Securities Finance & Banking Insurance

Insurance Industry EU UK SEC Financial Conduct Authority (FCA) Financial Sector European Securities and Markets Authority (ESMA) Solvency II Financial Markets Banking Sector Banks RMBS RTS CFTC Dodd-Frank EIOPA European Banking Authority MiFID II FDIC Prudential Regulation Authority Swaps Compliance Popular Enforcement Actions Life Insurance Reinsurance D&O Insurance ERISA Financial Services Industry BRRD Capital Requirements EMIR EU Market Abuse Regulation (EU MAR) OCC Benchmarks Corporate Governance Cybersecurity Federal Reserve Fiduciary Duty Financial Institutions Fraud Investment Funds Private Equity Professional Liability Securities Stress Tests Swap Dealers UCITS Basel Committee Broker-Dealer Capital Requirements Regulation (CRR) Derivatives Disclosure Requirements European Commission Investment Adviser JPMorgan Chase Policy Exclusions Risk Management 401k Annuities Asset Management Board of Directors Brokers Capital Markets Capital Markets Union Enforcement European Central Bank FINRA FSB Implementing Technical Standards (ITS) Liability Insurance Money Market Funds Mortgages Packaged Retail And Insurance-Based Investment Products (PRIIPS) Private Equity Funds Regulatory Oversight Retirement Plan Senior Managers Insurers Regime (SMIR) Settlement Shadow Banking AIFMD Bank of America CCPs China Corporate Counsel Credit Ratings FHFA Financial Regulatory Reform Hedge Funds Investment Company Act of 1940 IOSCO IPO Margin Requirements Market Abuse MiFID MiFIR Mutual Funds No-Action Letters No-Action Relief Pensions Proposed Regulation Reporting Requirements SCOTUS Securities Fraud Senior Managers SEPA Alternative Investment Funds Bank of England Basel III Bitcoin Captive Insurance Company CFPB Chief Compliance Officers Commodities Exchange Act Countrywide CPOs Crowdfunding Cyber Insurance Data Breach Data Protection Deutsche Bank Disgorgement DOJ DSIO EBA European Supervisory Authorities (ESAs) Foreign Banks FSMA Futures Insider Trading Insurance Contracts Insurance Reform Internal Revenue Code (IRC) Investment Investors Iran Sanctions Memorandum of Understanding MetLife Misrepresentation New Regulations Prospectus Rating Agencies Regulation Technical Standards (RTS) Regulatory Standards RICO Ring-Fencing Risk Assessment Securitization SIFIs Statute of Limitations Unclaimed Property Variable Annuities Variable Insurance Young Lawyers Acquisitions Administrative Proceedings AIFM Anti-Corruption ASIC Australia Auto Insurance Benchmarking Best Management Practices Big Data Blockchain Bribery C-Suite Executives Canada Capital Markets Authority Catastrophe Bonds Citigroup Collateralized Debt Obligations Collateralized Loan Obligations Collective Investment Schemes Commodities Commodity Broker Consumer Financial Products Corporate Culture Covered Swap Entities (CSE) Criminal Prosecution Cross-Border Cyber Attacks Department of Financial Services Derivatives Clearing Organizations Diversification Requirements Diversity Divestment DOL Duty of Prudence Duty to Defend ECON Economic Sanctions ELTIF Employee Benefits Employment Contract Errors and Omissions Policy ESRB Ethics EU Benchmark Regulation European Payments Council (ECP) Exchange-Traded Products Exemptions FCPA FIfth Third Bancorp v Dudenhoeffer Financial Instruments Financial Stability Acts Floating NAV FSOC Fund Managers Gambling Greece Higher-Risk Securitizations HM Treasury Income Taxes Indemnification Clauses Insurance Litigation Interest Rates Investment Management IRA Iran Threat Reduction and Syria Human Rights Act IRS ISDA Liquidity Liquidity Coverage Ratio Loss Causation Major Swap Participants Medical Devices Mortgage Credit Directive (MCD) NAIC NDAA Nonbank Firms Notice Requirements OFAC Ontario Securities Commission (OSC) PBGC Pending Legislation Personal Liability Policy Management Portfolio Companies Property Insurance Proposed Legislation Prudential Insurance Publicly-Traded Companies Registered Investment Companies (RICs) Registration Requirement Regulatory Agenda Retail Investors Securities Act of 1933 Security-Based Swaps Senior Insurance Managers Settlement Agreements Shareholders Stock Drop Litigation Stocks STOLI Subsidiaries Tax Deductions Terrorism Funding Terrorism Insurance Transparency TRIA Trustees U.S. Treasury UBS UK Competition and Markets Authority (CMA) UK Payment Systems Regulator Underwriting Venture Capital Volcker Rule Whistleblowers White Collar Crimes 403(b) Plans 457(b) Plans Accounting Controls Add-ons Additional Insured Affordable Care Act AFR AIM Aircraft Equipment Allianz Alstom Alternative Investment Fund Managers Directive Amended Regulation Analytics Annual Reports Anti-Money Laundering Appeals Apportionment Arbitration Arbitration Agreements Article 29 Working Party (WP29) Asia Asia Pacific Asset Diversification Audit Committee Auditors Automotive Industry Bank Accounts Bank Holding Company Bank Holding Company Act Banking Examinations Banking Reform Bankruptcy Reform Barclays Bear Sterns Beneficiaries Benefit Plan Sponsors Best Interest Contract Exemptions Best Practices Bonds Books & Records Borrowers BSA/AML Business Conduct Standards Business Plans Buyers CalPERS CalSTRS Capital Gains Capital Raising Casualty Insurance CCA CEA Central Counterparties CFOs Chevron Deference Choice-of-Law Class Action Class Action Arbitration Waivers Clearing Agencies CME Coal Coal Industry Code of Conduct Collateral Commercial General Liability Policies Complex Financial Products Confidential Information Consent Decrees Consolidated Tax Returns Consultation Contract Disputes Convertible Debt Corporate Criminal Fines Corporate Veil Court-Appointed Receivers Covered Entities CRD IV Directive Creditors Cross-Selling Customer Funds Protection Data Collection Data Mining Data Security DCMs Death Benefits Death Master Files Debit and Credit Card Transactions Debt Debt Market Deferred Compensation Deferred Prosecution Agreements Department of Education Department of Insurance Deposit Guarantee Schemes Directive (DGSD) Deposit Guarantee System Deposit Insurance Derivative Suit Directors Disclosure Dismissals Dispute Resolution Distributed Ledger Domain Names Due Diligence DuPont E-Commerce E-Signatures EEA Elder Issues Electronic Data Transmissions Embargo Emoji Employee Handbooks Employees Employment Tribunals End-Users EOIPA Equity Investors Equity Markets Equity Securities ESOP ETFs EURIBOR Euro European Banking Federation Exceptions Excessive Fees Executive Compensation Exemptive Relief Export Controls Exports Fair Housing Act (FHA) Farm Credit Administration FASB FATF FCMs Federal Insurance Office Fees Fiduciary Rule Final Rules Financial Adviser Financial Crimes Financial Policy Committee Financial Services Authority Financing Fines FinTech FIRREA Florida FMIC Foreign Exchanges Foreign Investment Foreign Jurisdictions FPC Fraudulent Inducement FSCS FTC Fund Distribution Fund Sponsors Funding Portal G-SIB G-SIFI G-SII General Data Protection Regulation (GDPR) General Electric General Licenses General Partner Germany Gig Economy Global Systemically Important Financial Institutions (GSIFI) Goldman Sachs Government Investigations Guarantors Guidance Update Healthcare Healthcare Reform Hedges High Frequency Trading HMRC Holding Companies Homeowner's Insurance Hong Kong Housing Finance Reform Housing Market HSBC IAIS IFCPA Implementation Day Indemnification Indemnity Agreements Indemnity Insurance Indictments Individual Accountability Industry Consolidation Inflation Adjustments Insolvency Insurance Block Exemption Regulation (IBER) Insureds Intangible Property Interchange Fees Interlocutory Appeals Intermediaries Internal Reporting International Banks International Data Transfers Investment Advisers Act of 1940 Investment Companies Investment Fund Vehicles Investment Tax Credits Islamic-Compliant ISS ITSR Job Creation JOBS Act Joint and Several Liability Joint Comprehensive Plan of Action (JCPOA) Judge Rakoff Jumpstart GSE Reform Act Justifiable Reliance Law Practice Management Legislative Agendas Legislative Committees Letters of Intent Leverage Ratio Leveraged Loans Libor Limited Partnerships Liquidation Loans Loss Mitigation Loss of Income Loss Payee Market Participants Marriott Mary Jo White Material Misrepresentation Maxwellisation MBIA Insurance Merrill Lynch Metals MF Global Middle East MMF Mobile Payments Moench Presumption Money Laundering Mortgage Insurance Fund Mortgage Loan Originators Mortgage-Backed Securities MREL Multi-Employer Pensions Municipal Advisers Municipal Securities Issuers National Technical Information Service (NTIS) Nationwide Insurance Co. Natural Disasters NDFs Negligent Misrepresentation Neither Admit Nor Deny Settlements Net Investment Income New Guidance New Legislation NFA NMLS Nominations North Korea Obama Administration OCIE OECD Offshore Funds Oil & Gas Online Platforms Open-Ended Fund Companies (OFCs) OTC p2p P5+1 Nations Parent Corporation Participant-Directed Plans Payment Systems PCI-DSS Standard Peer Review Peer-to-Peer Penalties Pension Reform Petition for Writ of Certiorari Plan Administrators Plan Documents Policies and Procedures Policy Limits Ponzi Scheme PRA Private Equity Firms Private Funds Private Placement Insurance Professional Misconduct Proprietary Trading Proximate Cause Prudential Standards Public Policy Purchase Agreement Push-Out Requirements Qualified Retirement Plans R&D Ratings Real Estate Market Reasonable Reliance Claims Receivership Recordkeeping Requirements Redress Payments Registration Related Parties Relief Measures Repurchases Reverse Payment Settlement Agreements Richard Cordray RICs RQFII Rule 147 Rule 14a-8 S&P Safe Harbors Sanctions SEC v Citigroup Section 504 Securities Exchange Act Securities Exchanges SEFs Segregated Funds SEHK Sellers Servicing Policies Settlements SFC SFTR Shareholder Proposals Short-Term Investments SIFMA Singapore Small Credit Institutions SMEs Source of Payments Special Purpose Vehicles Split Dollar Spokeo v Robins Startups State Farm Statements of Net Worth Student Loans Students Successor Liability Summary Plan Description Sun Capital Partners Surety & Fidelity Surveillance Swap Clearing Takedown Notices Takeover Bids Target Company Tax Credits Tax Reform Technical Standards Third-Party Third-Party Service Provider Tibble v Edison Int Title III Title Insurance Title VII TLAC Tortious Interference Trading Platforms Training Transfer Pricing Tribunals Trust Preferred Securities UBTI UK Consumer Rights Act Ultimate Forward Rate (UFR) Uncleared Swaps Uniform Law Commission Uninsured Deposits Valuation Value-Added Tax Vendors Venture Funding Virtual Currency Vulnerability Assessments Vulnerable Victims Warranty Insurance Websites Whistleblower Protection Policies Withholding Tax Women in the Law