Securities Elections & Politics

SEC Trump Administration Dodd-Frank Disclosure Requirements EU UK Proposed Legislation Investment Adviser UK Brexit JOBS Act Pending Legislation CFTC Political Contributions Pay-To-Play Enforcement Actions DOL CFPB Financial Sector Fiduciary Rule Financial Markets Popular Emerging Growth Companies Compliance Financial Regulatory Reform MSRB Financial Services Industry Corporate Governance Legislative Agendas Crowdfunding ERISA Fixing America’s Surface Transportation Act (FAST Act) Regulatory Oversight Volcker Rule Banking Sector FINRA Retirement Plan Shareholders Broker-Dealer Executive Orders Federal Reserve Financial Institutions FSOC Investment Advisers Act of 1940 New Legislation FCPA Presidential Elections Publicly-Traded Companies Capital Formation Executive Compensation Investors Securities Exchange Act Startups Corporate Counsel Capital Markets Foreign Investment Bylaws Initial Public Offerings Securities Small Business Administrative Appointments DOJ FDIC Member State MiFID II Municipal Advisers Reporting Requirements Tax Reform Accredited Investors Banks Fiduciary Duty Insider Trading Proposed Regulation Capital Raising China Conflict Mineral Rules Cybersecurity Deregulation EEA Enforcement Exemptions Financial Conduct Authority (FCA) ISS Mary Jo White Private Equity Rulemaking Process UCITS Best Interest Contract Exemptions Economic Development Financial Services Committee Referendums Repeal Sarbanes-Oxley Say-on-Pay AIFMD European Securities and Markets Authority (ESMA) Financial CHOICE Act Investment Funds Investment Management Pay Ratio Resource Extraction Whistleblowers Barack Obama Conflicts of Interest Derivatives IPO Municipalities Recordkeeping Requirements Regulation D Transparency Board of Directors IRS OCC Proposed Amendments Regulatory Agenda Venture Capital Campaign Contributions Delays Employee Benefits Federal Budget Fee-Shifting Municipal Bonds Oil & Gas Presidential Memorandum SCOTUS Swaps Bonds Capital Gains Cross-Border Transactions Delaware General Corporation Law Financial Statements FinTech Hedge Funds MiFID Pensions Political Campaigns Registration Requirement Regulation A Regulation S-K U.S. Treasury Administrative Procedure Act Amended Legislation Asset Management Canada Congressional Investigations & Hearings Congressional Review Act EDGAR FHFA Filing Requirements Investment IRA Legislative Committees Mortgages Private Placements Proxy Voting Guidelines Public Comment Registration Regulatory Reform REIT Resale Exemption Shareholder Proposals Supply Chain Ukraine Ways and Means Committee Affordable Care Act Amended Regulation Bitcoin Bribery Capital Requirements Climate Change Congressional Committees Corporate Taxes EMIR Fund Managers Insurance Industry Investment Company Act of 1940 Securities Act of 1933 Securities Fraud SIFIs Solvency II STOCK Act Trade Relations Whistleblower Awards Australia Benefit Plan Sponsors C&DIs CFIUS Class Action Corruption Debt Ceiling Disclosure Economic Sanctions Energy Sector EU Market Abuse Regulation (EU MAR) European Commission Fair Housing Act (FHA) Foreign Policy Glass Lewis Government Shutdown HM Treasury Offerings OMB Regulatory Agencies Richard Cordray Schedule 13D Securities Regulation Securities Violations Trade Policy Wall Street Whistleblower Protection Policies Administrative Resignation Bailout Basel III Blockchain Corporate Social Responsibility Due Diligence Entrepreneurs Final Rules First Amendment Foreign Direct Investment Fraud FSMA Investment Companies Mutual Funds OFAC Political Parties Private Equity Funds Privately Held Corporations Protecting Americans from Tax Hikes (PATH) Act Proxy Access Rule Proxy Season Prudential Regulation Authority Regulatory Standards Retirement Safe Harbors Securities Act Senate Banking Committee Sequestration Settlement White Collar Crimes Activist Hedge Funds Administrative Proceedings Angel Investors Anti-Money Laundering Article 50 Treaty of the EU Bank Holding Company Beneficial Owner Brokers CEOs CMBS Confirmation Proceedings Criminal Prosecution Diversity Dividends Early Stage Companies European Banking Authority Federal Election Commission (FEC) Fees Form 10-K FTC GAO Government Officials Holding Companies Human Rights Income Taxes Job Creation Kokesh v SEC Municipal Securities Market New Regulations Nominations Non-GAAP Financial Measures PACs Payday Loans Private Funds Proxy Access Public Disclosure Registration Statement Risk Assessment Risk Management Risk Retention Rule G-37 Rule G-42 Russia S-Corporation Sanctions Senate Confirmation Hearings Shareholder Rights State and Local Government Stock Markets Stocks Stress Tests Time Extensions Acquisitions Africa AIFM ALJ Anti-Corruption Arbitration ATP Tours Bad Actors Business Development Companies C-Corporation Capital Markets Union Capital Requirements Regulation (CRR) Chapter 9 Clean Power Plan CMS Comment Period Compensation Committee Consumer Bankruptcy Consumer Financial Products Countervailing Duties Cross-Border Data Protection Disgorgement EFTA Elizabeth Warren Environmental Policies EPA Equity Plans ETFs Financial Crisis Financial Stability Board FinCEN Form SD Funding Portal General Elections General Solicitation Germany Glass-Steagall Act Golden Parachutes Goldman Sachs Greenhouse Gas Emissions Hong Kong Securities and Futures Commission (HKSFC) Interest Rates Italy Lehman Brothers Lenders Libor Lobbying Margin Requirements Medicare Municipal Securities Issuers Nasdaq Natural Resources NLRB No-Action Relief Notice Requirements Obama Administration Packaged Retail And Insurance-Based Investment Products (PRIIPS) Paris Agreement Personal Liability Pharmaceutical Industry Poland Political Appointments Political Intelligence Preemption Prohibited Transactions Proxy Advisors Proxy Statements Public Officials Public Pension Qualified Mortgage Rule Qualified Small Business Stock RTS Rule 147 Rule 206(4)-5 SBIC Secretary of Labor Senior Managers Shareholder Activism Suspicious Activity Reports (SARs) Tax Exemptions Trade Agreements Two For One Rule U.S. House Underwriting Virtual Currency Young Lawyers 401k Al-Qaeda Algorithmic Trading Alternative Investment Funds Annual Reports Anti-Bribery Anti-Dumping Duty Arbitration Agreements Attorney's Fees Bank of England Banking Crisis Barclays Best Interest Standard Blue Sky Laws Books & Records CalPERS Carried Interest Central Counterparties Chevron Deference Chief Compliance Officers Citizens United Civil Monetary Penalty Class Certification Clawbacks Collateralized Loan Obligations Community Banks Conspiracies Continuing Resolution Corporations Code Credit Cards Criminal Conspiracy Criminal Convictions Critical Infrastructure Sectors Debt Collection Debt Restructuring Declination Derivatives Clearing Organizations Detroit Director Compensation Distributed Ledger Technology (DLT) DOE Electronic Communications Employer Liability Issues Equity Compensation Ethics EU Directive EU-US Privacy Shield European Central Bank Exxon Mobil Federal Pilot Programs FERC FFIEC Financial Products FIRPTA Foreign Banks Foreign Private Issuers Forum Selection France Futures GAAP Global Economy Government Agencies Government Investigations Governor Brown Guilty Pleas Health Insurance Healthcare Healthcare Reform HMDA Housing Finance Reform IFRS Imports Independent Director IOSCO Iran Sanctions ISDA Lending Life Sciences Limited Partnerships Majority Voting Policies Market Manipulation Memorandum of Understanding Mergers MiFIR Mineral Extraction Minerals Misleading Statements Money Laundering NAFTA National Security NYSE OCIE Order to Stay Patents PCAOB Penalties Pension Funds Personal Benefit Petition for Rulemaking Political Candidates Preliminary Injunctions Price Manipulation Private Investment Funds Private Offerings Private Right of Action Prospectus Public Private Partnerships (P3s) Public Projects Public Records Act Puerto Rico Qualified Institutional Buyers RAISE Act Recess Appointments Renewable Energy Retail Investors RMBS Rule 14a-8 Rule 506 Offerings Rule G-20 Rule G-8 Saudi Arabia Securities Litigation Small Offering Exemptions Spending Cuts Statute of Limitations Student Loans Subpoenas Supervision Swap Dealers Takeovers Tax Deductions Telecommunications Third Country Entities Third Country Entities (TCEs) Trademarks Trading Platforms Trans-Pacific Partnership Unemployment Universal Proxy US Trade Policies Wash Sale Rules XBRL Filing Requirements Yates Memorandum Advertising Affiliates AIFs American Health Care Act (AHCA) American Rule Antitrust Litigation Antitrust Provisions Asset Freeze Attorney-Client Privilege Autumn Statement Avon Bank of America Bar Associations Basel Committee Ben Bernanke BEPS Big Law Bilateral Investment Treaties BlackRock Block Trades Breach of Duty BRRD BSA/AML Campaign Spending Limits Canning v NLRB CCAR CCPs CFOs Chapter 11 Charitable Donations CISPA Closed-End Funds Collateralized Debt Obligations Commercial Bankruptcy Commercial Real Estate Market Commodities Commodities Exchange Act Competition Complex Corporate Transactions Comptroller Congressional Nominations Constitutional Challenges Consultation Consumer Credit Protection Consumer Lenders Copyright Corporate Contributions Corporate Crimes Covered Funds CRD IV Directive Cuba Customs Customs and Border Protection Debt Market Decriminalization of Marijuana Deferred Prosecution Agreements Directors Drones EAR EB-5 ECON Economic Downturn EEOC Effective Date EIOPA Election Related Expenditures Embargo End-Users Energy & Climate Debates Energy Policy Energy Policy Modernization Act of 2015 Equity Markets Equity Securities ESOP EU Passport EU Single Market Examination Priorities Export Controls Exports Extraction Payment Disclosure Rule False Claims Act (FCA) Farms FATF FBI FDCPA Federal Arbitration Act Federal Aviation Administration (FAA) Federal Funding Fee-Sharing Filing Deadlines Finders FOMC Forced Labor Foreclosure Foreign Corporations Foreign Relations Forex Form 8-K Form D Filing Free Trade Agreements Funding General Data Protection Regulation (GDPR) General Electric General Licenses Gifts Gramm-Leach-Blilely Act Greece GSE Gun Laws Hedging Hillary Clinton Hong Kong HUD Human Resources Professionals Human Trafficking Humanitarian Assistance Independent Contractors Indictments Infrastructure Internet of Things Internet Retailers Internet Service Providers (ISPs) Investor Protection ISIS Japan Joint and Several Liability Joint Comprehensive Plan of Action (JCPOA) Joint Stock Companies JPMorgan Chase Jurisdiction Labor Code Licensing Rules Liquidation Liquidity Coverage Ratio Loans Lobbyists Mandatory Arbitration Clauses Material Nonpublic Information MCDC Medical Marijuana Merger Controls Mexico Mike Pence Mining Minority Shareholders Money Transfer Mortgage Lenders Multinationals Municipal Bankruptcy NASAA Neil Gorsuch New Amendments New Guidance No-Action Letters Non-Profits North Korea NYDFS OECD Orderly Liquidation Authority Overboarding Passporting Pay Equity Laws Person with Significant Control (PSC Register) PHH Corp. v CFPB Political Corruption Political Debates Prescription Drugs Presidential Appointments Presidential Nominations Privacy Laws Privacy Notice Rule Private Sector Proceeds of Crime Act 2002 (POCA) Proposed Rules Proprietary Trading Public Financing Public Interest Push-Out Requirements Qualified Purchaser Quantitative Easing Rating Agencies RBS Real Estate Market Red Notices Regulation AT Regulatory Burden Rent-a-Tribe Request For Information Rescission Restructuring Retailers Retaliation Rollbacks Rule 144A Rule 504 Rule G-9 S&P Scienter SEC Examination Priorities Secretary of State Section 1504 Securitization SEFs Senior Management Regime (SMR) Serious Fraud Office Shareholder Meetings Shareholder Votes Singapore Slavery Social Media Solar Energy Special Purpose Entities State Budgets State Taxes Stock Corporations Subsidiaries Sudan Tax Extenders Tax Fraud Tax Rates Tax-Exempt Bonds Technical Standards Technology Terrorist Acts The Great Repeal Bill Threshold Requirements Too Big to Fail TRACE Trade Associations Transition Team Transparency in Supply Chains Act Travel Ban Trust Preferred Securities Trustees Uber UCITS V UK Bribery Act Underwater Homeowners United Nations Universal Proxy Cards US v Salman Wal-Mart WARN Act Wells Fargo Withholding Tax Work Suspensions 501(c)(4) Abortion Abu Dhabi Global Markets (ADGM) Accounting Fraud Accounting Standards Accounts Receivable Acquittals Activist Investors ADA Administrative Authority Administrative Merits Determinations Administrative Review Board Advanced Notice of Proposed Rulemaking (ANPRM) Adverse Employment Action Advisory Opinions Agricultural Land Agricultural Sector AIF AIFMD Passport Aircraft Equipment Aircraft Sales Airlines Alibaba Alternate Investment Vehicles (AIVs) Alternative Mutual Funds Alternative Trading Systems American Bankers Association American Petroleum Institute Amicus Briefs AML-CTF Angola Annex IV Annual Statements Anti-Avoidance Anti-Competitive Anti-Monopoly Anti-Retaliation Provisions Antitrust Violations Antonin Scalia Appeals Apple Apple v Samsung Appointed Public Officials Appointments Clause Appraisal Appropriations Bill Arbitrage Arbitration Awards Arbitrators Argentina Article II Article of Manufacture Artificial Intelligence Asia Asia Pacific ASIC Asset Class Assignments AT&T Mobility v Concepcion Attestation Deadlines Attorney Generals Audit Policies Automation Systems Automotive Industry B2B Transactions BaFin Bail-In Provisions Balance Sheets Bank Accounts Bank Fraud Bank of America v Miami Banking Reform Bankruptcy Code Bankruptcy Court Bankruptcy Reform Benchmark Pricing Benchmarks Bernie Madoff Bernie Sanders Bifurcation Biometric Information Biotechnology BIS Blue Apron Boko Haram Bona Fide Relationship Test Bond Financing Border Adjustment Taxes Broken Windows Bruker Budgets Burden of Proof Burundi Burwell v Hobby Lobby Business Advice Business Associates Business Conduct Standards Business Continuity Plans Business Development Business Model Business Opportunities CAFC Campaign Finance Reform Campbell Ewald v Gomez Canadian Securities Administration Cap-and-Trade Capital Rules Carbon Auctions Carried Interest Tax Rates Caterpillar CDIs CEA CFPA Chapter 7 Chemicals Chevron v NRDC Child Labor Choke Point Church Plans CII Citigroup Citizens United v Federal Election Commission Citizenship Civil Liability Civil Penalty Fund CJEU Class Representatives Clean Air Act Clean Water Act Clear and Convincing Evidence Clinical Trials CME CME NYMEX Co-Conspirators Coal Coal Industry Collective Actions Collective Bargaining Collective Investment Schemes Comcast v. Behrend Commerce Clause Commercial Contracts Commercial Development Commercial Mortgage Securitization Commission Delegated Regulation Commodity End-User Relief Act Commodity Futures Contracts Commodity Pool Compensation Compensation & Benefits Component Parts Doctrine Confidentiality Agreements Congressional Budget Office Congressional Reports Consent Consent to Assignment Constitutional Amendment Construction Industry Consumer Credit Act Consumer Protection Act Consumer Watchdog Contraceptive Coverage Mandate Contract Formation Contract Terms Controlled Substances Act Controlling Stockholders Cooperation Copyright Alert System Corporate Bonuses Corporate Charters Corporate Conversions Corporate Financing Corporate Gifts Corporate Issuers Corporate Liability Corporate Misconduct Corporate Officers Corporate Records Country of Origin Country-by-Country Court of International Trade Covered Bonds Covered Transactions CPO Credit Card Surcharges Credit Reports Credit Suisse Credit Unions Creditors CREFC CREST Crimea Criminal Penalties CSBS CTA Currency Exchange Currency Manipulation Customer Protection Rule Cyber Attacks Cyber Crimes Cyber Threats Cybersecurity Information Sharing Act (CISA) Dallas Airmotive Daniel Gallagher Dark Pool Data Breach Data Collection Data Security De Minimis Claims DE Supreme Court Death Master Files Debt Debt Collectors Debt Relief Debt Securities Debt-Relief Industry Defalcation Exception Default Default Judgment Deferred Compensation Department of Business Oversight Department of Defense (DOD) Department of the Interior Deposit Advances Design Patent Deutsche Bank DHS Director Nominations Dirks v SEC Disability Disability Discrimination Disability Insurance