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SEC Conflict Mineral Rules First Amendment Enforcement Actions ALJ Appointments Clause Dodd-Frank Administrative Proceedings Disclosure Requirements Standing Article II Constitutional Challenges Insider Trading Administrative Hearings Class Action SCOTUS Appeals Article III Due Process Shareholders NAM Fiduciary Duty Securities Exchange Act Securities Fraud Form SD Financial Institutions Securities Litigation Corporate Counsel Fifth Amendment CFPB En Banc Review Reporting Requirements Derivative Suit Popular Preliminary Injunctions Publicly-Traded Companies Bebo v SEC Jurisdiction Manufacturers Securities Equal Protection Financial Markets Amnesty International CFTC FINRA Fraud Investment Adviser Seventh Amendment Shareholder Litigation American Meat Institute Breach of Duty Dismissals Due Diligence RMBS Banking Sector Banks Compliance Country of Origin DOJ Free Speech National Association of Manufacturers Administrative Procedure Act ERISA EU FCPA Judicial Review Sarbanes-Oxley Securities Violations Subject Matter Jurisdiction Whistleblowers Democratic Republic of Congo Forum Selection Investment Advisers Act of 1940 Petition For Rehearing Statute of Limitations Stocks UK Broker-Dealer Cybersecurity Injury-in-Fact Mortgages NAM v SEC Pay-To-Play Political Contributions Whistleblower Protection Policies Civil Monetary Penalty Class Certification Compelled Speech Confidential Information Corporate Officers FDIC Hedge Funds Investors JPMorgan Chase Market Manipulation Motion to Dismiss Non-Delegation Doctrine Ponzi Scheme Right to a Jury Scienter Securities Act of 1933 Supply Chain Appraisal Article I Audits Chamber of Commerce China Criminal Prosecution Demand Futility Derivatives Discovery Enforcement Fannie Mae Federal Rules of Civil Procedure Fraud-on-the-Market Human Rights IPSA MSRB Mutual Funds OCC Oil & Gas Personal Benefit Recess Appointments Self-Incrimination Statute of Repose Subpoenas US v Newman Venue Administrative Appointments Bank of New York (BNY) Mellon Bitcoin Breach of Contract Chief Compliance Officers Clawbacks Comment Period Commercial Speech Consumer Financial Products Cutler v Franchise Tax Board Data Breach De Novo Standard of Review Department of Agriculture Disclosure DOL European Securities and Markets Authority (ESMA) Executive Compensation Extraterritoriality Rules Federal Reserve Foreign Corporations Government Investigations Insurance Industry Internal Controls Investment Loss Causation Minerals Misrepresentation Mortgage-Backed Securities Motion To Stay Municipalities Offering Fraud Patents Personally Identifiable Information Petition for Writ of Certiorari PHH Corp. v CFPB Pleading Standards Preemption Product Labels Proposed Regulation Putative Class Actions Qualified Small Business Stock Rating Agencies Regulatory Oversight Resource Extraction RESPA Retroactive Application Retroactive Taxes S&P Separation of Powers Settlement Transparency Trump Administration US v Salman Virtual Currency Zauderer Actual Injuries Africa Ancestry.com Arbitration Attorney-Client Privilege Bernie Madoff CAFA CMBS Commerce Clause Commercial Bankruptcy Commodities Exchange Act Controlling Stockholders Corp Fin Corporate Governance Criminal Conspiracy Cross-Border Data Protection DE Supreme Court Debt Collection Declaratory Relief Deutsche Bank Directors DOMA Employer Liability Issues European Commission Exclusive Jurisdiction Fair Housing Act (FHA) False Claims Act (FCA) False Statements FDCPA Federal Jurisdiction Financial Regulatory Reform Foreclosure Fourth Amendment Franchise Tax Board Freddie Mac FTC Hackers Halliburton v Erica P. John Fund Healthcare Hobby Lobby Illegal Tipping Income Taxes Internal Investigations Investment Firms Investment Management Judge Rakoff Jury Instructions Lenders Material Nonpublic Information Mergers Mootness Municipal Advisers Municipal Securities Market New Guidance NLRB Passwords PCAOB Price Manipulation Public Officials Removal Retaliation RICO Rule 10b-5 Rules of Practice Same-Sex Marriage Sanctions Scottrade Smartphones Split of Authority Spokeo v Robins Spoofing Takings Clause Tender Offers Tolling Trade Secrets Trustees U.S. Treasury US v Windsor Wells Fargo White Collar Crimes Wire Fraud Young Lawyers Accredited Investors Administrative Authority Administrative Merits Determinations Advertising Affirmative Action Affordable Care Act Alberta Securities Commission Amgen Inc. v Connecticut Retirement Plans Annuities Anti-Bribery Antitrust Provisions Arbitrage Asset Seizure Attorney's Fees Automotive Industry Avon Bank of America Bankruptcy Code Bankruptcy Court Board of Directors Bonds Books & Records Bribery Brokers Burwell v Hobby Lobby Business Judgment Rule Bylaws Campaign Contributions Canada Canning v NLRB Cease and Desist Cell Phones Chapter 11 Chapter 9 Charles Schwab Chevron Deference CME CMS Collateral Estoppel Commodities Conflicts of Interest Constitutional Amendment Consumer Lenders Corporate Dissolution Corporate Taxes Corruption Credit Cards Creditors Criminal Convictions Cyber Attacks Debt Delaware General Corporation Law Delegation Doctrine Department of Transportation (DOT) Detroit Dirks v SEC Disgorgement EMIR Employee Benefits Employee Privacy Rights Employer Group Health Plans ETFs Evidence Expert Witness Exploitation Facebook Fee-Shifting FFIEC FHFA FIfth Third Bancorp v Dudenhoeffer Final Judgment Financial Conduct Authority (FCA) Financial Services Industry Financial Statements Fitch Foreign Nationals Foreign Official Fraudulent Transfers Goldman Sachs Hewlett-Packard HHS High Frequency Trading Hiring & Firing Hong Kong Indictments Initial Public Offerings Injunctions Injunctive Relief Investment Companies Investment Fraud Investment Funds IPO IRS Judges Law Enforcement Lawson v FMR Libor Life Insurance Limited Liability Company (LLC) Loans Mary Jo White Medicare Merrill Lynch v Manning Mineral Extraction Minority Shareholders Motion to Compel Municipal Bankruptcy NAIC Natural Resources New Legislation Non-Appealable Decisions Notice Requirements NY Supreme Court NYDFS OCIE OECD Omnicare v Laborers District Council Opt-Outs Patent Trial and Appeal Board Pension Funds Pensions Personal Jurisdiction Personal Liability Petrobras Pharmaceutical Industry Political Appointments Political Parties Political Speech Preferred Shares Prescription Drugs Private Right of Action Probable Cause Prudential Regulation Authority Reaffirmation Reasonable Expectation of Privacy Recklessness Regulation S-K Regulatory Agenda Remand Removal For-Cause Retailers Retirement Plan Reversal Richard Cordray Ripeness Risk Management Rule G-37 Sales Commissions Section 220 Request Securities Act Settlement Agreements Siemens Sixth Amendment SLUSA Small Business Standard of Review Startups Statement of Facts Stays Stock Prices Student Loans Summary Judgment Swaps Tax Assessment Tax Deferral Tippees Tippers Trade Policy Truth in Lending Act (TILA) UK Brexit Unions USDA Wall Street Warrantless Searches Ways and Means Committee 28 USC 1331 Abuse of Power Accounting Fraud Acquisition Agreements Acquisitions Administrative Appeals AIG Airlines Algorithmic Trading Alice Corporation Alternative Trading Systems Amended Legislation Amended Regulation Amended Rules America Invents Act American Bankers Association American Petroleum Institute American Pipe & Construction Co. v. Utah Amgen Amicus Briefs Amtrak Anti-Corruption Anti-Dumping Duty Anti-Money Laundering Anti-Rebate Statutes Anti-Retaliation Provisions Anti-SLAPP Antitrust Investigations Antitrust Litigation Apple v Samsung Appraisal Management Companies Arbitrary and Capricious Article of Manufacture Assignments Atlantic Marine Construction Company ATP Tours Auction Audit Policies Auditors Australia Australian Securities and Investments Commission Automotive Loans Bailout Bank Fraud Bank of America v Miami Bank Secrecy Act Bankruptcy Reform Barack Obama Basel III Benchmarks Beneficial Owner Best Buy Best Execution Best Interest Contract Exemptions BG Group v Republic of Argentina Big Data Biometric Information Block Trades Blockchain Breach of Implied Contract Breweries Bring Your Own Device (BYOD) Business Continuity Plans Business Records Business Roundtable Buyouts C&DIs CalPERS CalPERS v ANZ Securities Campbell Ewald v Gomez Canadian Charter of Rights and Freedoms Capital Gains Capital Markets Capital Markets Union Capital One Capital Requirements Regulation (CRR) Case Consolidation Causation CBOE CCPs CEOs Certifications Certiorari CFOs Chadbourne & Parke LLP v Troice Charitable Donations Citigroup Claim Construction Claim Preclusion Class Action Arbitration Waivers Clean Air Act Clean Shares CME NYMEX Coal Coal Industry Collateralized Debt Obligations Collective Bargaining Commercial Arbitration Commercial Loans Commercial Marketing Commercial Mortgage Securitization Commercial Property Owners Commerzbank Commodities Traders Commodity Futures Contracts Community Reinvestment Act Compelled Testimony Compensation & Benefits Component Parts Doctrine Condemnation Confidential Communications Confidential Witnesses Confidentiality Agreements Congressional Committees Congressional Review Act Conservators Construction Contracts Consultation Consumer Complaint System Consumer Protection Act Contraceptive Coverage Mandate Contract Disputes Contract Terms Contracts Clause Convictions Corporate Charters Corporate Sales Transactions Corporate Social Responsibility Corporate Veil Countervailing Duties Court Administration Court of Federal Claims Credit Ratings Credit Reports Credit Unions Criminal Investigations Criminal Records Cross Motions Crowdfunding Currency Control Customer Service Standard Cy Pres Funds Cyprus Bailout D&O Insurance DACA Dark Pool Dart Cherokee Basin Operating Co. v. Owens Databases DBRS De Minimis Claims Deadlines Dealers Debt Collectors Debt Securities Debtors Deceptive Intent Declaratory Judgments Deductions Default Judgment Defend Trade Secrets Act (DTSA) Deferred Prosecution Agreements Delaware Limited Liability Company Act Demand Letter Department of the Interior Depositions Derivative Complaint Derivatives Clearing Organizations Design Patent Detrimental Reliance DHS Dietz v Bouldin Digital Currency Disability Disability Insurance Disclosure-Based Settlements Discrimination Diversity Dividends Double Jeopardy Duncan v Owens Duty of Prudence EB-5 ECON Economic Downturn ECPA Educational Institutions EEA EFRP EGRPRA Eighth Amendment Elder Abuse Electronic Records Electronically Stored Information Email Eminent Domain Employment Contract Employment Policies Energy Sector Enfish v Microsoft Enhanced Penalties Entire Fairness Standard Environmental Policies EPA EPA v EME Homer City Equitable Estoppel Equity Claims Equity Securities Escheat ESOP ESRB European Banking Authority European Central Bank European Supervisory Authorities (ESAs) Evidentiary Hearings Exactions Excessive Fees Exchange-Traded Products Excise Tax Exclusions Executive Powers Exhaustion Doctrine Exigent Circumstances Expressions Hair Design v Schneiderman Expungement Extractive Industry Transparency Rule Failure To State A Claim Fair and Effective Markets Review (FEMR) Fair Lending Fair Market Value Fair Pay and Safe Workplaces Family Businesses FASB Fast-Food Industry FBI FCMs FCPA Resource Guide FCRA FDA Federal Acquisition Regulations (FAR) Federal Arbitration Act Federal Bank Regulatory Agencies Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 Federal Contractors Federal Election Commission (FEC) Federal Housing Administration (FHA) Federal Railroad Administration Federal Register Federal Tort Claims Act (FTCA) Federal v State Law Application Federal Vacancies Reform Act Federalism FERC Fiduciary Exception Fiduciary Rule Filing Deadlines Final Rules Financial Adviser Financial Fraud Financial Instruments FinCEN FinTech Firearms Fixed Income Investments FLSA FOIA Football Foreign Banks Foreign Currency Foreign Debt Foreign Investment Foreign Jurisdictions Foreign Policy Foreign Sovereigns Forex Forfeiture Statutes Form 10-K Form 8-K Form S-1 Fourteenth Amendment France Franchise Taxes Free Exercise Clause Freidrichs v CA Teachers Assoc FSB FSIA Funding Portal GAAP Gabelli v SEC Gambling GAO Gartenberg Factors GE Capital Retail Bank Gelboim v Bank of America Geolocation Germany Gibson Dunn Golden Leash Arrangements Government Entities Government Officials Grace Period Gun Laws Habeas Corpus Hatch-Waxman Herballife HIPAA HMDA Hong Kong Securities and Futures Commission (HKSFC) Hong Kong Stock Exchange Human Trafficking IFRS ILSA Impartiality Implied Consent In Pari Delicto Incentives Incorporation India Industry Examinations IndyMac Insolvency Inspection Rights Insurance Litigation Integrated Disclosures Intel Inter Partes Review (IPR) Proceeding Interest Income Interim Rule Internal Affairs Doctrine Internal Revenue Code (IRC) International Data Transfers Internet Service Providers (ISPs) Investigations Investment Schemes IOSCO Iran Sanctions Irreparable Harm ISDA ISS Italy Janus Capital Group Japan Jerry Brown Job Creation Joint Venture Judicial Estoppel Juror Selection Jury Trial Just Compensation Kansas v Carr Kathleen Sebelius Kazakhstan KBR (formerly Kellogg Brown & Root) King v Burwell Labeling Labor Law Violations Lane v Franks et.al Lee v Tam Legal Ethics Legislative Agendas Legislative Committees Legislative Process Lehman Brothers Lender-Placed Insurance Leveraged Buyout Life Sciences Limitation Periods LinkedIn Loan Modifications Lobbying Location Data Long Term Care Facilities Long-Term Care Loss-Carryover Lost Profits Mail Fraud Managers Mandatory Reporting Laws Marriage Martin Shkreli Mathis v US McCutcheon v. FEC McDonalds Meals-Gifts-and Entertainment Rules Medicare Advantage MedImmune v Genentech Medtronic v Boston Scientific Members Memorandum of Understanding Mental Illness Merger Agreements Merrill Lynch MF Global Microsoft MiFID II Mining Misappropriation Misleading Impressions Mississippi ex rel. Hood v. AU Optronics Mobile Privacy Money Laundering Money Transfer Monopolization Montanile v Board of Trustees Moody's Morgan Stanley Mortgage Lenders Mortgage Rules Motion for Summary Judgment Motion To Intervene MTFs Multinationals Municipal Bonds Municipal Securities Issuers NACHA NASD Nasdaq Natural Gas NCR Corp. Negligence Negligent Misrepresentation New England Patriots New Regulations New Zealand NFA NFL NICS NLRB v SW General Non-Enforcement Non-GAAP Financial Measures Non-Performing Loans (NPL) Non-Profits Non-Public Information Non-Resident Income Taxes NV Supreme Court NYSE Obama Administration Objective Falsity OFAC Off-Label Use Office of Financial Institution Adjudication (OFIA) Office of Personnel Management (OPM) OIG Oil Prices OMB Omissions Opt-In Oral Argument Overdraft Fees Parens Patriae Passporting Patent Applications Patent Infringement Patent Litigation Patent-Eligible Subject Matter Patriot Act Penalties Petrella v. MGM Pfizer Pharmaceutical Patents Pleadings Political Campaigns Presidential Nominations Price-Fixing Privacy Laws Privacy Policy Private Equity Private Equity Firms Private Securities Litigation Reform Act of 1995 Professional Misconduct Property Insurance Property Owners Property Tax Proposed Amendments Proxy Solicitations PSLRA Public Comment Public Disclosure Public Employees Public Housing Authorities Public Interest Public Pension Puerto Rico Pump and Dump Qui Tam Rabobank Race Discrimination Railways Ransomware Ratings RBS Real Estate Investments Registered Investment Advisors Registration Statement Regulation AB Regulation D Regulation SHO Regulation X Regulation Z Regulatory Standards Reimbursements Reinsurance Relate Back Doctrine Relation Back Doctrine Release Agreements Religious Exemption Religious Freedom Restoration Act Repurchases Request for Examination Rescission Residency Status Restitution Restructuring Retail Market Revenue Reverse Stock Splits Right of FIrst Refusal Right to Privacy Risk Alert Risk Assessment RPI Rule 105 Rule 23 Rule 506 Offerings Rule of Lenity Rulemaking Process Rural Development S-Corporation Sandifer v U.S. Steel Corp Sanofi Say-on-Pay Scams Search Warrant SEC Commissioner Second Amendment Section 101 Section 11 Section 304 Section 337 Section 546(e) Securities Financing Transactions (SFTs) Securities Regulation Securities Settlement Cycles Security-Based Swaps SEFs Self-Reporting Senate Confirmation Hearings Serious Fraud Office Severance Agreements Shareholder Oppression Shareholder Votes Shaw v United States Sherman Act Short Selling Short-Swing Trading SIFIs Single Director SIPA Social Media