Financial Services Legislative And Regulatory Update -- May 21, 2012 by Mintz Levin - Public Finance on 5/22/2012 In This Issue: Leading The Past Week; Legislative Branch; House of Representatives; Executive Branch; OCC; CFTC; SEC; FHFA; and Upcoming Hearings. Excerpt from Leading The Past Week The news last week was...more
NASAA And The DOC Warn Investors Of The “Madding Crowd’s Ignoble Strife” by Allen Matkins Leck Gamble Mallory & Natsis... on 5/21/2012 Crowdfunding Caveats Issued To say that the North America Securities Administrators Association was not pleased when Congress enacted the JOBS Act is like saying that Captain George Pollard and his crew had an unpleasant...more
Financial Services Legislative And Regulatory Update -- May 14, 2012 by Mintz Levin - Public Finance on 5/15/2012 In This Issue: Excerpt form Leading the Past Week; Legislative Branch; House of Representatives; Executive Branch; FDIC; Treasury; CFPB; SEC; CFTC; and Upcoming Hearings. Excerpt form Leading the Past Week What...more
SEC Staff Issues Report on the Cross-Border Scope of Private Rights of Action for Securities Fraud by Sheppard Mullin Richter & Hampton LLP on 5/10/2012 The staff of the Securities and Exchange Commission (“SEC”) recently released a study on the cross-border scope of the private right of action under Section 10(b) of the Securities Exchange Act of 1934 (the “Exchange Act”),...more
Financial Services Legislative And Regulatory Update -- April 30, 2012 by Mintz Levin - Public Finance on 5/2/2012 In This Issue: Leading the Past Week; Legislative Branch; House of Representatives; Executive Branch; and Upcoming Hearings. Excerpt from Leading the Past Week This past week marked the beginning of...more
Structured Thoughts -- Volume 3, Issue 6 -- April 11, 2012 by Morrison & Foerster LLP on 4/12/2012 In This Issue: U.S. Treasury Seeks Comment on Issuances of Floating Rate Notes………………; Impact of the JOBS Act on Private Structured Product Programs…; FINRA Revises Proposal re Communications with the Public; “SEC...more
The JOBS Act Provides Opportunities for Community Banks by Spilman Thomas & Battle, PLLC on 4/11/2012 The U. S. House of Representatives overwhelmingly passed the JOBS (Jumpstart Our Business Startups) Act Tuesday, March 27, after receiving it from the Senate. The President signed the bill April 5, 2012. The JOBS Act is best...more
Corporate Spending Post-Citizens United Decision Comes under Attack by Morgan Lewis on 4/10/2012 The Supreme Court decision in Citizens United v. Federal Election Commission, 558 U.S. —, 130 S.Ct. 876 (2010), lifted long-standing limits on corporate and labor union political spending. Prior to Citizens United, federal...more
JOBS Act Will Significantly Relax Restrictions on Capital Raising April 6, 2012 by Foley Hoag LLP on 4/6/2012 On April 5, 2012, President Obama signed the JOBS Act (Jumpstart Our Business Startups), the culmination of a bipartisan effort by Congress to ease restrictions on capital raising that have affected and guided companies and...more
Final JOBS Act Signed: Significant Reform Impacts Small Business by Akerman Senterfitt on 4/6/2012 President Obama signed into law yesterday the Jumpstart Our Business Startups Act (the "JOBS Act"), which was passed with overwhelming support by both the Senate and the House of Representatives. The JOBS Act includes...more
JOBS Act to Ease Capital Formation for Public and Private Companies and Reduce Regulatory Burdens on Emerging Growth Companies... by Mintz Levin - Corporate & Securities on 4/6/2012 On April 5, 2012, after overwhelming bi-partisan support in Congress but criticism from regulators and investor protection groups, President Obama signed into law the Jumpstart Our Business Startups Act (the JOBS Act). The...more
President Obama Signs JOBS Act: Landmark Reform for Small and Emerging Growth Companies Now Law by Sheppard Mullin Richter & Hampton LLP on 4/6/2012 On April 5, 2012, President Obama signed the Jumpstart Our Business Startups (JOBS) Act, enacting it into law. The JOBS Act is intended to make it easier for smaller and earlier stage companies to raise capital and also to...more
President Signs the JOBS Act by Ropes & Gray LLP on 4/6/2012 Legislation Eases Regulations Governing Private and Initial Public Offerings Today, the President signed into law the Jumpstart Our Business Startups Act, H.R. 3606, as amended (the “JOBS Act Emerging Growth Companies...more
Jumpstart Our Business Startups (JOBS) Act by Venable LLP on 4/6/2012 Congress Passes JOBS Act to Expand Access to Capital Markets In order to spur job creation and economic growth, Congress recently passed legislation that fundamentally reforms the requirements for accessing capital...more
President Obama Signs the Jumpstart Our Business Startups (JOBS) Act: An Attempt to Ease Access to Capital and Reduce Regulatory... by Lewis and Roca LLP on 4/5/2012 Earlier today (April 5, 2012), President Obama signed the Jumpstart Our Business Startups Act (the “JOBS Act” or the “Act”). The signed Act is largely unchanged from its original House version, which passed overwhelmingly...more