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SEC RMBS Fraud SCOTUS CFTC Class Action Enforcement Actions Fiduciary Duty Dodd-Frank ERISA Securities Fraud Settlement FINRA Statute of Limitations Enforcement Citigroup FIfth Third Bancorp v Dudenhoeffer Mortgages EU Whistleblowers Banks Swaps ESOP FDIC Ponzi Scheme Broker-Dealer Securities Compliance Investment Adviser Mortgage-Backed Securities Motion to Dismiss SEC v Citigroup Judge Rakoff Securities Exchange Act FHFA Rating Agencies Federal Reserve Insider Trading JPMorgan Chase Collateralized Debt Obligations Popular Shareholders CFPB Disclosure Requirements Retaliation Securities Act of 1933 Stock Drop Litigation Bank of America Hedge Funds OCC Securities Litigation US Bancorp Employee Benefits Investors Misrepresentation Risk Management Arbitration Bernie Madoff Chevron Deference DOJ Interlocutory Appeals Consent Decrees NCUA Stocks Breach of Duty Shareholder Litigation Appeals Class Certification Dismissals FCPA Sarbanes-Oxley SLUSA Canada Conflict Mineral Rules Cross-Border Duty of Prudence FIRREA Freddie Mac Libor Neither Admit Nor Deny Settlements No-Action Relief Preemption Swap Dealers Trustees Whistleblower Protection Policies Countrywide ESMA Fannie Mae Fraud-on-the-Market Goldman Sachs Jurisdiction No-Action Letters UBS Arbitration Agreements Board of Directors Commodity Pool Deutsche Bank FERC Fifth Third Mortgage Company Foreign Banks Halliburton Resource Extraction Anti-Retaliation Provisions Civil Monetary Penalty Disgorgement Investment Funds Morgan Stanley Personal Jurisdiction Reporting Requirements Retirement Plan Breach of Contract Brokers Business Judgment Rule Chadbourne & Parke LLP v Troice Commercial Bankruptcy Commodities CPO Derivatives Financial Regulatory Reform Halliburton v Erica P. John Fund Liability Merrill Lynch Moody's NFA Pensions Scienter Standing Statute of Repose Summary Judgment Tolling Admissions of Liability AIFMD Bear Sterns Bribery Chief Compliance Officers Corporate Counsel Derivative Suit Disclosure DOL Employer Liability Issues Extraterritoriality Rules False Statements Financial Conduct Authority Financial Services Authority FinCEN Fitch Repurchases Rule 10b-5 S&P U.S. Bancorp UK Underwriting Whistleblower Awards White Collar Crimes 401k Administrative Procedure Act Claim Preclusion Class Action Arbitration Waivers Debt EMIR Fiduciary Liability Foreign Exchanges Futures High Frequency Trading Loans Margin Requirements Minimum Contacts Natural Gas Natural Resources Negligent Misrepresentation NYSE Oil & Gas Professional Liability Proposed Regulation Qualified Mortgage Rule Volcker Rule American Pipe & Construction Co. v. Utah Amgen Inc. v Connecticut Retirement Plans Antitrust Litigation Attorney's Fees Auditors Audits Banking Sector Barclays Basel Committee Chapter 11 China CME Commodity Futures Contracts Conflicts of Interest Controlling Stockholders Credit Ratings Credit Unions Debtors Discovery Rule Due Diligence Email Employee Stock Purchase Plans European Banking Authority Exclusive Jurisdiction Expungement Fee-Shifting Statutes Fees Fines First Amendment Foreclosure FSOC FTC Gabelli v SEC Going-Private Transactions Insurers Investment Advisers Act of 1940 IRS JOBS Act Lawson v FMR Lenders Liquidation Major Swap Participants Market Manipulation Material Misstatements Moench Presumption Money Market Funds Mortgage Loan Originators Municipal Bonds Mutual Funds Nasdaq Ontario Securities Act Ontario Securities Commission Pleadings Private Equity Public Disclosure Safe Harbors Security-Based Swaps SEFs Siemens SIPA Stress Tests Structured Financial Products Unions Virtual Currency Aiding and Abetting AIG Allstate Amgen Attorney Generals Bank Fraud Bank Holding Company Bitcoins Bonds Capital Requirements Clawbacks Commodities Exchange Act Complex Litigation Criminal Prosecution Crowdfunding CTA Data Protection Deferred Prosecution Agreements Energy Equitable Tolling False Claims Act FATCA FCA FCMs Federal Arbitration Act Foreign Corporations Forum Fraudulent Inducement Frozen Assets FTCA Hong Kong Housing Market Investigations IPO Janus Capital Group Legal Entity Identifiers Liquidity Coverage Ratio Loan Modifications Mandatory Arbitration Clauses Mary Jo White Mergers Minerals Minority Shareholders Morrison v National Australia Bank Mortgage Loan Servicing Standards Motion to Compel Negligence Non-Judicial Settlement Agreements Payday Loans Pleading Standards Registration Residential Capital LLC Retirement Royal Bank of Scotland Rule 506 Offerings SEC v Sharef SEC v Straub Section 10(b) Short Sales Student Loans Summary Plan Description SunTrust Termination Third-Party Unfair or Deceptive Trade Practices Venture Capital Wells Fargo 16(b) Abuse of Process Accounting Fraud Administrative Review Board AIFM ALJ Anti-Money Laundering Asset Management Assignments Bad Faith Bank of England Bankruptcy Code Basel III Benefit Plan Sponsors Blue Sky Laws BP British Bankers' Association Bylaws CalPERS CEA Chamber of Commerce Charles Schwab City of Pontiac Comcast Confidential Information Conflicts of Laws Contractors Corporate Governance Corporate Officers Corporate Taxes CRA Credit Suisse Creditors Cybersecurity D&O Insurance Damages Dark Pool Data Breach Delaware General Corporation Law Dilution Directors Document Productions Edge Act Energy Policy Act Equity Securities Ernst & Young European Central Bank European Commission Evidence Expert Testimony Extender Statutes Fair Lending False Advertising Family Businesses FATF FDA Feeder Funds FHA Filing Requirements Final Rules Financial Products Financial Reporting Financial Statements FMR LLC Foreign Defendants Foreign Investment Foreign Nationals Forfeiture FSMA Funding Gramm-Leach-Blilely Act Healthcare Hiring & Firing ICE Identity Theft Income Taxes IndyMac Injunctions Interest Rates Interstate Commerce Investment Company Act of 1940 ISDA Issuers iTraxx CDS indices Lehman Brothers Leveraged Loans Limitation Periods Liquidnet Listing Standards Litigation Strategies Loss Causation Market Participants MBIA Insurance Memorandum of Understanding Mining Municipal Bankruptcy Municipal Securities Issuers Municipalities MuniMae New Regulations Notice Requirements Novation Offerings Offshore Funds Omnicare OSHA Perjury Position Limits Presumption of Reliance Price-Fixing Private Securities Litigation Reform Act of 1995 Professional License Proprietary Trading Prudential Prudential Regulation Authority PSLRA Putative Class Actions Putback Claims Qui Tam Real Estate Investments Real Estate Market Reasonable Reliance Claims Recordkeeping Requirements Regulation D Regulation S-K Relation Back Doctrine Rescission Richard Cordray RICO Sales Secondary Markets Shareholder Rights SIPC Sothebys Split of Authority Startups State Secrets State Securities Claims Subcontractors Subpoenas Subsidiaries Swap Agreements TILA Training Trust Preferred Securities Trusts U.S. Treasury UCITS Unjust Enrichment Vacated Vicarious Liability Wachovia Waivers AARMR Ability-to-Repay Abstention Abuse of Discretion Accountants Actuaries Administrative Hearings Advertising Advisory Opinions Affidavits Affiliates Affirmative Defenses Africa Agents Aggregation Rules Ahern Rental AirNB Alfa v Cukurova Algorithmic Trading Ally Financial Inc Alter Ego Alternative Investment Funds Alternative Trading Systems Ambac Financial Group Ambiguous American Express American Express v Italian Colors Restaurant American Petroleum Institute AMF Bowling Worldwide Annual Assessments Annual Meeting Annual Reports Anti-Tying Antitrust Conspiracies Appropriation of Shares Arbitrage Arbitration Awards Arbitrators Artificial Impairment Asbestos Litigation Asset Diversification Asset Transfer Assured Guaranty Corp. AT&T Mobility v Concepcion Attorney-Client Privilege Auction Auction Rate Securities Automotive Industry Bad Actors Bad Debt Bailout Balance Sheets Banging the Close Bank of New York Mellon Bank of Russia Bank Secrecy Act Bankruptcy Reform Bar Associations Basic v Levinson Big-Boy Letters Biotechnology Block Trades Bonuses Books & Records Breach of Warranty BrokerCheck Business Litigation Business Ownership Business Privilege Bussing But For Causation Buyback Programs Buyouts C&DIs C-Suite Executives Capital Markets Career Development Carve Out Provisions Casey Anthony Catholic Church Causation CBOE Cease and Desist Cell Phones CEOs Certifications CFDA Chapter 7 Chapter 9 Chevron v NRDC Choice-of-Law CIFG Assurance North America Circumstantial Evidence Class Arbitration Class of Stock Class Representatives Clearing Agencies Clickwrap Agreements Coerced Patronage Collateral Estoppel Collateralized Loan Obligations Collective Bargaining Colonial Bank Comcast v. Behrend Common Stock Competition Competitive Bidding Concealed Control Condominiums Confidentiality Agreements Congressional Investigations & Hearings Consent Conservators Consideration Conspiracies Consumer Financial Products Contract Drafting Controlled Foreign Corporations Core Operations Doctrine Corporate Culture Corporate Sales Transactions Corporations Code Corruption COSO Court-Appointed Receivers Covenant of Good Faith and Fair Dealing Cramdown Credit Cards Credit Default Swaps Credit Reports Criminal Defense Cross-Border Transactions CSBS CTS v Waldburger Custodians Custody Rule Cyber Attacks DaimlerChrysler De Minimis Claims Default Defense Strategies Defined Benefit Plans Definitively and Specifically Standard Deposit Advances Deposit Insurance Derivatives Clearing Organizations Designated Contract Market Detroit Disciplinary Proceedings Disclosure Reform Discoverable Discrimination Dismissal With Prejudice Disqualification Dividends Divorce Document Requests Documentation DOMA Double Derivative Claims Drug Manufacturers DSIO Durbin Amendment Rules Duty of Care Duty to Disclose Duty to Investigate Economic Development EDGAR Elder Issues Electronic Blue Sheets Electronic Payment Transactions Electronically Stored Information Eligibility Emerging Growth Companies Employment Contract Employment Policies End-Users Enforcement Attorneys Englehart Enterprise and Regulatory Reform Act Entrepreneurs Equitable Estoppel Equity Markets Escrow Accounts Estate Planning Estate Tax ETFs Ethics EU Data Protection Laws Examiners Exchange-Traded Products Executive Compensation Exemptions Extensions Facebook False Reporting Family Members FASB FCRA FDCPA Federal Preclusion Federal Savings Associations Federalism Fee Agreements Fee Disclosure FFIEC FICA Taxes Fidcuciary Liability Financial Adviser Financial Collateral Arrangements Financial Companies Financial Holding Company Financial Planning Financial Transaction Tax First Derivative Traders Flood Zones FOIA Foreign Foreign Branches of U.S. Banks Foreign Currency Foreign Entities Foreign National Executives Foreign Official Form D Filing Form SD Fortune 500 Forum Selection Clause Fraudulent Transfers Fraudulent Wire Transfers Free Speech Frivolous Lawsuits Fund Managers G20 Gamco Investors v Vivendi Gaming GE Capital Retail Bank General Solicitation Genzyme Good Faith Government Officials Governmental Liability Greenhouse Gas Emissions Hazard Insurance Home Affordable Refinance Program Home Depot Home Equity Hospitality Industry Hotels Howey HSBC HUD ICI Illegal Imports Illegal Tipping IMAX Incorporation by Reference Indemnification Independent Boards Indirect Investors Infrastructure Institutional Investment Instrumentality Interlocutory Orders Internal Investigations International Arbitration International Finance International Harmonization International Remittance Transfers Interviews Investment Banks Investment Companies Investment Partnerships Investor Protection IOSCO ISS Joint and Several Liability Joint Venture Judges Judgment Creditors Junk Debt Jury Trial Jury Verdicts Justifiable Reliance Kodak Lawson Leave Motions Legal Ethics Legislative Committees Lending Leverage Ratio Leveraged Lending Licensing Rules Liens Life Rights LIHTC Limited Partnerships Loan Transfers London Stock Exchange Loss Mitigation Lost Securities Holders Lying Magyar Telekom Make-Whole Premium Mandatory Clearing Requirements Mandatory Victim's Restitution Act Manufacturers Marital Assets Market Timing Marketing Martin Act Massachusetts Mutual Material Nonpublic Information Material Violation MCDC McPhail McWane Doctrine MFW Microsoft MiFID Misappropriation Misclassification Misleading Statements MMF Mobile Payments Money Laundering Mortgage Escrow Account Motion for Leave Motion To Intervene Motion To Strike Motor Vehicles MTFs Multidistrict Litigation Multinationals Municipal Advisers Municipal Securities Market MUSA National Mortgage Settlement NAV Negligent Management Negligent Supervision Negotiations NEP New Amendments Nexus No Contest Clause Non-Disclosure Agreement Non-Enforcement Non-Prosecution Agreements Non-Solicitation Agreements Nonbank Firms NRSRO NTSA Nuisance Objective Standard Occupancy Occupancy Tax Off-the-Record Offers Offshore Banks Offshore Companies Offshore Listings OHADA Operating Agreements Oppression Remedy ORC OTC Overdraft Fees Partnership Interests Patricia Cornwell Pay or Play Payroll Cards PCAOB PCI Penalties Personally Identifiable Information Pharmaceutical Plea Agreements Poison Pill Policy Violations Portfolio Managers Power Act Predictive Coding Preferred Shares Prejudice Prepaid Payment Products Primary Market Purchasers Privacy Concerns Privacy Policy Private Letter Rulings Private Placements Private Property Privity of Contract Pro Hac Vice Profits Proposed Legislation Prospectus Protected Activity Proxies Proxy Voting Guidelines Public Communications Punitive Damages Purchase Agreement Qualified Retirement Plans QuickScore Raj Rajaratnam Real Estate Development Rebuttable Presumptions Receivership Recess Appointments Regulation M Regulation Z Remediation Remedies Removal Renewable Energy Reorganizations Repossess RESPA Restaurant Industry Restitution Reverse Mergers Right of Redemption Risk Assessment Risk Retention Roundtable Rule Rule 144 Opinion Russia Russian Civil Code Sales & Use Tax Same-Sex Marriage Sanctions Say-on-Pay Sealed Records Sealink Funding Search Warrant SEC v Obus Section 10(b)-5 Section 11 Section 12 Section 130 Section 1504 Section 17(a) Section 2462 Section 25401 Section 5 Section 560 Secured Creditors Securities Dealers SEF SEHK Selective Waivers Self-Dealing Separation Agreement Servicing Agreements Servicing Policies Severance Pay SEX SFC Shareholder Votes Short-Swing Trading SINAA Test Single Purpose Vehicle Small Entity Compliance Guide Solar Energy Sovereign Immunity SPEs Standard Business Practices Standard of Review Standstill Agreements Stanford International Bank Stanford Ponzi Scheme Statement of Defence Statutory Immunity Statutory Interpretation Stern v Marshall Stock Options Stock Trades Stockholders' Meetings Strategic Enforcement Plan Subject Matter Jurisdiction Subprime Mortgages Subrogation Sun Capital Partners Supply Chain Swap Clearing Swap Data Repositories Swap Market Tax Accrual Workpapers Tax Rates Tax Refunds Tax Shelters TCPA Terrorism Funding Third Point Third-Party Relationships Third-Party Service Provider Tibor TMBS Trade Market Abuse Trados Inc Tranche Transfer of Venue Transportation Security Administration Trucking Industry UBS AG UCC Ultra Vires Uniform Securities Act Unsecured Creditors US Bank Utilities Sector Variable Interest Entities Venue Voluntary Withdrawal Waiver of Tort Wall Street Warranties Warrantless Searches Washington Mutual Whistleblower Protection Enhancement Act Wiretapping Witness Work Product Privilege