Securities Law

Read Finance & Banking Law updates, alerts, news, and legal analysis from leading lawyers and law firms:

News & Analysis as of May 20, 2013

Corporate and Financial Weekly Digest - March 30, 2012

by Katten Muchin Rosenman LLP on 4/2/2012

In this issue; - CFTC Approves Final Rule on Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management - Third Circuit Court of Appeals Limits Electronic Discovery Costs...more

Responding to Comprehensive Financial Fraud Enforcement Efforts

by K&L Gates LLP on 2/8/2012

When the President of the United States highlights an enforcement initiative in the State of the Union Address, as he did on January 24, 2012, it likely is a strong indication of things to come. And action was swift....more

The Legal Counselor - May 31, 2011

by Michael Diaz Jr. - Diaz Reus International... on 6/1/2011

In this issue: Bloodshed in Libya Prompts U.S. Sanctions; Chinese Based Reverse Mergers Attract Scrutiny; New Developments in Electronic Discovery; Qatar: Safe Haven for Investors During Mideast Turmoil; Understanding...more

Kerviel and the Société Générale trading case: some thoughts about governance, risk, compliance … and the banking world

by Gregory P. Bufithis, Esq. on 10/6/2010

6 October 2010 –Former Société Générale trader Jérome Kerviel was found guilty of breach of trust, computer abuse and forgery by a Paris court on Tuesday for his role in a trading scandal that cost the bank close to €5bn...more

The Société Générale/Jérôme Kerviel trial: issues of e-discovery and forensics plus governance, risk and compliance [UPDATED]

by Gregory P. Bufithis, Esq. on 6/22/2010

Reported by: Darius Champion, special correspondent to Project Counsel and Gregory P. Bufithis, founder and chairman of Project Counsel 23 June 2010 — We have had the good fortune these last two weeks to be following the...more

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