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Read need-to-know updates, commentary, and analysis on Securities issues written by leading professionals.

Business Litigation Report - February 2017

French Anti-Corruption Law Reform - Despite signing the OECD anti-corruption Convention in 1997, France has long been perceived as lacking necessary tools for domestic and international anti-corruption enforcement,...more

SEC – GM Settle Internal Controls Action

by Dorsey & Whitney LLP on

Effective internal controls are critical to any organization. The Commission has focused on these controls, brining enforcement actions in recent months tied to internal control issues. Its latest case in this area names...more

Second Circuit Stresses Control, Not Attribution, In Applying Janus’s “Ultimate Authority” Test, And Also Allows Expert Testimony...

by Shearman & Sterling LLP on

In Janus Capital, the Supreme Court established the “ultimate authority” test to determine who may be liable under Section 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”) as a “maker” of a materially misleading...more

An Overview of the 2014 Class Action Survey

by Carlton Fields on

To read the full 2014 Class Action Survey report, please visit ClassActionSurvey.com. Fifty-two percent of major companies are currently engaged in class action litigation. This percentage has remained fairly consistent...more

Automotive Quarterly - 3rd Quarter 2012

by Dickinson Wright on

In This Issue: - VOLVO AGREES TO $1.5 MILLION LATE DEFECT REPORTING PENALTY. LARGER PENALTIES ON THE HORIZON. by Richard A. Wilhelm: NHTSA’s safety defect reporting regulations require manufacturers of motor...more

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