Securities Constitutional Law

SEC Conflict Mineral Rules First Amendment Enforcement Actions Dodd-Frank ALJ Appointments Clause Disclosure Requirements Administrative Proceedings Administrative Hearings Standing Insider Trading SCOTUS Article II NAM Class Action Appeals Securities Fraud Shareholders Due Process Fiduciary Duty Securities Exchange Act Securities Litigation Fifth Amendment Preliminary Injunctions Reporting Requirements Securities Bebo v SEC Manufacturers Publicly-Traded Companies CFPB Derivative Suit En Banc Review Jurisdiction Popular Amnesty International Article III Corporate Counsel Equal Protection Form SD Seventh Amendment American Meat Institute Financial Institutions FINRA Fraud Banks Financial Markets Shareholder Litigation Breach of Duty CFTC Compliance DOJ Investment Adviser Sarbanes-Oxley Whistleblowers Forum Selection Judicial Review Petition For Rehearing RMBS Subject Matter Jurisdiction Administrative Procedure Act Due Diligence ERISA EU FCPA Free Speech Hedge Funds Investment Advisers Act of 1940 Investors Mortgages NAM v SEC National Association of Manufacturers Securities Act of 1933 Securities Violations Compelled Speech Constitutional Challenges Country of Origin Democratic Republic of Congo Fannie Mae JPMorgan Chase Non-Delegation Doctrine Political Contributions Ponzi Scheme Right to a Jury Stocks Whistleblower Protection Policies Appraisal Article I Banking Sector Broker-Dealer Chamber of Commerce Corporate Officers Criminal Prosecution Cybersecurity Derivatives Discovery Enforcement Federal Rules of Civil Procedure Human Rights Motion to Dismiss Pay-To-Play Preemption Recess Appointments Self-Incrimination Subpoenas UK Venue Arbitration Audits Chief Compliance Officers Civil Monetary Penalty Commercial Speech Confidential Information Consumer Financial Products Cutler v Franchise Tax Board De Novo Standard of Review Demand Futility Department of Agriculture Disclosure Dismissals DOL Executive Compensation Extraterritoriality Rules FDIC Foreign Corporations Fraud-on-the-Market Government Investigations IPSA Market Manipulation Minerals Mortgage-Backed Securities Motion To Stay Mutual Funds OCC Patents Petition for Writ of Certiorari Proposed Regulation Qualified Small Business Stock Retroactive Taxes S&P Scienter Separation of Powers Statute of Limitations Transparency Zauderer Administrative Appointments Africa Attorney's Fees Attorney-Client Privilege Bank of New York (BNY) Mellon Bernie Madoff CAFA China Class Certification Clawbacks Commerce Clause Commercial Bankruptcy Conflicts of Interest Controlling Stockholders Criminal Conspiracy Data Protection Declaratory Relief Deutsche Bank Directors DOMA Employer Liability Issues European Securities and Markets Authority (ESMA) Exclusive Jurisdiction False Statements FDCPA Federal Jurisdiction Federal Reserve Financial Regulatory Reform Financial Sector Foreclosure Franchise Tax Board Freddie Mac Healthcare Hiring & Firing Hobby Lobby Income Taxes Injury-in-Fact Internal Controls Investment Judge Rakoff Jury Instructions Lenders Mootness Municipalities Oil & Gas Passwords PCAOB Product Labels Rating Agencies Removal Retaliation Retroactive Application RICO Rule 10b-5 Rules of Practice Same-Sex Marriage Settlement Statute of Repose Trade Secrets US v Windsor Virtual Currency White Collar Crimes Wire Fraud Accredited Investors Administrative Authority Advertising Affirmative Action Affordable Care Act Alberta Securities Commission Amgen Inc. v Connecticut Retirement Plans Annuities Anti-Bribery Antitrust Provisions Arbitrage Asset Seizure Automotive Industry Avon Bankruptcy Code Bankruptcy Court Bitcoin Board of Directors Bribery Burwell v Hobby Lobby Business Judgment Rule Bylaws Canning v NLRB Cease and Desist Cell Phones Chapter 11 Chapter 9 Chevron Deference Citigroup CMBS CMS Comment Period Constitutional Amendment Consumer Lenders Corporate Governance Corruption Credit Ratings Creditors Cross-Border Data Breach Debt Collection Delegation Doctrine Department of Transportation (DOT) Detroit Eighth Amendment Employee Benefits Employee Privacy Rights Employer Group Health Plans ETFs European Commission Evidence Expert Witness Facebook Fair Housing Act (FHA) False Claims Act (FCA) Federal Arbitration Act Fee-Shifting FHFA FIfth Third Bancorp v Dudenhoeffer Final Judgment Financial Statements Foreign Nationals Foreign Official Fourth Amendment Fraudulent Transfers FTC Goldman Sachs Halliburton v Erica P. John Fund Hewlett-Packard HHS Hong Kong Injunctions Injunctive Relief Insurance Industry Internal Investigations Investment Fraud Investment Funds Investment Management IPO IRS Judges Law Enforcement Lawson v FMR Libor Loss Causation Mary Jo White Material Nonpublic Information Medicare Mergers Misrepresentation MSRB Municipal Advisers Municipal Bankruptcy Municipal Securities Market New Legislation NLRB Non-Appealable Decisions Notice Requirements NYDFS OCIE OECD Offering Fraud Omnicare v Laborers District Council Patent Trial and Appeal Board Personal Benefit Petrobras Pleading Standards Political Speech Probable Cause Prudential Regulation Authority Public Officials Putative Class Actions Reaffirmation Recklessness Registration Statement Regulatory Oversight Resource Extraction RESPA Retirement Plan Ripeness Sanctions Securities Act Siemens Sixth Amendment Small Business Smartphones Spokeo v Robins Standard of Review Startups Statement of Facts Summary Judgment Supply Chain Swaps Takings Tax Deferral Tender Offers Tolling Trade Policy Trustees Truth in Lending Act (TILA) U.S. Treasury UK Brexit US v Newman USDA Wall Street Ways and Means Committee Wells Fargo Wrongful Termination Young Lawyers 28 USC 1331 Abuse of Power Accounting Fraud Acquisition Agreements Actual Injuries Administrative Appeals Administrative Merits Determinations Airlines Algorithmic Trading Alice Corporation Allergan Inc Amended Legislation Amended Regulation America Invents Act American Bankers Association American Petroleum Institute American Pipe & Construction Co. v. Utah Amgen Amicus Briefs Amtrak Anti-Corruption Anti-Dumping Duty Anti-Money Laundering Anti-Rebate Statutes Anti-Retaliation Provisions Anti-SLAPP Antitrust Investigations Antitrust Litigation Appraisal Management Companies Arbitrary and Capricious Assignments Atlantic Marine Construction Company ATP Tours Attorney Malpractice Auction Australia Australian Securities and Investments Commission Automotive Loans B&B Hardware v Hargis Industries Bank of America Bank Secrecy Act Bankruptcy Reform Barack Obama Basel III Beneficial Owner Best Interest Contract Exemptions BG Group v Republic of Argentina Biometric Information Blockchain Bonds Books & Records Breach of Contract Breweries Bring Your Own Device Brokers Business Continuity Plans Business Records Business Roundtable Buyouts CalPERS Campaign Contributions Campbell Ewald v Gomez Canada Canadian Charter of Rights and Freedoms Capital Gains Capital One Case Consolidation Causation CBOE CEOs Certifications Certiorari CFOs Chadbourne & Parke LLP v Troice Charitable Donations Charles Schwab Claim Construction Claim Preclusion Class Action Arbitration Waivers Clean Air Act CME Collateralized Debt Obligations Collective Bargaining Commercial Arbitration Commercial Marketing Commercial Mortgage Securitization Commercial Property Owners Commodities Commodities Exchange Act Commodity Futures Contracts Community Reinvestment Act Condemnation Confidential Communications Confidential Witnesses Confidentiality Agreements Conservators Construction Contracts Consultation Consumer Complaint System Consumer Protection Act Contraceptive Coverage Mandate Contract Disputes Contracts Clause Convictions Corporate Sales Transactions Corporate Taxes Corporate Veil Countervailing Duties Court Administration Credit Reports Credit Unions Criminal Investigations Criminal Records Cross Motions Crowdfunding CT Supreme Court Currency Control Customer Service Standard Cy Pres Funds Cyber Attacks Cyprus Bailout D&O Insurance DACA Dark Pool Dart Cherokee Basin Operating Co. v. Owens Databases De Minimis Claims DE Supreme Court Deadlines Debt Debt Collectors Debtors Deceptive Intent Declaratory Judgments Deductions Defend Trade Secrets Act (DTSA) Deferred Prosecution Agreements Delaware General Corporation Law Delaware Limited Liability Company Act Depositions Derivative Complaint Derivatives Clearing Organizations Detrimental Reliance DHS Dietz v Bouldin DirecTV v Imburgia Discipline Disclosure-Based Settlements Discrimination Disgorgement Diversity Dividends Donald Trump Double Jeopardy Duncan v Owens Duty of Prudence EB-5 Economic Downturn ECPA Educational Institutions EEA Email Eminent Domain EMIR Employee Rights Employment Contract Employment Policies Enfish v Microsoft Enhanced Penalties Entire Fairness Standard Environmental Policies EPA EPA v EME Homer City Escheat ESOP European Central Bank Evidentiary Hearings Excessive Fees Exchange-Traded Products Excise Tax Exclusions Executive Powers Exhaustion Doctrine Exigent Circumstances Expungement Extractive Industry Transparency Rule Failure To State A Claim Fair and Effective Markets Review (FEMR) Fair Market Value FASB FBI FCPA Resource Guide FCRA Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 Federal Election Commission (FEC) Federal Housing Administration (FHA) Federal Railroad Administration Federal Register Federal Sentencing Guidelines Federal Tort Claims Act (FTCA) Federal v State Law Application Federalism FFIEC Fiduciary Rule Filing Deadlines Final Rules Financial Adviser Financial Conduct Authority (FCA) FinCEN FinTech Fixed Income Investments FLSA FOIA Football Foreign Banks Foreign Investment Foreign Policy Foreign Sovereigns Forex Forfeiture Statutes Form S-1 Fourteenth Amendment France Freidrichs v CA Teachers Assoc FSB FSIA Funding Portal GAAP Gabelli v SEC GAO Gartenberg Factors GE Capital Retail Bank Gelboim v Bank of America Gibson Dunn Golden Leash Arrangements Government Entities Government Officials Grace Period Habeas Corpus Hackers Hatch-Waxman Herballife HIPAA HMDA Hong Kong Securities and Futures Commission (HKSFC) Hong Kong Stock Exchange Hostile Takeover Human Trafficking IFRS Illegal Tipping ILSA Impartiality Implied Consent In Pari Delicto Incentives Incorporation India Industry Examinations Initial Public Offerings Integrated Disclosures Intel Inter Partes Review (IPR) Proceeding Interest Income Interest Payments Interim Rule Internal Affairs Doctrine Internal Revenue Code (IRC) Internet Service Providers (ISPs) Investigations Investment Companies Investment Firms Investment Schemes IOSCO Iran Sanctions Irreparable Harm ISS Issue Preclusion Jerry Brown Job Creation Job Duties Joint Venture Judicial Estoppel Juror Selection Jury Trial Kansas v Carr Kathleen Sebelius Kazakhstan KBR (formerly Kellogg Brown & Root) King v Burwell Labeling Lane v Franks Legal Ethics Legislative Agendas Legislative Committees Legislative Process Lehman Brothers Lender-Placed Insurance Leveraged Buyout Life Insurance Life Sciences Limited Liability Company (LLC) LinkedIn Loan Modifications Loans Lobbying Long Term Care Facilities Long-Term Care Mail Fraud Managers Mandatory Reporting Laws Marriage Martin Shkreli Mathis v US McCutcheon v. FEC McDonalds Meals-Gifts-and Entertainment Rules Medicare Advantage MedImmune v Genentech Medtronic v Boston Scientific Members Memorandum of Understanding Merrill Lynch Merrill Lynch v Manning MF Global Microsoft Mineral Extraction Mining Misappropriation Mississippi ex rel. Hood v. AU Optronics Mobile Privacy Money Laundering Money Transfer Montanile v Board of Trustees Morgan Stanley Mortgage Lenders Motion for Summary Judgment Motion to Compel Motion To Intervene Multinationals Municipal Bonds NACHA NAIC NASD Nasdaq Natural Resources NCR Corp. Negligence Negligent Misrepresentation New England Patriots New Guidance New Regulations NFL Non-GAAP Financial Measures Non-Public Information Non-Resident Income Taxes NY Supreme Court Obama Administration OFAC Off-Label Use OIG OMB Omissions Opt-Outs Oral Argument Overdraft Fees Parens Patriae Passporting Patent Applications Patent Infringement Patent Litigation Patent-Eligible Subject Matter Patriot Act Penalties Pension Funds Pensions Personal Jurisdiction Personally Identifiable Information Petrella v. MGM Pharmaceutical Industry Pharmaceutical Patents Pleadings Political Appointments Political Campaigns Political Parties Prescription Drugs Price Manipulation Price-Fixing Private Equity Private Right of Action Private Securities Litigation Reform Act of 1995 Professional Misconduct Property Insurance Property Owners Proposed Amendments Proxy Solicitations Proxy Statements Public Comment Public Concern Public Disclosure Public Employees Public Housing Authorities Public Interest Public Pension Puerto Rico Pump and Dump Qui Tam Railways Ratings RBS Real Estate Investments Reasonable Expectation of Privacy Registered Investment Advisors Regulation AB Regulation D Regulation S-K Regulation SHO Regulation X Regulation Z Regulatory Agenda Regulatory Standards Reimbursements Relate Back Doctrine Relation Back Doctrine Release Agreements Religious Exemption Religious Freedom Restoration Act Repurchases Request for Examination Rescission Restitution Restructuring Retail Market Retailers Revenue Reversal Richard Cordray Right of FIrst Refusal Right to Privacy Risk Alert Risk Assessment RPI Rule 105 Rule 23 Rule 506 Offerings Rule G-37 Rule of Lenity Rulemaking Process Rural Development S-Corporation Sales Commissions Sandifer v U.S. Steel Corp Say-on-Pay Scams Scottrade Search Warrant Section 101 Section 11 Section 304 Section 337 Section 546(e) Securities Financing Transactions (SFTs) Securities Regulation Security-Based Swaps SEFs Self-Reporting Serious Fraud Office Settlement Agreements Severance Agreements Short-Swing Trading SIFIs SIPA SLUSA Social Media Social Services Solicitor General Solvency II Spouses State Law Claims State of Incorporation Statement of Opinion Statutory Authority Stays STOCK Act Stock Drop Litigation Stock Sale Agreements Stock Trades Strict Liability Student Loans Subsidiaries Suppliers Suspicious Activity Reports (SARs) Swap Data Repositories Swiss Banks Takeover Agreement Tangible Property Tax Assessment Tax Credits Tax Exempt Entities Tax Rates Tax Revenues Taxable Distributions TCPA Telemarketing Testimonial Statements Teva v Sandoz Texas Dept of Housing v Inclusive Communities The Workplace Religious Freedom Act TILA-RESPA Integrated Disclosure Rule (TRID) Time Extensions Tippees Tom Brady Trade Associations Trademarks Tribunals Trucking Industry Twitter U.S. Commerce Department UBS Unclaimed Property Unemployment Unfair or Deceptive Trade Practices Unicorns Union Dues Unions Unregistered Brokers Upjohn Warnings US v Salman US v Texas USPTO Vacated Valeant Vendors Wachovia Waiting Periods Wal-Mart Warrantless Searches Warrants Washington Mutual Whistleblower Awards Wholesale Wine & Alcohol Work Product Privilege Work Suspensions Writ of Mandamus WTO Wynn Resorts