Securities Civil Remedies

SEC Enforcement Actions Whistleblowers Dodd-Frank Enforcement Whistleblower Awards Shareholders Settlement Compliance Fraud Securities Fraud Class Action Insider Trading Shareholder Litigation Citigroup Board of Directors RMBS Popular SCOTUS Conflict Mineral Rules Sarbanes-Oxley SEC v Citigroup Disgorgement Retaliation Attorney's Fees DOJ Judge Rakoff Whistleblower Protection Policies NAM Fiduciary Duty Injunctions Securities Litigation Bylaws CFTC Appeals Hedge Funds Civil Monetary Penalty Derivative Suit Fee-Shifting Statutes Mortgage-Backed Securities Securities Act of 1933 Chevron Deference Corporate Counsel FCPA Interlocutory Appeals Risk Management Securities Securities Exchange Act Class Certification Collateralized Debt Obligations Consent Decrees Corporate Governance Delaware General Corporation Law First Amendment Disclosure Requirements Form SD Fraud-on-the-Market Motion To Stay Ponzi Scheme Appraisal Breach of Contract Breach of Duty Broker-Dealer Employer Liability Issues FINRA Investment Adviser Merger Agreements Minority Shareholders Neither Admit Nor Deny Settlements Statute of Limitations Swaps Amgen Amgen Inc. v Connecticut Retirement Plans CEA Damages EU Manufacturers Morgan Stanley Position Limits Sanctions Shareholder Votes ATP Tours Chief Compliance Officers Criminal Prosecution Derivatives DOL Executive Compensation Foreign Nationals Halliburton Investors Mergers Proxy Statements Rebuttable Presumptions Stocks Trustees UK Annual Meeting Annual Reports Anti-Retaliation Provisions Bank of America Bernie Madoff C&J Energy Change of Ownership Controlling Stockholders Disclosure Extraterritoriality Rules Gabelli v SEC Insurers JPMorgan Chase Oil & Gas Pensions PSLRA Reporting Requirements Section 10(b) Solicitation White Collar Crimes Administrative Hearings Attorney Malpractice Audits Bear Sterns Buy-Out Agreements Canada CEOs Closely Held Businesses Commercial Bankruptcy Confidential Witnesses Conflicts of Interest Corporate Officers Cy Pres Funds D&O Insurance Directors Discovery Discovery Rule Due Diligence Enforcement Statistics Equitable Relief Evidence Expungement False Claims Act Fee-Shifting Fees FHFA Filing Deadlines FIRREA Forum Selection Clause Goldman Sachs Halliburton v Erica P. John Fund Hiring & Firing Internal Investigations Lawson v FMR Mortgages Municipalities Negligent Misrepresentation Non-Prosecution Agreements Oppression Remedy Pharmaceutical Pleadings Poison Pill Preferred Shares Professional Liability Protected Activity Punitive Damages Rule 11 Say-on-Pay SLUSA Admissions of Liability Adverse Employment Action American Rule Anti-Money Laundering Arbitration Asset-Backed Securities Banks Best Management Practices Bribery Business Judgment Rule Business Litigation Business Valuations C-Suite Executives Chadbourne & Parke LLP v Troice China Class Action Arbitration Waivers Clawbacks Consent Contract Interpretation Court-Appointed Receivers Credit Suisse Deferred Prosecution Agreements Dismissals Equity Compensation ESOP Ethics Fairness Standard False Statements Fannie Mae Fines Freddie Mac GreatBanc Harbinger Capital Partners LLC Injunctive Relief Interest Rates Investment Advisers Act of 1940 Investment Fraud IRS Jurisdiction Jury Trial Lawson Legal Ethics Lehman Brothers Mandatory Victim's Restitution Act Merrill Lynch Misrepresentation Motion to Dismiss Municipal Bonds Negligence New Regulations No-Action Relief OSHA Penalties Pharmaceutical Manufacturers Prejudgment Interest Preliminary Injunctions Private Equity Proxy Contests Proxy Season Public Disclosure Public Offerings Public Officials Putative Class Actions Receivership Representations and Warranties Rescission Revlon Standard Rule 10b-5 SAC Capital Section 304 Shareholder Activism Shareholder Rights Sothebys Specific Performance Stock Purchase Agreement Stockholders' Meetings Strategic Enforcement Plan Subject Matter Jurisdiction Tender Offers UBS Underwriting Unjust Enrichment Valuation Volcker Rule Abuse of Discretion Accounting Controls Activision Administrative Procedure Act Administrative Review Board Adoption After-Acquired Evidence Aiding and Abetting AIG Akamai Technologies Alfa v Cukurova Algorithmic Trading Algorithms American Bankers Association American Superconductor Ancestry.com Anti-Rebate Statutes Apple Arbitrage Asset Freeze Asset Management Asset Valuations Assignments Assured Guaranty Corp. Athena Capital ATMs Attorney Generals Attorney Misconduct Attorney-Client Privilege Auditors Beneficial Owner Bio-Rad Laboratories Bitcoin Blizzard Entertainment Inc Blue Sky Laws Boeing Bond Financing Bonuses BP Breach of Warranty Broken Windows BrokerCheck Brokers Business Roundtable Buyouts BVI Business Companies CAFA Calculation of Damages Capital Markets Cell Phones Certiorari Chamber of Commerce Chapter 11 Charitable Organizations Charles Schwab Chevron Chicago State University CIGNA Civil Conspiracy Civil Penalty Fund Clawback Agreements Clinical Trials CMBS Collateralized Loan Obligations Colleges Comcast v. Behrend Commodities Exchange Act Common Stock Compensatory Awards Competitive Bidding Confidential Information Confidentiality Agreements Consent Order Consideration Contempt Contract Formation Contract Negotiations Contractors Control Buyouts Corporate Charters Corporate Culture Corporate Taxes Corruption Countrywide CR Intrinsic Investors Credit Agreements Credit Reporting Agencies CSOP Custody Rule Cybersecurity Cybertheft Dark Pool Data Protection Databases Date of Valuation Deadlines Debt Financing Debt Restructuring Debt Securities Debtors Declaratory Judgments Declaratory Relief Deepwater Horizon Defamation Defense Contracts Deutsche Bank Dilution Distribution Rules DMV Document Productions Duke Energy Duty of Loyalty E*Trade eBay Email EMI Scheme Employee Definition Employee Shareholders Employment Contract Employment Policies Energy Enforcement Guidance Enterprise and Regulatory Reform Act Entrepreneurs Equitable Estoppel Equitable Surcharge Equity Financing ERISA Evidentiary Rulings Exit Strategies Expectation Damages Failure to Notify Fair Market Value Faithless Servant Doctrine Family Businesses FCA FDIC Federal Contractors Federal Jurisdiction Federal Reserve FFIEC Fiduciary Liability Filing Requirements Final Rules Financial Regulatory Reform Financial Statements First Derivative Traders FLSA Foreign Banks Foreign Corporations Form 8-K Former Employee Forum Fourth Amendment Fracking Freeze Order Front Pay FSMA Fund Managers GAAP GAAR Genta Good Faith Growth Equity Guidance Update Gun Manufacturers Health Insurance Hewlett-Packard High Frequency Trading HSBC Illegal Tipping Impac Incentive Compensation Income Taxes Indemnification Indemnification Clauses Indemnity Agreements Independence Rules Indirect Investors Interest Payments Interlocutory Orders InterMune Internal Controls Internal Reporting Internet Streaming Investigations Investment Company Act Investment Company Act of 1940 Investment Funds IR35 iShares ISS Janus Capital Group Judgment on the Pleadings Judicial Settlement Agreements Jury Awards Jury Verdicts Krieger Laches Layne Christensen Co Legal History Legislative Agendas Liability Libor License Agreements Limitation of Liability Clause LinkedIn Liquidation Litigation Hold Loan Agreements Loans Lockheed Martin Loss Causation Market Access Rule Market Manipulation Mary Jo White Material Misstatements Materiality Media Minerals Misleading Statements Money Laundering Morrison v National Australia Bank Motion to Expedite Motion To Strike Municipal Securities Issuers Mutual Funds National Association of Manufacturers Natural Resources Negligent Management Negotiations Net Operating Losses NetTALK New York Times News Corp Non-Judicial Settlement Agreements Non-Solicitation Agreements NRSRO NSA OCIE Officers Offshore Companies Offshore Funds Omissions Ontario Securities Commission Opinion Letter Order to Stay Patricia Cornwell Pay-To-Play Payroll Taxes Phone-Hacking Scandal Playboy Portfolio Managers Post-Trial Order Preemption Private Equity Funds Private Right of Action Privately Held Corporations Privity of Contract Proposed Amendments Proposed Legislation Proposed Regulation Proprietary Trading Protection Provisions Protective Covenants Proxy Put Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Policy Publicly-Traded Companies Purchase Price Qualified Retirement Plans Raj Rajaratnam Rajat Gupta Ralph Lauren Real Estate Development Real Estate Investments Recapitalization reformation Registration Reimbursements Reinstatement Release Agreements Remediation Reorganizations Residence Taxes Resource Extraction Restaurant Industry Restitution Retirement Retirement Plan Retroactive Application Retroactivity Right to Privacy Risk Assessment Risk Retention Rival Director Slate Rule 21F Rule 65 Safe Harbors Sales Executives SAYE Search & Seizure Section 1504 Section 162(m) Section 17(a) Section 2462 Section 5 Self-Dealing Self-Regulatory Organizations Servicing Agreements Severance Pay SFC Share Price Shareholder Proposals Siemens SIP SIPC Smith & Wesson Spoofing Stanford International Bank Stanford Ponzi Scheme Startups Stays Stock Deals Stock Options Strike Suit Subpoenas Summary Judgment SunTrust Surviving Entity Takeover Code Target Company Tax Increment Financing Tax-Exempt Bonds Telecommunications Termination The Finance Bill 2013 Third Point Threshhold Requirements Tiger Asia Management Training Tranche Transfer Agents Transparency Travel Trials Tribunals Trust Preferred Securities Turkcell Unfair Dismissal Uniform Securities Act Universities Unpaid Overtime Unpaid Taxes Unregistered Securities US Bank Value Maximization Veto Rights Wachovia Wage and Hour Waiting Periods Wal-Mart Warrantless Searches Wash Sale Rules Wash Trades Waste Wells Fargo Williamson Act Wiretapping Witness Witness Statements Young Lawyers