Securities Finance & Banking Civil Remedies

SEC Enforcement Actions Enforcement Dodd-Frank Settlement Whistleblowers Citigroup Fraud RMBS SEC v Citigroup Whistleblower Awards Compliance Judge Rakoff Insider Trading CFTC Popular Mortgage-Backed Securities Securities Fraud DOJ Chevron Deference Collateralized Debt Obligations Hedge Funds Interlocutory Appeals Risk Management Securities Act of 1933 Consent Decrees Investment Adviser Swaps CEA Civil Monetary Penalty Class Action FINRA Injunctions Investors Position Limits Bernie Madoff Broker-Dealer Derivatives Neither Admit Nor Deny Settlements Ponzi Scheme SCOTUS Securities Securities Exchange Act Bank of America Breach of Contract Disgorgement EU FCPA Fiduciary Duty Morgan Stanley Shareholders Appeals Appraisal Board of Directors Breach of Duty Corporate Counsel Damages DOL Expungement FHFA FIRREA Goldman Sachs JPMorgan Chase Mortgages Municipalities Oil & Gas Pensions Reporting Requirements Retaliation Sanctions Sarbanes-Oxley Securities Litigation Statute of Limitations Trustees Admissions of Liability Asset-Backed Securities Attorney's Fees Banks Business Valuations CEOs Chief Compliance Officers Class Certification Clawbacks Commercial Bankruptcy Credit Suisse Criminal Prosecution Directors Disclosure Requirements Discovery Rule Due Diligence ESOP Fannie Mae Fines Freddie Mac Gabelli v SEC GreatBanc Halliburton Harbinger Capital Partners LLC Investment Advisers Act of 1940 Mandatory Victim's Restitution Act Mergers Merrill Lynch Misrepresentation Municipal Bonds Negligence Negligent Misrepresentation New Regulations Private Equity Professional Liability Public Officials SIPC UBS UK Valuation Volcker Rule Whistleblower Protection Policies Administrative Hearings Administrative Procedure Act Administrative Review Board Adverse Employment Action Aiding and Abetting AIG Alfa v Cukurova Algorithmic Trading Algorithms American Bankers Association Annual Reports Anti-Money Laundering Anti-Retaliation Provisions Arbitration Asset Freeze Asset Management Asset Valuations Assured Guaranty Corp. ATMs Attorney Generals Auditors Audits Beneficial Owner Bitcoin Bond Financing Breach of Warranty BrokerCheck Business Litigation C-Suite Executives Calculation of Damages Capital Markets Cell Phones Charles Schwab China Class Action Arbitration Waivers Clinical Trials CMBS Collateralized Loan Obligations Comcast v. Behrend Conflicts of Interest Consent Contract Interpretation Control Buyouts Corruption Countrywide Court-Appointed Receivers Credit Agreements Credit Reporting Agencies Custody Rule Cy Pres Funds Cybersecurity Cybertheft D&O Insurance Dark Pool Data Protection Date of Valuation Debt Financing Debt Securities Debtors Deferred Prosecution Agreements Derivative Suit Deutsche Bank Disclosure Document Productions E*Trade Employer Liability Issues Energy Enforcement Guidance Enforcement Statistics Equitable Estoppel Equitable Relief Equitable Surcharge Equity Compensation Equity Financing ERISA Ethics Evidence Fair Market Value Fairness Standard False Statements FDIC Federal Reserve Fees FFIEC Fiduciary Liability Final Rules Financial Regulatory Reform Financial Statements First Derivative Traders Foreign Corporations Foreign Nationals Forum Fourth Amendment Fraud-on-the-Market Freeze Order Fund Managers Genta Growth Equity Halliburton v Erica P. John Fund Hewlett-Packard HSBC Illegal Tipping Impac Incentive Compensation Independence Rules Indirect Investors Insurers Interlocutory Orders Internal Investigations Investigations Investment Company Act Investment Company Act of 1940 Investment Fraud Investment Funds iShares Janus Capital Group Jurisdiction Lehman Brothers Liability Libor Limited Partnerships Liquidation Litigation Hold Loan Agreements Loans Market Access Rule Minerals Minority Shareholders Misleading Statements Money Laundering Motion to Dismiss Motion To Strike Municipal Securities Issuers Mutual Funds Natural Resources Negligent Management No-Action Relief Non-Prosecution Agreements NRSRO NSA OCIE Offshore Companies Ontario Securities Commission Patricia Cornwell Pay-To-Play Penalties Pharmaceutical Portfolio Managers Post-Trial Order Prejudgment Interest Private Equity Funds Private Right of Action Proposed Regulation Proprietary Trading Protection Provisions Protective Covenants Proxy Put Prudential Regulation Authority Public Employees Public Offerings Punitive Damages Putative Class Actions Qualified Retirement Plans Rajat Gupta Real Estate Development Real Estate Investments Receivership reformation Reimbursements Remediation Reorganizations Representations and Warranties Resource Extraction Retirement Retirement Plan Retroactivity Right to Privacy Risk Assessment Risk Retention Rival Director Slate Rule 10b-5 SAC Capital Safe Harbors Section 10(b) Section 1504 Section 304 Section 5 Securities Investor Protection Act Servicing Agreements SFC Specific Performance Stanford Ponzi Scheme Stock Purchase Agreement Stocks Strategic Enforcement Plan Subject Matter Jurisdiction Summary Judgment Target Company Tax Increment Financing Tax-Exempt Bonds Telecommunications Tender Offers Tiger Asia Management Training Tranche Transfer Agents Transparency Trust Preferred Securities Turkcell Underwriting Uniform Securities Act Unjust Enrichment Unregistered Securities Veto Rights Wachovia Warrantless Searches Wells Fargo White Collar Crimes Wiretapping