Securities Finance & Banking Insurance

Insurance Industry EU SEC UK Banks Financial Conduct Authority (FCA) Financial Sector RMBS European Securities and Markets Authority (ESMA) Solvency II Banking Sector Dodd-Frank CFTC Compliance FDIC Financial Markets Swaps EIOPA Popular Prudential Regulation Authority D&O Insurance ERISA European Banking Authority Life Insurance RTS Enforcement Actions MiFID II Reinsurance Fiduciary Duty Financial Institutions Financial Services Industry Fraud Private Equity Professional Liability Swap Dealers Capital Requirements Corporate Governance Disclosure Requirements EMIR Federal Reserve Investment Funds JPMorgan Chase OCC Risk Management Securities 401k Annuities Board of Directors Broker-Dealer Brokers BRRD Cybersecurity Derivatives Enforcement EU Market Abuse Regulation (EU MAR) Investment Adviser Liability Insurance Policy Exclusions Private Equity Funds Retirement Plan Settlement Shadow Banking Stress Tests Asset Management Bank of America Basel Committee Benchmarks Capital Markets Corporate Counsel Credit Ratings European Central Bank European Commission Financial Regulatory Reform FINRA FSB Hedge Funds Investment Company Act of 1940 IOSCO IPO Margin Requirements Mortgages No-Action Letters Proposed Regulation Regulatory Oversight Securities Fraud Senior Managers Senior Managers Insurers Regime (SMIR) AIFMD Bank of England Capital Markets Union Capital Requirements Regulation (CRR) Captive Insurance Company CFPB Chief Compliance Officers Commodities Exchange Act Countrywide CPOs Crowdfunding Cyber Insurance Data Protection Deutsche Bank Disgorgement DOJ DSIO FHFA Foreign Banks FSMA Futures Insurance Contracts Insurance Reform Investment Investors Iran Sanctions Market Abuse MetLife MiFID Misrepresentation Mutual Funds New Regulations No-Action Relief Pensions Prospectus Reporting Requirements RICO Risk Assessment SCOTUS Securitization SEPA SIFIs Statute of Limitations UCITS Variable Annuities Variable Insurance Young Lawyers Acquisitions AIFM Alternative Investment Funds Anti-Corruption ASIC Australia Auto Insurance Basel III Benchmarking Best Management Practices Big Data Bitcoin Bribery C-Suite Executives Canada Capital Markets Authority Catastrophe Bonds CCPs China Citigroup Collateralized Debt Obligations Collateralized Loan Obligations Collective Investment Schemes Consumer Financial Products Corporate Culture Covered Swap Entities (CSE) Criminal Prosecution Cyber Attacks Data Breach Department of Financial Services Derivatives Clearing Organizations Diversity Divestment DOL Duty of Prudence Duty to Defend Employee Benefits Employment Contract Errors and Omissions Policy ESRB Ethics European Payments Council (ECP) Exemptions FCPA FIfth Third Bancorp v Dudenhoeffer Financial Stability Acts FSOC Fund Managers Gambling Greece Higher-Risk Securitizations Implementing Technical Standards (ITS) Indemnification Clauses Insider Trading Insurance Litigation Interest Rates Internal Revenue Code (IRC) Investment Management IRA Iran Threat Reduction and Syria Human Rights Act ISDA Loans Loss Causation Major Swap Participants Medical Devices MiFIR Money Market Funds Mortgage-Backed Securities NDAA NMLS Nonbank Firms Notice Requirements OFAC Ontario Securities Commission (OSC) Packaged Retail And Insurance-Based Investment Products (PRIIPS) PBGC Pending Legislation Personal Liability Policy Management Portfolio Companies Property Insurance Proposed Legislation Prudential Insurance Publicly-Traded Companies Rating Agencies Registration Registration Requirement Regulatory Agenda Regulatory Standards Ring-Fencing Securities Act of 1933 Security-Based Swaps Senior Insurance Managers Settlement Agreements Shareholders Stock Drop Litigation Stocks Subsidiaries Tax Deductions Terrorism Funding Terrorism Insurance Transparency TRIA Trustees U.S. Treasury UBS Unclaimed Property Underwriting Venture Capital Volcker Rule Whistleblowers White Collar Crimes 403(b) Plans 457(b) Plans Accounting Controls Add-ons Additional Insured Administrative Proceedings Affordable Care Act AFR AIM Aircraft Equipment Allianz Alstom Amended Regulation Analytics Anti-Money Laundering Appeals Apportionment Arbitration Arbitration Agreements Article 29 Working Party (WP29) Asia Pacific Asset Diversification Audit Committee Auditors Automotive Industry Bank Accounts Bank Holding Company Bank Holding Company Act Banking Examinations Banking Reform Bankruptcy Reform Barclays Bear Sterns Beneficiaries Benefit Plan Sponsors Best Interest Contract Exemptions Best Practices Block Chain Bonds Books & Records Borrowers Breach of Contract BSA/AML Business Conduct Standards Business Plans CalPERS CalSTRS Capital Gains Capital Raising Casualty Insurance CCA CEA Central Counterparties CFOs Chevron Deference Choice-of-Law Class Action Class Action Arbitration Waivers Clearing Agencies CME Coal Coal Industry Code of Conduct Collateral Commercial General Liability Policies Commodities Commodity Broker Complex Financial Products Confidential Information Consent Decrees Consolidated Tax Returns Consultation Contract Disputes Convertible Debt Corporate Criminal Fines Corporate Veil Court-Appointed Receivers Covered Entities CRD IV Directive Creditors Cross-Selling Customer Funds Protection Data Collection Data Mining Data Security Death Benefits Debt Debt Market Deferred Compensation Deferred Prosecution Agreements Department of Education Department of Insurance Deposit Guarantee System Derivative Suit Directors Disclosure Dismissals Dispute Resolution Diversification Requirements Due Diligence DuPont E-Commerce EBA ECON Economic Sanctions Elder Issues Embargo Emoji Employee Handbooks Employees Employment Tribunals End-Users Equity Investors Equity Securities ESOP ETFs EURIBOR Euro European Banking Federation Exceptions Excessive Fees Exchange-Traded Products Executive Compensation Exemptive Relief Export Controls Exports Fair Housing Act (FHA) Farm Credit Administration FASB FATF FCMs Federal Insurance Office Fees Final Rules Financial Adviser Financial Crimes Financial Policy Committee Financial Services Authority Financing Fines FinTech FIRREA Floating NAV FMIC Foreign Exchanges Foreign Investment Foreign Jurisdictions FPC Fraudulent Inducement FSCS FTC Fund Distribution Fund Sponsors Funding Portal G-SIFI General Data Protection Regulation (GDPR) General Electric General Licenses General Partner Germany Gig Economy Global Systemically Important Financial Institutions (GSIFI) Goldman Sachs Government Investigations Guarantors Guidance Update Healthcare Healthcare Reform Hedges HM Treasury HMRC Holding Companies Homeowner's Insurance Hong Kong Housing Finance Reform Housing Market HSBC IFCPA Implementation Day Income Taxes Indemnification Indemnity Agreements Indictments Individual Accountability Industry Consolidation Inflation Adjustments Insolvency Insurance Block Exemption Regulation (IBER) Insureds Intangible Property Interlocutory Appeals Intermediaries Internal Reporting International Banks International Data Transfers Investment Companies Investment Fund Vehicles Investment Tax Credits IRS Islamic-Compliant ISS ITSR Job Creation JOBS Act Joint and Several Liability Joint Comprehensive Plan of Action (JCPOA) Judge Rakoff Jumpstart GSE Reform Act Justifiable Reliance Law Practice Management Legislative Agendas Legislative Committees Letters of Intent Leverage Ratio Leveraged Loans Libor Licenses Limited Partnerships Liquidation Liquidity Liquidity Coverage Ratio Loss Mitigation Loss of Income Loss Payee Market Participants Marriott Mary Jo White Material Misrepresentation Maxwellisation MBIA Insurance Memorandum of Understanding Merrill Lynch Metals MF Global Middle East Moench Presumption Money Laundering Money Transmitter Mortgage Credit Directive (MCD) Mortgage Insurance Fund Mortgage Loan Originators MREL Multi-Employer Pensions Municipal Advisers Municipal Securities Issuers NAIC Nationwide Insurance Co. Natural Disasters NDFs Negligent Misrepresentation Neither Admit Nor Deny Settlements Net Investment Income New Guidance New Legislation NFA Nominations Obama Administration OCIE OECD Offshore Funds Oil & Gas Online Platforms Open-Ended Fund Companies (OFCs) p2p P5+1 Nations Parent Corporation Participant-Directed Plans Payment Systems PCI-DSS Standard Peer Review Peer-to-Peer Penalties Pension Reform Petition for Writ of Certiorari Plan Administrators Plan Documents Policies and Procedures Ponzi Scheme Post-Trial Order PRA Private Funds Private Placement Insurance Professional Misconduct Proprietary Trading Proximate Cause Prudential Standards Public Policy Purchase Agreement Push-Out Requirements Qualified Retirement Plans R&D Ratings Reasonable Reliance Claims Receivership Redress Payments Registered Investment Companies (RICs) Regulation Technical Standards (RTS) Reimbursements Related Parties Relief Measures Representations and Warranties Repurchases Retail Investors Reverse Payment Settlement Agreements Richard Cordray RQFII Rule 147 Rule 14a-8 S&P Safe Harbors Sanctions SEC v Citigroup Section 504 Securities Exchange Act Securities Exchanges Segregated Funds SEHK Servicing Policies Settlements SFC SFTR Shareholder Proposals Short-Term Investments SIFMA Singapore Small Credit Institutions SMEs Source of Payments Split Dollar Startups STOLI Student Loans Students Successor Liability Summary Plan Description Sun Capital Partners Surety & Fidelity Surveillance Swap Clearing Takedown Notices Takeover Bids Tax Credits Tax Reform Technical Standards Third-Party Tibble v Edison Int Title III Title Insurance Title VII TLAC Tortious Interference Trading Platforms Training Transfer Pricing Tribunals Trust Preferred Securities UBTI UK Competition and Markets Authority (CMA) UK Consumer Rights Act UK Payment Systems Regulator Ultimate Forward Rate (UFR) Uncleared Swaps Uniform Law Commission Uninsured Deposits Valuation Value-Added Tax Vendors Venture Funding Vulnerability Assessments Vulnerable Victims Whistleblower Protection Policies White Paper Withholding Tax Women in the Law