Securities Tax

IRS SEC Income Taxes EU Corporate Taxes Stocks Capital Gains Executive Compensation Stock Options Employee Stock Purchase Plans Shareholders Compliance Reporting Requirements Dodd-Frank FATCA Publicly-Traded Companies U.S. Treasury CFTC IRC Foreign Investment Derivatives Qualified Small Business Stock Tax Reform UK Deferred Compensation Incentive Stock Options Investment Funds Startups Tax Deductions Employee Benefits Enforcement Actions ERISA IPO SCOTUS Swaps International Tax Issues Investment Adviser Investors Popular Section 409A American Taxpayer Relief Act Asset Management Australia Disclosure Requirements Dividends Federal Reserve Fraud Hedge Funds China Final Rules Securities Banks Gain Exclusion Money Market Funds REIT Small Business Tax Exemptions AIFMD Canada Deadlines Equity Compensation ESOP FCPA FDIC Foreign Banks Forfeiture Internal Revenue Code Partnerships Real Estate Investments Section 162(m) C-Corporation Class Action Employee Shareholders Enforcement Financial Transaction Tax Fiscal Cliff JOBS Act Legislative Agendas Private Letter Rulings Proposed Regulation Tax Evasion Tax Planning Tax-Exempt Bonds AIFM Bitcoins Bonds Broker-Dealer Corporate Governance DOJ Economic Development Filing Requirements Foreign Corporations Hong Kong LLC Multinationals Offshore Funds Private Equity S-Corporation Securities Fraud Tax Court UCITS Whistleblowers Affordable Care Act Alternative Investment Funds Audits Board of Directors Business Taxes Compensation & Benefits DOL Employer Mandates Fees FICA Taxes Fiduciary Duty FinCEN International Labor Laws Inversion Mortgages Municipal Bonds Net Investment Income Private Equity Funds Proposed Legislation Retirement Plan Securities Exchange Act State Taxes Swap Dealers Valuation Volcker Rule Alternative Minimum Tax Controlled Foreign Corporations Corporate Counsel Corporate Tax Rates Employer Liability Issues FBAR FCA FHFA FIfth Third Bancorp v Dudenhoeffer Filing Deadlines FSOC IRC Section 83(b) New Legislation OCC Payroll Taxes Restricted Stocks Safe Harbors Tax Credits Tax Incentives Tax Treaty Virtual Currency Ways and Means Committee Withholding Tax Accredited Investors Acquisitions AIFS Asia Bank Holding Company Banking Sector CFPB Cross-Border Crowdfunding Cutler v Franchise Tax Board Cybersecurity Due Diligence Estate Planning FINRA FIRPTA Franchise Tax Board General Solicitation HMRC Insider Trading Investment Company Act of 1940 IRA Liquidity Fees Mergers Mining NAV No-Action Relief Oil & Gas OVDP Retroactive Application Retroactive Taxes RMBS SAR Subpart F Vesting Wash Sale Rules 401k AIG Anti-Money Laundering Bailout Benefit Plan Sponsors Burwell v Hobby Lobby C-Suite Executives Capital Markets Chief Compliance Officers Commerce Clause Conspiracies Contraceptive Coverage Mandate Corporate Sales Transactions CPO Data Protection Entrepreneurs Estate Tax European Banking Authority Exemptions Fair Market Value FFI Financial Planning Financial Regulatory Reform Fines Floating NAV Foreign Nationals Form 3921 France Fund Managers GAAP Healthcare HHS Hong Kong Stock Exchange India Insurance Companies Intergovernmental Agreements Investment Management Investment Tax Credits ISDA ISOs Lenders Limited Liability Companies Loans Luxembourg Master Limited Partnerships MiFID II Mineral Exploration Money Laundering Mutual Funds Net Operating Losses New Regulations Notice Requirements OTC Pensions Performance Incentives Private Placement Life Insurance Prudential Regulation Authority Rating Agencies REITS Religious Freedom Restoration Act Residency Status Risk Assessment Sale of Assets Sales & Use Tax Sarbanes-Oxley SBA Section 355 Settlement Spinoffs SPVs Stamp Duty Land Tax Stock Drop Litigation Tax Deferral Tax Fraud Tax Liability Tax Revenues Tax-Residency Certificate Transfers UBTI Venture Capital Whistleblower Protection Policies White Collar Crimes Withholding Requirements 1099s Accounting Angel Investors Annual Reports Arbitration ASEAN Funds Attorney's Fees Attorney-Client Privilege Auditors Bank Holding Company Act Barack Obama Bearer Shares Bernie Madoff Business Development Captive Insurance Company CFC Commodities Conflicts of Interest Credit Default Swaps CSOP CSSF Custody Rule Debentures Debt Restructuring Debt Securities Deductions Department of Financial Services Discovery Rule Discrimination Discussion Draft Emerging Technology Companies EMI Scheme EMIR Employee Rights Employee Share Schemes Employee Stock Purchase Rights Employer Group Health Plans Energy Tax Incentives EPCRS ESMA ETFs European Commission Exchange-Traded Products Excise Tax Exercise of an Option Extraterritoriality Rules Federal Budget Federal Taxes Financial Institutions Financial Markets Financial Products Financial Services Authority Financial Services Industry Financial Statements FLSA Foreign Currency Foreign Exchanges Foreign Financial Accounts Form 13F Form 3922 Fraud-on-the-Market FX Swaps GAAR Gabelli v SEC GAO Germany Good Faith Healthcare Reform Hobby Lobby Housing Finance Reform Independent Contractors Information Sharing Infrastructure Insolvency Institutional Investment Insurers Interest Rates IRA Rollovers Job Creation Life Sciences Limited Partnerships Liquidation Margin Requirements Medicare Taxes Mortgage REITS Nasdaq NFA No-Action Letters Nonbank Firms North America NYSE OCIE Offshore Banks Offshore Companies OMB Penalties Pending Legislation PFIC Podcasts Ponzi Scheme Private Placements Prohibited Transactions Proprietary Trading Public Offerings Qualified Retirement Plans Real Estate Market Redemption Gates Regulatory Agenda Renewable Energy Repatriation Risk Management Rule 506 Offerings Rule 506(c) Russia Same-Sex Marriage Section 1031 Section 457A Section 956 Securities Act of 1933 Securitization SEFs Sequestration Severance Pay SFC Shareholder Distributions Shareholder Litigation Shareholder Rights SIFIs SIP Small Business Jobs Act Solar Energy South America Special Purpose Vehicles Stamp Taxes Statute of Limitations Stock Redemption Stock Sale Agreements Strategic Enforcement Plan Stress Tests Tax Basis Tax Exempt Entities Tax Extenders Tax Refunds Tax Returns Tax Shelters Termination Transfer Pricing Transfer Taxes Transparency UBS Underwriting Variable Insurance VAT Visas Whistleblower Awards Wind Power Year-End Planning 16(b) 2013 No-Rule List 403(b) Plans 457(b) Plans Abandonment ABS Adjusted Gross Income Adoption Advertising AFFO Affordable Housing Africa AGM Ahern Rental AIF AirNB ALJ Allergan Inc Alternative Investment Fund Managers Directive Amazon Ambac Financial Group Amended Regulation AMF Bowling Worldwide Andrew Cuomo Angel Networks Annual Review Anthem Blue Cross Antitrust Litigation Appraisal Arbitrage Arbitration Agreements Articles of Incorporation Asbestos Litigation Asian Region Funds Passport Asset Diversification Asset Funds Asset-Backed Securities Athletes Attorney Generals Australian Securities and Investments Commission Automobile Recall Average Basis Method Bad Debt Bad Faith Bank Secrecy Act Basel III BEA Benchmarks Beneficial Owner BEPS Best Practices Bilateral Investment Treaties Biotechnology BitLicense Blue Sky Laws Bond Financing Breach of Contract Bribery Business Companies Act Business Hedging Rules Business Income Business Judgment Rule Business Litigation Business Privilege Buyouts Bylaws Cadillac Tax Camp Draft Canadian Revenue Agency Canadian Securities Administration Canning v NLRB Capital Expenditures Capital Losses Capital Requirements Carried Interest Carried Interest Tax Rates Carry Forward Casualty Insurance Causation CCPs CD&I Cease and Desist Orders Central Bank of Ireland CEOs CFIUS CFOs Chadbourne & Parke LLP v Troice Chapter 11 Chapter 9 Charitable Donations Check the Box Rules Choice of Entity Choke Point Civil Monetary Penalty Class Action Arbitration Waivers Clawbacks Clickwrap Agreements Closely Held Businesses COBRA Collateralized Debt Obligations Collective Bargaining Commercial Real Estate Market Commodity Pool Compensation Committee Compensatory Awards Concession Agreements Confidential Communications Consent Order Conservation Easements Consideration Construction Industry Consumer Bankruptcy Contractors Control Transactions Convictions Corporate Bonds Corporate Charters Corporate Contributions Corporate Conversions Corporate Officers Corporate Practice of Medicine Corporate Veil Corruption CPOs CRA Credit Ratings Credit Suisse Criminal Prosecution Cross-Border Transactions Cross-Collateralization Agreements CSRC CTA CTOs Currency Exchange Cyber Attacks Data Breach DCMs De Minimus Quantity Exemption Debt Debt Ceiling Debt Financing Debt-for-Debt Exchanges Debt-Relief Industry Debtors Deduction Limitations Delaware General Corporation Law Delays Derivative Suit Detroit Deutsche Bank DHS Directors Discount Stock Options Disgorgement Dismissals Distribution Rules Divorce DOMA Duties Duty to Defend Duty to Disclose Earn-Outs Earned Income Tax EB-5 EBITDA ECJ Economic Action Plan Economic Substance Doctrine EIOPA Emissions Trading System Employee Incentive Plans Employment Contract End-Users Energy Sector Enterprise and Regulatory Reform Act Environmental Crimes EPA Equity Financing Equity Investors Equity Plans Equity Securities Equity Swaps ETMFs Exceptions Exchange Rates Exemptive Orders Exemptive Relief Expatriates Expedia Exploration and Production Assets Exploration Development Incentives Fair Pay Act False Advertising Family Businesses FASB FATCA Timeline FCMs FCPB FDAP FEC Federal Contractors Federal Insurance Office FedEx Fee-Shifting Statutes FFIEC FFIs Fiduciary Liability FIFO Filibuster Final Guidance Financial Accounting Financial Adviser Financial Conduct Authority Financial Crimes Financial Holding Company Financial Institution Liability Financial Instruments Financing FIRB FIRREA First Amendment First-to-File FMR LLC Football Foreign Direct Investment Foreign Earned Income Foreign Jurisdictions Foreign Lending Foreign Official Foreign Subsidiaries Foreign Taxpayers Forfeiture Statutes Form 1096 Form 8809 Form ADV Form BE-10 Form PF Forum Selection Clause Fracking Franchise Agreements Franchise Taxes Franchises Franchisors Free Share Plans FSB Fund Distribution Fund Sponsors Funding FUTA FX Forwards Gain Recognition Agreements General Elections Gift Tax GIIN Global Economy Golden Parachutes Goodwill Google Government-Guaranteed Loans Halliburton Halliburton v Erica P. John Fund Harris v Quinn Harvesting Losses Health Insurance Health Insurance Exchanges Hedging Heimeshoff v. Hartford Life & Accident Insurance Co. High-Speed Rail HIPAA Hiring & Firing Hong Kong Securities and Futures Commission (HKSFC) Hospitality Industry Hotels Housing Market Howey HSA Human Resources Professionals Hurricane Sandy ICAV Identity Theft IGAs Incorporation Indictments Individual Investors Act Information Statements Inherited IRA Insider Loans Insurance Reform Insured Depository Institutions Integration International Arbitration International Finance International Harmonization Investigations Investment Advisers Act of 1940 Investment Companies Investment Corporations Investment Fund Vehicles Investment Partnerships Investment Schemes IOSCO IPO Transition Rule IR35 IRCA Ireland ISDA Master Agreement ISS Jerry Brown Juncker Investment Plan Junk Debt Jurisdiction King v Burwell L-1 Visas L-1A Lane v Franks et.al Late Notices Lawson Lawson v FMR Layne Christensen Co Legislative Committees Lending Letter Box Entities Leverage Capital Ratio Liability Liability Insurance Libor Liens Life Insurance LIHTC Limited Liability Partnerships LiquidAlts Listing Standards Litigation Strategies LLPs Loan Modifications Local Taxes Lock-Up Agreement Loss Causation Lyft Lying Major Swap Participants Management Companies Mandatory Clearing Requirements Mark-To-Market Market Discount Rules Market Manipulation Market-to-Market Basis Marketing Mary Jo White Mass Action Membership Interest Mental Health Parity Rule Merchant Fees Merger Agreements Merger Tax Merrill Lynch Middle East MiFID Mineral Extraction Minority Shareholders Misclassification MMF Mobile Banking Motor Vehicles MSRB Mt.Gox Municipal Bankruptcy Municipal Securities Issuers Municipalities Mutual Recognition Agreement NAIC New Amendments New Guidance Nexus NFFE NLRB Non-Enforcement Non-GAAP Financial Measures Non-Resident Aliens Non-Resident Income Taxes Non-Taxable Income North-South Transactions Nuisance NY Supreme Court Obama Administration Occupancy Occupancy Tax OECD Office of Fair Trading Officers Omnicare Ontario Securities Commission Oral Argument OSC OSHA Outsourcing Overpayment Partnership Agreements Partnership Interests Pass-Through Entities Passive Foreign Investment Company Patent Reform Pay or Play Pay-for-Performance Payday Loans Payment Schedules Payment-In-Kind PCAOB Pension Funds Personally Identifiable Information Petition for Writ of Certiorari PFFI Pharmaceutical Manufacturers PHI Physicians Plea Negotiations Political Appointments Pooled Investment Vehicles Portfolio Managers Preferred Shares Prejudgment Interest Privacy Laws Private Funds Private Investment Funds Private Placement Insurance Private Placement Variable Deferred Annuities Private Trusts Professional Conferences Profits Interests Prohitibed Transactions Promissory Notes Property Insurance Property Tax Prospectus Proxy Voting Guidelines PTEs Public Accounting Oversight Board Public Officials Publication 1179 Publication 1220 publicl Purchase Price Push-Out Requirements QFIIs Qualified Mortgage Rule Qualified Tuition Expenses Qualifying Income Quality Stores Real Estate Development Recapitalization Recess Appointments Recordkeeping Requirements Recovery Plans Registration Regulation A Regulation D Regulatory Agencies Reinsurance Religious Exemption Remuneration Research and Experiment Tax Credit Residence Taxes Responsible Person Liability Restrictive Covenants Restructuring Retail Market Retaliation Revenue Procedure 2015-27 Revenue Procedure 2015-28 Reverse Mergers Revlon RICs Risk Limiting Risk Retention Roth Conversions Royalties RQFII Rule 144A Rulemaking Process S&P S&P 500 Sales Commissions SALT SAYE School Districts Schuette v Coalition to Defend Affirmative Action Secondary Markets Section 336(e) Section 423 Section 6039 Section 6722 Secured Loans Securities Litigation Security-Based Swaps Selective Waivers Self-Dealing Self-Employment Tax Serious Fraud Office Settlement Offer Severance Agreements Share Buybacks Share Capital Shared Responsibility Rule Shareholder Activism Short Sales SICAV Significant Investor Visa Silk Road SINAA Test SLUSA Small Business Formation Social Insurance Social Media Social Security SOPARFI Sothebys Sovereign Debt Special Purpose Entities Spending Cuts SPEs SPF Sports State Budgets State of Celebration State-Owned Enterprises Stock Appreciation Rights Stock Connect Scheme Stock Repurchases Stock Trades Strategic Planning Student Loans Subcontractors Subsidiaries Subsidies Succession Planning Successor Liability Summary Plan Description Superannuation Swap Clearing Swap Market Swap Payments Takeover Bids Target Target Company TARP Tax Accrual Workpapers Tax Advice Tax Allocation Agreements Tax Appeals Tax Assessment Tax Avoidance Tax Benefits Tax Cuts Tax Increases Tax Increment Financing Tax Loopholes Tax Preparers Tax Rates Tax-Free Exchanges Tax-Free Transfers Taxable Distributions Telecommunications Tender Option Bonds Termination Clauses Terrorist Financing Regulations The Finance Bill 2013 Third-Party Liability Third-Party Risk Third-Party Service Provider TIEA Time Extensions Tobin Tax Tolling Trade Options