Securities Finance & Banking Insurance

Insurance Industry SEC EU UK Banks RMBS Banking Sector Dodd-Frank ESMA Financial Conduct Authority (FCA) Solvency II CFTC Compliance FDIC Financial Sector Swaps EIOPA ERISA Life Insurance Enforcement Actions Popular D&O Insurance European Banking Authority Fiduciary Duty Financial Markets RTS Financial Institutions Financial Services Industry Fraud Investment Funds Private Equity Prudential Regulation Authority Reinsurance Securities Swap Dealers 401k Capital Requirements EMIR Federal Reserve Investment Adviser JPMorgan Chase OCC Professional Liability Retirement Plan Annuities Broker-Dealer Brokers BRRD Corporate Governance Cybersecurity Derivatives Enforcement MiFID II Risk Management Securities Fraud Settlement Shadow Banking Asset Management Bank of America Basel Committee Benchmarks Board of Directors Capital Markets Credit Ratings Disclosure Requirements European Central Bank European Commission Financial Regulatory Reform FSB Hedge Funds Investment Company Act of 1940 IOSCO IPO Margin Requirements Mortgages No-Action Letters Policy Exclusions Private Equity Funds Proposed Regulation Regulatory Oversight Senior Managers Senior Managers Insurers Regime (SMIR) Stress Tests AIFMD Bank of England Capital Markets Union Capital Requirements Regulation (CRR) Captive Insurance Company CFPB Chief Compliance Officers Commodities Exchange Act Corporate Counsel Countrywide CPOs Crowdfunding Data Protection Deutsche Bank Disgorgement DOJ DOL DSIO EU Market Abuse Regulation (EU MAR) FHFA FINRA Foreign Banks FSMA Futures Insurance Reform Investment IRA Iran Sanctions Liability Insurance Market Abuse MiFID Misrepresentation Mutual Funds New Regulations No-Action Relief Prospectus Reporting Requirements RICO SCOTUS Securitization SIFIs Statute of Limitations UCITS Acquisitions AIFM Alternative Investment Funds Anti-Corruption ASIC Australia Auto Insurance Basel III Benchmarking Best Interest Contract Exemptions Best Management Practices Big Data Bribery C-Suite Executives Canada Catastrophe Bonds CCPs China Citigroup Collateralized Debt Obligations Collateralized Loan Obligations Consumer Financial Products Covered Swap Entities (CSE) Criminal Prosecution Cyber Attacks Cyber Insurance Data Breach Department of Financial Services Derivatives Clearing Organizations Diversity Divestment Duty of Prudence Employment Contract ESRB Ethics European Payments Council (ECP) Exemptions FCPA FIfth Third Bancorp v Dudenhoeffer Financial Stability Acts FSOC Gambling Greece Higher-Risk Securitizations Implementing Technical Standards (ITS) Insurance Contracts Insurance Litigation Interest Rates Internal Revenue Code (IRC) Investment Management Investors Iran Threat Reduction and Syria Human Rights Act ISDA Loans Loss Causation Major Swap Participants Medical Devices MetLife MiFIR Mortgage-Backed Securities NDAA NMLS Nonbank Firms Notice Requirements OFAC Ontario Securities Commission PBGC Pending Legislation Pensions Personal Liability Policy Management Property Insurance Proposed Legislation Prudential Insurance Publicly-Traded Companies Rating Agencies Registration Registration Requirement Ring-Fencing Risk Assessment Securities Act of 1933 Security-Based Swaps Senior Insurance Managers SEPA Stock Drop Litigation Stocks Subsidiaries Terrorism Funding Terrorism Insurance Transparency TRIA Trustees UBS Unclaimed Property Variable Insurance Venture Capital Volcker Rule Whistleblowers White Collar Crimes Young Lawyers 403(b) Plans 457(b) Plans Accounting Controls Add-ons Administrative Proceedings Affordable Care Act AFR Aircraft Equipment Allianz Alstom Amended Regulation Analytics Anti-Money Laundering Appeals Apportionment Arbitration Arbitration Agreements Article 29 Working Party (WP29) Asia Pacific Asset Diversification Audit Committee Auditors Automotive Industry Bank Accounts Bank Holding Company Bank Holding Company Act Banking Examinations Banking Reform Bankruptcy Reform Barclays Bear Sterns Beneficiaries Benefit Plan Sponsors Best Interest Standard Best Practices Bitcoin Bonds Books & Records Borrowers Breach of Contract Broker Commissions BSA/AML Business Conduct Standards Business Plans CalPERS CalSTRS Capital Gains Capital Raising Casualty Insurance CCA CEA Central Counterparties CFOs Chevron Deference Choice-of-Law Class Action Class Action Arbitration Waivers Clearing Agencies CME Coal Coal Industry Code of Conduct Collateral Collective Investment Schemes Commercial General Liability Policies Commodity Broker Complex Financial Products Confidential Information Conflicts of Interest Consent Decrees Consolidated Tax Returns Consultation Contract Disputes Convertible Debt Corporate Criminal Fines Corporate Culture Court-Appointed Receivers Covered Entities CRD IV Directive Creditors Cross-Selling Customer Funds Protection Data Collection Data Mining Debt Deferred Compensation Deferred Prosecution Agreements Department of Education Department of Insurance Deposit Guarantee System Directors Disclosure Dismissals Dispute Resolution Due Diligence DuPont Duty to Defend E-Commerce EBA ECON Economic Sanctions Elder Issues Embargo Emoji Employee Benefits Employee Handbooks Employees Employment Tribunals End-Users Equity Investors Equity Securities Errors and Omissions Policy ESOP ETFs EURIBOR Euro Exceptions Excessive Fees Exchange-Traded Products Executive Compensation Exemptive Relief Export Controls Exports Fair Housing Act (FHA) Farm Credit Administration FASB FATF FCMs Federal Insurance Office Fees Final Rules Financial Adviser Financial Crimes Financial Policy Committee Financial Services Authority Financing FinTech FIRREA FMIC Foreign Exchanges Foreign Investment FPC Fraudulent Inducement FSCS FTC Fund Distribution Fund Managers Fund Sponsors Funding Portal G-SIFI General Data Protection Regulation (GDPR) General Electric General Licenses General Partner Germany Gig Economy Global Systemically Important Financial Institutions (GSIFI) Goldman Sachs Government Investigations Guarantors Guidance Update Healthcare Healthcare Reform Hedges HM Treasury HMRC Holding Companies Homeowner's Insurance Hong Kong Housing Finance Reform Housing Market HSBC IFCPA Implementation Day Income Taxes Indemnification Indemnity Agreements Indictments Individual Accountability Industry Consolidation Inflation Adjustments Insider Trading Insolvency Insurance Block Exemption Regulation (IBER) Insurance Fraud Insureds Intangible Property Interlocutory Appeals Intermediaries Internal Reporting International Banks International Data Transfers Investment Companies Investment Fund Vehicles Investment Tax Credits Islamic-Compliant ISS ITSR Job Creation JOBS Act Joint and Several Liability Joint Comprehensive Plan of Action (JCPOA) Judge Rakoff Jumpstart GSE Reform Act Justifiable Reliance Law Practice Management Legislative Agendas Legislative Committees Letters of Intent Leverage Ratio Leveraged Loans Libor Licenses Limited Partnerships Liquidation Liquidity Liquidity Coverage Ratio Loss Mitigation Loss of Income Market Participants Marriott Mary Jo White Maxwellisation MBIA Insurance Memorandum of Understanding Merrill Lynch Metals MF Global Middle East Moench Presumption Money Laundering Money Market Funds Money Transmitter Mortgage Credit Directive (MCD) Mortgage Insurance Fund Mortgage Loan Originators MREL Multi-Employer Pensions Municipal Advisers Municipal Securities Issuers NAIC Nationwide Insurance Co. Natural Disasters Negligent Misrepresentation Neither Admit Nor Deny Settlements Net Investment Income New Guidance New Legislation NFA Nominations Obama Administration OCIE OECD Offshore Funds Oil & Gas Online Platforms Open-Ended Fund Companies (OFCs) p2p P5+1 Nations Packaged Retail And Insurance-Based Investment Products (PRIIPS) Parent Corporation Participant-Directed Plans Payment Systems PCI-DSS Standard Peer Review Peer-to-Peer Penalties Petition for Writ of Certiorari Plan Administrators Plan Documents Policies and Procedures Ponzi Scheme Post-Trial Order PRA Private Investment Funds Private Placement Insurance Professional Misconduct Prohibited Transactions Proprietary Trading Proximate Cause Prudential Standards Public Policy Purchase Agreement Push-Out Requirements Qualified Retirement Plans R&D Ratings Reasonable Reliance Claims Receivership Redress Payments Registered Investment Companies (RICs) Regulation Technical Standards (RTS) Regulatory Agenda Regulatory Standards Reimbursements Related Parties Representations and Warranties Repurchases Retail Investors Reverse Payment Settlement Agreements Richard Cordray RQFII Rule 147 Rule 14a-8 S&P Safe Harbors Sanctions SEC v Citigroup Section 504 Securities Exchange Act Securities Exchanges Segregated Funds SEHK Self-Dealing Servicing Policies Settlement Agreements SFC SFTR Shareholder Proposals Shareholders Short-Term Investments SIFMA Singapore Small Credit Institutions SMEs Source of Payments Split Dollar Startups STOLI Student Loans Students Successor Liability Summary Plan Description Sun Capital Partners Surety & Fidelity Swap Clearing Takedown Notices Takeover Bids Tax Credits Tax Deductions Tax Reform Technical Standards Tibble v Edison Int Title III Title Insurance Title VII TLAC Tortious Interference Trading Platforms Training Transfer Pricing Tribunals Trust Preferred Securities U.S. Treasury UBTI UK Competition and Markets Authority (CMA) UK Consumer Rights Act Ultimate Forward Rate (UFR) Uncleared Swaps Underwriting Uniform Law Commission Uninsured Deposits Valuation Value-Added Tax Variable Annuities Venture Funding Vulnerability Assessments Vulnerable Victims Whistleblower Protection Policies Withholding Tax Women in the Law