Securities Finance & Banking Civil Procedure

SEC SCOTUS RMBS Enforcement Actions Class Action Fiduciary Duty CFTC Securities Fraud Fraud ERISA Dodd-Frank Insider Trading Securities Exchange Act Breach of Duty FINRA Securities Act of 1933 EU Securities Litigation Banks Appeals Investment Adviser Settlement Statute of Limitations Whistleblowers Securities Shareholders Popular Motion to Dismiss FIfth Third Bancorp v Dudenhoeffer UK Shareholder Litigation Compliance DOJ Corporate Counsel Misrepresentation Mortgages Swaps Board of Directors Broker-Dealer Rating Agencies Enforcement FDIC Material Misstatements ESOP JPMorgan Chase Citigroup Dismissals FHFA Mortgage-Backed Securities Omnicare v Laborers District Council Stock Drop Litigation Federal Reserve Disgorgement Financial Institutions Section 11 Investors Omnicare Hedge Funds Ponzi Scheme Disclosure Requirements Sarbanes-Oxley Employee Benefits European Securities and Markets Authority (ESMA) False Statements Retaliation Administrative Proceedings Arbitration FCPA OCC Registration Statement US Bancorp Whistleblower Protection Policies CFPB Class Certification Financial Markets Personal Benefit Summary Judgment Banking Sector Goldman Sachs Trustees Bank of America Deutsche Bank Judge Rakoff Morgan Stanley Stocks Jurisdiction Mutual Funds Financial Conduct Authority (FCA) Merrill Lynch Retirement Plan Scienter Barclays Canada Collateralized Debt Obligations Derivative Suit Commercial Bankruptcy Duty of Prudence Investment Funds SEC v Citigroup US v Newman Fannie Mae Freddie Mac Illegal Tipping Investment Advisers Act of 1940 Moody's Pleading Standards Standing Whistleblower Awards 401k Anti-Retaliation Provisions Derivatives Mergers Pensions Preemption Repurchases Business Judgment Rule Chevron Deference Fraud-on-the-Market Libor Putative Class Actions Rule 10b-5 Securities Violations Statement of Opinion Swap Dealers Bernie Madoff Breach of Contract Financial Sector Halliburton v Erica P. John Fund Hong Kong Market Manipulation Statute of Repose UBS Civil Monetary Penalty Countrywide Exclusive Jurisdiction HSBC Internal Controls Conflicts of Interest Criminal Prosecution Cross-Border European Commission Extraterritoriality Rules Halliburton Investment Company Act of 1940 Loss Causation NCUA Reporting Requirements Risk Management SLUSA Bank of New York (BNY) Mellon Commodities Exchange Act EMIR Interlocutory Appeals Misleading Statements No-Action Relief Safe Harbors Tolling Attorney's Fees Brokers Conflict Mineral Rules DOL Employer Liability Issues Federal Jurisdiction FERC FinCEN Loans Material Nonpublic Information Misappropriation Negligent Misrepresentation No-Action Letters Section 10(b) Tippees ALJ Books & Records Bribery Burden of Proof China Confidential Information Consent Decrees Due Diligence Excessive Fees Financial Regulatory Reform Foreign Banks High Frequency Trading Internal Reporting Investment Management Morrison v National Australia Bank NFA NY Supreme Court Penalties Proposed Regulation Reversal S&P Security-Based Swaps Split of Authority Underwriting AIFMD Anti-Money Laundering Australia Commodities Dirks v SEC Disclosure Discovery Fitch Merrill Lynch v Manning Municipal Bonds Negligence Neither Admit Nor Deny Settlements Petition for Writ of Certiorari PSLRA Representations and Warranties White Collar Crimes 28 USC 1331 Audits Cease and Desist Orders Commodity Pool Controlling Stockholders Creditors Cybersecurity Dark Pool Deferred Prosecution Agreements Delaware General Corporation Law Directors EBA False Claims Act (FCA) Insurance Industry Internal Investigations Investment ISDA Liquidation PCAOB Personal Jurisdiction Pharmaceutical Industry Price Manipulation Private Equity Publicly-Traded Companies Regulation SHO Subject Matter Jurisdiction Termination Accounting Fraud Arbitration Agreements Bear Sterns Benefit Plan Sponsors CMBS Corporate Governance CPO Credit Suisse Damages DE Supreme Court European Banking Authority Fifth Third Mortgage Company Financial Statements FIRREA Forum Selection Futures Going-Private Transactions IRS Professional Liability Resource Extraction Sanctions Valuation Wells Fargo Aiding and Abetting Capital Requirements Chief Compliance Officers Clawbacks Crowdfunding Evidence Financial Adviser Foreign Exchanges FTC Fund Managers Good Faith JOBS Act Lenders Margin Requirements Merger Agreements Minority Shareholders NYSE Offering Fraud Oil & Gas Ontario Securities Act Pension Funds Permanent Injunctions Personal Liability Petrobras RICO Serious Fraud Office Settlement Agreements Stress Tests Trust Indenture Act U.S. Treasury Virtual Currency Volcker Rule Yates Memorandum Administrative Procedure Act American Pipe & Construction Co. v. Utah Amgen Antitrust Litigation Appointments Clause Basel Committee Bitcoin Bylaws Capital Markets Certiorari Disclosure-Based Settlements Due Process Executive Compensation Federal Arbitration Act Federal Rules of Civil Procedure Fee-Shifting Fees Final Rules Financial Reporting Fines Foreign Official Fraudulent Transfers GAAP Individual Accountability Injunctive Relief Investment Fraud Joint and Several Liability Lehman Brothers Material Misrepresentation Nasdaq OCIE Private Right of Action Pump and Dump Remand Structured Financial Products Unregistered Brokers Vacated Venture Capital Young Lawyers Attorney Generals Bankruptcy Code Bonds Cause of Action Accrual CEOs Chadbourne & Parke LLP v Troice Chapter 11 CME Commodity Futures Contracts Confidentiality Agreements Corporate Officers CPOs DBRS Defined Benefit Plans Distressed Debt Duty of Care Employee Stock Purchase Plans FCMs Financial Crisis First Amendment FSMA Hiring & Firing Hong Kong Securities and Futures Commission (HKSFC) Injunctions Institutional Investors IOSCO Mandatory Arbitration Clauses MiFID Moench Presumption Money Market Funds Municipal Securities Issuers OSHA Pay-To-Play Pleadings Presumption of Reliance Proxy Statements Public Disclosure Reasonableness Factors Registered Investment Advisors Regulation S-K Retirement Royal Bank of Scotland Section 36(b) Securitization Self-Reporting Sun Capital Partners Trading Platforms US Bank US v Salman Venue Wal-Mart AIFM AIG Amgen Inc. v Connecticut Retirement Plans Attorney-Client Privilege Auditors Bank Fraud Breach of Warranty BRRD Change in Control Class Action Arbitration Waivers Comment Period Corruption Credit Ratings Debt Debtors Declaratory Relief Dismissal With Prejudice EB-5 Failure To State A Claim FCRA Financial Services Authority Foreign Investment Foreign Nationals FSOC Gabelli v SEC Gartenberg Factors Hart-Scott-Rodino Act Investment Banks Investment Companies IPO Janus Capital Group Jury Trial Limited Liability Company (LLC) Major Swap Participants Market Participants Mary Jo White MiFID II Money Laundering Natural Gas Natural Resources Non-Public Information Omissions Opt-Outs Professional Misconduct Prospectus Protected Activity Prudential Regulation Authority Public Offerings Qualified Mortgage Rule Qui Tam Receivership Recordkeeping Requirements Registration Regulation D Removal Right to a Jury Secondary Markets SEFs Seventh Amendment Siemens SIPA Spoofing Startups Stock Purchase Agreement Summary Plan Description Trulia Trusts Unfair or Deceptive Trade Practices Unions Unregistered Securities Withdrawal Liability Zillow Abuse of Discretion Acquisitions Administrative Hearings Algorithmic Trading Allstate Appraisal Article III Asset Management Bank Holding Company Basel III Basic v Levinson Bebo v SEC Business Litigation Buyouts C-Suite Executives Claim Preclusion Clearing Agencies Cooperation Corporate Issuers Credit Unions Cross-Border Transactions CTA D&O Insurance Data Protection Debt Restructuring Default Defined Contribution Plans Demand Futility Discovery Rule Document Productions Duty of Loyalty EEA Energy Market Entire Fairness Standard Equitable Relief Exemptions Expungement Fairness Standard FATCA FDA Filing Requirements Financing Forum Non Conveniens Government Investigations Guilty Pleas Healthcare Income Taxes IndyMac Inside Information Insolvency Interest Rates ISDA Master Agreement ISS Judicial Review Jury Instructions Kraft Lawson v FMR Limitation Periods Liquidity Coverage Ratio Loan Modifications Meals-Gifts-and Entertainment Rules Minimum Contacts Mortgage Loan Originators OTC Plan Administrators Private Equity Funds Proxy Put Punitive Damages Putback Claims Quid Pro Quo Rebuttable Presumptions Recklessness Regulatory Agenda Rescission Risk Assessment Rule 23 Shareholder Activism Short Sales Solicitor General Spokeo v Robins Stanford Ponzi Scheme Statement of Facts Stock Repurchases Strict Liability Subprime Mortgages SunTrust Supplemental Disclosures Tender Offers Third-Party Tippers UCITS UK Brexit Unjust Enrichment Wire Fraud Wrongful Termination Yahoo! 16(b) Actual or Constructive Knowledge Administrative Appeals Administrative Review Board Admissions of Liability Advertising Affordable Care Act Alternative Trading Systems Ambiguous Amicus Briefs Application of Foreign Laws Arbitration Awards Article II Ascertainable Class Assignments Audit Committee Balance Sheets Bank Secrecy Act Benchmarks Beneficial Owner BitLicense Blue Sky Laws BP Brazil Broker Commissions Business Court CAFA Causation CEA Chamber of Commerce Chapter 7 Choice-of-Law Citibank Comcast Comcast v. Behrend Consent Order Conspiracies Constitutional Challenges Contract Disputes Corporate Crimes Corporate Executives Corporate Taxes Covenant of Good Faith and Fair Dealing Credit Default Swaps Credit Rating Agencies Criminal Conspiracy Custody Rule Dart Cherokee Basin Operating Co. v. Owens Data Breach Debt Financing Debt Securities Dilution Dividends Duty to Disclose Economic Development Email Energy Equitable Tolling Equity Financing ETFs European Central Bank Exclusive Forum Facebook False Advertising FDCPA Federal Pilot Programs Federal Tort Claims Act (FTCA) Foreign Corporations Foreign Issuers Forfeiture Forum Forward Contracts France Fraudulent Inducement Frozen Assets Gross Negligence Health Insurance HHS HM Treasury Hotels Housing Market ICE Immigrant Investor Program Incentive Compensation Indemnification Indictments Inflation Adjustments Injury-in-Fact Interest Payments Interest Rate Swaps International Litigation Investigations Investment Portfolios Investor Protection ISOs Kenneth Cole Legal Entity Identifiers Legislative Committees Leveraged Loans Life Insurance Materiality Member State MetLife Minerals Motion for Summary Judgment Motion to Compel MSRB Multiemployer Plan Municipal Advisers Municipalities Non-Disclosure Agreement Non-Judicial Settlement Agreements Notice Requirements NRSRO Offerings Ontario Securities Commission (OSC) Operating Agreements Oppression Remedy Partnerships Payday Loans Perjury Petition For Rehearing Policy Exclusions Pooling Agreement Portfolio Managers Preliminary Injunctions Private Securities Litigation Reform Act of 1995 Proposed Amendments Proprietary Trading Proxy Season Proxy Voting Guidelines Real Estate Market Reasonable Reliance Claims Regulation Z Relation Back Doctrine Residential Capital LLC Retailers Retroactivity Revlon Standard Risk Alert Rule 10(b) Rule 506 Offerings Russia Shareholder Proposals Shell Corporations SIFMA Standard of Review Subpoenas Subrogation Subsidiaries Substantial Evidence Standard Target Company Third-Party Service Provider Training Transparency UK Bribery Act UK Insolvency Act Usury Vicarious Liability Warrants Work Product Privilege Abuse of Process Accounting Standards Accredited Investors Actual Damages Adverse Employment Action Affiliates Affirmative Defenses Africa Alternative Investment Funds Alternative Mutual Funds Ambac Financial Group Amended Regulation American Petroleum Institute Amgen v Harris Amount in Controversy Analytics Annual Meeting Annual Reports Anti-Bribery Anti-Competitive Anti-Corruption Antitrust Violations Arbitrage Asset Transfer Automotive Industry Avon AXA Equitable Life Bad Faith Bank of England Bankruptcy Court Bankruptcy Reform BCBS Biotechnology Bonuses British Bankers' Association Burden-Shifting But For Causation CalPERS Capital Gains Capital One CBOE CCPs Cease and Desist Certifications CFOs Chapter 9 Charles Schwab Cherry Picking City of Pontiac Collateralized Loan Obligations Commercial Court Commerzbank Commodity Broker Compensation Committee Complex Litigation Conflicts of Laws Congressional Investigations & Hearings Consumer Reporting Agencies Contract Drafting Contract Interpretation Contract Terms Convictions Corporate Misconduct Court-Appointed Receivers CRA Credibility Credit Cards Cross Motions Cy Pres Funds De Minimis Claims De-Risking Debt Buyers Debt Collectors Deceptive Intent Deferred Stock Incentive Plans Delta Airlines Depositions Detroit Director Compensation Dispute Resolution Disqualification Diversity Jurisdiction DSIO Earn-Outs EDGAR Edge Act EIOPA Electronic Trading Emerging Markets Employer Group Health Plans Employment Contract En Banc Review Energy Policy Act Entrepreneurs Equal Protection Equitable Estoppel Equity Compensation Equity Markets Equity Securities Ernst & Young Escrow Accounts European Court of Justice (ECJ) Exchange-Traded Products Exculpatory Clauses Expert Testimony Expert Witness Extender Statutes Fair Lending Fair Market Value Family Businesses FATF Federal Power Act Federal Rule 12(b)(6) Federal Savings Associations Feeder Funds FFIEC Fiduciary Rule Financial Restatements FinTech Fixed Income Investments FMR LLC Foreclosure Foreign Currency Foreign Defendants Form ADV Fraudulent Concealment Fraudulent Conveyance Free Speech Frivolous Lawsuits FSB Funding G-SII Gaming General Motors Germany Global Systemically Important Financial Institutions (GSIFI) Government Officials Gramm-Leach-Blilely Act Hackers HERA High-Speed Trading HUD Husky International Electronics v Ritz Identity Theft Independent Directors Infrastructure Initial Public Offerings Institutional Investment Internal Revenue Code (IRC) Interpretive Rule Investment Partnerships Investment-Only Exemption Issue Preclusion iTraxx CDS indices Japan Job Creation Joint Venture Judicial Deference Jury Verdicts KBR (formerly Kellogg Brown & Root) Kickbacks Leave to Amend Legal Ethics Legal Fees Leveraged Buyout Liability Insurance Liquidnet Listing Standards Litigation Fees & Costs Litigation Funding Malicious Prosecution Margin Calls Marketing Mass Tort Litigation MassMutual MBIA Insurance MCDC Medicaid Medicare Memorandum of Understanding MF Global Midland Funding Mining Mortgage Credit Directive (MCD) Mortgage Loan Servicing Standards Mortgage Servicers Motion To Strike Multi-Employer Pensions Multinationals Municipal Bankruptcy Municipal Securities Market National Bank Act National Futures Association NAV New Guidance New Regulations Non-Solicitation Agreements Notice and Comment Novation Nvidia NYDFS Objective Unreasonableness Standard Offer of Judgment Offering Documents Offshore Funds Oracle Partnership-in-Fact Patents Pay Ratio Payment Systems Plan Documents Poison Pill Position Limits Pre-Merger Filing Requirements Predictive Coding Preferred Shares Price-Fixing Private Funds Private Investment Funds Private Placements Professional License Prohibited Transactions Proximate Cause Prudential Public Comment Public Information Puerto Rico Purchase Agreement Purchase Price Adjustment Qualcomm Qualified Retirement Plans Quicken Loans Real Estate Investments Registration Requirement Regulation A Regulation M Remedial Actions Reorganizations Reserve RESPA Restitution Restructuring Reverse Mergers Risk Mitigation Risk Retention RJR Nabisco Rule of Lenity Sales SEC Examination Priorities SEC v Sharef SEC v Straub Section 10 of the Exchange Act Section 17(a) Section 25401 Section 5 Section 510 Securities Financing Transactions (SFTs) Self-Disclosure Requirements Severance Agreements Severance Pay Share Certificates Shareholder Demands Shareholder Rights Shareholder Votes Sherman Act Short-Swing Trading SIPC Sixth Amendment Small Business Solvency II Sothebys Spinoffs Standstill Agreements State Law Claims State Secrets State Securities Claims Stock Prices Strategic Enforcement Plan Student Loans Subcontractors Summary of Benefits and Coverage Supply Chain Supreme Court of Canada Swap Agreements Swiss Banks