Finance & Banking

Read Professional Malpractice updates, alerts, news, and legal analysis from leading lawyers and law firms:

News & Analysis as of May 21, 2013

Ovitz/Eisner Disney corporation case study

by Georges Comnenus on 9/9/2012

Short case study of Disney's Corporation in re derivative litigation before the Supreme Court of the State of Delaware....more

VARIOUS LIABILITIES, RELIEFS, DEFENCES AND PROTECTIONS TO THE DIRECTORS OF COMPANIES UNDER INDIAN LAWS

by Devesh Pandey on 6/13/2011

A company is legally separate and distinct from its members. It is ultimately an artificial creation and it acts through its servants or agents. The decisions of a majority of its members in general meetings are regarded as...more

Defendant Stockbroker’s Summary Judgment Motion Granted Against Unfair Competition Claim Focusing on Securities Transactions

by Sedgwick LLP on 3/4/2011

An unfair competition claim brought against a stockbroker under California Business & Professions Code section 17200 must be dismissed on summary judgment because it is based on securities transactions. This was the February...more

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Professional Malpractice › Securities Law › Finance & Banking

Ovitz/Eisner Disney corporation case study

VARIOUS LIABILITIES, RELIEFS, DEFENCES AND PROTECTIONS TO THE DIRECTORS OF COMPANIES UNDER INDIAN LAWS

Defendant Stockbroker’s Summary Judgment Motion Granted Against Unfair Competition Claim Focusing on Securities Transactions

Online Broker Not Liable for Preventing Investor from Losing Money

Selecting the Right Independent Accounting Expert

Caveat Consiliator: Let The Adviser Beware -- Imposing Fiduciary Duties on Fee-Based Financial Professionals

Caveat Consiliator

NASD Data Now a Click Away on the World Wide Web

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