Securities Civil Remedies

SEC Enforcement Actions Whistleblowers Dodd-Frank Whistleblower Awards Shareholders Settlement Enforcement Insider Trading Class Action Securities Fraud Fraud Compliance Shareholder Litigation Board of Directors Disgorgement Securities Litigation SCOTUS Attorney's Fees RMBS Appeals Popular Sarbanes-Oxley Citigroup Fiduciary Duty Bylaws Retaliation Securities Exchange Act CFTC DOJ SEC v Citigroup Conflict Mineral Rules Fee-Shifting Breach of Duty Corporate Counsel Injunctions Judge Rakoff Civil Monetary Penalty Corporate Governance Securities Act of 1933 Whistleblower Protection Policies Damages NAM Derivative Suit Permanent Injunctions Securities Hedge Funds Investment Adviser UK Broker-Dealer Chevron Deference Class Certification Corporate Officers Disclosure Requirements Employer Liability Issues FINRA Mortgage-Backed Securities Preliminary Injunctions Criminal Prosecution Delaware General Corporation Law FCPA Interlocutory Appeals Merger Agreements Mergers Ponzi Scheme Risk Management Sanctions Appraisal Collateralized Debt Obligations Consent Decrees Fraud-on-the-Market Minority Shareholders Motion To Stay Proxy Statements Breach of Contract Canada Controlling Stockholders EU First Amendment ALJ Annual Meeting Anti-Retaliation Provisions Appointments Clause Chief Compliance Officers Conflicts of Interest Derivatives DOL Investors Neither Admit Nor Deny Settlements Pharmaceutical Industry Restitution Shareholder Proposals Shareholder Votes Statute of Limitations Swaps Trustees Administrative Hearings Amgen Amgen Inc. v Connecticut Retirement Plans Bank of America CEA China Executive Compensation Form SD Forum Selection Hiring & Firing Injunctive Relief JPMorgan Chase Morgan Stanley Oil & Gas Position Limits Reporting Requirements Stocks White Collar Crimes Administrative Procedure Act Anti-Money Laundering Article II ATP Tours Clawbacks Commercial Bankruptcy Disclosure Halliburton Internal Investigations Manufacturers Misappropriation Misrepresentation Motion to Dismiss Penalties Pensions Personal Liability Prejudgment Interest Rebuttable Presumptions Specific Performance Wal-Mart Arbitration Audits Bernie Madoff Business Judgment Rule Business Litigation C&J Energy C-Suite Executives CEOs Change of Ownership Contract Interpretation Credit Suisse Directors Enforcement Statistics ERISA Exclusive Jurisdiction Fairness Standard False Statements Federal Jurisdiction Fees FinCEN Incentive Compensation Insurance Industry Investment Advisers Act of 1940 Investment Fraud Mary Jo White Merrill Lynch Notice Requirements Protected Activity PSLRA Representations and Warranties Shareholder Rights Solicitation Summary Judgment US v Newman Adverse Employment Action Annual Reports Attorney Malpractice Australia Banking Sector Bear Sterns BP Burden of Proof Closely Held Businesses Confidential Witnesses Consent Cy Pres Funds D&O Insurance Discovery Discovery Rule Dismissals Due Diligence Duty of Loyalty Equitable Relief Evidence Expungement Extraterritoriality Rules False Claims Act (FCA) Federal Reserve FHFA Financial Adviser Financial Institutions Financial Statements FIRREA Foreign Nationals Fund Managers GAAP Gabelli v SEC Goldman Sachs Government Investigations Halliburton v Erica P. John Fund Hong Kong Illegal Tipping Indemnification Jurisdiction Jury Trial Lawson v FMR Liquidation Mandatory Victim's Restitution Act Material Misstatements Material Nonpublic Information Mortgages Municipal Bonds Municipalities Negligent Misrepresentation Non-Prosecution Agreements Offering Fraud Ontario Securities Commission (OSC) Oppression Remedy Ordinary Business Exception Personal Benefit Pleadings Poison Pill Preferred Shares Private Equity Funds Professional Liability Proposed Regulation Proxy Season Public Disclosure Punitive Damages Regulation SHO Retroactive Application Rule 11 Say-on-Pay Section 10(b) Shareholder Meetings SLUSA Stock Purchase Agreement Subject Matter Jurisdiction Tender Offers US Bancorp Young Lawyers 28 USC 1331 401k Acquisitions Administrative Appointments Admissions of Liability Aiding and Abetting American Rule Anti-Corruption Apple Arbitration Awards Asset Freeze Asset-Backed Securities Assignments Banks Best Management Practices Breach of Warranty Bribery Business Valuations Buy-Out Agreements Capital Markets Capital One Causation CFPB Chadbourne & Parke LLP v Troice CMBS CME Comcast v. Behrend Commodities Exchange Act Confidential Information Contract Negotiations Corporate Charters Corporate Liability Countrywide Court-Appointed Receivers Covenant of Good Faith and Fair Dealing Custody Rule Dark Pool DE Supreme Court Debt Restructuring Declaratory Judgments Deferred Prosecution Agreements Deutsche Bank Dilution Dole Food EMIR Equitable Estoppel Equity Compensation ESOP European Securities and Markets Authority (ESMA) Fannie Mae FERC Fifth Amendment Filing Deadlines Final Rules Fines FLSA Former Employee Fourth Amendment Freddie Mac Germany Going-Private Transactions Good Faith Harbinger Capital Partners LLC Incentives Interest Rates Internal Controls Internal Reporting International Litigation Investment Company Act of 1940 Investment Funds IRS Jury Verdicts Lawson Legal Ethics Legislative Agendas Lehman Brothers Libor Loans Market Manipulation Merrill Lynch v Manning Misleading Statements Money Laundering Municipal Advisers Mutual Funds Negligence Netherlands New Regulations No-Action Relief OCIE OSHA Pending Legislation Preemption Private Equity Private Right of Action Privately Held Corporations Proxy Contests Public Offerings Public Officials Publicly-Traded Companies Putative Class Actions Receivership Registration Requirement Rescission Resource Extraction Retroactivity Reversal Revlon Standard Rule 10(b) Rule 10b-5 S&P SAC Capital Section 304 Self-Dealing Shareholder Activism Sothebys Standard of Review Statistical Sampling Stockholders' Meetings Strategic Enforcement Plan Supplemental Disclosures Transparency Tribunals Trulia Tyson Foods v Bouaphakeo UBS Underwriting Valuation Wage and Hour Waiting Periods Warrantless Searches Abuse of Discretion Abuse of Power Accounting Controls Accounting Methods Accredited Investors Activision Administrative Authority Administrative Fines Administrative Monetary Penalties Administrative Review Board Admissible Evidence Adoption After-Acquired Evidence AIG Akamai Technologies American Bankers Association Anti-Bribery Anti-Rebate Statutes Anti-Reliance Clauses Appraisal Rights Arbitrage Arbitration Agreements Argentina Arms Length Transactions Article I Articles of Incorporation Asset Management Asset Valuations Assured Guaranty Corp. ATMs Attorney Generals Attorney Misconduct Attorney-Client Privilege Auditors Australian Securities and Investments Commission Bailout Bank Fraud Barclays Beneficial Owner Benefit Plan Sponsors Bio-Rad Laboratories Biotechnology Bitcoin Blizzard Entertainment Inc Blue Sky Laws Board Deferance Boeing Bond Financing Bonuses Broken Windows BrokerCheck Brokers BRRD Business Roundtable Buy-Sell Agreements Buyouts BVI Business Companies Cablevision CAFA Calculation of Damages Campbell Ewald v Gomez Capital Raising Casinos Cease and Desist Cease and Desist Orders Cell Phones Certiorari CFOs CFPOA Chamber of Commerce Chapter 11 Charitable Organizations Chevron CIGNA Civil Conspiracy Civil Penalty Fund Class Action Arbitration Waivers Class Representatives Clinical Trials CNIL Coal Ash Collateralized Loan Obligations Colleges Comment Period Common Stock Companies Act Compensation Committee Compensatory Awards Competitive Bidding Complex Corporate Transactions Confidentiality Agreements Consent Order Consideration Contempt Contract Formation Contractors Contribution Claims Cooperation Corporate Crimes Corporate Culture Corporate Fraud Corporate Records Corporate Sales Transactions Corporate Taxes Corporations Code Corruption Counterparties Credit Agreements Credit Reporting Agencies Crime Victims Criminal Code Criminal Conspiracy CTA Customer Due Diligence (CDD) Damage Caps Data Privacy Databases Date of Valuation Daubert Standards Deadlines Debt Debt Financing Debt Securities Debtors Declaratory Relief Deepwater Horizon Defamation Defense Contracts Defined Contribution Plans Delegation Doctrine Department of Business Oversight Disclaimers Disclosure-Based Settlements Discrimination Dispute Resolution Distribution Rules Divestiture DMV Document Productions Doffing Donning Due Process Duke Energy Dukes v Wal-Mart Duty to Disclose E*Trade Earn-Outs eBay EBITDA Email Emotional Distress Damages Employee Definition Employee Rights Employee Shareholders Employment Contract Employment Rights Act Energy Energy Sector Enforcement Guidance Enterprise and Regulatory Reform Act Entire Fairness Standard Entrepreneurs EPA Equitable Surcharge Equity Financing Escheat Ethics EU Data Protection Laws European Banking Authority Evidentiary Rulings Examination Priorities Excessive Fees Exculpatory Clauses Exit Strategies Expectation Damages Failure to Notify Fair Market Value Fair Price Fair Work Act False Advertising Family Businesses FDA FDIC Federal Arbitration Act Federal Contractors Filing Requirements Financial Conduct Authority (FCA) Financial Markets Financial Regulatory Reform Firearms First Derivative Traders Foreign Banks Foreign Corporations Foreign Investment Foreign Official Forfeiture Form 8-K Form ADV Former Stockholders Forum Fracking France Fraud Prevention Fraudulent Transfers Frivolous Lawsuits Front Pay FSMA GAAR Gartenberg Factors General Partnerships Global Systemically Important Financial Institutions (GSIFI) Groundwater Guilty Pleas Gun Manufacturers Hackers Health Insurance Heinz Hewlett-Packard High Frequency Trading HKEx HSBC Income Taxes Indemnification Clauses Indemnity Agreements Independence Rules Independent Boards Independent Director Indictments Inflation Adjustments Information Reports Inspection Rights Institutional Investors Interest Payments Interlocutory Orders InterMune Internal Revenue Code (IRC) Internet Streaming Investigations Investment Investment Management ISDA ISS Janus Capital Group Japan Judgment on the Pleadings Judicial Appointments Judicial Settlement Agreements Jury Awards Justice Scalia Kraft Labor Code Laches Late Notices Law Enforcement Layne Christensen Co Legal Advice Privilege Legal History Leveraged Buyout License Agreements Limitation of Liability Clause Limited Partnerships LinkedIn Liquidated Damages Liquidity Litigation Fees & Costs Litigation Hold Living Will Loan Agreements Lockheed Martin Loss Causation Market Access Rule Materiality Media Merck MiFID II Minerals Mining Money Transmission Act Money Transmitter Mootness Morrison v National Australia Bank Motion to Expedite Motion To Strike Motion to Vacate MSRB Multidistrict Litigation Multiemployer Plan Multinationals Municipal Securities Issuers National Association of Manufacturers Natural Gas Natural Resources NCUA Negotiations NERA Net Operating Losses New York Times News Corp No-Action Letters Non-Judicial Settlement Agreements Non-Signatories Non-Solicitation Agreements NRSRO NSA NYDFS Obstruction of Justice Offsets Offshore Companies Offshore Funds Oil Spills Omissions Omnicare v Laborers District Council Opinion Letter Opt-Outs Parallel Claims Patriot Act Pay-To-Play Payroll Taxes PBGC PCAOB Perjury Personal Jurisdiction Petition for Writ of Certiorari Phone-Hacking Scandal Playboy Policies and Procedures Portfolio Managers Post-Trial Order Price Manipulation Private Equity Firms Private Placements Private Securities Litigation Reform Act of 1995 Privileged Documents Privity of Contract Probable Cause Proof of Loss Proposed Amendments Proposed Legislation Proprietary Trading Protective Covenants Proxy Materials Proxy Put Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Interest Disclosure Act Public Policy Purchase Agreement Purchase Price Purchase Price Adjustment Qualcomm Qualified Purchaser Qualified Retirement Plans Qui Tam Raj Rajaratnam Rajat Gupta Ralph Lauren Rare Earth Metals Rating Agencies Real Estate Development Real Estate Investments Recapitalization Reformation Registered Investment Advisors Registration Registration Statement Regulation A Regulatory Agenda Reimbursements Reinstatement REIT Related Parties Release Agreements Remand Remediation Reorganizations Repurchases Residence Taxes Restaurant Industry Restraining Orders Retirement Retirement Plan Right to Privacy Right to Remain Silent Risk Assessment Risk Retention Rival Director Slate Rule 21F Rule 23 Rule 68 Rulemaking Process Rules of Civil Procedure Safe Harbors SCC Scheme of Arrangement Search & Seizure Section 1504 Section 162(m) Section 36(b) Section 409A Section 5 Self-Regulatory Organizations Serious Fraud Office Servicing Agreements Settlement Agreements Seventh Amendment Severance Pay SFC Share Price Short Sales Short Selling Siemens Singapore SIP SIPA SIPC SiriusXM Small Business Smith & Wesson South Africa Special Purpose Entities Spokeo v Robins Spoofing Standing Stanford International Bank Stanford Ponzi Scheme Startups State Law Claims Statutory Damages Stays Stock Deals Stock Drop Litigation Stock Options Stockholder Agreements Strategic Planning Subpoenas Subsidiaries Sufficient Nexus Summit Energy Sun Capital Partners SunTrust Supreme Court of Canada Surviving Entity Swap Dealers Takeover Code Target Company Tax Increment Financing Tax-Exempt Bonds Telecommunications Termination The Corporations Act Third Point Threshold Requirements Tippees Title Insurance Total Shareholder Return (TSR) Trade Market Abuse Trade Secrets Tranche Transfer Agents Travel Trials Trinity Wall Street Trust Preferred Securities UAE Unclaimed Property Unfair Dismissal United States Universities Unjust Enrichment Unpaid Overtime Unregistered Securities US Bank Vacated Value Maximization Veto Rights Virtual Currency Volcker Rule Volkswagen Voluntary Dismissals Wachovia Warrants Wash Sale Rules Wash Trades Washington Mutual Waste Wells Fargo Whistleblower Hotlines Williamson Act Wiretapping Withdrawal Liability Witness Witness Statements Wrongful Termination Zillow