Securities Finance & Banking Mergers & Acquisitions

SEC Compliance FCPA Mergers Acquisitions Popular Financial Sector DOJ Ethics Private Equity Chief Compliance Officers Hart-Scott-Rodino Act China Financial Markets Enforcement Actions FTC Shareholders EU Broker-Dealer Banks Merger Agreements Board of Directors FINRA Fiduciary Duty Securities Exchange Act Corporate Counsel Foreign Investment UK Shareholder Litigation Stocks IPO Venture Capital Yahoo! Hedge Funds Wells Fargo Banking Sector Startups Threshold Requirements Brokers Oil & Gas Investors Pharmaceutical Industry RMBS Breach of Duty Bonds Pre-Merger Filing Requirements Bribery Class Action Deutsche Bank JOBS Act Size of Persons Test Size of Transaction Test Dodd-Frank Insider Trading Internal Controls No-Action Letters Registration Securities Fraud Due Diligence Securities Investment Adviser Shareholder Activism Business Judgment Rule Capital Markets CFTC Corporate Culture Filing Fees Appraisal Disclosure Requirements Energy Sector Fraud IRS Market Manipulation Nasdaq Reporting Requirements The Clayton Act Valuation Acquisition Agreements Anti-Corruption Capital Raising Corporate Governance Enforcement Federal Reserve Financial Institutions Investment Funds Morgan Stanley Takeover Bids UK Brexit Valeant Whistleblowers Crowdfunding Directors Goldman Sachs Initial Public Offerings Investment Advisers Act of 1940 Investment Banks Job Creation Young Lawyers Bank Accounts Business Valuations Canada CFIUS Exemptions Financial Adviser Forex Going-Private Transactions Insurance Industry Interest Rates Notice Requirements Private Equity Funds Publicly-Traded Companies Buyouts Commercial Bankruptcy Controlling Stockholders Corporate Taxes Cross-Selling Derivatives Financing FinTech Foreign Official Inversion Investment-Only Exemption JPMorgan Chase Minority Shareholders Mortgages NYSE Ponzi Scheme Portfolio Companies Proposed Regulation Risk Assessment Settlement Social Media Unregistered Brokers White Collar Crimes Allergan Inc Apple Bank of America Barclays Capital Acquisition Broker (CAB) Chapter 11 Cybersecurity Delaware General Corporation Law Derivative Suit Disclosure-Based Settlements DOL HSBC Interest Rate Adjustments Internal Investigations Libor M&A Brokers Monsanto Pfizer Private Equity Firms Public Offerings REIT Silicon Valley Target Company Third Point Twitter U.S. Treasury Verizon Accredited Investors Aiding and Abetting Audits Australia Bayer Biotechnology CFPB Commodities Conflicts of Interest Criminal Prosecution EBITDA Emerging Growth Companies European Securities and Markets Authority (ESMA) FDIC Financial Crisis Financial Reporting Financial Statements General Solicitation Government Investigations Hostile Takeover Investment Investment Management ISS Liquidity Mutual Funds Penalties Risk Management Technology Technology Sector Telecommunications Trulia UK Bribery Act Alstom Antitrust Violations AT&T Auditors Avon Big Data Bitcoin Blockchain Books & Records Buyers C-Suite Executives Comment Period Competition Complex Corporate Transactions Corporate Officers Corruption Cyber Attacks Dark Pool DE Supreme Court Deferred Prosecution Agreements Dividends Duty of Care Equity Securities Exit Strategies Facebook Fair Market Value Foreign Corporations Foreign Currency Foreign Exchanges General Electric General Motors Germany Global Economy Google Institutional Investors Investigations Italy Jurisdiction Leveraged Buyout Member State MetLife MOFCOM Moody's National Security OCC Online Marketplace Lending Premerger Notifications Private Placements Professional Liability Registration Requirement Reverse Mergers Revlon Standard Sarbanes-Oxley Serious Fraud Office Shareholder Rights Sharing Economy SIFIs Small Business Strategic Enforcement Plan Subsidiaries Takeover Agreement Takeovers Theranos Voting Rights Wal-Mart Accounting Controls AIFMD Angel Investors Appeals Asia Attorney's Fees Baker Hughes Bank Holding Company Bank of New York (BNY) Mellon BlackRock Business Litigation Change in Control Citigroup Confidential Information Consumer Lenders Corporate Bonds Corporate Criminal Fines Corporate Sales Transactions Credit Suisse Cross-Border Disgorgement Economic Development Emerging Markets Employee Benefits Entrepreneurs ERISA ETFs European Commission European Merger Control Regulation Fannie Mae FCPA Resource Guide Fees FIFA Financial Conduct Authority (FCA) Funding Halliburton HKEx Illegal Tipping Inflation Adjustments Internal Revenue Code (IRC) Investment Firms Japan Life Sciences Liquidation Loans Municipal Bonds NFL Oil Prices PCAOB Private Funds Privately Held Corporations Proxy Statements Referendums Regulation D Regulatory Oversight Restructuring Retirement Plan Rule 506 Offerings Sanctions Say-on-Pay SCOTUS Securities Act of 1933 Sellers Selling a Business State-Owned Enterprises Stock Prices Supplemental Disclosures Tender Offers Third-Party Time Warner Time Warner Cable Trading Platforms Training Uber Unemployment US v Esquenazi Virtual Currency Volkswagen Zillow Acquisition Finance Activist Hedge Funds Activist Investors Administrative Proceedings Agribusiness AIFM Amended Legislation American Airlines Ancestry.com Anti-Bribery Anti-Inversion Regulations Antitrust Litigation Arbitrage Asset Diversification Asset Management Auto Manufacturers Automotive Industry Buy-Out Agreements Capital Gains CIGNA Civil Monetary Penalty Clawbacks Conflict Mineral Rules Consumer Financial Products Controlled Groups Corporate Financing Cross-Border Transactions Debt Debt Financing Disney Dow Jones DuPont Early Stage Companies Elon Musk Emerging Technology Companies Equity Financing Executive Compensation Federal Contractors FHFA Fiduciary Rule Financial Regulatory Reform FinCEN Finders Foreign Subsidiaries Form 10-K France Freddie Mac Fund Managers GAAP Glass Lewis GlaxoSmithKline Hackers Hersheys High-Yield Markets Honeywell International IMF Income Taxes Industry Consolidation Insolvency Interlocking Directorate International Tax Issues Interviews Investment Canada Act Investment Company Act of 1940 Joint Venture Kenneth Cole Lehman Brothers Lending Club Listing Standards Marriott Microsoft Middle East Misrepresentation Motion to Dismiss Multinationals NASD New Guidance New Regulations No-Action Relief Non-Disclosure Agreement OTC Pay-To-Play Pension Funds Podcasts Poison Pill Rating Agencies RBS Regulatory Standards Related Parties Representations and Warranties Retailers Risk Mitigation Rule 144A Safe Harbors Salesforce Saudi Arabia Securities Litigation Settlement Agreements Shareholder Approval Spinoffs Stock Options Stock Purchase Agreement Strategic Planning Stress Tests Swaps Tax Evasion Tesla Third-Party Relationships Trade Agreements Transaction-Based Compensation Translations Transparency Underwriting Venture Funding Vesting Voting Securities Warranty Insurance Wire Fraud 3D Printing AbbVie Accounting Fraud Advisory Opinions Aerospace AIG Airlines Alcoa Algorithmic Trading Anbang Anheuser-Busch Anthem Blue Cross Anti-Monopoly Automotive Loans Bear Sterns Beneficial Owner BEPS Bids Big Law Blue Sky Laws Brazil Breach of Contract Bruker Bylaws C&DIs Cable Operators Canadian Securities Administration Capital Formation Carbon Emissions CDIs CFOs Change of Control Chapter 15 Charitable Donations Citibank Class Certification Climate Change CMBS Coal Industry Commercial Real Estate Market Common Stock Competition Act Confidentiality Agreements Contract Drafting Contract Negotiations Contract Terms Convertible Debt Cooperation Corporate Gifts Corporate Issuers Corporate Restructuring Corporate Social Responsibility Corporations Code Countrywide Credit Default Swaps Credit Ratings Crude Oil CSRC Currency Fluctuation Data Breach De Minimus Quantity Exemption Debit and Credit Card Transactions Dilution Disclosure Distressed Debt Dow Chemical Duty to Disclose Earn-Outs Earnings Reports EDGAR Energy Entertainment Industry Entire Fairness Standard Exclusive Forum Exculpatory Clauses Exxon Mobil Fair Value Standard Fairness Standard False Claims Act (FCA) Federal Register Fee-Shifting Filing Requirements Film Industry Financial Accounting Financial Crimes Financial Services Industry Food Manufacturers Ford Motor Foreign Direct Investment Foreign Private Issuers Form 8-K Fundraisers GDP Global Dealmaking Golden Leash Arrangements Golden Parachutes Good Faith Government Officials High Frequency Trading Hiring & Firing Home Depot Hong Kong Stock Exchange Housing Market Human Resources Professionals Indemnity Insurance Indictments Infrastructure Injunctions Innovative Technology Instrumentality International Arbitration International Litigation Internet Investment Portfolios Ireland Labor Code Leadership Lenders Leveraged Lending Leveraged Loans Limited Partnerships LinkedIn Living Will Lyft Manufacturers Market Participants Martin Shkreli MasterCard McDonalds Meeting Minutes Merger Controls Merrill Lynch Mexico Money Market Funds Movies NASAA Natural Gas NCUA Neither Admit Nor Deny Settlements New Legislation NFA Nintendo Non-Prosecution Agreements Notifications Nutritional Supplements NY Supreme Court OECD Offerings Offsets Olympics Outbound Acquisitions Outsourcing Panama Papers Peer-to-Peer Pensions Personal Benefit Personal Jurisdiction Personal Liability Pleading Standards Preemption Preferred Shares Preliminary Injunctions Prepaid Payment Products Price-Fixing Privacy Laws Private Offerings Proposed Amendments Proposed Legislation Prospectus Proxy Contests Proxy Season Proxy Voting Guidelines Public Private Partnerships (P3s) Puerto Rico Purchase Agreement Purchase Price Adjustment Qualcomm Real Estate Market Registered Investment Advisors Regulation A Regulation U Reorganizations Retail Market Risk Alert Rulemaking Process SAFE Samsung Schedule 13D Scienter Securities Violations SEFs Settlement Offer Share Buybacks Share Price Shareholder Meetings Shareholder Votes Software Sovereign Debt Special Purpose Entities Spoofing Sports Standard of Review Standing Standstill Agreements Stock Markets Stock Trades Strict Liability Successor Liability Supply Chain Takeover Code Tax Liability Term Sheets Third-Party Risk Third-Party Service Provider Tone At The Top Transaction Fees Transaction Monitoring Travel UBS Ukraine Unilever US Airways Utilities Sector Warren Buffet Withholding Tax World Cup 401k Abuse of Dominance Accessibility Rules Accounting Accreditation Actors Administrative Hearings Administrative Procedure Act Advanced Notice of Proposed Rulemaking (ANPRM) Advertising Aetna Affiliates Affirmative Action Affirmative Defenses Agricultural Land Agricultural Sector Al-Qaeda Alibaba Alternative Investment Funds Amazon Marketplace Ambac Financial Group Amended Regulation American Express American Pipe & Construction Co. v. Utah AMF AMF Authorization Annuities Anti-Abuse Rule Anti-Assignment Clauses Anti-Avoidance Anti-Competitive Antitrust Division Appraisal Rights Arbitrary and Capricious Arbitration Arm's Length Principle Articles of Incorporation Asia Pacific Asset Freeze Asset Purchaser Asset Stripping Asset Valuations Asset-Backed Securities Asset-Based Lending Associated Persons At-Will Employment Auction Audit Committee Audited Financial Statements Australian Stock Exchange Bad Actors Bad Faith Balance Sheets Bank of Italy Bank Secrecy Act Basel Committee Basel III BEA Beats Electronics Beer Belgium Berkshire Hathaway Bernie Madoff Best Management Practices Best Practices BHP Billiton Bid Rigging Bilateral Investment Treaties Biosimilars Bipartisan Agreement BIS Blackberry Block Trades Bond Markets Borrowers Breach of Trust Breach of Warranty British Columbia Securities Commission Broadband Broadcasting Broker Commissions Brokerage Accounts BSA/AML Bundling Rules Burger King Business Continuity Plans Business Court Business Development Companies Business Disruption Business Formation Business Justification Business Ownership Business Records Business Succession Canadian Competition Act Career Development Carried Interest Tax Rates Cartels CBOE CD&I CEOs Certificates of Incorporation Certifications Chadbourne & Parke LLP v Troice Change in Ownership Change of Ownership Chapter 13 Chapter 7 Charter Charter Communications Chile Chip and PIN Chipotle Grill Chrysler Class Members Clean Energy Closely Held Businesses Cloud Computing Co-Investment Rights Code of Conduct Collateral Collateralized Loan Obligations Collective Bargaining Agreements (CBA) Comcast Commercial Companies Law Commercial Contracts Commercial Loans Commodity Futures Contracts Commodity Pool Community Banks Companies Act Compensation Agreements Compensation Committee Competition Authorities Competitive Bidding Conflict Resolution Connected Cars Consent Order Conspiracies Construction Industry Consultation Continuing Legal Education Continuity of Enterprises Contract Disputes Contract Interpretation Controlled Foreign Corporations Corp Fin Corporate Contributions Corporate Veil COSO Covenant of Good Faith and Fair Dealing CPOs CPUC Credibility Credit Agreements Credit Cards CTA Cy Pres Funds Cyber Crimes Cyber Incident Reporting Dallas Airmotive Data Mining Data Privacy Data Protection Data Security Date of Valuation De Minimis Claims Debt Market Debt Restructuring Debt Securities Debtors Decriminalization of Marijuana Defalcation Exception Default Defective Corporate Acts Defense Sector Deferred Compensation Deferred Stock Incentive Plans Defined Contribution Plans Deflategate Delays Dell Deloitte Delta Airlines Demand Futility Depreciation Derivatives Clearing Organizations Diebold Inc Digital Currency Disaster Preparedness Discipline Disclaimers Dish Network Dismissals Dispute Resolution Clauses Divestiture Don't Ask - Don't Waive Donald Trump Doping DPPs Driverless Cars Drug Approvals Drug Pricing Dual Track Process Dubai Duties Duty of Loyalty E-Commerce Earnings Management EB-5 Economic Downturn Economic Sanctions Educational Institutions EEA Electric Vehicles Electronic Blue Sheets Electronic Trading Eli Lilly EMIR Emoji Employee Stock Purchase Plans Employer Liability Issues Energy Market Enforcement Authority Enforcement Statistics Enron Equity Compensation Equity Transactions Escrow Accounts Estate Planning Euro Excessive Fees Exchange-Traded Products Excise Tax Exit Transactions Expedia Exports Facilitation Payments Fairness Hearings False Reporting False Statements Family Businesses FASB Fashion Industry Fast-Food Industry FCPA Guidance FDA Federal Acquisition Regulations (FAR) Federal Sentencing Guidelines FFI FFIEC FHLB Fiat Financial Services Authority Fines FINSA FIRB First Amendment Fitbit Fitch FOIA Foreclosure Foreign Acquisitions Foreign Banks Foreign Business Partners Foreign Entities Foreign Investment Entities (FIEs) Foreign Investment Fund Foreign Nationals Foreign Trade Regulations Foreign Workers Form 10-Q Form 13F Form ADV Form BE-10 Form BE-13 Form D Filing Fortune 500 Forum Selection Forum Shopping Franchise Tax Board Fraudulent Transfers FRB Funding Portal G20 Gambling GE Capital Retail Bank Gender Discrimination General Mills Gig Economy Global Accounting Standards Global Market GMO Goodyear Government Bonds Governor Markell Gramm-Leach-Blilely Act Grand Juries Greece Gross Negligence GSE Guidance Update Halliburton v Erica P. John Fund Healthcare Herballife Hewlett-Packard Home Buyer Hong Kong Hong Kong Securities and Futures Commission (HKSFC) Hospitality Industry Hostess Hotels HUD Humana IBM Incentive Compensation Incentive Stock Options Incubators