Securities Civil Remedies

SEC Whistleblowers Enforcement Actions Dodd-Frank Enforcement Settlement Fraud Shareholders Class Action Securities Fraud Compliance Citigroup Whistleblower Awards Conflict Mineral Rules Insider Trading SCOTUS SEC v Citigroup RMBS Judge Rakoff Shareholder Litigation NAM Disgorgement Board of Directors Sarbanes-Oxley Securities Litigation Whistleblower Protection Policies Attorney's Fees CFTC Hedge Funds Bylaws Chevron Deference Fee-Shifting Statutes Injunctions Interlocutory Appeals Retaliation Consent Decrees Risk Management Class Certification Collateralized Debt Obligations Derivative Suit DOJ Fiduciary Duty First Amendment Delaware General Corporation Law Disclosure Requirements Form SD Fraud-on-the-Market Motion To Stay Civil Monetary Penalty FCPA Ponzi Scheme Popular Securities Swaps Amgen Amgen Inc. v Connecticut Retirement Plans Breach of Contract CEA Corporate Counsel Investment Adviser Investors Manufacturers Minority Shareholders Mortgage-Backed Securities Neither Admit Nor Deny Settlements Position Limits Statute of Limitations Appeals ATP Tours Bernie Madoff Corporate Governance Derivatives EU Executive Compensation FINRA Rebuttable Presumptions Securities Act of 1933 Securities Exchange Act Stocks Appraisal Broker-Dealer Canada Employer Liability Issues Gabelli v SEC Morgan Stanley Oil & Gas Proxy Statements Sanctions Breach of Duty Commercial Bankruptcy Confidential Witnesses D&O Insurance Disclosure Discovery Rule Evidence Expungement Filing Deadlines Goldman Sachs Halliburton Halliburton v Erica P. John Fund Hiring & Firing Insurers JPMorgan Chase Lawson v FMR Mergers Negligent Misrepresentation Pleadings Poison Pill Preferred Shares Protected Activity PSLRA Punitive Damages Reporting Requirements Rule 11 Say-on-Pay Section 10(b) SLUSA Trustees White Collar Crimes Admissions of Liability Annual Meeting Anti-Money Laundering Anti-Retaliation Provisions Arbitration Attorney Malpractice Bank of America Bear Sterns Buy-Out Agreements Chadbourne & Parke LLP v Troice Chief Compliance Officers Class Action Arbitration Waivers Closely Held Businesses Conflicts of Interest Contract Interpretation Controlling Stockholders Court-Appointed Receivers Damages Directors Discovery DOL Due Diligence Equitable Relief ESOP Ethics False Claims Act Fees Fines FIRREA Forum Selection Clause GreatBanc Harbinger Capital Partners LLC Interest Rates Internal Investigations Investment Advisers Act of 1940 Investment Fraud Jury Trial Lawson Lehman Brothers Mandatory Victim's Restitution Act Minerals Misrepresentation Mortgages Motion to Dismiss Municipalities Oppression Remedy OSHA Pensions Preliminary Injunctions Private Equity Proxy Contests Proxy Season Receivership Representations and Warranties Rescission Resource Extraction SAC Capital Shareholder Activism Shareholder Rights Shareholder Votes SIPC Sothebys Specific Performance Subject Matter Jurisdiction Tender Offers UBS UK Unjust Enrichment Valuation Volcker Rule Accounting Controls Activision Administrative Procedure Act Adoption After-Acquired Evidence Alfa v Cukurova American Bankers Association American Rule American Superconductor Anti-Corruption Apple Asset Freeze Asset Management Assured Guaranty Corp. Attorney Generals Attorney-Client Privilege Audits Best Management Practices Blizzard Entertainment Inc Boeing Bond Financing Bonuses BP Bribery BrokerCheck Brokers Business Judgment Rule Business Litigation Business Roundtable Business Valuations Buyouts BVI Business Companies CAFA Capital Markets Cell Phones CEOs Certiorari Chamber of Commerce Change of Ownership Chapter 11 Charles Schwab Chevron China Civil Penalty Fund Clawback Agreements Clawbacks Clinical Trials Common Stock Compensatory Awards Competitive Bidding Confidential Information Confidentiality Agreements Consent Contempt Contractors Control Buyouts Corporate Charters Corporate Culture Corporate Officers Corporate Taxes Corruption CR Intrinsic Investors Credit Agreements Credit Suisse Criminal Prosecution CSOP Custody Rule Cy Pres Funds Cybersecurity Cybertheft Dark Pool Data Protection Databases Deadlines Debt Financing Debtors Declaratory Judgments Deepwater Horizon Deferred Prosecution Agreements Deutsche Bank Dilution Dismissals Distribution Rules DMV Document Productions Duke Energy Duty of Loyalty eBay Email EMI Scheme Employee Definition Employee Shareholders Employment Policies Energy Enterprise and Regulatory Reform Act Entrepreneurs Equity Compensation Evidentiary Rulings Exit Strategies Failure to Notify Fair Market Value Faithless Servant Doctrine FDIC Federal Jurisdiction Federal Reserve Fee-Shifting FFIEC FHFA Fiduciary Liability Filing Requirements Financial Regulatory Reform Financial Statements First Derivative Traders Foreign Corporations Form 8-K Former Employee Forum Fourth Amendment Fracking Freeze Order Front Pay Fund Managers GAAP GAAR Genta Growth Equity Guidance Update Gun Manufacturers Hewlett-Packard HSBC Illegal Tipping Impac Income Taxes Indemnification Indirect Investors Interest Payments Interlocutory Orders Internal Controls Investigations Investment Company Act of 1940 Investment Funds IR35 ISS Janus Capital Group Jurisdiction Jury Verdicts Krieger Laches Legal Ethics Legal History Legislative Agendas Libor Limited Partnerships Liquidation Loans Lockheed Martin Mary Jo White Materiality Merger Agreements Merrill Lynch Money Laundering Motion To Strike Municipal Bonds National Association of Manufacturers Natural Resources Negligence Negligent Management Net Operating Losses New Regulations News Corp Non-Prosecution Agreements Non-Solicitation Agreements NRSRO NSA Officers Offshore Companies Omissions Ontario Securities Commission Order to Stay Patricia Cornwell Pay-To-Play Payroll Taxes Penalties Pharmaceutical Phone-Hacking Scandal Playboy Portfolio Managers Post-Trial Order Preemption Prejudgment Interest Private Equity Funds Privately Held Corporations Privity of Contract Professional Liability Proposed Amendments Proposed Legislation Proposed Regulation Proprietary Trading Protection Provisions Protective Covenants Proxy Put Public Disclosure Public Offerings Public Policy Publicly-Traded Companies Putative Class Actions Rajat Gupta Ralph Lauren Real Estate Investments Registration Reimbursements Reinstatement Remediation Residence Taxes Restitution Retirement Retirement Plan Retroactive Application Right to Privacy Rival Director Slate Rule 10b-5 Rule 21F Safe Harbors SAYE SCC Search & Seizure Section 1504 Section 162(m) Section 17(a) Section 2462 Section 304 Securities Investor Protection Act Self-Dealing Self-Regulatory Organizations Servicing Agreements Severance Pay SFC SIP Smith & Wesson Spoofing Stanford International Bank Stanford Ponzi Scheme Stays Stock Options Stock Purchase Agreement Stockholders' Meetings Strike Suit Subpoenas SunTrust Takeover Code Tax Increment Financing Telecommunications Termination The Finance Bill 2013 Third Point Threshhold Requirements Tiger Asia Management Training Tranche Transfer Agents Transparency Trials Tribunals Trust Preferred Securities Turkcell Underwriting Unfair Dismissal Uniform Securities Act Value Maximization Veto Rights Wachovia Warrantless Searches Waste Wells Fargo Williamson Act Wiretapping Witness Witness Statements