Securities Constitutional Law

SEC Conflict Mineral Rules First Amendment Enforcement Actions ALJ Appointments Clause Dodd-Frank Administrative Proceedings Disclosure Requirements Insider Trading Administrative Hearings Standing Article II SCOTUS Class Action Appeals Due Process NAM Shareholders Securities Fraud Constitutional Challenges Fiduciary Duty Securities Exchange Act Securities Litigation Fifth Amendment CFPB Corporate Counsel Preliminary Injunctions Reporting Requirements Article III Bebo v SEC En Banc Review Jurisdiction Manufacturers Publicly-Traded Companies Securities Derivative Suit Popular Amnesty International Equal Protection Form SD Seventh Amendment American Meat Institute Financial Institutions FINRA Fraud Investment Adviser Shareholder Litigation CFTC Financial Markets Administrative Procedure Act Banks Breach of Duty Compliance DOJ ERISA Sarbanes-Oxley Securities Violations Whistleblowers FCPA Forum Selection Investment Advisers Act of 1940 Judicial Review Petition For Rehearing Stocks Subject Matter Jurisdiction Democratic Republic of Congo Due Diligence EU Hedge Funds Mortgages NAM v SEC National Association of Manufacturers RMBS Securities Act of 1933 Whistleblower Protection Policies Banking Sector Broker-Dealer Compelled Speech Confidential Information Corporate Officers Country of Origin Dismissals Free Speech Investors JPMorgan Chase Non-Delegation Doctrine Pay-To-Play Political Contributions Ponzi Scheme Right to a Jury Statute of Limitations UK Appraisal Article I Audits Chamber of Commerce Criminal Prosecution Cybersecurity Derivatives Discovery Enforcement Fannie Mae FDIC Federal Rules of Civil Procedure Financial Sector Fraud-on-the-Market Human Rights IPSA Motion to Dismiss Preemption Recess Appointments Scienter Self-Incrimination Subpoenas Venue Administrative Appointments Arbitration Chief Compliance Officers China Civil Monetary Penalty Class Certification Clawbacks Comment Period Commercial Speech Consumer Financial Products Cutler v Franchise Tax Board De Novo Standard of Review Demand Futility Department of Agriculture Disclosure DOL Executive Compensation Extraterritoriality Rules Federal Reserve Foreign Corporations Government Investigations Internal Controls Investment Loss Causation Market Manipulation Minerals Mortgage-Backed Securities Motion To Stay Mutual Funds OCC Oil & Gas Patents Personal Benefit Petition for Writ of Certiorari Proposed Regulation Qualified Small Business Stock Retroactive Taxes S&P Separation of Powers Statute of Repose Transparency US v Newman Virtual Currency Zauderer Africa Attorney's Fees Attorney-Client Privilege Bernie Madoff Bitcoin Board of Directors CAFA Commerce Clause Commercial Bankruptcy Conflicts of Interest Controlling Stockholders Criminal Conspiracy Data Protection Declaratory Relief Deutsche Bank Directors DOMA Employer Liability Issues European Securities and Markets Authority (ESMA) Exclusive Jurisdiction False Statements FDCPA Federal Jurisdiction Financial Regulatory Reform Foreclosure Franchise Tax Board Freddie Mac Halliburton v Erica P. John Fund Healthcare Hobby Lobby Illegal Tipping Income Taxes Injury-in-Fact Judge Rakoff Jury Instructions Lenders Material Nonpublic Information Mergers Misrepresentation Mootness MSRB Municipalities Offering Fraud Omnicare v Laborers District Council Passwords PCAOB Product Labels Public Officials Regulatory Oversight Removal Resource Extraction RESPA Retaliation Retroactive Application RICO Rule 10b-5 Rules of Practice Same-Sex Marriage Sanctions Settlement Split of Authority Tender Offers Trade Secrets Trump Administration US v Salman US v Windsor White Collar Crimes Wire Fraud Young Lawyers Accredited Investors Actual Injuries Administrative Authority Administrative Merits Determinations Advertising Affirmative Action Affordable Care Act Alberta Securities Commission Amgen Inc. v Connecticut Retirement Plans Annuities Anti-Bribery Antitrust Provisions Arbitrage Asset Seizure Automotive Industry Avon Bank of New York (BNY) Mellon Bankruptcy Code Bankruptcy Court Books & Records Bribery Burwell v Hobby Lobby Business Judgment Rule Bylaws Campaign Contributions Canning v NLRB Cease and Desist Cell Phones Chapter 11 Chapter 9 Chevron Deference CMBS CME CMS Constitutional Amendment Consumer Lenders Corporate Governance Corruption Creditors Cross-Border Cyber Attacks Data Breach DE Supreme Court Debt Collection Delaware General Corporation Law Delegation Doctrine Department of Transportation (DOT) Detroit Eighth Amendment Employee Benefits Employee Privacy Rights Employer Group Health Plans ETFs European Commission Evidence Expert Witness Facebook Fair Housing Act (FHA) False Claims Act (FCA) Federal Arbitration Act Fee-Shifting FHFA FIfth Third Bancorp v Dudenhoeffer Final Judgment Financial Statements Foreign Nationals Foreign Official Fourth Amendment Fraudulent Transfers FTC Goldman Sachs Hewlett-Packard HHS Hiring & Firing Hong Kong Initial Public Offerings Injunctions Injunctive Relief Insurance Industry Internal Investigations Investment Companies Investment Fraud Investment Funds Investment Management IPO Irreparable Harm IRS Judges Law Enforcement Lawson v FMR Mary Jo White Medicare Merrill Lynch v Manning Mineral Extraction Motion to Compel Municipal Advisers Municipal Bankruptcy Municipal Securities Market Natural Resources New Legislation NLRB Non-Appealable Decisions Notice Requirements NYDFS OCIE OECD Patent Trial and Appeal Board Pension Funds Pensions Personal Jurisdiction Petrobras Pharmaceutical Industry Pleading Standards Political Appointments Political Speech Prescription Drugs Probable Cause Prudential Regulation Authority Rating Agencies Reaffirmation Recklessness Registration Statement Regulation S-K Retailers Retirement Plan Reversal Richard Cordray Ripeness Securities Act Siemens Sixth Amendment SLUSA Small Business Smartphones Spokeo v Robins Standard of Review Startups Statement of Facts Summary Judgment Supply Chain Swaps Takings Tax Deferral Tippees Tolling Trade Policy Trustees Truth in Lending Act (TILA) U.S. Treasury UK Brexit Unions USDA Wall Street Ways and Means Committee Wells Fargo 28 USC 1331 Abuse of Power Accounting Fraud Acquisition Agreements Administrative Appeals Airlines Algorithmic Trading Alice Corporation Allergan Inc Alternative Trading Systems Amended Legislation Amended Regulation America Invents Act American Bankers Association American Petroleum Institute American Pipe & Construction Co. v. Utah Amgen Amicus Briefs Amtrak Anti-Corruption Anti-Dumping Duty Anti-Money Laundering Anti-Rebate Statutes Anti-Retaliation Provisions Anti-SLAPP Antitrust Investigations Antitrust Litigation Appellate Record Appraisal Management Companies Arbitrary and Capricious Assignments Atlantic Marine Construction Company ATP Tours Auction Auditors Australia Australian Securities and Investments Commission Automotive Loans B&B Hardware v Hargis Industries Bank of America Bank Secrecy Act Bankruptcy Reform Barack Obama Basel III Benchmarks Beneficial Owner Best Buy Best Interest Contract Exemptions BG Group v Republic of Argentina Big Data Biometric Information Block Trades Blockchain Bonds Breach of Contract Breweries Bring Your Own Device Brokers Business Continuity Plans Business Records Business Roundtable Buyouts C&DIs CalPERS Campbell Ewald v Gomez Canada Canadian Charter of Rights and Freedoms Capital Gains Capital One Case Consolidation Causation CBOE CEOs Certifications Certiorari CFOs Chadbourne & Parke LLP v Troice Charitable Donations Charles Schwab Citigroup Claim Construction Claim Preclusion Class Action Arbitration Waivers Clean Air Act CME NYMEX Coal Coal Industry Collateral Estoppel Collateralized Debt Obligations Collective Bargaining Commercial Arbitration Commercial Marketing Commercial Mortgage Securitization Commercial Property Owners Commodities Commodities Exchange Act Commodity Futures Contracts Community Reinvestment Act Compensation & Benefits Condemnation Confidential Communications Confidential Witnesses Confidentiality Agreements Congressional Review Act Conservators Construction Contracts Consultation Consumer Complaint System Consumer Protection Act Contraceptive Coverage Mandate Contract Disputes Contracts Clause Convictions Corporate Deadlock Corporate Sales Transactions Corporate Taxes Corporate Veil Countervailing Duties Court Administration Court-Appointed Custodians Credit Cards Credit Ratings Credit Reports Credit Unions Criminal Investigations Criminal Records Cross Motions Crowdfunding Currency Control Customer Service Standard Cy Pres Funds Cyprus Bailout D&O Insurance DACA Dark Pool Dart Cherokee Basin Operating Co. v. Owens Databases De Minimis Claims Deadlines Debt Debt Collectors Debtors Deceptive Intent Declaratory Judgments Deductions Defend Trade Secrets Act (DTSA) Deferred Prosecution Agreements Delaware Limited Liability Company Act Demand Letter Department of the Interior Depositions Derivative Complaint Derivatives Clearing Organizations Detrimental Reliance DHS Dietz v Bouldin Digital Currency DirecTV v Imburgia Dirks v SEC Disability Insurance Disabled Disclosure-Based Settlements Discrimination Disgorgement Diversity Dividends Double Jeopardy Duncan v Owens Duty of Prudence EB-5 Economic Downturn ECPA Educational Institutions EEA EFRP Electronic Records Email Eminent Domain EMIR Employment Contract Employment Policies Energy Sector Enfish v Microsoft Enhanced Penalties Entire Fairness Standard Environmental Policies EPA EPA v EME Homer City Equitable Estoppel Escheat ESOP European Central Bank Evidentiary Hearings Excessive Fees Exchange-Traded Products Excise Tax Exclusions Executive Powers Exhaustion Doctrine Exigent Circumstances Expungement Extractive Industry Transparency Rule Failure To State A Claim Fair and Effective Markets Review (FEMR) Fair Market Value Fair Pay and Safe Workplaces FASB Fast-Food Industry FBI FCMs FCPA Resource Guide FCRA FDA Federal Acquisition Regulations (FAR) Federal Bank Regulatory Agencies Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 Federal Contractors Federal Election Commission (FEC) Federal Housing Administration (FHA) Federal Railroad Administration Federal Register Federal Sentencing Guidelines Federal Tort Claims Act (FTCA) Federal v State Law Application Federalism FFIEC Fiduciary Rule Filing Deadlines Final Rules Financial Adviser Financial Conduct Authority (FCA) FinCEN FinTech Firearms Fixed Income Investments FLSA FOIA Football Forced Sales Foreign Banks Foreign Currency Foreign Debt Foreign Investment Foreign Policy Foreign Sovereigns Forex Forfeiture Statutes Form 10-K Form 8-K Form S-1 Fourteenth Amendment France Freidrichs v CA Teachers Assoc FSB FSIA Funding Portal GAAP Gabelli v SEC GAO Gartenberg Factors GE Capital Retail Bank Gelboim v Bank of America Gibson Dunn Golden Leash Arrangements Government Entities Government Officials Grace Period Gun Laws Habeas Corpus Hackers Hatch-Waxman Herballife HIPAA HMDA Hong Kong Securities and Futures Commission (HKSFC) Hong Kong Stock Exchange Hostile Takeover Human Trafficking IFRS ILSA Impartiality Implied Consent In Pari Delicto Incentives Incorporation India Industry Examinations Inspection Rights Integrated Disclosures Intel Inter Partes Review (IPR) Proceeding Interest Income Interim Rule Internal Affairs Doctrine Internal Revenue Code (IRC) Internet Service Providers (ISPs) Investigations Investment Firms Investment Schemes IOSCO Iran Sanctions ISDA ISS Issue Preclusion Janus Capital Group Jerry Brown Job Creation Joint Venture Judicial Estoppel Juror Selection Jury Trial Kansas v Carr Kathleen Sebelius Kazakhstan KBR (formerly Kellogg Brown & Root) King v Burwell Labeling Labor Law Violations Lane v Franks Legal Ethics Legislative Agendas Legislative Committees Legislative Process Lehman Brothers Lender-Placed Insurance Leveraged Buyout Libor Life Insurance Life Sciences Limited Liability Company (LLC) LinkedIn Loan Modifications Loans Lobbying Long Term Care Facilities Long-Term Care Lost Profits Mail Fraud Managers Mandatory Reporting Laws Marriage Martin Shkreli Mathis v US McCutcheon v. FEC McDonalds Meals-Gifts-and Entertainment Rules Medicare Advantage MedImmune v Genentech Medtronic v Boston Scientific Members Memorandum of Understanding Mental Illness Merger Agreements Merrill Lynch MF Global Microsoft Mining Misappropriation Misleading Impressions Mississippi ex rel. Hood v. AU Optronics Mobile Privacy Money Laundering Money Transfer Montanile v Board of Trustees Morgan Stanley Mortgage Lenders Motion for Summary Judgment Motion To Intervene Multinationals Municipal Bonds NACHA NAIC NASD Nasdaq NCR Corp. Negligence Negligent Misrepresentation New England Patriots New Guidance New Regulations NFA NFL NICS Non-GAAP Financial Measures Non-Public Information Non-Resident Income Taxes NY Supreme Court Obama Administration OFAC Off-Label Use Office of Financial Institution Adjudication (OFIA) Office of Personnel Management (OPM) OIG OMB Omissions Opt-Outs Oral Argument Overdraft Fees Parens Patriae Passporting Patent Applications Patent Infringement Patent Litigation Patent-Eligible Subject Matter Patriot Act Penalties Personal Liability Personally Identifiable Information Petrella v. MGM Pfizer Pharmaceutical Patents PHH Corp. v CFPB Pleadings Political Campaigns Political Parties Price Manipulation Price-Fixing Private Equity Private Equity Firms Private Right of Action Private Securities Litigation Reform Act of 1995 Professional Misconduct Property Insurance Property Owners Proposed Amendments Proxy Solicitations Proxy Statements Public Comment Public Disclosure Public Employees Public Housing Authorities Public Interest Public Pension Puerto Rico Pump and Dump Putative Class Actions Qui Tam Railways Ratings RBS Real Estate Investments Reasonable Expectation of Privacy Registered Investment Advisors Regulation AB Regulation D Regulation SHO Regulation X Regulation Z Regulatory Agenda Regulatory Standards Reimbursements Relate Back Doctrine Relation Back Doctrine Release Agreements Religious Exemption Religious Freedom Restoration Act Removal For-Cause Repurchases Request for Examination Residency Status Restitution Restructuring Retail Market Revenue Right of FIrst Refusal Right to Privacy Risk Alert Risk Assessment Risk Management RPI Rule 105 Rule 23 Rule 506 Offerings Rule G-37 Rule of Lenity Rulemaking Process Rural Development S-Corporation Sales Commissions Sandifer v U.S. Steel Corp Sanofi Say-on-Pay Scams Scottrade Search Warrant Second Amendment Section 101 Section 11 Section 220 Request Section 304 Section 337 Section 546(e) Securities Financing Transactions (SFTs) Securities Regulation Security-Based Swaps SEFs Self-Reporting Selling a Business Serious Fraud Office Settlement Agreements Severance Agreements Short Selling Short-Swing Trading SIFIs SIPA Social Media Social Security Act Social Security Administration (SSA) Social Services Solicitor General Solvency II Spoofing Spouses State Law Claims State of Incorporation Statement of Opinion Statutory Authority Stays STOCK Act Stock Drop Litigation Stock Prices Stock Sale Agreements Stock Trades Strict Liability Student Loans Subsidiaries Suppliers Suspicious Activity Reports (SARs) Swap Data Repositories Swap Execution Facilities Swiss Banks Takeover Agreement Takings Clause Tangible Property Tax Assessment Tax Credits Tax Exempt Entities Tax Rates Tax Revenues Taxable Distributions TCPA Telemarketing Testimonial Statements Teva v Sandoz Texas Dept of Housing v Inclusive Communities The Workplace Religious Freedom Act TILA-RESPA Integrated Disclosure Rule (TRID) Time Extensions Tippers Tom Brady Trade Associations Trademarks Tribunals Trucking Industry Twitter U.S. Commerce Department UBS Unclaimed Property Unemployment Unfair or Deceptive Trade Practices Unicorns Union Dues Unregistered Brokers Upjohn Warnings US v Texas USPTO Vacated Valeant Vendors Wachovia Waiting Periods Wal-Mart Warrantless Searches Warrants Washington Mutual Wells Notice Whistleblower Awards Wholesale Wine & Alcohol Work Product Privilege Work Suspensions Writ of Mandamus Wrongful Termination WTO Wynn Resorts