Corporate Liability Corruption Countrywide Court-Appointed Receivers Covenant of Good Faith and Fair Dealing Cross Motions Dark Pool Debt Restructuring Debt Securities Defense Strategies Deferred Prosecution Agreements Design Patent Deutsche Bank Dilution Disclosure-Based Settlements Dole Food EMIR Employment Contract Energy Sector Equitable Estoppel Equity Compensation ESOP Expungement FDA FHFA Fifth Amendment Filing Deadlines Final Rules Financial Regulatory Reform Financial Services Industry Former Employee Fourth Amendment Gartenberg Factors Germany Going-Private Transactions Good Faith Harbinger Capital Partners LLC Health Insurance HM Treasury Incentives Institutional Investors Interest Rates Internal Reporting International Litigation Investment Company Act of 1940 Investment Funds Investment Management ISDA Jury Verdicts Lawson Legal Ethics Legislative Agendas Lehman Brothers Leveraged Buyout Liquidity Malicious Prosecution Materiality Merrill Lynch v Manning MiFID II Misleading Statements Mootness Mortgages Motion to Vacate MSRB Municipal Securities Issuers Netherlands Non-Prosecution Agreements Non-Signatories OCIE Omissions Omnicare v Laborers District Council OSHA PCAOB Pending Legislation Petrobras Preemption Price Manipulation Private Equity Firms Proposed Amendments Proxy Contests Public Offerings Public Officials Putative Class Actions Qui Tam Receivership Registration Requirement Regulatory Agenda Remand Remediation Resource Extraction Retroactivity Risk Assessment Rule 10(b) Rule 10b-5 Rule 21F S&P SAC Capital Self-Dealing Serious Fraud Office Settlement Agreements Settlement Offer Shareholder Activism Sothebys Split of Authority Standing State Farm Fire and Casualty Co v United States ex rel Rigsby Statistical Sampling Stock Drop Litigation Stockholders' Meetings Strategic Enforcement Plan Tax Deductions Termination Tippees Tribunals Tyson Foods v Bouaphakeo Unregistered Securities Waiting Periods Waivers Walgreens Warrantless Searches Willful Misconduct 12b-1 plan Abuse of Power Accounting Controls Accounting Methods Accredited Investors Activision Actual Malice Administrative Appeals Administrative Authority Administrative Monetary Penalties Administrative Review Board Admissible Evidence Adoption Affirmative Defenses After-Acquired Evidence AIG AIM Akamai Technologies Allstate American Bankers Association Anheuser-Busch Anti-Bribery Anti-Competitive Anti-Rebate Statutes Anti-Reliance Clauses Arbitrage Arbitration Agreements Argentina Arms Length Transactions Article I Article of Manufacture Articles of Incorporation Asset Management Asset Valuations Assured Guaranty Corp. ATMs Attorney Generals Attorney Misconduct Attorney-Client Privilege Auditors Australian Securities and Investments Commission Austria Auto Manufacturers Automotive Industry Bailout Bank of New York (BNY) Mellon Banks Beer Beneficial Owner Benefit Plan Sponsors Best Interest Contract Exemptions Bids Bio-Rad Laboratories Biotechnology Blizzard Entertainment Inc Blockchain Blue Pencil Contract Modification Blue Sky Laws Board Deferance Boeing Bond Financing Bonds Bonuses Books & Records Breweries Broken Windows Brokers BRRD Business Corporation Act Business Court Division Business Roundtable Buy-Sell Agreements Buyers BVI Business Companies Cablevision CAFA Campbell Ewald v Gomez Capital Raising Case Consolidation Casinos Cell Phones Certiorari CFPOA Chapter 11 Charitable Organizations Chevron CIGNA Civil Conspiracy Civil Penalty Fund Class Action Arbitration Waivers Class Representatives Clear and Convincing Evidence Clearing Agencies Clinical Trials CNIL Coal Ash Collateralized Loan 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Plans Delegation Doctrine Dell Department of Business Oversight Disclaimers Discrimination Dismissal With Prejudice Dispute Resolution Disqualification Distribution Rules Diversity Divestiture DMV Document Productions Doffing Donning Drinking Water Due Process Duke Energy Dukes v Wal-Mart Duty of Care Duty to Disclose E*Trade Earn-Outs eBay EBITDA Email Emotional Distress Damages Employee Definition Employee Rights Employee Shareholders Employment Rights Act Energy Enforcement Authority Enforcement Guidance Enterprise and Regulatory Reform Act Entire Fairness Standard Entrepreneurs EPA Equitable Surcharge Equity Financing Escheat Escrow Accounts Ethics Ethics Breach EU Data Protection Laws EU Market Abuse Regulation (EU MAR) European Banking Authority Evidentiary Rulings Examination Priorities Exculpatory Clauses Exit Strategies Expectation Damages Expedited Discovery Expert Reports Failure To Disclose Failure to Notify Failure To State A Claim Fair Price Fair Work Act False Advertising False-Certification of Conformance Family Businesses Fannie Mae FCRA FDIC Federal Arbitration Act Federal Contractors Federal Power Act Fee Awards Fee Reductions Fiat Fiduciary Rule Filing Requirements Financial Reporting Firearms First Derivative Traders FLSA Foreign Banks Foreign Corporations Foreign Investment Foreign Official Form 8-K Form ADV Former Stockholders Forum Forum Selection Clause Fracking France Fraud Prevention Fraudulent Transfers Freddie Mac Frivolous Lawsuits Front Pay GAAR General Partnerships Global Systemically Important Financial Institutions (GSIFI) Government Contractors Groundwater Guilty Pleas Gun Manufacturers Hackers Health Care Providers Heinz Hewlett-Packard High Frequency Trading HKEx HSBC Income Taxes Indemnification Clauses Indemnity Agreements Independence Rules Independent Boards Independent Director Indictments Inflation Adjustments Information Reports Inspection Rights Interest Payments Interest Rate Adjustments Interlocutory Orders InterMune Internal Revenue Code (IRC) Internet Streaming Investigations Investment Investment Companies iPhone ISDA Master Agreement ISS Janus Capital Group Japan Joint Venture Judgment on the Pleadings Judicial Appointments Judicial Dissolution Judicial Review Judicial Settlement Agreements Jury Awards Justice Scalia Kickbacks KPMG Kraft Labor Code Laches Late Notices Law Enforcement Layne Christensen Co Legal Advice Privilege Legal History License Agreements Likelihood of Success Limitation of Liability Clause Limited Liability Company (LLC) Limited Partnerships Liquidated Damages Litigation Fees & Costs Litigation Hold Living Will Lloyds of London Loan Agreements Loan Market Association Loans Lockheed Martin Loss Causation Manifest Disregard Market Abuse Market Participants Material Misrepresentation MCDC Media Mediation Member State Members Membership Interest Merck Merger Clause Minerals Mining Money Transmission Act Money Transmitter Morrison v National Australia Bank Motion to Expedite Motion To Strike Motion to Withdraw Multidistrict Litigation Multiemployer Plan Multinationals National Association of Manufacturers Natural Gas Natural Gas Act Natural Resources NCUA Negotiations NERA Net Operating Losses New Regulations New York Times News Corp No-Action Letters Non-Compete Agreements Non-Judicial Settlement Agreements Non-Solicitation Agreements NRSRO NSA NYDFS Obstruction of Justice Offsets Offshore Companies Offshore Funds Oil Spills Operating Agreements Opinion Letter Opt-Outs Option Contracts Parallel Claims Patent Infringement Patriot Act Pay-To-Play PayPal Payroll Taxes PBGC Perjury Personal Jurisdiction Petition for Writ of Certiorari Phone-Hacking Scandal Plan of Arrangement Playboy Policies and Procedures Portfolio Managers Presumption of Reliance Pricing Private Funds Private Securities Litigation Reform Act of 1995 Privileged Documents Privity of Contract Probable Cause Professional Misconduct Proof of Loss Property Damage Property Insurance Proposed Legislation Proprietary Trading Protective Covenants Proxy Materials Proxy Put Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Interest Disclosure Act Public Policy Public Procurement Policies Public Sector Purchase Agreement Purchase Price Purchase Price Adjustment Qualcomm Qualified Purchaser Qualified Retirement Plans Raj Rajaratnam Rajat Gupta Rare Earth Metals Rating Agencies Reaffirmation Real Estate Development Real Estate Investments Recapitalization Reformation Registered Investment Advisors Registration Registration Statement Regulation A Reinstatement REIT Related Parties Relators Release Agreements Reorganizations Repurchases Residence Taxes Restaurant Industry Restraining Orders Restrictive Covenants Retirement Retirement Plan Right to Privacy Right to Remain Silent Ripeness Risk Retention Rival Director Slate Rule 15c2-12 Rule 23 Rule 68 Rule G-17 Rulemaking Process Rules of Civil Procedure Russia Safe Harbors Samsung Scandals SCC Scheme of Arrangement School Districts Search & Seizure Section 1504 Section 162(f) Section 162(m) Section 36(b) Section 409A Section 5 Self-Regulatory Organizations Separation Agreement Servicing Agreements Seventh Amendment Severance Pay SFC Share Price Shareholder Approval Shareholder Distributions Shaw v United States Short Sales Short Selling Siemens Singapore SIP SIPA SIPC SiriusXM Small Business Smartphones Smith & Wesson South Africa Special Purpose Entities Spinoffs Spokeo v Robins Spoofing SRO Stanford International Bank Stanford Ponzi Scheme Startups State Farm State Law Claims Statutory Authority Statutory Damages Statutory Mergers Stays Stock Deals Stock Transfer Restrictions Stockholder Agreements Strategic Planning Strike Suits Sub-advisers Subpoenas Subsidiaries Sufficient Nexus Summit Energy Sun Capital Partners SunTrust Supreme Court of Canada Surviving Entity Suspensions & Debarments Swap Dealers Takeover Bids Takeover Code Target Company Tax Increment Financing Tax Returns Tax-Exempt Bonds Telecommunications The Corporations Act Third Point Third-Party Service Provider Threshold Requirements Tippers Title Insurance Total Shareholder Return (TSR) Trade Libel Trade Market Abuse Trade Secrets Tranche Transfer Agents Travel Trials Trinity Wall Street Trust Preferred Securities UAE