Securities Constitutional Law

SEC Conflict Mineral Rules First Amendment Enforcement Actions ALJ Appointments Clause Dodd-Frank Administrative Proceedings Disclosure Requirements Standing Insider Trading Article II Administrative Hearings SCOTUS Class Action Constitutional Challenges Appeals Due Process NAM Fiduciary Duty Securities Exchange Act Securities Fraud Shareholders Form SD Article III Securities Litigation CFPB Fifth Amendment Reporting Requirements Corporate Counsel En Banc Review Popular Preliminary Injunctions Publicly-Traded Companies Bebo v SEC Derivative Suit Jurisdiction Manufacturers Securities Equal Protection Amnesty International Financial Markets FINRA Fraud Seventh Amendment American Meat Institute Breach of Duty CFTC Due Diligence Financial Institutions Investment Adviser RMBS Shareholder Litigation Compliance Country of Origin Free Speech National Association of Manufacturers Administrative Procedure Act Banks Dismissals DOJ ERISA EU FCPA Sarbanes-Oxley Securities Violations Subject Matter Jurisdiction Whistleblowers Banking Sector Democratic Republic of Congo Forum Selection Investment Advisers Act of 1940 Judicial Review Petition For Rehearing Statute of Limitations Stocks Financial Sector Mortgages NAM v SEC Whistleblower Protection Policies Broker-Dealer Compelled Speech Confidential Information Corporate Officers Cybersecurity Hedge Funds Investors JPMorgan Chase Motion to Dismiss Non-Delegation Doctrine Pay-To-Play Political Contributions Ponzi Scheme Right to a Jury Scienter Securities Act of 1933 Supply Chain UK Appraisal Article I Audits Chamber of Commerce Civil Monetary Penalty Class Certification Derivatives Discovery Enforcement Fannie Mae FDIC Federal Rules of Civil Procedure Fraud-on-the-Market Human Rights Injury-in-Fact IPSA Market Manipulation Mutual Funds OCC Oil & Gas Personal Benefit Recess Appointments Self-Incrimination Statute of Repose Subpoenas Venue Administrative Appointments Bank of New York (BNY) Mellon Chief Compliance Officers China Clawbacks Comment Period Commercial Speech Consumer Financial Products Criminal Prosecution Cutler v Franchise Tax Board De Novo Standard of Review Demand Futility Department of Agriculture Disclosure DOL European Securities and Markets Authority (ESMA) Executive Compensation Extraterritoriality Rules Federal Reserve Foreign Corporations Government Investigations Insurance Industry Internal Controls Investment Loss Causation Minerals Misrepresentation Mortgage-Backed Securities Motion To Stay Municipalities Offering Fraud Patents Petition for Writ of Certiorari Pleading Standards Preemption Product Labels Proposed Regulation Qualified Small Business Stock Rating Agencies Resource Extraction RESPA Retroactive Application Retroactive Taxes S&P Separation of Powers Settlement Transparency Trump Administration US v Newman US v Salman Virtual Currency Zauderer Actual Injuries Africa Ancestry.com Arbitration Attorney-Client Privilege Bernie Madoff Bitcoin Breach of Contract CAFA CMBS Commerce Clause Commercial Bankruptcy Controlling Stockholders Corp Fin Corporate Governance Criminal Conspiracy Data Protection Debt Collection Declaratory Relief Deutsche Bank Directors DOMA Employer Liability Issues European Commission Exclusive Jurisdiction Fair Housing Act (FHA) False Statements FDCPA Federal Jurisdiction Financial Regulatory Reform Foreclosure Franchise Tax Board Freddie Mac FTC Halliburton v Erica P. John Fund Healthcare Hobby Lobby Illegal Tipping Income Taxes Investment Firms Judge Rakoff Jury Instructions Lenders Material Nonpublic Information Mergers Mootness MSRB New Guidance NLRB Passwords PCAOB Price Manipulation Public Officials Putative Class Actions Regulatory Oversight Removal Retaliation RICO Rule 10b-5 Rules of Practice Same-Sex Marriage Sanctions Smartphones Split of Authority Spokeo v Robins Tender Offers Tolling Trade Secrets Trustees US v Windsor White Collar Crimes Wire Fraud Young Lawyers Accredited Investors Administrative Authority Administrative Merits Determinations Advertising Affirmative Action Affordable Care Act Alberta Securities Commission Amgen Inc. v Connecticut Retirement Plans Annuities Anti-Bribery Antitrust Provisions Arbitrage Asset Seizure Attorney's Fees Automotive Industry Avon Bank of America Bankruptcy Code Bankruptcy Court Board of Directors Bonds Books & Records Bribery Burwell v Hobby Lobby Business Judgment Rule Bylaws Campaign Contributions Canada Canning v NLRB Cease and Desist Cell Phones Chapter 11 Chapter 9 Charles Schwab Chevron Deference CME CMS Commodities Exchange Act Conflicts of Interest Constitutional Amendment Consumer Lenders Corruption Credit Cards Creditors Cross-Border Cyber Attacks Data Breach DE Supreme Court Delaware General Corporation Law Delegation Doctrine Department of Transportation (DOT) Detroit Dirks v SEC Disgorgement EMIR Employee Benefits Employee Privacy Rights Employer Group Health Plans ETFs Evidence Expert Witness Exploitation Facebook False Claims Act (FCA) Fee-Shifting FFIEC FHFA FIfth Third Bancorp v Dudenhoeffer Final Judgment Financial Services Industry Financial Statements Fitch Foreign Nationals Foreign Official Fourth Amendment Fraudulent Transfers Goldman Sachs Hewlett-Packard HHS Hiring & Firing Hong Kong Initial Public Offerings Injunctions Injunctive Relief Internal Investigations Investment Companies Investment Fraud Investment Funds Investment Management IPO IRS Judges Law Enforcement Lawson v FMR Life Insurance Limited Liability Company (LLC) Loans Mary Jo White Medicare Merrill Lynch v Manning Mineral Extraction Motion to Compel Municipal Advisers Municipal Bankruptcy Municipal Securities Market NAIC Natural Resources New Legislation Non-Appealable Decisions Notice Requirements NY Supreme Court NYDFS OCIE OECD Omnicare v Laborers District Council Opt-Outs Patent Trial and Appeal Board Pension Funds Pensions Personal Jurisdiction Petrobras Pharmaceutical Industry PHH Corp. v CFPB Political Appointments Political Speech Prescription Drugs Private Right of Action Probable Cause Prudential Regulation Authority Reaffirmation Recklessness Regulation S-K Removal For-Cause Retailers Retirement Plan Reversal Richard Cordray Ripeness Sales Commissions Securities Act Siemens Sixth Amendment SLUSA Small Business Standard of Review Startups Statement of Facts Stays Student Loans Summary Judgment Swaps Takings Tax Assessment Tax Deferral Tippees Tippers Trade Policy Truth in Lending Act (TILA) U.S. Treasury UK Brexit Unions USDA Wall Street Ways and Means Committee Wells Fargo 28 USC 1331 Abuse of Power Accounting Fraud Acquisition Agreements Acquisitions Administrative Appeals AIG Airlines Algorithmic Trading Alice Corporation Alternative Trading Systems Amended Legislation Amended Regulation America Invents Act American Bankers Association American Petroleum Institute American Pipe & Construction Co. v. Utah Amgen Amicus Briefs Amtrak Anti-Corruption Anti-Dumping Duty Anti-Money Laundering Anti-Rebate Statutes Anti-Retaliation Provisions Anti-SLAPP Antitrust Investigations Antitrust Litigation Apple v Samsung Appraisal Management Companies Arbitrary and Capricious Article of Manufacture Assignments Atlantic Marine Construction Company ATP Tours Auction Audit Policies Auditors Australia Australian Securities and Investments Commission Automotive Loans Bailout Bank Fraud Bank of America v Miami Bank Secrecy Act Bankruptcy Reform Barack Obama Basel III Benchmarks Beneficial Owner Best Buy Best Execution Best Interest Contract Exemptions BG Group v Republic of Argentina Big Data Biometric Information Block Trades Blockchain Breweries Bring Your Own Device Brokers Business Continuity Plans Business Records Business Roundtable Buyouts C&DIs CalPERS CalPERS v ANZ Securities Campbell Ewald v Gomez Canadian Charter of Rights and Freedoms Capital Gains Capital Markets Capital Markets Union Capital One Capital Requirements Regulation (CRR) Case Consolidation Causation CBOE CCPs CEOs Certifications CFOs Chadbourne & Parke LLP v Troice Charitable Donations Citigroup Claim Construction Claim Preclusion Class Action Arbitration Waivers Clean Air Act Clean Shares CME NYMEX Coal Coal Industry Collateral Estoppel Collateralized Debt Obligations Collective Bargaining Commercial Arbitration Commercial Loans Commercial Marketing Commercial Mortgage Securitization Commercial Property Owners Commerzbank Commodities Commodity Futures Contracts Community Reinvestment Act Compensation & Benefits Component Parts Doctrine Condemnation Confidential Communications Confidential Witnesses Confidentiality Agreements Congressional Committees Congressional Review Act Conservators Construction Contracts Consultation Consumer Complaint System Consumer Protection Act Contraceptive Coverage Mandate Contract Disputes Contract Terms Contracts Clause Convictions Corporate Sales Transactions Corporate Social Responsibility Corporate Taxes Corporate Veil Countervailing Duties Court Administration Court of Federal Claims Credit Ratings Credit Reports Credit Unions Criminal Investigations Criminal Records Cross Motions Crowdfunding Currency Control Customer Service Standard Cy Pres Funds Cyprus Bailout D&O Insurance DACA Dark Pool Dart Cherokee Basin Operating Co. v. Owens Databases DBRS De Minimis Claims Deadlines Debt Debt Collectors Debt Securities Debtors Deceptive Intent Declaratory Judgments Deductions Default Judgment Defend Trade Secrets Act (DTSA) Deferred Prosecution Agreements Delaware Limited Liability Company Act Demand Letter Department of the Interior Depositions Derivative Complaint Derivatives Clearing Organizations Design Patent Detrimental Reliance DHS Dietz v Bouldin Digital Currency Disability Disability Insurance Disclosure-Based Settlements Discrimination Diversity Dividends Double Jeopardy Duncan v Owens Duty of Prudence EB-5 ECON Economic Downturn ECPA Educational Institutions EEA EFRP EGRPRA Eighth Amendment Elder Abuse Electronic Records Email Eminent Domain Employment Contract Employment Policies Energy Sector Enfish v Microsoft Enhanced Penalties Entire Fairness Standard Environmental Policies EPA EPA v EME Homer City Equitable Estoppel Equity Claims Equity Securities Escheat ESOP ESRB European Banking Authority European Central Bank European Supervisory Authorities (ESAs) Evidentiary Hearings Exactions Excessive Fees Exchange-Traded Products Excise Tax Exclusions Executive Powers Exhaustion Doctrine Exigent Circumstances Expressions Hair Design v Schneiderman Expungement Extractive Industry Transparency Rule Failure To State A Claim Fair and Effective Markets Review (FEMR) Fair Lending Fair Market Value Fair Pay and Safe Workplaces FASB Fast-Food Industry FBI FCMs FCPA Resource Guide FCRA FDA Federal Acquisition Regulations (FAR) Federal Arbitration Act Federal Bank Regulatory Agencies Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 Federal Contractors Federal Election Commission (FEC) Federal Housing Administration (FHA) Federal Railroad Administration Federal Register Federal Tort Claims Act (FTCA) Federal v State Law Application Federal Vacancies Reform Act Federalism FERC Fiduciary Exception Fiduciary Rule Filing Deadlines Final Rules Financial Adviser Financial Conduct Authority (FCA) Financial Fraud FinCEN FinTech Firearms Fixed Income Investments FLSA FOIA Football Foreign Banks Foreign Currency Foreign Debt Foreign Investment Foreign Policy Foreign Sovereigns Forex Forfeiture Statutes Form 10-K Form 8-K Form S-1 Fourteenth Amendment France Free Exercise Freidrichs v CA Teachers Assoc FSB FSIA Funding Portal GAAP Gabelli v SEC GAO Gartenberg Factors GE Capital Retail Bank Gelboim v Bank of America Germany Gibson Dunn Golden Leash Arrangements Government Entities Government Officials Grace Period Gun Laws Habeas Corpus Hackers Hatch-Waxman Herballife High Frequency Trading HIPAA HMDA Hong Kong Securities and Futures Commission (HKSFC) Hong Kong Stock Exchange Human Trafficking IFRS ILSA Impartiality Implied Consent In Pari Delicto Incentives Incorporation India Industry Examinations IndyMac Insolvency Inspection Rights Insurance Litigation Integrated Disclosures Intel Inter Partes Review (IPR) Proceeding Interest Income Interim Rule Internal Affairs Doctrine Internal Revenue Code (IRC) Internet Service Providers (ISPs) Investigations Investment Schemes IOSCO Iran Sanctions Irreparable Harm ISDA ISS Janus Capital Group Jerry Brown Job Creation Joint Venture Judicial Estoppel Juror Selection Jury Trial Just Compensation Kansas v Carr Kathleen Sebelius Kazakhstan KBR (formerly Kellogg Brown & Root) King v Burwell Labeling Labor Law Violations Lane v Franks et.al Lee v Tam Legal Ethics Legislative Agendas Legislative Committees Legislative Process Lehman Brothers Lender-Placed Insurance Leveraged Buyout Libor Life Sciences Limitation Periods LinkedIn Loan Modifications Lobbying Long Term Care Facilities Long-Term Care Loss-Carryover Lost Profits Mail Fraud Managers Mandatory Reporting Laws Marriage Martin Shkreli Mathis v US McCutcheon v. FEC McDonalds Meals-Gifts-and Entertainment Rules Medicare Advantage MedImmune v Genentech Medtronic v Boston Scientific Members Memorandum of Understanding Mental Illness Merger Agreements Merrill Lynch MF Global Microsoft MiFID II Mining Misappropriation Misleading Impressions Mississippi ex rel. Hood v. AU Optronics Mobile Privacy Money Laundering Money Transfer Monopolization Montanile v Board of Trustees Moody's Morgan Stanley Mortgage Lenders Mortgage Rules Motion for Summary Judgment Motion To Intervene MTFs Multinationals Municipal Bonds NACHA NASD Nasdaq Natural Gas NCR Corp. Negligence Negligent Misrepresentation New England Patriots New Regulations New Zealand NFA NFL NICS NLRB v SW General Non-Enforcement Non-GAAP Financial Measures Non-Performing Loans (NPL) Non-Profits Non-Public Information Non-Resident Income Taxes NYSE Obama Administration Objective Falsity OFAC Off-Label Use Office of Financial Institution Adjudication (OFIA) Office of Personnel Management (OPM) OIG Oil Prices OMB Omissions Opt-In Oral Argument Overdraft Fees Parens Patriae Passporting Patent Applications Patent Infringement Patent Litigation Patent-Eligible Subject Matter Patriot Act Penalties Personal Liability Personally Identifiable Information Petrella v. MGM Pfizer Pharmaceutical Patents Pleadings Political Campaigns Political Parties Preferred Shares Presidential Nominations Price-Fixing Private Equity Private Equity Firms Private Securities Litigation Reform Act of 1995 Professional Misconduct Property Insurance Property Owners Property Tax Proposed Amendments Proxy Solicitations PSLRA Public Comment Public Disclosure Public Employees Public Housing Authorities Public Interest Public Pension Puerto Rico Pump and Dump Qui Tam Race Discrimination Railways Ratings RBS Real Estate Investments Reasonable Expectation of Privacy Registered Investment Advisors Registration Statement Regulation AB Regulation D Regulation SHO Regulation X Regulation Z Regulatory Agenda Regulatory Standards Reimbursements Reinsurance Relate Back Doctrine Relation Back Doctrine Release Agreements Religious Exemption Religious Freedom Restoration Act Remand Repurchases Request for Examination Rescission Residency Status Restitution Restructuring Retail Market Revenue Reverse Stock Splits Right of FIrst Refusal Right to Privacy Risk Alert Risk Assessment Risk Management RPI Rule 105 Rule 23 Rule 506 Offerings Rule G-37 Rule of Lenity Rulemaking Process Rural Development S-Corporation Sandifer v U.S. Steel Corp Sanofi Say-on-Pay Scams Scottrade Search Warrant SEC Commissioner Second Amendment Section 101 Section 11 Section 220 Request Section 304 Section 337 Section 546(e) Securities Financing Transactions (SFTs) Securities Regulation Securities Settlement Cycles Security-Based Swaps SEFs Self-Reporting Senate Confirmation Hearings Serious Fraud Office Settlement Agreements Severance Agreements Shareholder Votes Shaw v United States Sherman Act Short Selling Short-Swing Trading SIFIs Single Director SIPA Social Media Social Security Act Social Security Administration (SSA) Social Services Solicitor General Solvency II Spoofing Spouses State Aid State Law Claims State of Incorporation Statement of Opinion Statutory Authority STOCK Act Stock Drop Litigation Stock Prices Stock Sale Agreements Stock Trades Stock Transfer Restrictions Strict Liability Subsidiaries Suppliers Suspicious Activity Reports (SARs) Swap Data Repositories Swap Execution Facilities Swiss Banks Takings Clause Tangible Property Tax Credits Tax Exempt Entities Tax Rates Tax Revenues