Securities Finance & Banking Civil Procedure

SEC RMBS Fraud SCOTUS CFTC Enforcement Actions Class Action Fiduciary Duty ERISA Dodd-Frank Securities Fraud Settlement Enforcement FINRA Statute of Limitations FIfth Third Bancorp v Dudenhoeffer Citigroup Banks EU Mortgages ESOP Whistleblowers Compliance FDIC Swaps Mortgage-Backed Securities Securities Broker-Dealer Ponzi Scheme Judge Rakoff SEC v Citigroup FHFA Investment Adviser Securities Exchange Act Motion to Dismiss Rating Agencies Stock Drop Litigation Federal Reserve Insider Trading Popular US Bancorp Securities Act of 1933 Shareholders JPMorgan Chase OCC Collateralized Debt Obligations Employee Benefits CFPB Disclosure Requirements Hedge Funds Misrepresentation Retaliation Arbitration Bank of America DOJ Securities Litigation Investors Risk Management Stocks Bernie Madoff Breach of Duty Chevron Deference Consent Decrees Interlocutory Appeals Freddie Mac Goldman Sachs NCUA Shareholder Litigation Appeals Class Certification ESMA Fannie Mae FCPA Sarbanes-Oxley Canada Cross-Border Dismissals Duty of Prudence SLUSA Swap Dealers Trustees Whistleblower Protection Policies Conflict Mineral Rules FIRREA Libor Neither Admit Nor Deny Settlements No-Action Relief Preemption UBS Board of Directors Countrywide Deutsche Bank Fifth Third Mortgage Company Fraud-on-the-Market Halliburton Investment Funds Jurisdiction No-Action Letters Anti-Retaliation Provisions Arbitration Agreements Commodity Pool Extraterritoriality Rules FERC Foreign Banks Halliburton v Erica P. John Fund Repurchases Resource Extraction Retirement Plan 401k AIFMD Civil Monetary Penalty Commodities Derivative Suit Derivatives Disgorgement Financial Regulatory Reform Morgan Stanley Pensions Personal Jurisdiction Reporting Requirements Statute of Repose Summary Judgment Tolling Whistleblower Awards Breach of Contract Brokers Business Judgment Rule Chadbourne & Parke LLP v Troice Chief Compliance Officers Commercial Bankruptcy Corporate Counsel CPO FinCEN Liability Merrill Lynch Moody's NFA Scienter Standing Underwriting Admissions of Liability Bear Sterns Bribery Disclosure DOL EMIR Employer Liability Issues False Statements FCA Financial Conduct Authority Financial Services Authority Fitch Futures Rule 10b-5 S&P Security-Based Swaps U.S. Bancorp UK White Collar Crimes Administrative Procedure Act American Pipe & Construction Co. v. Utah Audits Banking Sector China Claim Preclusion Class Action Arbitration Waivers Debt Employee Stock Purchase Plans Fiduciary Liability Foreign Exchanges High Frequency Trading Insurers Investment Advisers Act of 1940 Loans Margin Requirements Minimum Contacts Moench Presumption Money Market Funds Morrison v National Australia Bank Mortgage Loan Originators Natural Gas Natural Resources Negligent Misrepresentation NYSE Oil & Gas Ontario Securities Act Professional Liability Proposed Regulation Qualified Mortgage Rule SEFs Siemens Stress Tests Structured Financial Products Virtual Currency Volcker Rule Amgen Inc. v Connecticut Retirement Plans Antitrust Litigation Attorney's Fees Auditors Barclays Basel Committee Chapter 11 CME Commodity Futures Contracts Conflicts of Interest Controlling Stockholders Credit Ratings Credit Unions Debtors Deferred Prosecution Agreements Discovery Rule Email European Banking Authority Exclusive Jurisdiction Expungement Fee-Shifting Statutes Fees Fines First Amendment Foreclosure FSOC FTC Gabelli v SEC Going-Private Transactions IRS JOBS Act Lawson v FMR Lenders Liquidation Major Swap Participants Market Manipulation Material Misstatements Municipal Bonds Mutual Funds Nasdaq Pleadings Private Equity Public Disclosure Registration Retirement Safe Harbors Section 10(b) SIPA Unions Aiding and Abetting AIFM AIG Allstate Amgen Attorney Generals Attorney-Client Privilege Bank Fraud Bank Holding Company Basel III Benefit Plan Sponsors Bitcoins Bonds Capital Requirements Clawbacks Commodities Exchange Act Complex Litigation Criminal Prosecution Crowdfunding CTA Data Protection Directors Due Diligence Energy Equitable Tolling Evidence False Claims Act FATCA FCMs Federal Arbitration Act Foreign Corporations Forum Forum Selection Clause Fraudulent Inducement Frozen Assets FTCA Hong Kong Housing Market ICE IndyMac Investigations IPO ISDA Issuers Janus Capital Group Legal Entity Identifiers Liquidity Coverage Ratio Loan Modifications Mandatory Arbitration Clauses Mary Jo White Mergers Minerals Minority Shareholders Mortgage Loan Servicing Standards Motion to Compel Municipal Securities Issuers Negligence Non-Judicial Settlement Agreements Omnicare Ontario Securities Commission Payday Loans Pleading Standards PSLRA Putative Class Actions Regulation S-K Rescission Residential Capital LLC Royal Bank of Scotland Rule 506 Offerings SEC v Sharef SEC v Straub Short Sales Student Loans Subpoenas Summary Plan Description SunTrust Termination Third-Party Unfair or Deceptive Trade Practices Venture Capital Wells Fargo 16(b) Abuse of Process Accounting Fraud Administrative Review Board ALJ Anti-Money Laundering Asset Management Assignments Automotive Industry Bad Faith Bank of England Bankruptcy Code Basic v Levinson Blue Sky Laws BP British Bankers' Association Bylaws CalPERS Causation CEA Certiorari Chamber of Commerce Charles Schwab City of Pontiac Comcast Confidential Information Conflicts of Laws Contractors Corporate Governance Corporate Officers Corporate Taxes CRA Credit Suisse Creditors Cybersecurity D&O Insurance Damages Dark Pool Data Breach Delaware General Corporation Law Dilution Document Productions Economic Development Edge Act Energy Policy Act Equity Securities Ernst & Young European Central Bank European Commission Expert Testimony Extender Statutes Fair Lending False Advertising Family Businesses FATF FDA Federal Savings Associations Feeder Funds FHA Filing Requirements Final Rules Financial Products Financial Reporting Financial Statements FMR LLC Foreign Defendants Foreign Nationals Forfeiture FSMA Funding Gramm-Leach-Blilely Act Healthcare Hiring & Firing HSBC Identity Theft Income Taxes Injunctions Interest Rates Internal Investigations Interstate Commerce Investment Company Act of 1940 ISS iTraxx CDS indices Lehman Brothers Leveraged Loans Limitation Periods Liquidnet Listing Standards Litigation Strategies Loss Causation Market Participants MBIA Insurance Memorandum of Understanding MiFID Mining Municipal Bankruptcy Municipalities MuniMae NAV New Regulations Notice Requirements Novation NRSRO Offerings Offshore Funds OSHA Perjury Position Limits Presumption of Reliance Price-Fixing Private Securities Litigation Reform Act of 1995 Professional License Proprietary Trading Prudential Prudential Regulation Authority Putback Claims Qui Tam Real Estate Investments Real Estate Market Reasonable Reliance Claims Recordkeeping Requirements Regulation D Relation Back Doctrine Richard Cordray RICO Sales Secondary Markets Shareholder Rights SIPC Sothebys Split of Authority Startups State Secrets State Securities Claims Stock Options Subcontractors Subprime Mortgages Subsidiaries Swap Agreements TILA Training Trust Preferred Securities Trusts U.S. Treasury UCITS Unjust Enrichment Vacated Vicarious Liability Wachovia Waivers Wal-Mart AARMR Ability-to-Repay Abstention Abuse of Discretion Accountants Actuaries Administrative Hearings Advertising Advisory Opinions Affidavits Affiliates Affirmative Defenses Africa Agents Aggregation Rules Ahern Rental AirNB Alfa v Cukurova Algorithmic Trading Ally Financial Inc Alter Ego Alternative Investment Funds Alternative Trading Systems Ambac Financial Group Ambiguous American Express American Express v Italian Colors Restaurant American Petroleum Institute AMF Bowling Worldwide Annual Assessments Annual Meeting Annual Reports Anti-Tying Antitrust Conspiracies Appropriation of Shares Arbitrage Arbitration Awards Arbitrators Artificial Impairment Asbestos Litigation Asset Diversification Asset Transfer Assured Guaranty Corp. AT&T Mobility v Concepcion Auction Auction Rate Securities Bad Actors Bad Debt Bailout Balance Sheets Banging the Close Bank of New York Mellon Bank of Russia Bank Secrecy Act Bankruptcy Reform Bar Associations Big-Boy Letters Biotechnology Block Trades Bonuses Books & Records Breach of Warranty Bright-Line Rule BrokerCheck Burden of Proof Business Litigation Business Ownership Business Privilege Business Taxes Bussing But For Causation Buyback Programs Buyouts C&DIs C-Suite Executives Capital Markets Career Development Caremark claim Carve Out Provisions Casey Anthony Catholic Church CBOE Cease and Desist Cell Phones CEOs Certifications CFDA Chapter 7 Chapter 9 Chevron v NRDC Choice-of-Law CIFG Assurance North America Circumstantial Evidence Class Arbitration Class of Stock Class Representatives Clearing Agencies Clickwrap Agreements Coerced Patronage Collateral Estoppel Collateralized Loan Obligations Collective Bargaining Colonial Bank Comcast v. Behrend Common Stock Competition Competitive Bidding Concealed Control Condominiums Confidential Documents Confidentiality Agreements Congressional Investigations & Hearings Consent Conservators Consideration Conspiracies Consumer Financial Products Contests & Promotions Contract Drafting Controlled Foreign Corporations Core Operations Doctrine Corporate Culture Corporate Sales Transactions Corporations Code Corruption COSO Court-Appointed Receivers Covenant of Good Faith and Fair Dealing Cramdown Credit Cards Credit Default Swaps Credit Reports Criminal Defense Cross-Border Transactions CSBS CTS v Waldburger CUNA Mutual Custodians Custody Rule Cyber Attacks DaimlerChrysler De Minimis Claims Default Defense Strategies Defined Benefit Plans Definitively and Specifically Standard Deposit Advances Deposit Insurance Derivatives Clearing Organizations Designated Contract Market Detroit Disciplinary Proceedings Disclosure Reform Discoverable Discovery Discrimination Dismissal With Prejudice Disqualification Dividends Divorce Document Requests Documentation DOMA Double Derivative Claims Drug Manufacturers DSIO Durbin Amendment Rules Duty of Care Duty to Disclose Duty to Investigate EDGAR Elder Issues Electronic Blue Sheets Electronic Payment Transactions Electronically Stored Information Eligibility Emerging Growth Companies Employment Contract Employment Policies End-Users Enforcement Attorneys Englehart Enterprise and Regulatory Reform Act Entrepreneurs Equitable Estoppel Equity Markets Equity Plans Escrow Accounts Estate Planning Estate Tax ETFs Ethics EU Data Protection Laws Examiners Exchange-Traded Products Executive Compensation Exemptions Extensions Facebook False Reporting Family Members FASB FCRA FDCPA Federal Preclusion Federal Rules of Civil Procedure Federalism Fee Agreements Fee Disclosure FFIEC FICA Taxes Fidcuciary Liability Financial Adviser Financial Collateral Arrangements Financial Companies Financial Holding Company Financial Institutions Financial Planning Financial Transaction Tax First Derivative Traders Flood Zones FOIA Foreign Foreign Branches of U.S. Banks Foreign Currency Foreign Entities Foreign Investment Foreign National Executives Foreign Official Form D Filing Form SD Fortune 500 Fraudulent Transfers Fraudulent Wire Transfers Free Speech Frivolous Lawsuits Fund Managers G20 Gamco Investors v Vivendi Gaming Garner GE Capital Retail Bank General Solicitation Genzyme Good Faith Government Officials Governmental Liability Greenhouse Gas Emissions Hazard Insurance Home Affordable Refinance Program Home Depot Home Equity Hospitality Industry Hotels Howey HUD ICI Illegal Imports Illegal Tipping IMAX Incorporation by Reference Indemnification Independent Boards Indirect Investors Infrastructure Institutional Investment Instrumentality Interlocutory Orders Internal Controls International Arbitration International Finance International Harmonization International Remittance Transfers Interviews Investment Banks Investment Companies Investment Partnerships Investor Protection IOSCO Joint and Several Liability Joint Venture Judges Judgment Creditors Junk Debt Jury Trial Jury Verdicts Justifiable Reliance Kodak Laborers District Council Construction Lawson Leave Motions Legal Ethics Legislative Committees Lending Leverage Ratio Leveraged Lending Licensing Rules Liens Life Rights LIHTC Limited Partnerships Loan Transfers London Stock Exchange Loss Mitigation Lost Securities Holders Lying Magyar Telekom Make-Whole Premium Mandatory Clearing Requirements Mandatory Victim's Restitution Act Manufacturers Margin Calls Marital Assets Market Timing Marketing Martin Act Massachusetts Mutual Material Nonpublic Information Material Violation MCDC McPhail McWane Doctrine MFW Microsoft Misappropriation Misclassification Misleading Statements MMF Mobile Payments Money Laundering Mortgage Escrow Account Motion for Leave Motion To Intervene Motion To Strike Motor Vehicles MTFs Multidistrict Litigation Multinationals Municipal Advisers Municipal Securities Market MUSA National Mortgage Settlement Negligent Management Negligent Supervision Negotiations NEP New Amendments Nexus No Contest Clause Non-Disclosure Agreement Non-Enforcement Non-Prosecution Agreements Non-Solicitation Agreements Nonbank Firms NTSA Nuisance Objective Standard Occupancy Occupancy Tax OCIE Off-the-Record Offers Offshore Banks Offshore Companies Offshore Listings OHADA Operating Agreements Oppression Remedy ORC OTC Overdraft Fees Partnership Interests Partnerships Patricia Cornwell Pay or Play Payroll Cards PCAOB PCI Penalties Personally Identifiable Information Pharmaceutical Plea Agreements PLSRA Poison Pill Policy Violations Porche Power Act Predictive Coding Preferred Shares Prejudice Prepaid Payment Products Primary Market Purchasers Privacy Concerns Privacy Policy Private Letter Rulings Private Placements Private Property Privity of Contract Pro Hac Vice Profits Proposed Legislation Prospectus Protected Activity Proxies Proxy Voting Guidelines Public Communications Public Offerings Publicly-Traded Companies Pump and Dump Punitive Damages Purchase Agreement Qualified Retirement Plans Quicken Loans QuickScore Raj Rajaratnam RBS Securities Real Estate Development Rebuttable Presumptions Receivership Recess Appointments Regulation M Regulation Z Remediation Remedies Removal Renewable Energy Reorganizations Repossess Reserve RESPA Restaurant Industry Restitution Retailers Reverse Mergers Right of Redemption Risk Alert Risk Assessment Risk Retention Roundtable Rule Rule 10(b) Rule 144 Opinion Russia Russian Civil Code Sales & Use Tax Same-Sex Marriage Sanctions Say-on-Pay Sealed Records Sealink Funding Search Warrant SEC v Obus Section 10(b)-5 Section 11 Section 12 Section 130 Section 1504 Section 17(a) Section 2462 Section 25401 Section 5 Section 560 Secured Creditors Securitization SEHK Selective Waivers Self-Dealing Self-Regulatory Organizations Separation Agreement Servicing Agreements Servicing Policies Severance Pay SEX SFC Shareholder Votes Short-Swing Trading SIFMA SINAA Test Single Purpose Vehicle Small Entity Compliance Guide Social Media Solar Energy Sovereign Immunity SPEs Standard Business Practices Standard of Review Standstill Agreements Stanford International Bank Stanford Ponzi Scheme Statement of Defence Statutory Immunity Statutory Interpretation Stern v Marshall Stock Trades Stockholders' Meetings Strategic Enforcement Plan Subject Matter Jurisdiction Subrogation Sun Capital Partners Supply Chain Swap Clearing Swap Data Repositories Swap Market Tax Accrual Workpapers Tax Rates Tax Refunds Tax Shelters TCPA Terrorism Funding Third Point Third-Party Relationships Third-Party Service Provider Tibor TMBS Trade Market Abuse Trados Inc Tranche Transfer of Venue Transportation Security Administration Trucking Industry Trust Funds UBS AG UCC