Securities Civil Rights

Whistleblowers SEC Dodd-Frank Whistleblower Protection Policies Enforcement Actions Sarbanes-Oxley Retaliation Whistleblower Awards Confidentiality Agreements Popular Anti-Retaliation Provisions Employer Liability Issues SCOTUS KBR (formerly Kellogg Brown & Root) Compliance Corporate Counsel Internal Investigations Lawson v FMR Rule 21F Securities Violations Hiring & Firing Severance Agreements EEOC FCPA Securities Exchange Act Subcontractors Contractors Publicly-Traded Companies Diversity FMR LLC DOL Financial Institutions Internal Reporting Adverse Employment Action Financial Markets CFTC Chief Compliance Officers Disclosure Requirements DOJ Protected Activity Reporting Requirements Arbitration Discrimination Financial Sector Fraud Securities Fraud White Collar Crimes Appeals CFPB Confidential Information Enforcement FINRA Investment Adviser Board of Directors Employment Contract Termination Canada Civil Monetary Penalty EU Hedge Funds Human Rights Internal Controls NLRB OMWI OSHA Securities ADA Chevron Deference Contract Terms Corporate Governance Form 10-K Halliburton Health Net Sanctions UK Wrongful Termination Administrative Review Board Annual Reports Class Action Commodities Exchange Act Conflict Mineral Rules Corporate Social Responsibility Employer Mandates Ethics FDIC Federal Contractors Federal Reserve Fidelity Investments Non-Disclosure Agreement Public Disclosure Regulation S-K Summary Judgment Supply Chain Transparency Waivers Whistleblower Hotlines BlueLinx Holdings Broker-Dealer Cease and Desist Corporate Officers Cybersecurity Disgorgement Diversity and Inclusion Standards (D&I) Gender Equity OCC Pre-Employment Agreements Proposed Legislation Risk Management TD Ameritrade Title VII Attorney-Client Privilege Background Checks Banking Sector Banks Best Management Practices Bribery Commodities Employee Handbooks Employment Policies Extraterritoriality Rules Fines Former Employee Gender-Based Pay Discrimination Germany Human Trafficking Investment Advisers Act of 1940 IRS Joint Policy Statements Pending Legislation Policies and Procedures Reasonable Accommodation Regulatory Agencies Risk Mitigation Settlement Shareholders Statute of Limitations Strategic Enforcement Plan Wellness Programs Wire Fraud Accounting Fraud Administrative Proceedings Affordable Care Act Africa Arbitration Agreements Audits CEA Cease and Desist Orders Class Certification Collective Bargaining Corporate Misconduct Corruption Criminal Background Checks Criminal Prosecution Data Privacy Defend Trade Secrets Act (DTSA) Disability Discrimination ERISA FCRA Fiduciary Duty Final Rules Financial Reporting Forced Labor GAO Gender Discrimination General Electric Minimum Wage Misclassification Motion to Dismiss National Origin Discrimination Ontario Securities Commission (OSC) Paid Leave Parental Leave Pay Ratio Penalties Pregnancy Discrimination Privately Held Corporations Public Employees Race Discrimination Recruitment Policies Rule 21F-17 Same-Sex Marriage Settlement Agreements Sex Discrimination Trade Secrets Transparency in Supply Chains Act Trump Administration Uber Unfair Labor Practices United Nations Volcker Rule Young Lawyers Young v United Parcel Service Anti-Bribery Australia BaFin Bank Fraud Bank of America Bank Secrecy Act Barnes and Noble Best Practices Breach of Contract Brokers C-Suite Executives China Citigroup Code of Conduct Comment Period Conflicts of Interest Conflicts of Laws Controlling Stockholders Corporate Culture Corporate Fines Covered Entities Credit Checks Cross-Border DOMA EBITDA Economic Development Employee Definition Employee Privacy Rights Employee Releases Employee Rights Employee Training Employment Tribunals Enforcement Statistics Equal Pay Equal Protection Executive Compensation Fair Chance Act False Claims Act (FCA) FFIEC Financial Adviser First Amendment FLSA FMLA Foreign Nationals Foreign Policy Front Pay FTC H-1B Harassment Healthcare Human Resources Professionals Incentives Independent Contractors Individual Accountability Insider Trading Internal Audit Functions Investment Funds Investment Management Investors Japan Job Applicants Jury Trial Labor Code Layoffs Litigation Hold Mail Fraud Mandatory Arbitration Clauses Marijuana Mary Jo White Microsoft Misrepresentation Modern Slavery Act Morgan Stanley Mortgage Servicers Mortgages Multinationals Mutual Funds NCUA New Legislation NLRA Non-Compete Agreements Non-Disparagement Provisions Non-Judicial Settlement Agreements NYDFS Ontario Securities Act Pay Gap PCAOB Pensions Policy Violations Proprietary Trading Proxy Statements Public Interest Disclosure Act Registered Investment Advisors Registration Regulation D Restrictive Covenants Risk Assessment Sexual Harassment Shareholder Proposals Siemens Split of Authority Spoofing Standing Stock Drop Litigation Student Loans Sustainability Technology Training Union Dues Upjohn Warnings US Bancorp US v Newman US v Windsor USAID Vicarious Liability Wage and Hour Website Accessibility Whole Foods Willful Misconduct Yates Memorandum 401k Accredited Investors Acquisition Agreements Acquisitions Administrative Hearings Administrative Procedure Act Adverse Action Advertising Affiliated-Business Arrangements Affirmative Action Age Discrimination Agency Deference Airlines Airspace Aleynikov Algorithmic Trading ALJ Ambush Election Rules Amended Legislation American Bankers Association American Bar Association (ABA) Amicus Briefs Anheuser-Busch Annual Filings Annuities Anti-Corruption Anti-Discrimination Policies Anti-Money Laundering Antitrust Violations Asset Management Athletes Auto Manufacturers Automotive Industry Back Pay Bad Actors Ban the Box Bangladesh Banking Regulators Barack Obama Beer Beverage Manufacturers Bias Bonds Books & Records Breach of Duty Breach of Warranty Breweries Burden of Proof Burwell v Hobby Lobby Business Assets Canning v NLRB Capital Markets Capital Markets Union Causation Cause of Action Accrual Censorship CEOs Certificates of Compliance Charitable Remainder Trust Chemicals Chevron v NRDC Child Labor Child Safety Civil Liability Clear and Convincing Evidence Clinical Trials Cloud Computing CME CNIL Collateralized Debt Obligations Collateralized Loan Obligations Collective Agreements Commercial Bankruptcy Commercial Insurance Policies Commercial Loans Community Banks Compensatory Damages Conditional Job Offers Confidentiality Policies Connected Cars Consent Consent Order Construction Industry Consumer Financial Products Consumer Lenders Consumer Protection Act Contraceptive Coverage Mandate Convertible Debt Cooperative Compliance Regime Corporate Fraud Corporate Investigations Corporate Issuers Corporate Management Corporate Taxes Costco Counterparties Covenant Not to Sue Credit Reports Credit Suisse Credit Unions Criminal Code CVS Cybersecurity Framework Damages Dark Pool Data Breach Data Protection Data Retention Data Security Debt Collection Debt Collectors Decriminalization of Marijuana Deferred Prosecution Agreements Design Defects Directors Disclosure Discovery Discriminatory Lending Practices Dismissals Disparate Impact DPA Draft Documents Drinking Water Driverless Cars Drones Due Diligence Early Stage Companies eClosing Pilot Program ECPA Ecuador EEA Electronic Payment Transactions Emotional Distress Damages Employee Benefits Employee Incentive Plans Employee Share Schemes Employee Shareholders Employer Group Health Plans Employment Discrimination Employment Rights Act Enforcement Guidance Enron Entire Fairness Standard Ernst & Young ESOP Estate Tax EU Data Protection Laws EU Directive EU Market Abuse Regulation (EU MAR) European Securities and Markets Authority (ESMA) Evidence Exempt-Employees Exemptions Expert Fees Expert Witness Facebook Facial Recognition Technology Fair Housing Act (FHA) Fair Lending Fair Pay Act Fair Work Act False Press Release False Statements Fannie Mae FBI FCMs FDCPA Federal Acquisition Regulations (FAR) Federal Aviation Administration (FAA) Federal Deposit Insurance Act Federal Election Commission (FEC) Federal Employees Federal Jurisdiction Federal Pilot Programs Federal Register Federal Rule 12(b)(6) Federal Rules of Civil Procedure Federal Sentencing Guidelines Fees FEHA Felons FHA Loans FIFA Fifth Amendment FIfth Third Bancorp v Dudenhoeffer Filing Fees Filing Requirements Financial Crisis Financial Instruments Financial Regulatory Reform Financial Services Committee Fixed-Term Labor Contracts Flash Boys Flexible Work Arrangements FOIA Food Manufacturers Foreign Jurisdictions Foreign Relations France Fraud Prevention Fraudulent Charges Free Speech FSIA Geolocation GINA Goldman Sachs Good Faith Government Agencies Government Investigations Governor Brown Grocery Store Workers Grocery Stores Health Insurance High Frequency Trading HIPAA Hobby Lobby Holidays Hong Kong Hospitality Industry Hostile Environment HUD ICFR Illegal Conduct Illegal Tipping Incident Response Plans Independent Community Bankers of America (ICBA) Inflation Adjustments Information Sharing Information Statements Injunctive Relief Innovation Intellectual Property Protection Internal Communications International Labor Laws Investigations Investment Companies IPO IRA Rollovers Iskanian v CLS Transportation Joint Employers Joint Stock Companies Joint Venture JPMorgan Chase Judicial Review Jury Verdicts Kidnapping King v Burwell Land Use Restrictions Lane v Franks et.al Lawson Legal Ethics Legislative Agendas Legislative Committees Limited Liability Company (LLC) Limited Liability Partnerships Liquidated Damages Loan Servicer Loans Mach Mining v EEOC Managers Manufacturers Market Abuse Market Research Marketing Marriage Medical Marijuana Mental Health Mental Health Parity Rule Merck Merger Agreements Mergers MFW Military Lending Act Mining Minorities Minority-Owned Businesses Misleading Impressions Mobile Apps Mootness Mortgage Brokers Mortgage Insurance Mortgage Lenders Mortgage-Backed Securities Municipal Advisers Murder Nasdaq NCAA Negligence Neither Admit Nor Deny Settlements Nestle Netflix Netherlands New Amendments New Regulations NFL Niantic Inc. Nintendo Non-Bank Lenders Non-Conforming Use Non-Discrimination Rules Non-Prosecution Agreements Non-US Entities Notice Requirements NRDC NYSE Obscenity OCIE OECD OEHHA OFCCP Olympics OMB Online Privacy Protection Act Ontario Oral Argument Orion Energy Over-Time PAGA Pay Secrecy Pay-for-Performance Payment Records PBGC PDA Pension Deficiencies Petitions for Review Pharmaceutical Industry Playboy Pokemon Poland Policy Statement Political Contributions Pre-Termination Notice Preemption Prejudgment Interest Preliminary Injunctions Prescription Drugs Private Right of Action Procurement Guidelines Proffer Agreement Prohibited Transactions Property Owners Proposed Regulation Proposition 65 Protected Concerted Activity Proxy Materials Public Access Laws Public Employers Public Entities Public Nuisance Public Records Act Qualified Immunity Qui Tam Recess Appointments Regulation A Regulation S-X Regulatory Agenda Regulatory Oversight Regulatory Standards Reinstatement Religious Exemption Religious Freedom Restoration Act Remand Remedies Reorganizations Reputation Management Request For Information Responsible Business Conduct Retroactive Application RICO Right to Privacy Right to Strike RMBS Robotics Roth IRA Rule 23 Rule 506 Offerings Russia Safe Harbors Samsung Sandifer v U.S. Steel Corp SASB SCDEA SCRA Search Engines SEC Examination Priorities Secretary of State Section 15(c) Section 162(m) Securities Exchanges Securities Litigation Security-Based Swaps Self-Reporting Separation Agreement Separation of Powers Service Animals Sex Trafficking Sexual Orientation Discrimination Shareholder Litigation Shareholder Votes Sharing Economy Silicon Valley Slavery Slovakia Small Offering Exemptions Smartphones Social Media Source Code South Africa Spouses SRO Startups State Budgets Statutory Interpretation Stock Exchange Stocks Structured Finance Student Athletes Successor Liability Suppliers Supreme Court of Canada Surveillance Suspensions & Debarments Swaps Sweden Tariff Act of 1930 Tax Court TCPA Technical Conference Tenure Terrorist Acts Teva Pharmaceuticals Texas Dept of Housing v Inclusive Communities TFEU The Corporations Act Third-Party Third-Party Harassment Third-Party Liability Third-Party Service Provider TILA-RESPA Integrated Disclosure Rule (TRID) Toronto Stock Exchange Toxic Chemicals Toxic Exposure Trading Platforms Transparency Directive Trust Administration Trust Preferred Securities TUPE Turkey Tyco UAE UBS UDAAP UK Bribery Act Unfair Dismissal Unfair or Deceptive Trade Practices Union Related-Speech Unions United States Unmanned Aircraft Systems Unpaid Leave UPS Urban Planning & Development Valuation Vendor Contacts Vendors Venture Capital Video Games Virtual Reality Visa Caps Visas Voluntary Disclosure Wages Waiver of Rights Wal-Mart Wall Street Journal WARN Act Warning Labels Wearable Technology Webinars Websites Wells Notice Whistleblower Protection Enhancement Act Women in the Law Women's Equality Act Women-Owned Businesses Work Schedules Work Suspensions WorldCom Zero Hours Contracts