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SEC RMBS SCOTUS CFTC Fraud Enforcement Actions Class Action Securities Fraud Fiduciary Duty Dodd-Frank ERISA FINRA Banks Securities Act of 1933 EU Settlement Statute of Limitations Securities Appeals Enforcement Investment Adviser Insider Trading Whistleblowers FIfth Third Bancorp v Dudenhoeffer Mortgages Shareholders Citigroup Compliance Securities Exchange Act Swaps FDIC ESOP Federal Reserve Mortgage-Backed Securities Omnicare v Laborers District Council Omnicare Broker-Dealer Material Misstatements Issuers Section 11 Securities Litigation FHFA Motion to Dismiss Popular Rating Agencies Breach of Duty Ponzi Scheme Registration Statement Hedge Funds JPMorgan Chase Stock Drop Litigation Disclosure Requirements Judge Rakoff Shareholder Litigation Arbitration Dismissals OCC CFPB ESMA Misrepresentation SEC v Citigroup US Bancorp DOJ Employee Benefits Investors Bank of America Freddie Mac Board of Directors Class Certification Fannie Mae Retaliation Stocks Collateralized Debt Obligations Deutsche Bank Trustees UK Whistleblower Protection Policies Bernie Madoff Canada False Statements Goldman Sachs NCUA Statement of Opinion Swap Dealers UBS Chevron Deference Risk Management Banking Sector Cross-Border Derivatives FCPA Consent Decrees Derivative Suit Halliburton v Erica P. John Fund Interlocutory Appeals Investment Funds Morgan Stanley Conflict Mineral Rules Fraud-on-the-Market Libor Moody's No-Action Relief Pensions Sarbanes-Oxley Statute of Repose Business Judgment Rule Employer Liability Issues FIRREA Foreign Banks Jurisdiction Merrill Lynch No-Action Letters Preemption Repurchases SLUSA Standing Summary Judgment 401k Brokers Countrywide Disgorgement Duty of Prudence Financial Regulatory Reform FinCEN Fitch Halliburton NFA Reporting Requirements Rule 10b-5 Security-Based Swaps Breach of Contract Civil Monetary Penalty Commodities Commodity Pool EMIR European Commission Extraterritoriality Rules FCA Fifth Third Mortgage Company Investment Advisers Act of 1940 Putative Class Actions Retirement Plan S&P Scienter Tolling AIFMD Anti-Retaliation Provisions Arbitration Agreements Commercial Bankruptcy CPO FERC Financial Institutions High Frequency Trading HSBC JOBS Act Neither Admit Nor Deny Settlements Resource Extraction Underwriting Barclays Bear Sterns Chief Compliance Officers Controlling Stockholders Corporate Counsel Disclosure Evidence Financial Conduct Authority Illegal Tipping ISDA Liability Loss Causation Mutual Funds Personal Benefit Professional Liability Section 10(b) Whistleblower Awards Basel Committee Bribery Chadbourne & Parke LLP v Troice Commodities Exchange Act Conflicts of Interest European Banking Authority False Claims Act Good Faith Loans Margin Requirements Oil & Gas Personal Jurisdiction Pleading Standards Proposed Regulation Stress Tests US v Newman Virtual Currency Volcker Rule Attorney's Fees Audits Capital Requirements China Clawbacks Corporate Governance CPOs Criminal Prosecution Crowdfunding DBRS Delaware General Corporation Law Directors DOL Due Diligence FCMs Financial Services Authority Foreign Exchanges Forum Selection Clause Futures Hong Kong Insurers Market Manipulation Misappropriation Money Market Funds Nasdaq Negligent Misrepresentation NYSE Pharmaceutical Manufacturers Pleadings Private Equity Public Disclosure Safe Harbors Siemens Structured Financial Products U.S. Bancorp White Collar Crimes Administrative Procedure Act Admissions of Liability AIFM American Pipe & Construction Co. v. Utah Anti-Money Laundering Antitrust Litigation Auditors Benefit Plan Sponsors Bitcoins Bylaws Claim Preclusion Class Action Arbitration Waivers CME Commodity Futures Contracts Credit Ratings Credit Unions Creditors Cybersecurity Debt Debtors Discovery Rule Employee Stock Purchase Plans Exclusive Jurisdiction Fees Fiduciary Liability Financial Markets First Amendment FSMA FSOC Going-Private Transactions Injunctions Investment Company Act of 1940 IOSCO IPO IRS Liquidation Major Swap Participants Material Nonpublic Information MiFID Misleading Statements Moench Presumption Morrison v National Australia Bank Mortgage Loan Originators Natural Gas Natural Resources Ontario Securities Act Prudential Regulation Authority PSLRA Public Offerings Qualified Mortgage Rule Reasonableness Factors Receivership Registration Regulation D Regulation S-K Representations and Warranties SEFs SIPA Venture Capital Wal-Mart AIG ALJ Amgen Inc. v Connecticut Retirement Plans Attorney Generals Australia Bank Holding Company Bank of New York Mellon Bankruptcy Code Basel III Bonds Books & Records Breach of Warranty Business Litigation C-Suite Executives Certiorari Chapter 11 Credit Suisse CTA Dark Pool EBA Expungement FATCA Federal Arbitration Act Federal Rules of Civil Procedure Fee-Shifting Statutes Filing Requirements Fines Foreclosure Foreign Corporations Forum Fraudulent Transfers FTC Gabelli v SEC Investment Management ISS Janus Capital Group Lawson v FMR Lehman Brothers Lenders Liquidity Coverage Ratio Loan Modifications Mandatory Arbitration Clauses Minimum Contacts Minority Shareholders Motion to Compel Municipal Bonds OCIE Price Manipulation Putback Claims Recordkeeping Requirements Rescission Retirement Royal Bank of Scotland Short Sales Startups Statement of Facts Subject Matter Jurisdiction Subpoenas Subprime Mortgages Summary Plan Description U.S. Treasury Unfair or Deceptive Trade Practices Unions US Bank 16(b) Accounting Fraud Administrative Hearings Administrative Review Board Advertising Aiding and Abetting Allstate Amgen Asset Management Assignments Bank Fraud Bank Secrecy Act Basic v Levinson BitLicense Blue Sky Laws BRRD Burden of Proof Change in Control Charles Schwab Clearing Agencies Confidentiality Agreements Covenant of Good Faith and Fair Dealing D&O Insurance Damages Data Protection Dilution Discovery Email Energy Equitable Tolling Ernst & Young ETFs Extender Statutes Fee-Shifting Financial Statements Foreign Nationals Fraudulent Inducement Frozen Assets FTCA Fund Managers Hiring & Firing Housing Market HUD ICE Income Taxes Indictments IndyMac Insolvency Internal Investigations Investigations Legal Entity Identifiers Legislative Committees Market Participants Mary Jo White Mergers Minerals Mortgage Loan Servicing Standards Municipal Securities Issuers Municipalities Negligence Non-Disclosure Agreement Non-Judicial Settlement Agreements NRSRO Ontario Securities Commission Pay-To-Play Payday Loans PCAOB Pension Funds Personal Liability Petition For Rehearing Policy Exclusions Presumption of Reliance Proprietary Trading Proxy Put Proxy Season Real Estate Market Regulation Z Removal Residential Capital LLC Retailers RICO Rule 10(b) Rule 506 Offerings Secondary Markets Shareholder Proposals Stanford Ponzi Scheme Stock Purchase Agreement Strict Liability Student Loans Subsidiaries SunTrust Termination Third-Party Third-Party Service Provider Trusts UCITS Wells Fargo Abuse of Discretion Abuse of Process Accredited Investors Affiliates Algorithmic Trading Alter Ego Alternative Mutual Funds Alternative Trading Systems Ambac Financial Group Arbitrage Attorney-Client Privilege Automotive Industry Bad Faith Balance Sheets Bank of England BP British Bankers' Association Burden-Shifting Buyouts CAFA CalPERS Capital Markets Causation CBOE CEA Chamber of Commerce Chapter 7 Chapter 9 City of Pontiac Colonial Bank Comcast Comcast v. Behrend Commerzbank Complex Litigation Confidential Information Conflicts of Laws Congressional Investigations & Hearings Conspiracies Contract Disputes Contract Drafting Contract Terms Contractors Corporate Officers Corporate Taxes Court-Appointed Receivers CRA Credit Cards Cross-Border Transactions Custody Rule Cy Pres Funds Dart Cherokee Basin Operating Co. v. Owens Data Breach Debt Financing Debt Securities Deferred Prosecution Agreements Detroit Discrimination Dismissal With Prejudice Disqualification Document Productions DSIO Duty of Care Earn-Outs Economic Development EDGAR Edge Act EEA Employment Contract En Banc Review Energy Policy Act Entrepreneurs Equitable Estoppel Equity Financing Equity Markets Equity Securities European Central Bank Excessive Fees Exclusive Forum Expert Testimony Facebook Fair Lending Fairness Standard False Advertising Family Businesses FATF FDA Federal Preclusion Federal Savings Associations Feeder Funds FHA Final Rules Finance Lenders Financial Adviser Financial Products Financial Reporting Financing Fixed Income Investments FMR LLC Foreign Defendants Forfeiture Fraudulent Concealment Funding G-SII Gramm-Leach-Blilely Act Healthcare Hotels Identity Theft Indemnification Institutional Investment Interest Rates Investment Banks Investment Companies ISDA Master Agreement Issue Preclusion iTraxx CDS indices Joint Venture Kraft Laborers District Council Construction Legal Fees Leveraged Loans Liability Insurance Limitation Periods Limited Liability Companies Liquidnet Listing Standards Litigation Strategies Martin Act MBIA Insurance McPhail Memorandum of Understanding Mining MSRB Municipal Advisers Municipal Bankruptcy MuniMae National Futures Association NAV New Regulations Non-Solicitation Agreements Novation Nvidia NY Supreme Court Offerings Offshore Funds Operating Agreements Oppression Remedy OSHA OTC Payment Systems Perjury Petition for Writ of Certiorari Poison Pill Pooling Agreement Position Limits Price-Fixing Private Right of Action Private Securities Litigation Reform Act of 1995 Professional License Prospectus Proxy Statements Proxy Voting Guidelines Prudential Publicly-Traded Companies Pump and Dump Punitive Damages Purchase Price Adjustment Qualified Retirement Plans Qui Tam Quicken Loans RBS Securities Real Estate Investments Reasonable Reliance Claims Regulation A Regulation M Regulation SHO Regulatory Agenda Relation Back Doctrine RESPA Retroactivity Reversal Revlon Standard Richard Cordray Risk Alert Risk Retention Rule of Lenity Russia Sales SEC v Sharef SEC v Straub Section 25401 Section 5 Securitization Shareholder Rights Short-Swing Trading SIFMA SIPC Small Business Sothebys Split of Authority State Secrets State Securities Claims Stock Repurchases Strategic Enforcement Plan Subcontractors Swap Agreements TILA Title VII Training Trust Indenture Act Trust Preferred Securities Unjust Enrichment Unregistered Securities Utilities Sector Vacated Valuation Vicarious Liability Wachovia Waiver of Tort Wiretapping AARMR Ability-to-Repay Abstention Accelerated Payments Accountants Actual or Constructive Knowledge Actuaries Administrative Appointments Adverse Employment Action Advisory Opinions Affidavits Affirmative Defenses Africa Agents Aggregation Rules Ahern Rental AirNB Alfa v Cukurova Algorithms Allergan Inc Ally Financial Inc Alternative Investment Funds Ambiguous American Express American Express v Italian Colors Restaurant American Petroleum Institute American Pipe Tolling Doctrine American Rule AmeriPlan AMF Bowling Worldwide AML/CFT Amnesty International Amount in Controversy Annual Assessments Annual Meeting Annual Reports Anti-Tying Antitrust Conspiracies Appointments Clause Appraisal Appropriation of Shares Arbitration Awards Arbitrators Article II Article III Artificial Impairment Asbestos Litigation Ascertainable Class Asset Diversification Asset Transfer Asset-Backed Securities Assured Guaranty Corp. 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