Securities Finance & Banking Civil Procedure

SEC RMBS SCOTUS Enforcement Actions CFTC Class Action Fraud Securities Fraud Fiduciary Duty Dodd-Frank ERISA Banks EU Securities Act of 1933 FINRA Insider Trading Investment Adviser Settlement Statute of Limitations Whistleblowers Appeals Breach of Duty Securities Litigation Securities Securities Exchange Act Shareholders Enforcement FIfth Third Bancorp v Dudenhoeffer Motion to Dismiss Compliance Mortgages Popular FDIC Mortgage-Backed Securities Swaps Citigroup Material Misstatements Rating Agencies Federal Reserve Shareholder Litigation ESOP Omnicare v Laborers District Council Broker-Dealer FHFA Omnicare Section 11 JPMorgan Chase DOJ Investors Stock Drop Litigation Hedge Funds Misrepresentation Ponzi Scheme Board of Directors Disclosure Requirements UK Dismissals Registration Statement ESMA Whistleblower Protection Policies Judge Rakoff OCC Retaliation Arbitration Class Certification Financial Institutions CFPB Sarbanes-Oxley SEC v Citigroup US Bancorp Banking Sector Collateralized Debt Obligations Goldman Sachs Bank of America Deutsche Bank Employee Benefits Corporate Counsel False Statements FCPA Freddie Mac Morgan Stanley Stocks Fannie Mae Scienter Anti-Retaliation Provisions Canada Chevron Deference Disgorgement NCUA Trustees Duty of Prudence Financial Conduct Authority (FCA) Jurisdiction Personal Benefit Summary Judgment Swap Dealers Derivative Suit Repurchases Risk Management Statement of Opinion UBS Bernie Madoff Derivatives Fraud-on-the-Market Halliburton v Erica P. John Fund Preemption Standing Breach of Contract Cross-Border Investment Funds Rule 10b-5 Barclays Conflict Mineral Rules Consent Decrees Interlocutory Appeals Libor No-Action Relief Pensions Statute of Repose Whistleblower Awards 401k Business Judgment Rule Countrywide EMIR European Commission Financial Markets FinCEN Halliburton High Frequency Trading Investment Advisers Act of 1940 Merrill Lynch Moody's Mutual Funds No-Action Letters Pleading Standards Reporting Requirements Administrative Proceedings Brokers Commercial Bankruptcy Conflicts of Interest Employer Liability Issues FIRREA Foreign Banks HSBC Investment Company Act of 1940 Material Nonpublic Information Neither Admit Nor Deny Settlements NFA Putative Class Actions S&P Safe Harbors Section 10(b) SLUSA US v Newman AIFMD Attorney's Fees Bank of New York (BNY) Mellon Bribery Criminal Prosecution Extraterritoriality Rules Financial Regulatory Reform Fitch Loans Market Manipulation Proposed Regulation Security-Based Swaps Underwriting Anti-Money Laundering Civil Monetary Penalty Commodities Commodities Exchange Act Commodity Pool Dark Pool Disclosure Discovery DOL EBA False Claims Act (FCA) FERC Fifth Third Mortgage Company Illegal Tipping Internal Reporting Loss Causation Negligent Misrepresentation NY Supreme Court Retirement Plan Tolling White Collar Crimes Arbitration Agreements Benefit Plan Sponsors CPO Cybersecurity Directors JOBS Act Misappropriation Misleading Statements Morrison v National Australia Bank NYSE PSLRA Resource Extraction Bear Sterns Capital Requirements Chief Compliance Officers Controlling Stockholders Creditors Due Diligence Evidence Forum Selection Futures Hong Kong Investment ISDA Margin Requirements Negligence Penalties Personal Jurisdiction Petition for Writ of Certiorari Professional Liability Publicly-Traded Companies Representations and Warranties Split of Authority Stress Tests Tippees Virtual Currency Volcker Rule Accounting Fraud Administrative Procedure Act Audits Australia Basel Committee Bitcoin Books & Records Bylaws Chadbourne & Parke LLP v Troice China Confidential Information Corporate Governance Credit Suisse Crowdfunding Deferred Prosecution Agreements European Banking Authority Excessive Fees Federal Rules of Civil Procedure Fee-Shifting Fees Final Rules Foreign Exchanges Good Faith Investment Management IRS Lenders Nasdaq OCIE Oil & Gas Pharmaceutical Industry Private Equity Regulation S-K Reversal Sanctions Aiding and Abetting ALJ Antitrust Litigation Attorney-Client Privilege Burden of Proof Certiorari Clawbacks Commodity Futures Contracts Confidentiality Agreements CPOs Credit Ratings Damages DBRS Debt Delaware General Corporation Law FCMs Financial Adviser Financial Services Authority First Amendment Foreign Nationals FSMA Going-Private Transactions Insurance Industry Internal Investigations IOSCO Liquidation Mandatory Arbitration Clauses Mergers MiFID Money Market Funds Municipal Bonds Pay-To-Play Petrobras Public Disclosure Reasonableness Factors RICO Royal Bank of Scotland Serious Fraud Office Siemens Structured Financial Products Subject Matter Jurisdiction Termination U.S. Bancorp U.S. Treasury Wal-Mart Admissions of Liability AIFM American Pipe & Construction Co. v. Utah Amgen Amgen Inc. v Connecticut Retirement Plans Attorney Generals Auditors Bank Fraud Bank Holding Company Basel III Bonds Breach of Warranty BRRD Cease and Desist Orders Claim Preclusion CME Corporate Officers Credit Unions Debtors Dirks v SEC Discovery Rule Employee Stock Purchase Plans Exclusive Jurisdiction Financial Crisis FSOC Fund Managers Injunctions Institutional Investors IPO ISS Major Swap Participants Market Participants Material Misrepresentation Moench Presumption Mortgage Loan Originators Municipal Securities Issuers Natural Gas Natural Resources Ontario Securities Act PCAOB Personal Liability Pleadings Price Manipulation Prudential Regulation Authority Public Offerings Qualified Mortgage Rule Qui Tam Receivership Registration Regulation D SEFs Settlement Agreements SIPA Summary Plan Description Trust Indenture Act Unfair or Deceptive Trade Practices Unions US Bank Vacated Valuation Venture Capital Wells Fargo Administrative Hearings AIG Algorithmic Trading Bank Secrecy Act Bankruptcy Code Business Litigation C-Suite Executives Change in Control Chapter 11 Class Action Arbitration Waivers Clearing Agencies Corruption CTA Data Breach Data Protection Disclosure-Based Settlements Dismissal With Prejudice Due Process Duty of Care Expungement FATCA Federal Arbitration Act Filing Requirements Financial Reporting Financial Statements Financing Fines Foreclosure Foreign Corporations Foreign Official Fraudulent Transfers FTC GAAP Gabelli v SEC Government Investigations Income Taxes Insolvency Internal Controls Investment Companies Janus Capital Group Kraft Lawson v FMR Lehman Brothers Liquidity Coverage Ratio Loan Modifications Minimum Contacts Minority Shareholders Motion to Compel OSHA Presumption of Reliance Private Right of Action Proxy Put Putback Claims Quid Pro Quo Recordkeeping Requirements Removal Rescission Retirement Securitization Short Sales Spoofing Startups Statement of Facts Subpoenas Subprime Mortgages Third-Party Trading Platforms Trusts UCITS Zillow 16(b) Abuse of Discretion Administrative Review Board Advertising Allstate Alternative Trading Systems Appointments Clause Article III Asset Management Assignments Balance Sheets Basic v Levinson BitLicense Blue Sky Laws BP CAFA Capital Markets CEA CEOs Citibank CMBS Comcast Comcast v. Behrend Comment Period Covenant of Good Faith and Fair Dealing Cross-Border Transactions D&O Insurance Dart Cherokee Basin Operating Co. v. Owens Debt Financing Debt Securities Defined Benefit Plans Dilution Distressed Debt Document Productions Duty to Disclose Email Energy Energy Market Equitable Tolling Equity Financing Ernst & Young ETFs Extender Statutes Failure To State A Claim False Advertising Forum Fraudulent Inducement Frozen Assets FTCA Hackers HHS Hiring & Firing Housing Market HUD ICE Indemnification Indictments IndyMac Investigations Investment Banks Investor Protection Joint and Several Liability Kickbacks Legal Entity Identifiers Legislative Committees Mary Jo White Materiality MiFID II Minerals Money Laundering Mortgage Loan Servicing Standards Municipal Advisers Municipalities Non-Disclosure Agreement Non-Judicial Settlement Agreements NRSRO Offerings Omissions Ontario Securities Commission Oppression Remedy Opt-Outs OTC Payday Loans Pension Funds Permanent Injunctions Petition For Rehearing Policy Exclusions Pooling Agreement Preliminary Injunctions Private Securities Litigation Reform Act of 1995 Proprietary Trading Prospectus Proxy Season Proxy Statements Proxy Voting Guidelines Pump and Dump Real Estate Market Reasonable Reliance Claims Registered Investment Advisors Regulation Z Remand Residential Capital LLC Retailers Retroactivity Revlon Standard Risk Alert Rule 10(b) Rule 23 Rule 506 Offerings Secondary Markets Section 36(b) Shareholder Proposals Solicitor General Stanford Ponzi Scheme Stock Purchase Agreement Strict Liability Student Loans Subrogation Substantial Evidence Standard SunTrust Supplemental Disclosures Target Company Third-Party Service Provider Transparency Trulia UK Bribery Act Unregistered Securities Wells Notice Work Product Privilege Wrongful Termination Yates Memorandum Abuse of Process Accredited Investors Actual or Constructive Knowledge Administrative Appeals Affiliates Affordable Care Act Africa Alternative Investment Funds Alternative Mutual Funds Ambac Financial Group Ambiguous Amended Regulation American Petroleum Institute Annual Meeting Anti-Bribery Anti-Corruption Appraisal Arbitrage Arbitration Awards Article II Ascertainable Class Asset Transfer Automotive Industry Avon Bank of England BCBS Benchmarks Biotechnology Brazil British Bankers' Association Burden-Shifting But For Causation Buyouts CalPERS Causation Cause of Action Accrual CBOE Cease and Desist Chamber of Commerce Chapter 7 Chapter 9 Charles Schwab Choice-of-Law City of Pontiac Commerzbank Complex Litigation Conflicts of Laws Congressional Investigations & Hearings Conspiracies Contract Disputes Contract Drafting Contract Terms Contractors Corporate Taxes Court-Appointed Receivers CRA Credit Cards Credit Default Swaps Criminal Conspiracy Custody Rule Cy Pres Funds DE Supreme Court De-Risking Defined Contribution Plans Delta Airlines Depositions Detroit Discrimination Disqualification DSIO Duty of Loyalty Earn-Outs EB-5 Economic Development EDGAR Edge Act EEA Employment Contract En Banc Review Energy Policy Act Entrepreneurs Equal Protection Equitable Estoppel Equitable Relief Equity Markets Equity Securities European Central Bank Exclusive Forum Exculpatory Clauses Executive Compensation Expert Testimony Expert Witness Facebook Fair Housing Act (FHA) Fair Lending Fairness Standard Family Businesses FATF FCRA FDA Federal Jurisdiction Federal Savings Associations Feeder Funds Financial Products Fixed Income Investments FMR LLC Foreign Defendants Form ADV Forum Non Conveniens France Fraudulent Concealment Frivolous Lawsuits Funding G-SII Gartenberg Factors Government Officials Gramm-Leach-Blilely Act Gross Negligence Health Insurance Healthcare HERA Hotels Identity Theft Independent Directors Individual Accountability Infrastructure Injunctive Relief Institutional Investment Interest Rates Interpretive Rule Investment Portfolios ISDA Master Agreement Issue Preclusion iTraxx CDS indices Jury Trial Jury Verdicts KBR (formerly Kellogg Brown & Root) Leave to Amend Legal Ethics Legal Fees Leveraged Loans Liability Insurance Limitation Periods Limited Liability Companies Liquidnet Listing Standards Litigation Fees & Costs Litigation Strategies Loss Mitigation Marketing Martin Act MBIA Insurance MCDC Medicaid Medicare Memorandum of Understanding Merger Agreements Mining Motion To Strike MSRB Multinationals Municipal Bankruptcy Municipal Securities Market National Futures Association NAV New Regulations Non-Solicitation Agreements Notice Requirements Novation Nvidia OFAC Offering Documents Offering Fraud Offshore Funds Operating Agreements Pay Ratio Payment Systems Perjury Personally Identifiable Information Poison Pill Portfolio Managers Position Limits Price-Fixing Professional License Professional Misconduct Proposed Amendments Protected Activity Prudential Public Information Puerto Rico Punitive Damages Purchase Agreement Purchase Price Adjustment Qualified Retirement Plans Quicken Loans Real Estate Investments Rebuttable Presumptions Regulation A Regulation M Regulation SHO Regulatory Agenda Relation Back Doctrine Reorganizations Reserve RESPA Restructuring Richard Cordray Risk Retention Rule of Lenity Russia Sales SEC Examination Priorities SEC v Sharef SEC v Straub Section 17(a) Section 25401 Section 5 Securities Financing Transactions (SFTs) Securities Violations Self-Reporting Settlements Severance Agreements Severance Pay Shareholder Activism Shareholder Rights Sherman Act Short-Swing Trading SIFMA SIPC Small Business Sothebys Standard of Review State Secrets State Securities Claims Stock Repurchases Strategic Enforcement Plan Subcontractors Subsidiaries Supreme Court of Canada Swap Agreements Tax Credits Tibble v Edison Int Title VII Training Trust Preferred Securities Truth in Lending Act (TILA) UCC UK Insolvency Act Unjust Enrichment Usury Utilities Sector Vicarious Liability Wachovia Waiver of Tort Warrants Wire Fraud Wiretapping 12b-1 plan Ability-to-Repay Abstention Accelerated Payments Accountants Accounting Standards Acquittals Actual Injuries Actuaries Administrative Appointments Adverse Employment Action Advisory Opinions Affidavits Affirmative Defenses Agents Aggregation Rules AirNB Algorithms Allergan Inc Ally Financial Inc Alter Ego American Express American Express v Italian Colors Restaurant American Rule Ameriprise Financial AMF Bowling Worldwide AML/CFT Amnesty International Amount in Controversy Analytics Annual Assessments Annual Reports Anti-Competitive Anti-SLAPP Anti-Tying Antitrust Conspiracies Apparent Authority Application of Foreign Laws Apportionment Arbitrators Arms Length Transactions Artificial Impairment Asbestos Litigation Asset Diversification Asset Seizure Asset Valuations Asset-Backed Securities Assured Guaranty Corp. AT&T Mobility v Concepcion ATP Tours Attorney Disbarrment Auction Audit Committee Australian Securities and Investments Commission Australian Stock Exchange Automobile Recall b Bad Actors Bad Debt Bad Faith Bailout Balancing Test Banging the Close Bank of Russia Bankruptcy Court Bankruptcy Reform Bar Associations Barnes and Noble Beneficial Owner BHP Billiton Big-Boy Letters BlackRock Block Trades BNP Paribas Board Deferance Boeing Boilerplate Language Bonuses Bright-Line Rule Brokerage Accounts BrokerCheck Brokered Deposits BSA/AML Burwell v Hobby Lobby Business Corporation Act Business Court Business Development Business Ownership Business Plans Business Privilege Business Taxes Business Valuations Buyback Litigation Buyback Programs C&DIs Cadillac Tax Capital Gains Capital Losses Capital Markets Union Capital One Capital Raising Capitalization Captive Insurance Company Career Development Caremark claim Carve Out Provisions Casey Anthony Catholic Church Cayman Islands CCPs Cease and Desist Order Cell Phones Certifications CFDA CFPA Charitable Organizations Chevron v NRDC CIFG Assurance North America CII Circumstantial Evidence Claim Denial Letters Claims Limitations Period Class Arbitration Class Representatives Clearing Members Clickwrap Agreements Closed-End Funds COBRA Coerced Patronage Collateral Estoppel Collateralized Loan Obligations Collective Bargaining Collective Redundancy Consultations Commercial Contracts Commercial Leases Commercial Mortgage Securitization Commingling Committee on Payments and Market Infrastructure (CPMI) Commodity Broker Common Law Claims Common Stock Compensation Committee Compensation Standards Competition Competitive Bidding Comptroller Condominiums Confidential Documents Confidential Supervisory Information Consent Consent Order Conservators Consideration Construction Contracts Constructive Trusts Consumer Financial Products Contests & Promotions Contraceptive Coverage Mandate Controlled Foreign Corporations Convictions Cooperation Core Operations Doctrine Corporate Crimes Corporate Culture Corporate Executives Corporate Financing Corporate Fraud Corporate Issuers Corporate Professional Investors Corporate Sales Transactions Corporate Veil Corporations Code COSO Cost-Sharing