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Supreme Court Clarifies Contours of In Pari Delicto Doctrine

by Morris James LLP on

The Delaware Supreme Court, in a recent order affirming the opinion of the Delaware Court of Chancery, provided clear guidance about when third-party corporate advisers may raise the in pari delicto defense as a shield to...more

New York Court of Appeals Sets Forth New Rule for Breach of Duty to Defend

In its recent decision in K2 Investment Group, LLP v. American Guarantee & Liability Ins. Co., 2013 N.Y. LEXIS 1461, 2013 NY Slip Op. 4270 (NY June 11, 2013), New York's Court of Appeals – New York’s highest court –...more

Chad Elie v. Ifrah Law PLLC

Amended Complaint (Exempt From Arbitration)Nevada

by Ian Imrich on

Amended Complaint (Exempt from Arbitration) filed on May 14th, 2013 by Plaintiff Chad Elie v. Ifrah PLLC, a Professional Limited Liability Company, Alain Jeffrey Ifrah a/k/a Jeff Ifrah, individually, etc. , et. al,,...more

Proteceting Your Professional Reputation as an Asset

by IKE DEVJI on

Given the power of the internet and the unmistakable reach and shelf life of a digital complaint to hurt you, it’s more important than ever to both have and defend a professional reputation. Complaints are often...more

Asset Protection Basics For Accountants

by IKE DEVJI on

One pressing area in which clients are increasingly seeking feedback from their accounting and financial advisory team is Asset Protection. Part of that stewardship is making sure that the growth and savings you are...more

COMMENTS ABOUT SEC V. THOR INDUSTRIES: THE ALLEGATIONS AND THE REMEDIES DAVID TATE ESQ 06092011

by David Tate on

A summary and discussion about SEC v. Thor Industries, including the allegations, the remedies, who did or did not do what, and improvements that could be made by the SEC and in governance and risk....more

Nonprofit Board Standard of Care, Risk Management, and Audit Committee Responsibilities Updated 05/19/2011

by David Tate on

A detailed paper updated May 19, 2011 discussing nonprofit board standard of care, risk management, and audit committee responsbilities, including the California Nonprofit Integrity Act....more

First Conviction Under Corporate Manslaughter Act

by Richard Milner on

On 15th February 2011 Cotswold Geotechnical (Holdings) Limited ‘Cotswold’, a geotechnical survey company based in Gloucestershire became the first company to be convicted of an offence under The Corporate...more

D&O, GRC and Accountant Update 8.28.10

by David Tate on

D&O, GRC and Accountant Update 8.28.10, the new SEC proxy access rules, and links to articles of interest. Dave Tate, Esq. http://davidtate.us...more

D&O, Governance, Risk, Compliance and Accountant Update 8.20.10

by David Tate on

D&O, Governance, Risk, Compliance (GRC) and Accountant Update 8/20/10....more

Audit Committee Annual Self Evaluation Form

by David Tate on

Audit committee annual self evaluation form in Adobe allowing for information input....more

Mortgage Fraud - The Basics

by John Hanson on

Details the basic mortgage fraud schemes and how they work....more

Audit Committee Agenda April 1, 2009

by David Tate on

Audit Committee Agenda updated April 1, 2009...more

Audit Committee Responsibilities & Risk Management

by David Tate on

Public and private company audit committee responsibilities and risk management....more

The Little Paper About Nonprofit Audit Committees

by David Tate on

A paper discussing nonprofit audit committee functions and responsibilities....more

Governance Lessons Learned From SEC v. Con-way, Inc.

by David Tate on

Governance lessons learned from SEC v. Con-way, Inc....more

CHOICE OF ENTITY CONSIDERATIONS IN FORMING A NEW BUSINESS AND AVOIDING PERSONAL LIABILITY IN BUSINESS ENTITIES

by Steven Clark on

Comparison of the business entities available to Texas entrepreneurs, including Sole proprietorship, General partnership, Limited Partnership, Registered Limited Liability Partnership, Limited Liability Company, and...more

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