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SEC RMBS Fraud CFTC SCOTUS Class Action Enforcement Actions Dodd-Frank Fiduciary Duty Settlement ERISA Statute of Limitations FINRA Securities Fraud Enforcement Citigroup Mortgages EU Swaps Whistleblowers Banks Broker-Dealer Compliance FDIC FIfth Third Bancorp v Dudenhoeffer Investment Adviser Mortgage-Backed Securities Ponzi Scheme Securities Motion to Dismiss SEC v Citigroup Securities Exchange Act ESOP Federal Reserve FHFA Judge Rakoff Rating Agencies JPMorgan Chase Collateralized Debt Obligations Insider Trading Disclosure Requirements Popular Shareholders Bank of America CFPB Retaliation Securities Litigation Misrepresentation OCC Risk Management Securities Act of 1933 Chevron Deference DOJ Hedge Funds Interlocutory Appeals Investors Arbitration Consent Decrees Employee Benefits Bernie Madoff NCUA Stock Drop Litigation Stocks US Bancorp Class Certification Dismissals Sarbanes-Oxley Shareholder Litigation SLUSA Appeals Canada Conflict Mineral Rules Cross-Border FCPA FIRREA Libor Neither Admit Nor Deny Settlements Swap Dealers Trustees Whistleblower Protection Policies Breach of Duty Countrywide Duty of Prudence ESMA Freddie Mac Goldman Sachs Jurisdiction No-Action Letters No-Action Relief Preemption UBS Commodity Pool Fannie Mae FERC Foreign Banks Fraud-on-the-Market Resource Extraction Anti-Retaliation Provisions Arbitration Agreements Board of Directors Civil Monetary Penalty Deutsche Bank Disgorgement Halliburton Morgan Stanley Personal Jurisdiction Breach of Contract Brokers Business Judgment Rule Chadbourne & Parke LLP v Troice Commodities CPO Derivatives Fifth Third Mortgage Company Investment Funds Liability Merrill Lynch Moody's NFA Pensions Reporting Requirements Scienter Standing Summary Judgment Tolling Admissions of Liability AIFMD Bear Sterns Bribery Chief Compliance Officers Commercial Bankruptcy Derivative Suit Disclosure DOL Employer Liability Issues False Statements Financial Conduct Authority Financial Regulatory Reform Financial Services Authority FinCEN Fitch Halliburton v Erica P. John Fund Repurchases S&P Statute of Repose UK Whistleblower Awards White Collar Crimes Administrative Procedure Act Claim Preclusion Corporate Counsel Debt EMIR Extraterritoriality Rules Foreign Exchanges High Frequency Trading Loans Minimum Contacts Natural Gas Natural Resources Negligent Misrepresentation NYSE Oil & Gas Qualified Mortgage Rule Retirement Plan Rule 10b-5 U.S. Bancorp Underwriting Volcker Rule 401k American Pipe & Construction Co. v. Utah Amgen Inc. v Connecticut Retirement Plans Antitrust Litigation Attorney's Fees Auditors Audits Banking Sector Barclays Basel Committee Chapter 11 China Class Action Arbitration Waivers CME Commodity Futures Contracts Controlling Stockholders Credit Ratings Credit Unions Debtors Discovery Rule Due Diligence Email Employee Stock Purchase Plans European Banking Authority Exclusive Jurisdiction Fee-Shifting Statutes Fees Fiduciary Liability Fines First Amendment FSOC FTC Futures Gabelli v SEC Going-Private Transactions Insurers IRS Lawson v FMR Lenders Major Swap Participants Margin Requirements Moench Presumption Mortgage Loan Originators Municipal Bonds Mutual Funds Nasdaq Ontario Securities Act Ontario Securities Commission Pleadings Private Equity Professional Liability Proposed Regulation Public Disclosure Safe Harbors Security-Based Swaps SEFs Siemens Stress Tests Structured Financial Products Unions Aiding and Abetting AIG Allstate Amgen Attorney Generals Bank Holding Company Bitcoins Bonds Capital Requirements Commodities Exchange Act Complex Litigation Conflicts of Interest Criminal Prosecution CTA Data Protection Deferred Prosecution Agreements Energy Equitable Tolling Expungement False Claims Act FCA FCMs Federal Arbitration Act Foreclosure Foreign Corporations Forum Fraudulent Inducement Frozen Assets FTCA Hong Kong Housing Market Investigations Investment Advisers Act of 1940 IPO Janus Capital Group JOBS Act Legal Entity Identifiers Liquidity Coverage Ratio Loan Modifications Mandatory Arbitration Clauses Market Manipulation Mary Jo White Material Misstatements Mergers Minerals Minority Shareholders Money Market Funds Mortgage Loan Servicing Standards Negligence Non-Judicial Settlement Agreements Payday Loans Pleading Standards Registration Residential Capital LLC Royal Bank of Scotland Rule 506 Offerings SEC v Sharef SEC v Straub Section 10(b) Short Sales Student Loans Summary Plan Description SunTrust Termination Third-Party Unfair or Deceptive Trade Practices Venture Capital Virtual Currency Wells Fargo 16(b) Abuse of Process Accounting Fraud Administrative Review Board AIFM ALJ Anti-Money Laundering Asset Management Assignments Bad Faith Bank Fraud Bank of England Basel III Benefit Plan Sponsors Blue Sky Laws BP British Bankers' Association Bylaws CalPERS CEA Chamber of Commerce Charles Schwab City of Pontiac Comcast Confidential Information Conflicts of Laws Contractors Corporate Governance Corporate Officers Corporate Taxes CRA Credit Suisse Creditors Crowdfunding Cybersecurity D&O Insurance Damages Dark Pool Data Breach Delaware General Corporation Law Dilution Directors Document Productions Edge Act Energy Policy Act European Central Bank European Commission Evidence Expert Testimony Fair Lending False Advertising Family Businesses FATCA FATF FDA FHA Filing Requirements Final Rules Financial Products Financial Reporting Financial Statements FMR LLC Foreign Defendants Foreign Nationals Forfeiture FSMA Funding Gramm-Leach-Blilely Act Healthcare Hiring & Firing ICE Identity Theft Income Taxes IndyMac Injunctions Interest Rates Interstate Commerce Investment Company Act of 1940 ISDA Issuers iTraxx CDS indices Lehman Brothers Leveraged Loans Liquidation Liquidnet Listing Standards Litigation Strategies Loss Causation Market Participants MBIA Insurance Memorandum of Understanding Mining Morrison v National Australia Bank Motion to Compel Municipal Bankruptcy Municipal Securities Issuers Municipalities MuniMae New Regulations Notice Requirements Novation Offerings Offshore Funds OSHA Perjury Position Limits Presumption of Reliance Price-Fixing Private Securities Litigation Reform Act of 1995 Professional License Proprietary Trading Prudential Prudential Regulation Authority PSLRA Putative Class Actions Qui Tam Real Estate Investments Real Estate Market Reasonable Reliance Claims Recordkeeping Requirements Regulation S-K Relation Back Doctrine Rescission Richard Cordray RICO Sales Secondary Markets Shareholder Rights SIPA Sothebys Split of Authority Startups State Secrets State Securities Claims Subcontractors Subpoenas Subsidiaries Swap Agreements TILA Training Trust Preferred Securities Trusts U.S. Treasury UCITS Unjust Enrichment Vacated Wachovia Waivers AARMR Ability-to-Repay Abstention Abuse of Discretion Accountants Actuaries Administrative Hearings Advertising Advisory Opinions Affidavits Affiliates Affirmative Defenses Africa Aggregation Rules Ahern Rental AirNB Alfa v Cukurova Algorithmic Trading Ally Financial Inc Alter Ego Alternative Investment Funds Alternative Trading Systems Ambac Financial Group Ambiguous American Express American Express v Italian Colors Restaurant American Petroleum Institute AMF Bowling Worldwide Annual Assessments Annual Meeting Annual Reports Anti-Tying Antitrust Conspiracies Appropriation of Shares Arbitrage Arbitration Awards Arbitrators Artificial Impairment Asbestos Litigation Asset Diversification Assured Guaranty Corp. AT&T Mobility v Concepcion Attorney-Client Privilege Auction Auction Rate Securities Automotive Industry Bad Actors Bad Debt Bailout Balance Sheets Banging the Close Bank of New York Mellon Bank of Russia Bank Secrecy Act Bankruptcy Reform Basic v Levinson Big-Boy Letters Biotechnology Block Trades Bonuses Books & Records Breach of Warranty BrokerCheck Business Litigation Business Ownership Business Privilege Bussing But For Causation Buyback Programs Buyouts C&DIs C-Suite Executives Capital Markets Career Development Carve Out Provisions Casey Anthony Catholic Church Causation CBOE Cease and Desist Cell Phones CEOs Certifications CFDA Chapter 7 Chapter 9 Chevron v NRDC Choice-of-Law CIFG Assurance North America Circumstantial Evidence Class Arbitration Class of Stock Class Representatives Clawbacks Clearing Agencies Clickwrap Agreements Coerced Patronage Collateral Estoppel Collateralized Loan Obligations Collective Bargaining Colonial Bank Comcast v. Behrend Common Stock Competition Competitive Bidding Condominiums Confidentiality Agreements Consent Conservators Conspiracies Consumer Financial Products Contract Drafting Controlled Foreign Corporations Core Operations Doctrine Corporate Culture Corporate Sales Transactions Corporations Code Corruption COSO Court-Appointed Receivers Covenant of Good Faith and Fair Dealing Cramdown Credit Cards Credit Default Swaps Credit Reports Criminal Defense Cross-Border Transactions CSBS CTS v Waldburger Custodians Custody Rule Cyber Attacks DaimlerChrysler De Minimis Claims Default Defense Strategies Defined Benefit Plans Definitively and Specifically Standard Deposit Advances Deposit Insurance Derivatives Clearing Organizations Designated Contract Market Detroit Disciplinary Proceedings Disclosure Reform Discoverable Discrimination Dismissal With Prejudice Disqualification Divorce Document Requests Documentation DOMA Double Derivative Claims Drug Manufacturers DSIO Durbin Amendment Rules Duty of Care Duty to Disclose Duty to Investigate Economic Development EDGAR Elder Issues Electronic Blue Sheets Electronic Payment Transactions Electronically Stored Information Eligibility Emerging Growth Companies Employment Contract Employment Policies End-Users Enforcement Attorneys Englehart Enterprise and Regulatory Reform Act Entrepreneurs Equitable Estoppel Equity Markets Equity Securities Ernst & Young Escrow Accounts Estate Planning Estate Tax ETFs Ethics EU Data Protection Laws Examiners Exchange-Traded Products Executive Compensation Exemptions Extender Statutes Extensions Facebook False Reporting Family Members FASB FCRA FDCPA Federal Preclusion Federal Savings Associations Federalism Fee Agreements Fee Disclosure Feeder Funds FFIEC Fidcuciary Liability Financial Adviser Financial Collateral Arrangements Financial Companies Financial Holding Company Financial Planning Financial Transaction Tax First Derivative Traders Flood Zones FOIA Foreign Branches of U.S. Banks Foreign Currency Foreign Investment Foreign National Executives Foreign Official Form D Filing Form SD Fortune 500 Forum Selection Clause Fraudulent Transfers Fraudulent Wire Transfers Free Speech Frivolous Lawsuits Fund Managers G20 Gamco Investors v Vivendi Gaming GE Capital Retail Bank General Solicitation Genzyme Good Faith Government Officials Governmental Liability Greenhouse Gas Emissions Hazard Insurance Home Affordable Refinance Program Home Equity Hospitality Industry Hotels Howey HSBC HUD ICI Illegal Imports Illegal Tipping IMAX Incorporation by Reference Indemnification Independent Boards Indirect Investors Infrastructure Institutional Investment Instrumentality Interlocutory Orders Internal Investigations International Arbitration International Finance International Harmonization International Remittance Transfers Interviews Investment Banks Investment Companies Investment Partnerships Investor Protection IOSCO ISS Joint and Several Liability Joint Venture Judges Judgment Creditors Junk Debt Jury Trial Jury Verdicts Justifiable Reliance Kodak Lawson Leave Motions Legal Ethics Lending Leverage Ratio Leveraged Lending Licensing Rules Liens Life Rights LIHTC Limitation Periods Limited Partnerships Loan Transfers London Stock Exchange Loss Mitigation Lost Securities Holders Lying Magyar Telekom Make-Whole Premium Mandatory Clearing Requirements Mandatory Victim's Restitution Act Manufacturers Marital Assets Market Timing Marketing Martin Act Massachusetts Mutual Material Violation MCDC McWane Doctrine MFW Microsoft MiFID Misclassification Misleading Statements MMF Mobile Payments Money Laundering Mortgage Escrow Account Motion for Leave Motion To Intervene Motion To Strike Motor Vehicles MTFs Multidistrict Litigation Multinationals Municipal Advisers Municipal Securities Market MUSA National Mortgage Settlement Negligent Management Negligent Supervision Negotiations NEP New Amendments Nexus No Contest Clause Non-Disclosure Agreement Non-Enforcement Non-Prosecution Agreements Non-Solicitation Agreements Nonbank Firms NRSRO NTSA Nuisance Objective Standard Occupancy Occupancy Tax Off-the-Record Offers Offshore Banks Offshore Listings OHADA Omnicare Oppression Remedy ORC Overdraft Fees Partnership Interests Patricia Cornwell Pay or Play Payroll Cards PCAOB PCI Penalties Personally Identifiable Information Pharmaceutical Plea Agreements Poison Pill Policy Violations Portfolio Managers Power Act Predictive Coding Preferred Shares Prejudice Prepaid Payment Products Primary Market Purchasers Privacy Concerns Privacy Policy Private Letter Rulings Private Placements Private Property Pro Hac Vice Profits Proposed Legislation Prospectus Protected Activity Proxies Public Communications Punitive Damages Purchase Agreement Putback Claims QuickScore Raj Rajaratnam Real Estate Development Rebuttable Presumptions Receivership Recess Appointments Regulation D Regulation M Regulation Z Remediation Removal Renewable Energy Reorganizations Repossess RESPA Restaurant Industry Restitution Retirement Reverse Mergers Right of Redemption Risk Assessment Risk Retention Roundtable Rule Rule 144 Opinion Russia Russian Civil Code Sales & Use Tax Same-Sex Marriage Sanctions Say-on-Pay Sealed Records Sealink Funding Search Warrant SEC v Obus Section 10(b)-5 Section 11 Section 12 Section 130 Section 1504 Section 17(a) Section 2462 Section 25401 Section 5 Section 560 Secured Creditors Securities Dealers SEF SEHK Selective Waivers Self-Dealing Separation Agreement Servicing Agreements Servicing Policies SEX SFC Shareholder Votes Short-Swing Trading SINAA Test Single Purpose Vehicle SIPC Small Entity Compliance Guide Solar Energy Sovereign Immunity SPEs Standard Business Practices Standard of Review Standstill Agreements Stanford International Bank Statement of Defence Statutory Immunity Statutory Interpretation Stern v Marshall Stock Options Stock Trades Stockholders' Meetings Strategic Enforcement Plan Subject Matter Jurisdiction Subprime Mortgages Subrogation Sun Capital Partners Supply Chain Swap Clearing Swap Data Repositories Swap Market Tax Accrual Workpapers Tax Rates Tax Refunds Tax Shelters Terrorism Funding Third Point Third-Party Relationships Third-Party Service Provider Tibor TMBS Trade Market Abuse Trados Inc Tranche Transfer of Venue Transportation Security Administration Trucking Industry UBS AG UCC Ultra Vires Uniform Securities Act Unsecured Creditors US Bank Utilities Sector Variable Interest Entities Venue Vicarious Liability Voluntary Withdrawal Waiver of Tort Wall Street Warranties Warrantless Searches Washington Mutual Whistleblower Protection Enhancement Act Wiretapping Witness Work Product Privilege