Securities Civil Remedies

SEC Whistleblowers Enforcement Actions Dodd-Frank Whistleblower Awards Shareholders Enforcement Settlement Securities Fraud Insider Trading Fraud Compliance Class Action Shareholder Litigation Board of Directors Sarbanes-Oxley Appeals Attorney's Fees RMBS Citigroup Disgorgement Popular Retaliation SCOTUS Bylaws Conflict Mineral Rules SEC v Citigroup Whistleblower Protection Policies DOJ Judge Rakoff Securities Litigation CFTC Fiduciary Duty Injunctions NAM Civil Monetary Penalty Securities Securities Act of 1933 Securities Exchange Act Breach of Duty Corporate Governance Derivative Suit Hedge Funds Chevron Deference Corporate Counsel Employer Liability Issues Fee-Shifting Statutes Mortgage-Backed Securities Ponzi Scheme Class Certification Delaware General Corporation Law FCPA Interlocutory Appeals Risk Management Appraisal Broker-Dealer Collateralized Debt Obligations Consent Decrees Disclosure Requirements First Amendment Fraud-on-the-Market Investment Adviser Merger Agreements UK Chief Compliance Officers Criminal Prosecution Damages EU FINRA Form SD Minority Shareholders Motion To Stay Sanctions Statute of Limitations Breach of Contract Corporate Officers Mergers Neither Admit Nor Deny Settlements Proxy Statements Shareholder Votes Swaps Amgen Amgen Inc. v Connecticut Retirement Plans Bank of America CEA Controlling Stockholders Derivatives DOL Fee-Shifting Hiring & Firing Investors Manufacturers Morgan Stanley Position Limits Stocks Administrative Hearings Annual Reports Anti-Retaliation Provisions ATP Tours Bernie Madoff Canada Disclosure Enforcement Statistics Executive Compensation Foreign Nationals Forum Selection Clause Halliburton Internal Investigations Preliminary Injunctions Rebuttable Presumptions Reporting Requirements Specific Performance Trustees White Collar Crimes Annual Meeting C&J Energy C-Suite Executives Change of Ownership China Commercial Bankruptcy Extraterritoriality Rules Fees Gabelli v SEC Insurers JPMorgan Chase Mary Jo White Misappropriation Motion to Dismiss Oil & Gas Pensions Permanent Injunctions Pharmaceutical Manufacturers Prejudgment Interest Protected Activity PSLRA Restitution Section 10(b) Shareholder Proposals Shareholder Rights Solicitation Wal-Mart Administrative Procedure Act Adverse Employment Action Arbitration Attorney Malpractice Audits Bear Sterns Business Judgment Rule Business Litigation CEOs Clawbacks Closely Held Businesses Confidential Witnesses Conflicts of Interest Consent Credit Suisse Cy Pres Funds D&O Insurance Directors Discovery Discovery Rule Due Diligence Equitable Relief Evidence Expungement Fairness Standard False Claims Act False Statements FHFA Filing Deadlines FIRREA GAAP Goldman Sachs Halliburton v Erica P. John Fund Hong Kong Illegal Tipping Injunctive Relief Investment Fraud Jurisdiction Lawson v FMR Mandatory Victim's Restitution Act Misrepresentation Mortgages Municipalities Negligent Misrepresentation Non-Prosecution Agreements Oppression Remedy Penalties Pharmaceutical Pleadings Poison Pill Preferred Shares Professional Liability Punitive Damages Rule 11 Say-on-Pay SLUSA Stock Purchase Agreement Subject Matter Jurisdiction US Bancorp Admissions of Liability ALJ American Rule Anti-Money Laundering Appointments Clause Article II Asset-Backed Securities Australia Banking Sector Banks Best Management Practices Breach of Warranty Bribery Business Valuations Buy-Out Agreements BVI Business Companies Causation Chadbourne & Parke LLP v Troice Class Action Arbitration Waivers CMBS Contract Interpretation Contract Negotiations Corporate Charters Countrywide Court-Appointed Receivers Debt Restructuring Declaratory Relief Deferred Prosecution Agreements Deutsche Bank Dilution Dismissals Equitable Estoppel Equity Compensation ESOP Ethics Exclusive Jurisdiction Fannie Mae Financial Statements Fines Former Employee Freddie Mac Fund Managers Good Faith GreatBanc Harbinger Capital Partners LLC Indemnification Interest Rates Investment Advisers Act of 1940 Investment Funds IRS Jury Trial Jury Verdicts Lawson Legal Ethics Legislative Agendas Lehman Brothers Liquidation Market Manipulation Merrill Lynch Municipal Bonds Negligence New Regulations No-Action Relief OCIE Offshore Companies Ontario Securities Commission Ordinary Business Exception OSHA Personal Liability Preemption Private Equity Private Equity Funds Proxy Contests Proxy Season Public Disclosure Public Offerings Public Officials Publicly-Traded Companies Putative Class Actions Receivership Representations and Warranties Rescission Retroactive Application Reversal Revlon Standard Rule 10b-5 S&P SAC Capital Section 304 Shareholder Activism Sothebys Stockholders' Meetings Strategic Enforcement Plan Summary Judgment Tender Offers Transparency UBS Underwriting Valuation Volcker Rule 401k Abuse of Discretion Accounting Controls Accounting Methods Activision Activision Blizzard Administrative Appointments Administrative Authority Administrative Fines Administrative Review Board Adoption After-Acquired Evidence Aiding and Abetting AIG Akamai Technologies Alfa v Cukurova Algorithmic Trading Algorithms American Bankers Association American Superconductor Anti-Bribery Anti-Corruption Anti-Rebate Statutes Apple Arbitrage Article I Articles of Incorporation Asset Freeze Asset Management Asset Valuations Assignments Assured Guaranty Corp. Athena Capital ATMs Attorney Generals Attorney Misconduct Attorney-Client Privilege Auditors Australian Securities and Investments Commission Beneficial Owner Bio-Rad Laboratories Bitcoin Blizzard Entertainment Inc Blue Sky Laws Boeing Bond Financing Bonuses Books & Records BP Broken Windows BrokerCheck Brokers BRRD Burden of Proof Business Companies Act Business Roundtable Buy-Sell Agreements Buyouts CAFA Calculation of Damages Capital Markets Capital One Cayman Islands Cease and Desist Cell Phones Certiorari CFOs Chamber of Commerce Chapter 11 Charitable Organizations Charles Schwab Chevron Chicago State University CIGNA Civil Conspiracy Civil Penalty Fund Clawback Agreements Clinical Trials CNIL Collateralized Loan Obligations Colleges Comcast v. Behrend Commodities Exchange Act Common Stock Compensatory Awards Competitive Bidding Complex Corporate Transactions Confidential Information Confidentiality Confidentiality Agreements Consent Order Consideration Contempt Contract Formation Contractors Contribution Claims Control Buyouts Corporate Crimes Corporate Culture Corporate Fraud Corporate Liability Corporate Records Corporate Taxes Corporations Code Corruption CR Intrinsic Investors Credit Agreements Credit Reporting Agencies Crime Victims Criminal Code Criminal Conspiracy CSOP CTA Custody Rule Cybersecurity Cybertheft Dark Pool Data Privacy Data Protection Databases Date of Valuation DE Supreme Court Deadlines Debt Financing Debt Securities Debtors Declaratory Judgments Deepwater Horizon Defamation Defendant Class Defense Contracts Definitively and Specifically Standard Delegation Doctrine Discrimination Distribution Rules Divestiture DMV Document Productions Dropdown Transaction Duke Energy Duty of Loyalty Duty to Disclose E*Trade Earn-Outs eBay Email EMI Scheme EMIR Emotional Distress Damages Employee Definition Employee Rights Employee Shareholders Employment Contract Employment Policies Employment Rights Act Energy Energy Sector Enforcement Guidance Enterprise and Regulatory Reform Act Entrepreneurs Equitable Surcharge Equity Financing ERISA ESMA EU Data Protection Laws European Banking Authority Evidentiary Rulings Examination Priorities Exclusive Remedies Provisions Exculpatory Clauses Exit Strategies Expectation Damages Expedited Jury Trial Failure to Notify Fair Market Value Fair Work Act Faithless Servant Doctrine False Advertising Family Businesses FCA FDIC Federal Contractors Federal Jurisdiction Federal Reserve FFIEC Fiduciary Liability Fifth Amendment Filing Requirements Final Rules Financial Adviser Financial Regulatory Reform Firearms First Derivative Traders FLSA Foreign Banks Foreign Corporations Form 8-K Forum Forum Selection Fourth Amendment Fracking France Fraud Prevention Fraudulent Transfers Freeze Order Frivolous Lawsuits Front Pay FSMA GAAR General Partnerships Genta Germany Growth Equity Guidance Update Gun Manufacturers Health Insurance Heinz Hewlett-Packard High Frequency Trading HKEx Home Loan Bank of SF HSBC ICAC Impac Incentive Compensation Incentives Income Taxes Indemnification Clauses Indemnity Agreements Independence Rules Independent Boards Independent Director Indirect Investors Inflation Adjustments Insolvency Inspection Rights Institutional Investors Interest Payments Interlocutory Orders InterMune Internal Controls Internal Reporting Internet Streaming Investigations Investment Company Act of 1940 Investment Management IR35 ISDA iShares ISS Janus Capital Group Japan Judgment on the Pleadings Judicial Appointments Judicial Settlement Agreements Jury Awards Kraft Krieger Labor Code Laches Late Notices Layne Christensen Co Legal History Liability Libor License Agreements Limitation of Liability Clause Limited Partnerships LinkedIn Litigation Fees & Costs Litigation Hold Loan Agreements Loans Lockheed Martin Loss Causation Market Access Rule Material Misstatements Material Nonpublic Information Materiality Media MiFID II Minerals Misleading Statements Money Laundering Mootness Morrison v National Australia Bank Motion to Enjoin Motion to Expedite Motion To Strike Motion to Vacate MRI International Multidistrict Litigation Multinationals Municipal Securities Issuers Mutual Funds National Association of Manufacturers Natural Resources Negligent Management Negotiations Net Operating Losses Netherlands NetTALK New York Times News Corp Non-Judicial Settlement Agreements Non-Signatories Non-Solicitation Agreements Notice Requirements NRSRO NSA Offering Fraud Officers Offshore Funds Omissions Opinion Letter Order to Stay Patricia Cornwell Pay-To-Play Payroll Taxes Pending Legislation Personal Jurisdiction Phone-Hacking Scandal Playboy Policies and Procedures Portfolio Managers Post-Trial Order Private Placements Private Right of Action Private Securities Litigation Reform Act of 1995 Privately Held Corporations Privity of Contract Proof of Loss Proposed Amendments Proposed Legislation Proposed Regulation Proprietary Trading Protection Provisions Protective Covenants Proxy Materials Proxy Put Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Interest Disclosure Act Public Policy Purchase Agreement Purchase Price Purchase Price Adjustment Put/Call Options Qualified Purchaser Qualified Retirement Plans Qui Tam Raj Rajaratnam Rajat Gupta Ralph Lauren Rating Agencies Real Estate Development Real Estate Investments Recapitalization Reformation Registration Registration Requirement Regulation A Regulatory Agenda Reimbursements Reinstatement REITS Related Parties Release Agreements Remediation Reorganizations Residence Taxes Resource Extraction Restaurant Industry Restraining Orders Retirement Retirement Plan Retroactivity Right to Privacy Right to Remain Silent Risk Assessment Risk Retention Rival Director Slate Rule 10(b) Rule 21F Rule 65 Safe Harbors Sales Executives SAYE Search & Seizure Section 1504 Section 162(m) Section 17(a) Section 228 Section 2462 Section 5 Self-Dealing Self-Regulatory Organizations Serious Fraud Office Servicing Agreements Settlement Agreements Seventh Amendment Severance Pay SFC Share Price Short Sales Siemens SIP SIPA SIPC Small Business Smith & Wesson South Africa Spoofing Standard of Review Stanford International Bank Stanford Ponzi Scheme Startups Stays Stock Deals Stock Drop Litigation Stock Options Stockholder Agreements Strategic Planning Strike Suit Subpoenas Summit Energy SunTrust Surviving Entity Takeover Code Target Company Tax Increment Financing Tax-Exempt Bonds Telecommunications Termination The Corporations Act The Finance Bill 2013 Third Point Threshhold Requirements Tiger Asia Management tipp Tippees Title Insurance Trade Secrets Training Tranche Transfer Agents Travel Trials Tribunals Trinity Wall Street Trust Preferred Securities Turkcell UAE Unfair Dismissal Uniform Securities Act United States Universities Unjust Enrichment Unpaid Overtime Unpaid Taxes Unregistered Securities US Bank US v Newman Value Maximization Veto Rights Voluntary Dismissals Wachovia Wage and Hour Waiting Periods Warrantless Searches Wash Sale Rules Wash Trades Washington Mutual Waste Wells Fargo Whistleblower Hotlines Williamson Act Winding Down Wiretapping Witness Witness Statements Wrongful Termination Young Lawyers