Securities Finance & Banking Insurance

Insurance Industry EU SEC UK Financial Sector Financial Markets Banking Sector Financial Services Industry European Securities and Markets Authority (ESMA) Financial Conduct Authority (FCA) Solvency II Banks MiFID II RMBS Investment Adviser RTS CFTC Dodd-Frank Popular Broker-Dealer Cybersecurity EIOPA European Banking Authority Life Insurance FDIC FINRA Regulatory Oversight Securities Swaps ERISA Fiduciary Duty Reinsurance UCITS Enforcement Actions Investment Funds Mutual Funds Packaged Retail And Insurance-Based Investment Products (PRIIPS) Prudential Regulation Authority Compliance EMIR Financial Institutions OCC Asset Management Consumer Financial Products Federal Reserve BRRD D&O Insurance EU Market Abuse Regulation (EU MAR) Fraud Investment Management Private Equity Retirement Plan Annuities Capital Requirements Capital Requirements Regulation (CRR) CFPB China Corporate Governance Data Protection Disclosure Requirements European Commission Investment Company Act of 1940 Mortgages Swap Dealers Benchmarks JPMorgan Chase NYDFS Rating Agencies Regulatory Standards Risk Assessment Risk Management Stress Tests UK Brexit Administrative Proceedings AIFMD Basel Committee Capital Markets Capital Markets Union CCPs Derivatives FHFA FSB Liability Insurance Money Market Funds Policy Exclusions Private Equity Funds Professional Liability Prospectus Securities Fraud Securitization Senior Managers Insurers Regime (SMIR) Settlement Shadow Banking Variable Annuities 401k Bitcoin Blockchain Board of Directors Brokers Chief Compliance Officers Deutsche Bank DOJ DOL EEA European Central Bank Fiduciary Rule Financial Regulatory Reform FinTech Hedge Funds Implementing Technical Standards (ITS) Insider Trading Investment Investment Companies IOSCO MiFIR No-Action Letters Pensions Virtual Currency Bank of America Basel III BSA/AML Class Action Commodities Exchange Act Constitutional Challenges Corporate Counsel Countrywide Covered Entities Credit Ratings Cross-Selling Cyber Attacks Data Breach EBA Employee Benefits Enforcement European Supervisory Authorities (ESAs) Excessive Fees Germany Insolvency Insurance Contracts Internal Revenue Code (IRC) IPO Margin Requirements Market Abuse MiFID No-Action Relief OCIE Proposed Legislation Proposed Regulation Registered Investment Companies (RICs) Registration Requirement Regulation Technical Standards (RTS) Reporting Requirements Retail Investors RICO Ring-Fencing SCOTUS Senior Managers SEPA Statute of Limitations UK Competition and Markets Authority (CMA) Underwriting Variable Insurance Alternative Investment Funds Appeals Arbitration Arbitration Agreements Bank Accounts Bank of England Best Interest Contract Exemptions Big Data Business Continuity Plans Captive Insurance Company Collateralized Loan Obligations Commodities Commodity Broker CPOs Criminal Prosecution Crowdfunding Cyber Insurance Department of Financial Services Disgorgement Distributed Ledger Technology (DLT) DSIO Ethics EU Benchmark Regulation FCPA Filing Requirements Financial Instruments Foreign Banks FSMA Futures Gartenberg Factors Income Taxes Insurance Reform Investment Advisers Act of 1940 Iran Sanctions Key Information Document (KIDs) Limited Partnerships Liquidity Liquidity Coverage Ratio Loss Causation Memorandum of Understanding MetLife Misrepresentation NAIC New Regulations Passporting Pending Legislation Proposed Amendments Prudential Insurance Publicly-Traded Companies Regulatory Agenda SEC Examination Priorities Section 36(b) SIFIs Stocks Threshold Requirements Transparency Unclaimed Property Venture Capital Volcker Rule Whistleblowers White Collar Crimes Young Lawyers Acquisitions AIFM AIG AIM Amazon Marketplace Annual Reports Anti-Corruption Apple ASIC Australia Auto Insurance Automotive Industry BaFin Banking Reform Benchmarking Best Management Practices Books & Records Bribery Buyers C-Suite Executives Canada Capital Markets Authority Catastrophe Bonds CIRC Class Action Arbitration Waivers Clawbacks Clean Shares Collateralized Debt Obligations Collective Investment Schemes Comment Period Commercial Bankruptcy Compensation Agreements Conflicts of Interest Consumer Lenders Corporate Culture Corporate Taxes Covered Swap Entities (CSE) CRD IV Directive Cross-Border Cybersecurity Framework Data Collection DBRS Deposit Insurance Derivatives Clearing Organizations Digital Currency Diversification Requirements Diversity Duty of Prudence Duty to Defend ECON Economic Sanctions Elder Issues ELTIF Employment Contract Equity Investors Errors and Omissions Policy ESRB ETFs Euro European Payments Council (ECP) Exchange-Traded Products Exemptions FIfth Third Bancorp v Dudenhoeffer Final Rules Financial Stability Acts Floating NAV Foreign Investment Form ADV France FSOC Fund Managers Gambling General Data Protection Regulation (GDPR) Goldman Sachs Greece Guidance Update Healthcare HM Treasury Hong Kong IAIS Indemnification Clauses Indemnity Insurance Insurance Block Exemption Regulation (IBER) Insurance Companies Insurance Litigation Interest Rates Investors IRA Iran Threat Reduction and Syria Human Rights Act IRS ISDA Job Creation Justifiable Reliance Liquidity Risk Management Rule Loans Major Swap Participants Meals-Gifts-and Entertainment Rules Medical Devices Moody's Mortgage Credit Directive (MCD) MREL NDAA Nonbank Firms Notice Requirements OFAC Oil & Gas Ontario Securities Commission (OSC) Parent Corporation PBGC Personal Data Personal Liability PHH Corp. v CFPB Policy Management Portfolio Companies Private Equity Firms Property Insurance PSD2 Public Offerings Real Estate Market Receivership Removal For-Cause Required Forms S&P Sanctions Securities Act of 1933 Securities Violations Security-Based Swaps Sellers Senior Insurance Managers Settlement Agreements Shareholders SIFMA SMEs Special Purpose Entities Stock Drop Litigation STOLI Student Loans Subsidiaries Tax Deductions Technology Sector Terrorism Funding Terrorism Insurance TLAC TRIA Trustees U.S. Treasury UBS UK Payment Systems Regulator Valuation Vulnerable Victims Warranty Insurance Wells Fargo Withholding Tax 403(b) Plans 457(b) Plans Abandoned Property Accounting Controls Accounts Receivable Accredited Investors Activist Investors Add-ons Additional Insured Advanced Notice of Proposed Rulemaking (ANPRM) Affordable Care Act AFR AIF Aircraft Equipment Algorithms ALJ Allianz Alstom Alternative Investment Fund Managers Directive Ambac Financial Group Amended Regulation AML-CTF Analytics Anti-Money Laundering Article 29 Working Party (WP29) Article II Asia Asia Pacific Asset Diversification Attorney-Client Privilege Audit Committee Auditors Auto Manufacturers Autumn Statement AXA Equitable Life Bailout Bank Holding Company Bank Holding Company Act Banking Examinations Banking Regulators Bankruptcy Reform Barclays Basic v Levinson Bear Sterns Beneficiaries Benefit Plan Sponsors Best Practices Block Trades Bond Markets Bonds Borrowers Brazil Broker Commissions Business Conduct Standards Business Plans CalPERS CalSTRS Capital Gains Capital Raising Carve Out Provisions Casualty Insurance CCA CEA Central Counterparties CFOs Choice-of-Law CISO Citigroup Class Certification Clearing Agencies CMBS CME Coal Industry Code of Conduct Collateral Colombia Commercial General Liability Policies Community Banks Community Reinvestment Act Compensation & Benefits Complex Financial Products Confidential Information Confidentiality Policies Consolidated Tax Returns Consultation Consumer Contracts Contract Disputes Convertible Debt Corporate Bonds Corporate Criminal Fines Corporate Veil Court-Appointed Receivers Covered Agreement CRA Credit Unions Creditors Cross-Border Transactions Cryptocurrency Custody Rule Customer Funds Protection Customer Protection Rule Cyber Security Act of 2015 Cybersecurity Laws Data Mining Data Security DCMs De Minimus Quantity Exemption Death Benefits Death Master Files Debit and Credit Card Transactions Debt Debt Market Defend Trade Secrets Act (DTSA) Deferred Compensation Deferred Prosecution Agreements Delays Department of Education Deposit Guarantee Schemes Directive (DGSD) Deposit Guarantee System Deregulation Derivative Suit Directors Disclosure Dismissals Dispute Resolution Distribution Rules Divestment Domain Names Donald Trump Due Diligence Due Process DuPont E-Commerce E-Signatures Economic Development EEO-1 EEOC Electronic Data Transmissions Elon Musk Embargo Emoji Employee Handbooks Employees Employment Tribunals End-Users Environmental Violations EOIPA Equity Markets Equity Securities ESOP Estate Planning EURIBOR European Banking Federation European Union Delegated Act (EUDA) Exceptions Executive Compensation Exemptive Relief Export Controls Exports Facebook Fair Housing Act (FHA) Fannie Mae Farm Credit Administration FASB FATF FBI FCMs FCRA Federal Insurance Office Federal Register Federal Rule 12(b)(1) Fees Fiduciary Exception Financial Adviser Financial Crimes Financial Policy Committee Financial Services Authority Financing Fines Fintech Charter FIRREA FISMA Fitch Florida FLSA FMIC Food Manufacturers Foreign Corporations Foreign Exchanges Foreign Jurisdictions FPC Fraud-on-the-Market Fraudulent Inducement Freddie Mac FSCS FTC Fund Distribution Fund Sponsors Funding Portal G-SIB G-SIFI G-SII General Electric General Licenses General Partner Gig Economy Glass-Steagall Act Global Systemically Important Financial Institutions (GSIFI) Google Government Investigations GSE Guarantors Hackers Halliburton Halliburton v Erica P. John Fund Healthcare Reform Hedges High Frequency Trading High Net-Worth Higher-Risk Securitizations HMRC Holding Companies Homeowner's Insurance Housing Finance Reform Housing Market HSBC HUD IFCPA IMF Implementation Day Incident Response Plans Indemnity Agreements Indictments Individual Accountability Indonesia Industry Consolidation Industry Examinations Inflation Adjustments Information Sharing Innovative Technology Insurance Regulations Insureds Intangible Property Interchange Fees Intermediaries Internal Reporting International Banks International Data Transfers Investment Fund Vehicles Investment Tax Credits Islamic-Compliant ISS ITSR JOBS Act John Deere Joint and Several Liability Joint Comprehensive Plan of Action (JCPOA) Jumpstart GSE Reform Act KBRA Kickbacks Law Practice Management Legislative Agendas Legislative Committees Letters of Intent Leverage Ratio Leveraged Finance Leveraged Loans Libor Liquidation Long Term Care Facilities Long-Term Care Loss of Income Loss Payee Mandatory Arbitration Clauses Market Manipulation Market Participants Marriott Mary Jo White Material Misrepresentation Maxwellisation MBIA Insurance Member State Merrill Lynch Metals MF Global Microsoft Middle East Millennials Minimum Salary MLD4 MMF Mobile Payments Moench Presumption Money Laundering Morgan Stanley Mortgage Insurance Mortgage Insurance Fund Mortgage Loan Originators Multi-Employer Pensions Municipal Advisers Municipal Securities Issuers National Emissions Standards National Technical Information Service (NTIS) Nationwide Insurance Co. NCUA NDFs Negligence Negligent Misrepresentation Neither Admit Nor Deny Settlements Net Investment Income New Guidance New Legislation NFA NMLS Nominations North Korea NY Supreme Court Obama Administration OECD Offshore Funds OMB Online Marketplace Lending Online Platforms OPEC Open-Ended Fund Companies (OFCs) OTC Over-Time p2p P5+1 Nations Participant-Directed Plans Payday Loans Payment Systems PCI-DSS Standard Peer Review Peer-to-Peer Penalties Penny Stocks Pension Reform PepsiCo Performance and Accountability Report Personally Identifiable Information Petition for Writ of Certiorari Plan Administrators Plan Documents Poland Policies and Procedures Policy Limits Ponzi Scheme PRA Presumption of Reliance Private Funds Private Investment Funds Private Placement Insurance Proctor & Gamble Professional Misconduct Proprietary Trading Prospectus Regulation (PR3) Protecting Americans from Tax Hikes (PATH) Act Proximate Cause Prudential Standards PSC Amendment Regulations Public Policy Purchase Agreement Push-Out Requirements Qualified Retirement Plans R&D Ratings RBS Reasonable Reliance Claims Recordkeeping Requirements Redress Payments Referendums Referral Fees Registered Investment Advisors Registration Registration Statement RegTech Regulation AT Regulatory Reform Regulatory Requirements Related Parties Relief Measures Removal At-Will Remuneration Repurchases Request For Information RESPA Retirement Reverse Payment Settlement Agreements Richard Cordray RICs Right To Counsel Risk Alert Risk Mitigation RQFII Rule 147 Rule 14a-8 Rule 204-2 Rule 506(d) Rules of conduct Safe Harbors Sales Load Variations Sales of Securities Samsung Scotland Section 504 Secured Lenders Securities Act Securities Exchange Act Securities Exchanges SEFs Segregated Funds SEHK Senior Management Regime (SMR) Separation Agreement Servicing Policies SFC SFTR Shareholder Proposals Short Selling Singapore Single Director Single Supervisory Mechanism Small Credit Institutions Smartphones Source of Payments Spain Special Purpose National Bank Charter Special Purpose Vehicles Split Dollar Spokeo v Robins Startups State and Local Government State Farm Statements of Net Worth Statutory Interpretation Stock Markets Strategic Planning Strict Compliance Structured Financial Products Students Successor Liability Summary Plan Description Sun Capital Partners Surety & Fidelity Surveillance Suspicious Activity Reports (SARs) Swap Clearing Swap Execution Facilities Takedown Notices Takeover Bids Target Company Tax Credits Tax Reform Tax Returns Technical Standards Technology Tesla Third-Party Third-Party Service Provider Tibble v Edison Int Title III Title Insurance Title VII Tortious Interference Trading Platforms Training Transfer Pricing Tribunals Trump Administration Trust Preferred Securities TTIP Twitter UBTI UK Consumer Rights Act Ultimate Forward Rate (UFR) Uncleared Swaps Unemployment Benefits Unicorns Uniform Law Commission Uninsured Deposits US Bank National Association Vacant Properties Value-Added Tax Vendors Venture Funding Volkswagen Vulnerability Assessments Wall Street Websites Whistleblower Protection Policies White-Collar Exemptions Women in the Law