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SEC RMBS SCOTUS Enforcement Actions Class Action CFTC Fiduciary Duty Fraud Securities Fraud Dodd-Frank ERISA Insider Trading Securities Act of 1933 EU FINRA Banks Breach of Duty Securities Exchange Act Securities Litigation Settlement Whistleblowers Investment Adviser Statute of Limitations Appeals Shareholders Securities Compliance FIfth Third Bancorp v Dudenhoeffer Popular Motion to Dismiss DOJ Enforcement Mortgages Misrepresentation Swaps FDIC Shareholder Litigation Material Misstatements Mortgage-Backed Securities Citigroup Rating Agencies UK Broker-Dealer ESOP Federal Reserve Omnicare v Laborers District Council Corporate Counsel JPMorgan Chase Stock Drop Litigation Board of Directors FHFA Omnicare Section 11 Investors Hedge Funds Disclosure Requirements Dismissals Ponzi Scheme Whistleblower Protection Policies ESMA Registration Statement False Statements FCPA Financial Institutions Retaliation Disgorgement Arbitration Class Certification Judge Rakoff OCC Sarbanes-Oxley CFPB Banking Sector Employee Benefits Goldman Sachs SEC v Citigroup US Bancorp Collateralized Debt Obligations Deutsche Bank Trustees Bank of America Canada Freddie Mac Jurisdiction Morgan Stanley Anti-Retaliation Provisions Fannie Mae Scienter Stocks Summary Judgment Administrative Proceedings Chevron Deference Derivative Suit Duty of Prudence Financial Conduct Authority (FCA) NCUA Personal Benefit Preemption Commercial Bankruptcy Repurchases Statement of Opinion Swap Dealers Whistleblower Awards Barclays Breach of Contract Criminal Prosecution Derivatives Fraud-on-the-Market Halliburton v Erica P. John Fund Moody's Pleading Standards Risk Management Standing UBS 401k Bernie Madoff Financial Markets Investment Advisers Act of 1940 Investment Funds Market Manipulation Pensions Business Judgment Rule Cross-Border Halliburton Hong Kong Internal Controls Libor Retirement Plan Rule 10b-5 Statute of Repose US v Newman Bank of New York (BNY) Mellon Conflict Mineral Rules Consent Decrees European Commission FinCEN HSBC Interlocutory Appeals Material Nonpublic Information Merrill Lynch No-Action Relief Reporting Requirements Attorney's Fees China Conflicts of Interest Countrywide EMIR Extraterritoriality Rules High Frequency Trading Illegal Tipping Mutual Funds No-Action Letters Safe Harbors Section 10(b) SLUSA Underwriting Books & Records Bribery Brokers Employer Liability Issues FIRREA Foreign Banks Investment Company Act of 1940 Misleading Statements Neither Admit Nor Deny Settlements NFA Putative Class Actions S&P Security-Based Swaps AIFMD Civil Monetary Penalty Commodities Exchange Act Disclosure Discovery FERC Financial Regulatory Reform Fitch Internal Reporting Loans Loss Causation Mergers Misappropriation Negligent Misrepresentation PCAOB Proposed Regulation Tolling White Collar Crimes Anti-Money Laundering Audits Commodities Commodity Pool Creditors Dark Pool Directors DOL Due Diligence EBA False Claims Act (FCA) Fifth Third Mortgage Company Lenders Morrison v National Australia Bank NY Supreme Court Penalties Petition for Writ of Certiorari PSLRA Arbitration Agreements Benefit Plan Sponsors Controlling Stockholders CPO Cybersecurity Deferred Prosecution Agreements Internal Investigations Investment JOBS Act Municipal Bonds Negligence NYSE Pharmaceutical Industry Private Equity Professional Liability Publicly-Traded Companies Representations and Warranties Resource Extraction Sanctions Settlement Agreements Tippees Accounting Fraud Australia Bear Sterns Capital Requirements Cease and Desist Orders Chief Compliance Officers Confidential Information Corporate Governance Damages European Banking Authority Evidence Excessive Fees Forum Selection Futures Good Faith Investment Management IRS ISDA Liquidation Margin Requirements Oil & Gas Ontario Securities Act Personal Jurisdiction Personal Liability Regulation S-K Split of Authority Stress Tests Virtual Currency Volcker Rule Yates Memorandum Administrative Procedure Act ALJ Antitrust Litigation Basel Committee Bitcoin Burden of Proof Bylaws Chadbourne & Parke LLP v Troice Credit Suisse Crowdfunding Federal Rules of Civil Procedure Fee-Shifting Fees Final Rules Foreign Exchanges Foreign Official FTC Joint and Several Liability Nasdaq OCIE Permanent Injunctions Petrobras Pump and Dump Reversal Serious Fraud Office Structured Financial Products Subject Matter Jurisdiction Termination Trust Indenture Act Unregistered Brokers Valuation Venture Capital Wells Fargo Aiding and Abetting Amgen Attorney-Client Privilege Auditors Capital Markets Certiorari Clawbacks CMBS CME Commodity Futures Contracts Confidentiality Agreements Corporate Officers CPOs Credit Ratings DBRS Debt Delaware General Corporation Law Disclosure-Based Settlements FCMs Financial Adviser Financial Crisis Financial Reporting Financial Services Authority Financial Statements First Amendment Foreign Nationals Fraudulent Transfers FSMA GAAP Going-Private Transactions Individual Accountability Injunctions Insurance Industry IOSCO Lehman Brothers Mandatory Arbitration Clauses Material Misrepresentation MiFID Money Market Funds Municipal Securities Issuers Pay-To-Play Price Manipulation Public Disclosure Reasonableness Factors Receivership Registered Investment Advisors RICO Royal Bank of Scotland Siemens U.S. Bancorp U.S. Treasury Unfair or Deceptive Trade Practices Vacated Wal-Mart Admissions of Liability AIFM American Pipe & Construction Co. v. Utah Amgen Inc. v Connecticut Retirement Plans Attorney Generals Bank Fraud Bank Holding Company Bankruptcy Code Basel III Bonds Breach of Warranty BRRD Claim Preclusion Comment Period Corruption Credit Unions Debtors Dirks v SEC Discovery Rule Employee Stock Purchase Plans Exclusive Jurisdiction Federal Arbitration Act Financing Fines FSOC Fund Managers Hong Kong Securities and Futures Commission (HKSFC) Institutional Investors Investment Banks Investment Fraud IPO ISS Jury Trial Major Swap Participants Market Participants Mary Jo White Minority Shareholders Moench Presumption Mortgage Loan Originators Natural Gas Natural Resources Offering Fraud Omissions OSHA Pleadings Presumption of Reliance Proxy Statements Prudential Regulation Authority Public Offerings Qualified Mortgage Rule Qui Tam Registration Regulation D SEFs Self-Reporting SIPA Spoofing Summary Plan Description Sun Capital Partners Trulia Unions US Bank Withdrawal Liability Zillow Administrative Hearings AIG Algorithmic Trading Bank Secrecy Act Basic v Levinson Business Litigation C-Suite Executives CEOs Change in Control Chapter 11 Class Action Arbitration Waivers Clearing Agencies Cooperation Corporate Issuers CTA D&O Insurance Data Breach Data Protection Defined Benefit Plans Dismissal With Prejudice Distressed Debt Document Productions Due Process Duty of Care EB-5 Executive Compensation Expungement Failure To State A Claim FATCA Filing Requirements Financial Sector Foreclosure Foreign Corporations Gabelli v SEC Government Investigations Guilty Pleas Hiring & Firing Income Taxes Inside Information Insolvency Investment Companies Janus Capital Group Kraft Lawson v FMR Limited Liability Companies Liquidity Coverage Ratio Loan Modifications Minimum Contacts Money Laundering Motion to Compel Municipal Advisers Offerings Opt-Outs OTC Pension Funds Private Equity Funds Private Right of Action Professional Misconduct Protected Activity Proxy Put Putback Claims Quid Pro Quo Recordkeeping Requirements Remand Removal Rescission Retirement Secondary Markets Securities Violations Securitization Settlements Short Sales Stanford Ponzi Scheme Startups Statement of Facts Stock Purchase Agreement Subpoenas Subprime Mortgages SunTrust Supplemental Disclosures Third-Party Trading Platforms Trusts UCITS Unregistered Securities Venue Wire Fraud Yahoo! 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Owens DE Supreme Court Debt Financing Debt Securities Defined Contribution Plans Dilution Dividends Duty to Disclose Email Energy Energy Market Equitable Relief Equitable Tolling Equity Financing Ernst & Young ETFs Exclusive Forum Extender Statutes Fairness Standard False Advertising FCRA FDA Foreign Investment Forum France Fraudulent Inducement Frozen Assets FTCA Hackers Hart-Scott-Rodino Act HHS Hotels Housing Market HUD ICE Indemnification Indictments IndyMac Interest Rates Investigations Investment Portfolios Investor Protection ISDA Master Agreement Judicial Review Kickbacks Legal Entity Identifiers Legislative Committees Limitation Periods Materiality Meals-Gifts-and Entertainment Rules MiFID II Minerals Mortgage Loan Servicing Standards MSRB Multiemployer Plan Municipalities Non-Disclosure Agreement Non-Judicial Settlement Agreements Notice Requirements NRSRO Offering Documents Ontario Securities Commission Operating Agreements Oppression Remedy Partnerships Payday Loans Perjury 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Cards Cy Pres Funds De-Risking Debt Restructuring Default Delta Airlines Demand Futility Depositions Detroit Director Compensation Discrimination Disqualification DSIO Duty of Loyalty Earn-Outs Economic Development EDGAR Edge Act EEA Emerging Markets Employment Contract En Banc Review Energy Policy Act Entire Fairness Standard Entrepreneurs Equal Protection Equitable Estoppel Equity Compensation Equity Markets Equity Securities Escrow Accounts European Central Bank European Court of Justice (ECJ) Exculpatory Clauses Exemptions Expert Testimony Expert Witness Facebook Fair Housing Act (FHA) Fair Lending Family Businesses FATF Federal Jurisdiction Federal Pilot Programs Federal Savings Associations Feeder Funds Financial Products Financial Restatements Fixed Income Investments FMR LLC Foreign Defendants Form ADV Forum Non Conveniens Forward Contracts Fraudulent Concealment Free Speech Frivolous Lawsuits Funding G-SII Gaming Gartenberg Factors Germany Global Systemically Important 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AT&T Mobility v Concepcion ATP Tours Attorney Disbarrment Auction Australian Securities and Investments Commission Australian Stock Exchange Automobile Recall b Bad Actors Bad Debt Bad Faith BaFin Bailout Baker Hughes Balancing Test Banging the Close Bank of Russia Bankruptcy Court Bankruptcy Reform Bar Associations Barack Obama Barnes and Noble Beneficial Owner