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Read need-to-know updates, commentary, and analysis on Securities issues written by leading professionals.

Unfair and Unbalanced-Episode 14 [Video]

by Thomas Fox on

In this episode SCCE CEO Roy Snell and I continue are exploration of issues of import to the compliance profession. We consider the penalty assessed by the NCAA on Notre Dame for it use of two ineligible football players and...more

SEC Proposes Rule Amendments to Require Issuers to Include Hyperlinks to Exhibits in Filings

by Cozen O'Connor on

On August 31, 2016, the Securities and Exchange Commission (SEC) proposed amendments to its forms and rules that would require issuers that file registration statements and periodic and current reports, which include exhibits...more

5 Takeaways From Former SAP Exec's FCPA Case

by Morrison & Foerster LLP on

On Aug. 12, 2015, Vincente Garcia (former head of Latin American sales for SAP International Inc.) pled guilty in federal court in San Francisco to violations of the Foreign Corrupt Practices Act. In addition to pleading...more

Ifrah Law’s Blog Wrap-up, February 19 – March 8

by Ifrah PLLC on

This is the third of a regular series of posts that summarize and wrap up our latest thoughts that have appeared recently on Ifrah Law’s blogs. 1. Will the Internet Taint a Loughner Verdict? Is it impossible for accused...more

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