CorpCast Episode 2: Advancement 101
CorpCast Episode 1: Sections, 204, 205 and In re Numoda
Are there drawbacks to positive thinking in legal transactions?
Homebuilder Series Webinar: Fiduciary Duties & Auditor Liability
FCPA Compliance and Ethics Report Episode 129-Judge Rakoff, Judge Leon and Individual Prosecutions Under the FCPA
Why Every Day Is Proxy Season for Public Companies
Do Employers Have to Pay For All Time Worked?
Do I need an attorney if I am buying or selling a business?
Corcoran: Infighting on Compensation Costs BigLaw Time and Money
Conducting Corporate Internal Investigations
Zimmermann: "Two Class" Partnership Culture Emerging in BigLaw
Appel: Corporate Inversions Could Mean Big Tax Bills For Shareholders
WORD OF THE DAY® for Hedge Funds – Accelerated Share Repurchase
Data Privacy: The Next Frontier of Corporate Compliance
Planning For The Exit – What’s Your Exit Strategy?
WORD OF THE DAY® for Hedge Funds – CFTC
What are the Implications of Alice v. CLS?
What Questions CEOs and Board Members Should Be Asking Themselves About Tax Inversions
WORD OF THE DAY® for Hedge Funds – Derivative
Legal Considerations for Web-Based Start-Ups
In a few weeks’ time over at Appellate Strategist’s sister blog, the Illinois Supreme Court Review, we’ll address the question of just how rare it is to get an unpublished decision – what we in Illinois call a Rule 23 order –...more
In its recent decision in K2 Investment Group, LLP v. American Guarantee & Liability Ins. Co., 2013 N.Y. LEXIS 1461, 2013 NY Slip Op. 4270 (NY June 11, 2013), New York's Court of Appeals – New York’s highest court –...more
Amended Complaint (Exempt from Arbitration) filed on May 14th, 2013 by Plaintiff Chad Elie v. Ifrah PLLC, a Professional Limited Liability Company, Alain Jeffrey Ifrah a/k/a Jeff Ifrah, individually, etc. , et. al,,...more
Given the power of the internet and the unmistakable reach and shelf life of a digital complaint to hurt you, it’s more important than ever to both have and defend a professional reputation. Complaints are often...more
One pressing area in which clients are increasingly seeking feedback from their accounting and financial advisory team is Asset Protection.
Part of that stewardship is making sure that the growth and savings
A summary and discussion about SEC v. Thor Industries, including the allegations, the remedies, who did or did not do what, and improvements that could be made by the SEC and in governance and risk....more
A detailed paper updated May 19, 2011 discussing nonprofit board standard of care, risk management, and audit committee responsbilities, including the California Nonprofit Integrity Act....more
On 15th February 2011 Cotswold Geotechnical (Holdings) Limited ‘Cotswold’, a geotechnical survey company based in Gloucestershire became the first company to be convicted of an offence under The Corporate...more
D&O, GRC and Accountant Update 8.28.10, the new SEC proxy access rules, and links to articles of interest.
Dave Tate, Esq.
D&O, Governance, Risk, Compliance (GRC) and Accountant Update 8/20/10....more
Audit committee annual self evaluation form in Adobe allowing for information input....more
Details the basic mortgage fraud schemes and how they work....more
Audit Committee Agenda updated April 1, 2009...more
Public and private company audit committee responsibilities and risk management....more
A paper discussing nonprofit audit committee functions and responsibilities....more
Governance lessons learned from SEC v. Con-way, Inc....more
Comparison of the business entities available to Texas entrepreneurs, including Sole proprietorship, General partnership, Limited Partnership, Registered Limited Liability Partnership, Limited Liability Company, and...more
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