Securities Finance & Banking Civil Procedure

SEC SCOTUS RMBS Enforcement Actions Class Action Fiduciary Duty Securities Fraud CFTC Fraud Dodd-Frank Securities Litigation ERISA Breach of Duty Insider Trading Securities Act of 1933 Statute of Limitations Securities Exchange Act FINRA Investment Adviser EU Appeals Financial Institutions Whistleblowers Banks Settlement Securities Shareholders Motion to Dismiss Popular Dismissals UK Shareholder Litigation Corporate Counsel FIfth Third Bancorp v Dudenhoeffer Compliance Disgorgement DOJ Misrepresentation Broker-Dealer Swaps Rating Agencies Mortgages Board of Directors FDIC Enforcement Investors Material Misstatements ESOP Section 11 Banking Sector JPMorgan Chase Citigroup Federal Reserve FHFA CFPB Omnicare v Laborers District Council Stock Drop Litigation Hedge Funds Disclosure Requirements Sarbanes-Oxley Arbitration Mortgage-Backed Securities Omnicare Ponzi Scheme Retirement Plan Whistleblower Protection Policies Class Certification Financial Markets Mutual Funds OCC Retaliation Administrative Proceedings FCPA Employee Benefits European Securities and Markets Authority (ESMA) False Statements Jurisdiction Deutsche Bank Summary Judgment US Bancorp Registration Statement Securities Violations Statute of Repose Personal Benefit Stocks Investment Funds Morgan Stanley Trustees Goldman Sachs Scienter Bank of America Collateralized Debt Obligations Derivative Suit Financial Conduct Authority (FCA) Judge Rakoff Putative Class Actions 401k Anti-Retaliation Provisions Canada Duty of Prudence Merrill Lynch Standing Barclays Derivatives Pleading Standards Breach of Contract Commercial Bankruptcy Misappropriation Moody's Rule 10b-5 SLUSA US v Newman Whistleblower Awards Chevron Deference Civil Monetary Penalty Conflicts of Interest Excessive Fees Fannie Mae Fraud-on-the-Market Freddie Mac Illegal Tipping Investment Advisers Act of 1940 Mergers SEC v Citigroup Investment Management Pensions Preemption Repurchases Tolling DOL Halliburton v Erica P. John Fund Hong Kong Investment Company Act of 1940 Market Manipulation Split of Authority Statement of Opinion Swap Dealers Business Judgment Rule Internal Controls Libor Loans Risk Management UBS Underwriting Bank of New York (BNY) Mellon Brokers Countrywide EMIR European Commission Extraterritoriality Rules Halliburton Loss Causation Misleading Statements Morrison v National Australia Bank Negligent Misrepresentation Reporting Requirements Safe Harbors White Collar Crimes Bernie Madoff Burden of Proof Commodities Exchange Act Criminal Prosecution Cross-Border Exclusive Jurisdiction FinCEN HSBC NCUA No-Action Relief Reversal Interlocutory Appeals Internal Reporting No-Action Letters Opt-Outs Section 10(b) Wells Fargo ALJ Anti-Money Laundering Attorney's Fees Books & Records China Commodities Conflict Mineral Rules False Claims Act (FCA) Federal Jurisdiction FERC Financial Regulatory Reform Financial Services Industry Investment Material Nonpublic Information NY Supreme Court Pension Funds Petition for Writ of Certiorari PSLRA S&P Tippees Benefit Plan Sponsors Bribery Confidential Information Consent Decrees DE Supreme Court Due Diligence Financial Adviser Fitch Foreign Banks High Frequency Trading Negligence NFA PCAOB Penalties Proposed Regulation Section 36(b) Security-Based Swaps AIFMD Audits Australia Cease and Desist Orders Deferred Prosecution Agreements Dirks v SEC Disclosure Discovery Employer Liability Issues FTC Internal Investigations IRS ISDA Municipal Bonds Neither Admit Nor Deny Settlements Personal Jurisdiction Pharmaceutical Industry Publicly-Traded Companies Representations and Warranties Sanctions Subject Matter Jurisdiction Accounting Fraud American Pipe & Construction Co. v. Utah Arbitration Agreements Bear Sterns CalPERS v ANZ Securities Certiorari CMBS Commodity Pool Controlling Stockholders Creditors Cybersecurity Dark Pool Delaware General Corporation Law EBA Forum Selection Fund Managers Futures Insurance Industry Lenders Merrill Lynch v Manning NYSE Personal Liability Petrobras Price Manipulation Private Right of Action Regulation SHO Venture Capital 28 USC 1331 Aiding and Abetting Appointments Clause Attorney-Client Privilege Bonds Capital Requirements Chief Compliance Officers Corporate Governance CPO Crowdfunding Damages Directors Equitable Tolling European Banking Authority Final Rules FIRREA Gartenberg Factors Going-Private Transactions JOBS Act Kokesh v SEC Liquidation Material Misrepresentation Merger Agreements Money Laundering OCIE Offering Fraud Oil & Gas Permanent Injunctions Professional Liability Regulation S-K Resource Extraction RICO Termination U.S. Treasury Vacated Administrative Procedure Act Bankruptcy Code Bitcoin Capital Markets Clawbacks Credit Suisse Federal Arbitration Act Fees Fiduciary Rule Fifth Third Mortgage Company Financial Statements Fraudulent Transfers Good Faith Hiring & Firing Investment Fraud IPO Lehman Brothers Margin Requirements Minority Shareholders Ontario Securities Act Pay-To-Play Presumption of Reliance Private Equity Public Disclosure Pump and Dump Retirement Securitization Serious Fraud Office Settlement Agreements Stress Tests Structured Financial Products Trust Indenture Act Unregistered Brokers Valuation Virtual Currency Volcker Rule Yates Memorandum Amgen Antitrust Litigation Basel Committee Bylaws Commodity Futures Contracts DBRS Distressed Debt Due Process Evidence Executive Compensation Fee-Shifting Financial Crisis Financial Reporting Fines First Amendment Foreign Exchanges Foreign Official GAAP Individual Accountability Injunctive Relief International Litigation Limited Liability Company (LLC) Motion to Compel Municipal Securities Issuers Nasdaq Omissions Pleadings Public Offerings Registered Investment Advisors Remand Removal Royal Bank of Scotland Securities Act Sun Capital Partners Venue Young Lawyers AIG Article III Basel III Cause of Action Accrual CEOs Chadbourne & Parke LLP v Troice Chapter 11 Choice-of-Law Class Action Arbitration Waivers CME Confidentiality Agreements Consent Order Corruption Covenant of Good Faith and Fair Dealing CPOs Default Disclosure-Based Settlements Duty of Care Employee Stock Purchase Plans Failure To State A Claim FCMs FCRA Federal Rules of Civil Procedure FinTech FSMA Hong Kong Securities and Futures Commission (HKSFC) Injunctions Institutional Investors Interest Rates IOSCO ISDA Master Agreement Joint and Several Liability Mandatory Arbitration Clauses MiFID Money Market Funds OSHA Private Equity Funds Prospectus Proxy Statements Recordkeeping Requirements Registration Self-Reporting Spokeo v Robins Spoofing Statutory Interpretation Trading Platforms UK Brexit Unregistered Securities US Bank US v Salman Wal-Mart Abuse of Discretion Acquisitions AIFM Amgen Inc. v Connecticut Retirement Plans Appraisal Ascertainable Class Attorney Generals Auditors Bank Fraud Basic v Levinson Breach of Warranty BRRD Buyouts CalPERS Comment Period Corporate Officers Credit Default Swaps Credit Ratings Cross-Border Transactions Debt Debtors Declaratory Relief Defined Benefit Plans Dismissal With Prejudice Duty of Loyalty EB-5 Exemptions Filing Requirements Financial Services Authority Foreign Investment Foreign Issuers Foreign Nationals Forum Non Conveniens FSOC Gabelli v SEC Hart-Scott-Rodino Act IndyMac Interest Rate Swaps Investment Banks Investment Companies ISS Janus Capital Group Judicial Review Jury Trial Limitation Periods Major Swap Participants Market Participants Mary Jo White MiFID II Moench Presumption Natural Gas Natural Resources Non-Public Information OTC Professional Misconduct Protected Activity Prudential Regulation Authority Qualified Mortgage Rule Qui Tam Reasonableness Factors Receivership Regulation D Right to a Jury Rule 23 Secondary Markets SEFs Seventh Amendment Siemens SIPA Subprime Mortgages Trusts Unfair or Deceptive Trade Practices Unions Wire Fraud Withdrawal Liability Administrative Appointments Administrative Hearings Advertising Affordable Care Act Algorithmic Trading Allstate Amicus Briefs Arbitration Awards Asset Management Bank Holding Company Bank Secrecy Act Bebo v SEC Best Interest Contract Exemptions BSA/AML Business Litigation C-Suite Executives Chamber of Commerce Change in Control Claim Preclusion Clearing Agencies Constitutional Challenges Contract Terms Cooperation Corporate Issuers Credit Unions Cross-Selling CTA D&O Insurance Data Breach Data Protection Debt Restructuring Defined Contribution Plans Demand Futility Discovery Rule Document Productions Economic Development EEA Energy Market Entire Fairness Standard Equitable Relief Expert Testimony Expungement Fairness Standard FATCA FDA FDCPA Fraudulent Inducement Government Investigations Guilty Pleas Health Insurance Income Taxes Indictments Inflation Adjustments Initial Public Offerings Injury-in-Fact Inside Information Insolvency Internal Revenue Code (IRC) Japan Jury Instructions Kickbacks Kraft Lawson v FMR Liquidity Coverage Ratio Loan Modifications Meals-Gifts-and Entertainment Rules Minimum Contacts Mortgage Loan Originators MSRB Multiemployer Plan Notice Requirements Patents Plan Administrators Preferred Shares Preliminary Injunctions Punitive Damages Putback Claims Quid Pro Quo Rebuttable Presumptions Recklessness Regulatory Agenda Regulatory Oversight Rescission Risk Assessment Shareholder Activism Short Sales Solicitor General Standard of Review Stanford Ponzi Scheme Startups Statement of Facts Stock Purchase Agreement Stock Repurchases Strict Liability Student Loans Summary Plan Description Tender Offers Third-Party Tippers Trulia Trump Administration UCITS Unjust Enrichment Work Product Privilege Wrongful Termination Yahoo! Zillow 16(b) Accredited Investors Actual or Constructive Knowledge Administrative Appeals Administrative Review Board Admissions of Liability Alternative Trading Systems Ambiguous Annual Reports Application of Foreign Laws Article II Assignments Audit Committee Bad Faith Balance Sheets Bankruptcy Court Benchmarks Beneficial Owner BitLicense Blue Sky Laws BP Brazil Broker Commissions Burden-Shifting Business Court But For Causation CAFA Capital One Capital Raising Causation CEA Cease and Desist Citibank Comcast Comcast v. Behrend Commercial Court Common Stock Contract Disputes Corporate Crimes Corporate Executives Corporate Misconduct Corporate Taxes Corporations Code Credit Cards Credit Rating Agencies Criminal Conspiracy Custody Rule Cyan Inc v Beaver Cty Emps Ret Fund Dart Cherokee Basin Operating Co. v. Owens Debt Collectors Dividends Duty to Disclose Email En Banc Review Energy Sector ETFs European Central Bank Exclusive Forum Facebook False Advertising Federal Pilot Programs Federal Rule 12(b)(6) Federal Savings Associations Federal Tort Claims Act (FTCA) Financing Foreign Corporations Forfeiture Form 10-K Forum Forward Contracts France Free Speech Frozen Assets General Motors Germany Gross Negligence Healthcare HHS HM Treasury Hotels Housing Market ICE Immigrant Investor Program Incentive Compensation Indemnification Interest Payments Investigations Investment Portfolios Investor Protection ISOs Job Creation Jury Verdicts Kenneth Cole Legal Entity Identifiers Legislative Committees Leveraged Loans Life Insurance Listing Standards Litigation Funding Materiality Member State MetLife Minerals Motion for Summary Judgment Municipal Advisers Municipalities Non-Disclosure Agreement Non-Judicial Settlement Agreements NRSRO Offerings Ontario Securities Commission (OSC) Operating Agreements Oppression Remedy Partnership-in-Fact Payday Loans Perjury Petition For Rehearing Policy Exclusions Pooling Agreement Portfolio Companies Portfolio Managers Preponderance of the Evidence Private Funds Private Securities Litigation Reform Act of 1995 Prohibited Transactions Proposed Amendments Proposed Legislation Proprietary Trading Proxy Put Proxy Season Proxy Voting Guidelines Public Comment Puerto Rico Purchase Agreement Real Estate Market Reasonable Reliance Claims Registration Requirement Regulation Z Relation Back Doctrine Residential Capital LLC RESPA Retailers Retroactivity Revlon Standard Risk Alert Risk Mitigation Rule 10(b) Rule 506 Offerings Russia Section 13 Shareholder Proposals Shareholder Rights Shareholder Votes Shell Corporations SIFMA State Securities Claims Subpoenas Subrogation Subsidiaries Substantial Evidence Standard SunTrust Supplemental Disclosures Target Company Tax Court Theranos Training Transfer of Assets Transparency UK Bribery Act UK Insolvency Act Usury Vicarious Liability Warrants Abuse of Process Accounting Standards Actual Damages Actual Injuries Adverse Employment Action Aetna Affiliates Affirmative Defenses Africa Ageas Alter Ego Alternative Investment Funds Alternative Mutual Funds Ambac Financial Group Amended Regulation American Petroleum Institute Amgen v Harris Amount in Controversy Analytics Annual Meeting Anti-Bribery Anti-Competitive Anti-Corruption Antitrust Violations Arbitrage Asset Freeze Asset Transfer Automotive Industry Avon AXA Equitable Life Bailout Bank Accounts Bank of England Bankruptcy Reform BCBS Biotechnology Bonuses British Bankers' Association Brokerage Accounts Capital Acquisition Broker (CAB) Capital Gains Caremark claim Caterpillar CBOE CCPs Certifications CFOs Chapter 7 Chapter 9 Charles Schwab Cherry Picking Chevron v NRDC CIGNA Circumstantial Evidence City of Pontiac Clear and Convincing Evidence CMS Collateralized Loan Obligations Collective Bargaining Commerzbank Commodity Broker Community Reinvestment Act Compensation Committee Complex Litigation Conflicts of Laws Congressional Investigations & Hearings Conspiracies Consumer Financial Products Consumer Lenders Consumer Reporting Agencies Contract Drafting Contract Interpretation Controlled Groups Convictions Corporate Fraud Corporate Veil Court of Federal Claims Court-Appointed Receivers CRA Credibility Credit Agreements Cross Motions Cy Pres Funds De Minimis Claims De-Risking Debt Buyers Debt Collection Debt Financing Debt Securities Deceptive Intent Deferred Stock Incentive Plans Delays Delta Airlines Depositions Detroit Director Compensation Dispute Resolution Disqualification Diversity Jurisdiction DSIO EDGAR Edge Act EFTs EIOPA Electronic Trading Emerging Markets Employer Group Health Plans Employment Contract Energy Policy Act Equal Protection Equitable Estoppel Equity Compensation Equity Financing Equity Markets Equity Securities Ernst & Young Escrow Accounts Estate Tax Ethics Breach European Court of Justice (ECJ) Exchange-Traded Products Exculpatory Clauses Exhaustion Doctrine Expert Witness Exploitation Extender Statutes Extensions Fair Housing Act (FHA) Fair Lending Fair Market Value Family Businesses FATF Federal Bank Regulatory Agencies Federal Pleading Requirements Federal Power Act Federal Question Jurisdiction Federal v State Law Application Feeder Funds FFIEC Fiduciary Exception Financial Restatements Fixed Income Investments FMR LLC Foreclosure Foreign Currency Foreign Defendants Forex Form 8-K Form ADV Form D Filing Forum Shopping Fraudulent Concealment Fraudulent Conveyance Free Trade Agreements Frivolous Lawsuits FSB Funding G-SII Gaming Global Systemically Important Financial Institutions (GSIFI) Government Officials Gramm-Leach-Blilely Act Hackers Hague Convention Hague Securities Convention HERA High-Speed Trading HUD Identity Theft Independent Directors Infrastructure Institutional Investment Interpretive Rule Investment Partnerships Investment-Only Exemption Issue Preclusion iTraxx CDS indices Joint Venture Judicial Deference KBR (formerly Kellogg Brown & Root) Leave to Amend Legal Ethics Legal Fees Leidos Inc v Indiana Public Retirement System LendingClub Leveraged Buyout Liability Insurance Liens Life Sciences Liquidnet Litigation Fees & Costs Litigation Strategies Loan Agreements Lost Profits Malicious Prosecution Margin Calls Marketing Mass Tort Litigation MassMutual MBIA Insurance MCDC Medicaid Medicare Memorandum of Understanding MF Global Midland Funding Mining Mortgage Credit Directive (MCD) Mortgage Loan Servicing Standards Mortgage Servicers Motion to Amend Motion To Strike Motion to Vacate Multiemployer Pension Plan Amendments Act (MPPAA) Multinationals Municipal Bankruptcy Municipal Securities Market National Bank Act National Futures Association NAV Netherlands New Guidance Non-GAAP Financial Measures Non-Solicitation Agreements Notice and Comment