Securities Law

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News & Analysis as of May 20, 2013

Release of new book on the 'Best Practices Under the FCPA and Bribery Act" [Video]

by Thomas Fox on 5/2/2013

This past week, my second book, “Best Practices Under the FCPA and Bribery Act” was released. Over the past few years I have tried to provide the compliance practitioner with solid information that can be used to implement,...more

Market Trends & Legal Developments for Dealmakers - Quarter 3: 2012 (Presentation)

by Sheppard Mullin Richter & Hampton LLP on 11/8/2012

In This Issue: -Market Trends ..Venture Capital ..Private Equity ..Initial Public Offerings ..Mergers & Acquisitions -Legal Updates ..Jobs Act & Capital Markets ..Mergers & Acquisitions ..General...more

Tyco International – The Importance of the Books and Records under the FCPA

by Thomas Fox on 9/26/2012

On Monday, the Securities and Exchange Commission (SEC) and Department of Justice (DOJ) announced settlement with Tyco International (Tyco) for books and records violation of the Foreign Corrupt Practices Act (FCPA). Tyco...more

Lessons For Investors From the Facebook IPO

by Daniel Brecher on 5/28/2012

Lessons For Investors From the Facebook IPO by Dan Brecher on May 28, 2012 Facebook highlights one of the most significant risks of pre-IPO investing—the value of the stock can go down as well as up. While Facebook’s...more

Olympus Trifecta

by Thomas Fox on 11/10/2011

Richard Cassin author of the FCPA Blog, among others, consistently writes about corruption as ripping apart the fabric of many countries. This makes anti-corruption and anti-bribery legislation not only appropriate but...more

UBS's $2.3bn Lesson for a Compliance Oversight Review Committee

by Thomas Fox on 9/21/2011

The management of risk is as important in the Foreign Corrupt Practices Act (FCPA) arena. (Well maybe not $2.3bn in alleged losses but still it is important.) Number Two in McNulty’s maxims is “What did you do to...more

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Mergers & Acquisitions › Communications & Media Law › Securities Law

Release of new book on the 'Best Practices Under the FCPA and Bribery Act" [Video]

Market Trends & Legal Developments for Dealmakers - Quarter 3: 2012 (Presentation)

Tyco International – The Importance of the Books and Records under the FCPA

Lessons For Investors From the Facebook IPO

Olympus Trifecta

UBS's $2.3bn Lesson for a Compliance Oversight Review Committee

Release of new book on the 'Best Practices Under the FCPA and Bribery Act" [Video]

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