Securities Tax

IRS Income Taxes SEC Corporate Taxes EU Capital Gains Stocks Executive Compensation U.S. Treasury Shareholders Stock Options Publicly-Traded Companies IRC CFTC Compliance Dodd-Frank Employee Stock Purchase Plans Foreign Investment Investment Funds Reporting Requirements FATCA Derivatives UK Tax Reform Qualified Small Business Stock Startups Deferred Compensation Dividends Incentive Stock Options Partnerships Tax Deductions Australia Enforcement Actions Investors IPO Popular Employee Benefits ERISA SCOTUS Section 409A Swaps Federal Reserve Hedge Funds Internal Revenue Code International Tax Issues Investment Adviser Securities Tax Court American Taxpayer Relief Act Asset Management Disclosure Requirements Final Rules Fraud Proposed Regulation Tax Exemptions China Real Estate Investments REIT AIFMD Banks Canada FCPA FDIC Foreign Banks Gain Exclusion Money Market Funds Section 162(m) Small Business UCITS C-Corporation Deadlines Employee Shareholders Equity Compensation ESOP Financial Transaction Tax Foreign Corporations Forfeiture Private Equity S-Corporation Securities Fraud AIFM Alternative Investment Funds Board of Directors Broker-Dealer Class Action Enforcement Fiduciary Duty Fiscal Cliff Hong Kong JOBS Act Legislative Agendas Private Equity Funds Private Letter Rulings Tax Evasion Tax Planning Tax-Exempt Bonds Whistleblowers Bitcoins Bonds Corporate Governance DOJ Economic Development Fees Filing Requirements HMRC Investment Management LLC Multinationals Offshore Funds Retirement Plan Safe Harbors Tax Treaty Volcker Rule Affordable Care Act Alternative Minimum Tax Audits Business Taxes DOL Employer Mandates FICA Taxes FinCEN FSOC Fund Managers International Labor Laws Inversion Mortgages Municipal Bonds Net Investment Income OCC Proposed Legislation Securities Exchange Act State Taxes Swap Dealers Tax Credits Valuation Withholding Tax Accredited Investors Acquisitions AIFS Banking Sector Benefit Plan Sponsors CFPB Compensation & Benefits Controlled Foreign Corporations Corporate Counsel Corporate Tax Rates Employer Liability Issues Entrepreneurs Exemptions FBAR FCA FHFA FIfth Third Bancorp v Dudenhoeffer Filing Deadlines FINRA India Investment Company Act of 1940 IRC Section 83(b) Limited Liability Companies Mergers New Legislation Oil & Gas Payroll Taxes Restricted Stocks Tax Incentives Virtual Currency Ways and Means Committee Asia Bank Holding Company Cost-Sharing Cross-Border Crowdfunding Cutler v Franchise Tax Board Cybersecurity Due Diligence Estate Planning Excise Tax Fee Waivers Financial Regulatory Reform FIRPTA Franchise Tax Board General Solicitation Healthcare Insider Trading Investment Tax Credits IRA ISOs Liquidity Fees MiFID II Mining Mutual Funds NAV No-Action Relief OVDP Profits Interests REITS Retroactive Application Retroactive Taxes RMBS SAR Subpart F Tax Rates Tax Revenues UBTI Vesting Wash Sale Rules 401k AIG Anti-Money Laundering Arbitration Auditors Bailout Burwell v Hobby Lobby C-Suite Executives Capital Losses Capital Markets Carried Interest Chief Compliance Officers Commerce Clause Conspiracies Contraceptive Coverage Mandate Corporate Sales Transactions CPO Data Protection Deductions Double Taxation EMIR Employee Share Schemes ESMA Estate Tax European Banking Authority Fair Market Value FFI Financial Planning Fines Floating NAV Foreign Exchanges Foreign Nationals Form 3921 France GAAP Germany HHS Hong Kong Stock Exchange Insurance Companies Intergovernmental Agreements ISDA Lenders Limited Partnerships Liquidation Loans Luxembourg Management Fees Master Limited Partnerships Mineral Exploration Money Laundering Nasdaq Net Operating Losses New Regulations Notice Requirements OTC Partnership Interests Pensions Performance Incentives Private Investment Funds Private Placement Life Insurance Proprietary Trading Prudential Regulation Authority Rating Agencies Religious Freedom Restoration Act Residency Status Retail Market Risk Assessment Risk Management Sale of Assets Sales & Use Tax Sarbanes-Oxley SBA Section 355 Section 457A Settlement Shareholder Distributions Shareholder Litigation SIFIs Spinoffs SPVs Stamp Duty Land Tax Stock Drop Litigation Tax Deferral Tax Exempt Entities Tax Fraud Tax Liability Tax Returns Tax Shelters Tax-Residency Certificate Transfer Pricing Transfers Transparency VAT Venture Capital Visas Whistleblower Protection Policies White Collar Crimes Withholding Requirements 1099s Accounting Administrative Procedure Act AIF Angel Investors Annual Reports Articles of Incorporation ASEAN Funds Attorney's Fees Attorney-Client Privilege Bank Holding Company Act Barack Obama Bearer Shares BEPS Bernie Madoff Bribery Business Development Business Formation Business Income Capital Assets Captive Insurance Company CFC Charitable Donations Commodities Conflicts of Interest Corporate Officers CPOs Credit Default Swaps Cross-Border Transactions CSSF Custody Rule De Minimus Quantity Exemption Debentures Debt Restructuring Debt Securities Department of Financial Services Derivative Suit Discovery Rule Discrimination Discussion Draft Emerging Technology Companies Employee Rights Employee Stock Purchase Rights Employer Group Health Plans Energy Tax Incentives Enterprise Risks EPCRS Equity Financing ETFs European Commission Exchange-Traded Products Exercise of an Option Extraterritoriality Rules Federal Budget Federal Taxes Financial Institutions Financial Markets Financial Products Financial Services Authority Financial Services Industry Financial Statements FLSA Foreign Currency Foreign Financial Accounts Foreign Subsidiaries Form 13F Form 3922 Franchise Taxes Fraud-on-the-Market FX Swaps GAAR Gabelli v SEC GAO Good Faith Healthcare Reform Hobby Lobby Housing Finance Reform Independent Contractors Information Sharing Infrastructure Insolvency Institutional Investment Insurers Interest Rates IOSCO IRA Rollovers Job Creation Jurisdiction Life Insurance Life Sciences Limited Liability Partnerships Margin Requirements Medicare Taxes Mortgage REITS New Guidance Nexus NFA No-Action Letters Nonbank Firms North America NYSE OCIE OECD Offshore Banks Offshore Companies OMB Ontario Securities Commission Pay-for-Performance PCAOB Penalties Pending Legislation PFIC Podcasts Ponzi Scheme Pooled Investment Vehicles Price Manipulation Private Placements Prohibited Transactions Public Offerings Qualified Retirement Plans Real Estate Market Redemption Gates Regulatory Agenda Renewable Energy Repatriation Rule 506 Offerings Rule 506(c) Rulemaking Process Russia Same-Sex Marriage Section 1031 Section 956 Securities Act of 1933 Securitization Security-Based Swaps SEFs Sequestration Severance Pay SFC Shareholder Rights SIP Small Business Jobs Act Solar Energy Special Purpose Vehicles Stamp Taxes Statute of Limitations Stock Appreciation Rights Stock Redemption Stock Sale Agreements Stock-Based Compensation Strategic Enforcement Plan Stress Tests Subsidiaries Tax Avoidance Tax Basis Tax Extenders Tax Refunds Taxable Distributions Termination Toronto Stock Exchange Transfer Taxes Treasury Trucking Industry UBS Underwriting Variable Insurance Venture Funding Waivers Whistleblower Awards Wind Power Year-End Planning 16(b) 403(b) Plans 457(b) Plans Abandonment ABS Adjusted Gross Income Administrative Hearings Adoption Advertising Affordable Housing Africa AirNB Algorithmic Trading ALJ Allergan Inc Alternative Investment Fund Managers Directive Amazon Ambac Financial Group Amended Regulation AMF Bowling Worldwide Andrew Cuomo Anson v HMRC Anthem Blue Cross Antitrust Litigation Appraisal Arbitrage Arbitration Agreements Asbestos Litigation Asset Diversification Asset-Backed Securities Athletes Attorney Generals Australian Securities and Investments Commission Australian Stock Exchange Automobile Recall Bad Debt Bad Faith Bank Secrecy Act Basel III BEA Benchmarks Beneficial Owner Best Practices Bilateral Investment Treaties Biotechnology BitLicense Blue Sky Laws Bond Financing Breach of Contract Breach of Duty BRRD Business Companies Act Business Judgment Rule Business Litigation Business Privilege Business Valuations Buyouts Bylaws Cadillac Tax Canadian Revenue Agency Canadian Securities Administration Canning v NLRB Capital Contributions Capital Expenditures Capital Formation Capital Requirements Capital Rules Carried Interest Tax Rates Carry Forward Casualty Insurance Causation CCPs CD&I Cease and Desist Orders Central Bank of Ireland CEOs CFIUS CFOs Chadbourne & Parke LLP v Troice Chapter 11 Chapter 9 Check the Box Rules Choice of Entity Choke Point Civil Monetary Penalty Class Action Arbitration Waivers Clawbacks Clickwrap Agreements Closely Held Businesses COBRA Collateralized Debt Obligations Collective Bargaining Commercial Real Estate Market Commodity Pool Compensation Agreements Compensation Committee Compensatory Awards Concession Agreements Confidential Communications Consent Order Conservation Easements Consideration Construction Contracts Construction Industry Consumer Bankruptcy Consumer Reporting Agencies Contractors Contribution Limits Convictions Corporate Bonds Corporate Charters Corporate Contributions Corporate Conversions Corporate Management Corporate Practice of Medicine Corporate Veil Corporations Code Corruption Cost-Shifting Covered Banking Entity Covered Employee Covered Funds CRA Credit Cards Credit Ratings Credit Suisse Credit Unions Criminal Prosecution CSRC CTA Currency Exchange Cyber Attacks Data Breach DCMs Dealers Debt Debt Ceiling Debt Collection Debt Financing Debt-Relief Industry Debtors Decision-Making Process Deduction Limitations Deferred Prosecution Agreements Defined Contribution Plans Delaware General Corporation Law Delays Detroit Deutsche Bank DHS Directors Disgorgement Dismissals Distribution Rules Divorce DOMA DSIO Duties Duty to Defend Duty to Disclose Earn-Outs Earned Income Tax EB-5 EBITDA ECJ ECOA Economic Action Plan Economic Substance Doctrine Educational Institutions EEA EIOPA Emissions Trading System Employee Incentive Plans Employment Contract End-Users Energy Sector Enterprise and Regulatory Reform Act Environmental Crimes EPA Equity Investors Equity Plans Equity Securities Equity Swaps ETMFs Exceptions Exchange Rates Exclusions Exemptive Orders Exemptive Relief Expatriates Expedia Exploration and Production Assets Exploration Development Incentives Exports Fair Lending Fair Pay Act False Advertising Family Businesses FASB FATCA Timeline FCMs FCRA FDAP FDCPA FEC Federal Contractors Federal Insurance Office FedEx Fee-Shifting Statutes FFIEC FFIs Fiduciaries Fiduciary Liability FIFO Filibuster Final Guidance Financial Accounting Financial Adviser Financial Conduct Authority Financial Crimes Financial Holding Company Financial Institution Liability Financial Instruments Financing FIRB FIRREA First Amendment First-to-File FMR LLC FOIA Football Foreign Direct Investment Foreign Earned Income Foreign Entities Foreign Jurisdictions Foreign Official Foreign Taxpayers Forfeiture Statutes Form ADV Form BE-10 Form PF Forum Selection Clause Forward Contracts Fracking Franchise Agreements Franchises Franchisors FSB Fund Distribution Fund Sponsors Funding FUTA FX Forwards General Elections General Partnerships Gift Tax GIIN Global Economy Golden Parachutes Goodwill Google Government Entities Government-Guaranteed Loans Halliburton Halliburton v Erica P. John Fund Harmless Error Harris v Quinn Harvesting Losses Health Insurance Health Insurance Exchanges Hedging Heimeshoff v. Hartford Life & Accident Insurance Co. High-Speed Rail HIPAA Hiring & Firing HMDA HOEPA Hong Kong Securities and Futures Commission (HKSFC) Hospitality Industry Hotels Housing Market Howey HSA Human Resources Professionals Hurricane Sandy IC-DISC ICAV Identity Theft IGAs Incentive Compensation Income Tax Treaty Incorporation Indictments Individual Investors Act Information Reports Inherited IRA Insider Loans Insurance Reform Insured Depository Institutions Intangible Property Integration Interest Income International Arbitration International Finance International Harmonization International Treaties Intra-Group Transactions Investigations Investment Advisers Act of 1940 Investment Companies Investment Corporations Investment Fund Vehicles Investment Partnerships Investment Portfolios Investment Schemes IRC Section 367(b) IRCA Ireland ISDA Master Agreement ISS Jerry Brown Junk Debt King v Burwell L-1 Visas L-1A Lane v Franks et.al Late Notices Lawson Lawson v FMR Layne Christensen Co Legislative Amendments Legislative Committees Lending Leverage Capital Ratio Liability Liability Insurance Libor Liens LIHTC LiquidAlts Liquidity Risk Management Rule Listing Rules Listing Standards Litigation Strategies LLPs Loan Modifications Local Taxes Lock-Up Agreement London Stock Exchange Loss Causation Lump Sum Payments Lyft Lying Major Swap Participants Management Companies Mandatory Clearing Requirements Manufacturers Mark-To-Market Market Manipulation Marketing Mary Jo White Mass Action Membership Interest Mental Health Parity Rule Merchant Fees Merger Agreements Merrill Lynch Middle East MiFID Mineral Extraction Minority Shareholders Misclassification MMF Mobile Banking Mortgage Servicing Rules Motor Vehicles MSRB Mt.Gox Municipal Bankruptcy Municipal Securities Issuers Municipalities Mutual Recognition Agreement NAIC New Amendments NFFE NLRB Non-Enforcement Non-GAAP Financial Measures Non-Resident Aliens Non-Resident Income Taxes Non-Taxable Income Notice and Comment NRSRO Nuisance NY Supreme Court Obama Administration Occupancy Occupancy Tax Office of Fair Trading Officers Omnicare Oppenheimer & Co. Option Contracts Oral Argument OSC OSHA Outsourcing Overpayment Parent Corporation Partnership Agreements Pass-Through Entities Passive Foreign Investment Company Patent Reform Pay or Play Payday Loans Payment Schedules Payment-In-Kind Penny Stocks Pension Funds Pension Schemes Personally Identifiable Information Petition for Writ of Certiorari PFFI Pharmaceutical Manufacturers PHI Physicians Plea Negotiations Poland Political Appointments Portfolio Managers Preferred Shares Prejudgment Interest Privacy Laws Privacy Notice Rule Private Funds Private Placement Insurance Private Placement Variable Deferred Annuities Privately Held Corporations Professional Conferences Prohitibed Transactions Promissory Notes Property Insurance Property Tax Prospectus Proxy Voting Guidelines Prudential Standards PTEs Public Accounting Oversight Board Public Comment Public Officials Public Policy Pump and Dump Purchase Price Push-Out Requirements Pyramid Schemes QFIIs Qualified Foreign Corporation Qualified Mortgage Rule Qualifying Income Quality Stores Railways Real Estate Development Recapitalization Recess Appointments Recordkeeping Requirements Recovery Plans Registration Regulation A Regulation D Regulatory Agencies Reinsurance Religious Exemption Remittance Transfer Rule Remuneration Reorganizations Research and Experiment Tax Credit Residence Taxes Residency Requirements Responsible Person Liability Restrictive Covenants Restructuring Retaliation Retrocession Contracts Revenue Revenue Procedure 2015-27 Revenue Procedure 2015-28 Reverse Mergers Revlon RICs Right of Distribution Ring-Fencing Risk Retention Roth Conversions Roth IRA Royalties RQFII Rule 144A S&P Sales Commissions SALT SBC School Districts Schuette v Coalition to Defend Affirmative Action Secondary Markets Section 336(e) Section 6722 Secured Loans Securities Dealers Securities Litigation Selective Waivers Self-Dealing Self-Employment Tax Senate Finance Committee Serious Fraud Office Settlement Offer Severance Agreements Shadow Banking Share Buybacks Share Capital Shared Responsibility Rule Shareholder Activism Shareholder Proposals Shareholder Votes Shareholders' Agreements