Finance & Banking Health Securities

Read Finance & Banking Law updates, alerts, news, and legal analysis from leading lawyers and law firms:
News & Analysis as of

SEC's MCDC Initiative - The Clock is Ticking

Not-for-profit health care providers that have borrowed on a tax-exempt basis within the last five years should be aware of the Securities and Exchange Commission’s (SEC) Municipalities Continuing Disclosure Cooperation...more

Compliance in the C-Suite

The ongoing debate whether certain executives are “too big to jail” misses the most important trend in corporate governance – namely, that criminal conduct is rising in the C-Suite. Viewed from a broad perspective, since...more

New York State budget negotiations contemplate private equity investment into hospitals…again

Should private equity play a bigger role in New York State healthcare facilities? This is the question facing New York State legislators for the second year in a row....more

Digital Health Investments Heat Up In 2014

Fundraising for digital health continued on its record pace in February with more than $320 million in venture, debt and private equity investment going into the burgeoning sector....more

Insurance Topics We Will Be Watching in 2014

With the first month of the year behind us, this report outlines major insurance topics that we will be watching throughout 2014. Forces, trends and events that we believe will affect regulation, transactions and...more

Emerging Growth and Venture Capital News - Fall 2013

NEW SEC GENERAL SOLICITATION AND “BAD ACTOR” RULES RE PRIVATE STOCK SALES NOW IN EFFECT - New Securities and Exchange Commission rules concerning private stock sales are now in effect. Under these rules, for...more

Legislative Update Report No. 2013-17 -- Sept 13, 2013

In This Article: Federal Government; Alberta; British Columbia; Manitoba; New Brunswick; Newfoundland; Northwest Territories; Nova Scotia; Nunavut; Ontario; Prince Edward Island; Québec/Quebec; Saskatchewan; and...more

Life Sciences Financing Survey - First Half, 2013

In This Issue: - Summary - Analysis of Industry Data - Detailed Fenwick & West Results: Valuation - Detailed Fenwick & West Results: Financing Terms ...more

Innovative Exit Strategies for Life Sciences Companies – Interview with Bill Whelan, Member, Mintz Levin [Video]

Attorney Bill Whelan, Co-chair of Mintz Levin's Life Sciences Practice, discusses exit strategies in the life sciences....more

Legislative Update Report No. 2013-09 -- May 10, 2013

In This Article: Federal Government; Alberta; British Columbia; Manitoba; New Brunswick; Newfoundland; Northwest Territories; Nova Scotia; Nunavut; Ontario; Prince Edward Island; Québec/Quebec; Saskatchewan; and...more

Corporate and Financial Weekly Digest - December 21, 2012

In this issue: - Nallengara to Replace Cross as Corp. Fin. Chief - FINRA Rule Relating to Private Placements of Securities Effective December 3 - Additional Guidance on FINRA’s Suitability Rule - No-Action...more

Pharmaceutical Anti-Corruption Compliance Conference In Philadelphia December 11-12

The pharmaceutical; medical device and medical supply industry have all been hit hard by Foreign Corrupt Practices Act (FCPA) enforcement actions. Just this summer, enforcement actions were announced against Pfizer which...more

NFMA Issues Proposed Guidelines for Hospital Debt Disclosure - Comments Due by December 20, 2012

The National Federation of Municipal Analysts (NFMA), an organization of over 1,200 members, including research analysts at mutual funds, insurance companies, broker-dealers, commercial banks, rating agencies and other firms,...more

China Briefing - March 2012 (April 13, 2012)

Pharmaceuticals, Medical Devices, Health Care & Life Sciences News •American Medical Device Maker Accused of Bribery to Doctors in China and other Countries (Xinhua Net 2012-03-27) – March 27, 2012 On March...more

Legal Update - March 2012

In This Issue: - SEC Issues Final Rules to Implement Changes in Accredited Investor Definition - Florida Legislature Enacts Last-Minute Extension of the Distressed Condominium Relief Act - Agencies Issue Final Rule...more

Revision of Earnings Due to Overbilling Supports Fraud Claims

Allegations that a medical device manufacturer knowingly overbilled insurance companies and reported these unrecoverable accounts as income were sufficient to support security fraud claims. According to plaintiffs, Zynex...more

White Collar Litigation Update

The DOJ’s and SEC’s Recent Focus on Insider Trading: The U.S Department of Justice (DOJ) and Securities and Exchange Commission (SEC) tend to fixate on different categories of fraud at different times. During the early...more

IRS Issues Guidance on the Deduction Limitation of Code Section 162(m)(6)

On December 23, 2010, the Internal Revenue Service issued Notice 2011-2, providing long-awaited guidance on the application of Internal Revenue Code (Code) section 162(m)(6) as added by the Patient Protection and Affordable...more

Corporate and Financial Weekly Digest - May 21, 2010

In This Issue: *SEC/CORPORATE ..SEC Publishes Report from Forum on Small Business Capital Formation *FINANCIAL MARKETS ..CFTC-SEC Committee on Emerging Regulatory Issues to Meet *LITIGATION ..Court Affirms...more

Corporate and Financial Weekly Digest - April 23, 2010

In this issue: SEC/CORPORATE *NASDAQ Amends Global Select Market Initial Listing Requirements BROKER DEALER *FINRA Issues Guidance Regarding Private Placement Obligations FINANCIAL MARKETS *Senate Committee Approves...more

Corporate and Financial Weekly Digest - April 9, 2010

In this issue: *SEC/CORPORATE *BROKER DEALER ..FINRA Issues Guidance on Master Accounts and Sub-Accounts *PRIVATE INVESTMENT FUNDS ..Treasury Secretary Recommends That European Commission Maintain Level Regulatory...more

SEC Expands Continuing Disclosure Requirements: Includes Tax Exempt Bonds of Healthcare Issuers

On July 15, 2009, the Securities and Exchange Commission (“SEC”) voted to propose a set of rule revisions to expand the types of debt and events that are subject to continuing disclosure. The SEC’s goal is to address the...more

22 Results
|
View per page
Page: of 1

Follow Finance & Banking Updates on: