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June Whistleblower Digest | Does Your Ethics Training Adequately Cover Anti-Retaliation?

Pop quiz: what are the three criteria the SEC stated they would hold a chief compliance officer accountable for? Well, I admit that was a trick question, because even if you got them right, the SEC is ruffling feathers by...more

Looking Forward: Canadian Class Actions in 2015

Looking Forward - Developments in the courts continue to make class actions an attractive option for plaintiffs. The sphere of risk for companies operating in Canada is expanding. It is thus no surprise that activity...more

Take Heart, Companies Can Win Whistleblower Cases: Two Key Victories Last Week in SOX and Dodd-Frank Cases

Two victories for employers last week in Dodd-Frank and SOX whistleblower cases may provide a basis for at least a sliver of optimism among employers and whistleblower defense lawyers hammered by a recent series of...more

Weekly eDiscovery Top Story Digest - July 24, 2013

Compiled by @ComplexD from online public domain resources, provided for your review/use is this week’s update of key industry news, views, and events highlighting key electronic discovery related stories, developments, and...more

Corporate and Financial Weekly Digest - May 24, 2013

In this issue: - SEC Division of Corporation Finance Issues 13 New and Revised C&DIs - CFTC Issues Final Trade Execution Rules - CFTC Issues Interpretive Guidance on Disruptive Trade Practices - New York...more

Corporate and Financial Weekly Digest - July 20, 2012

In this issue: - SEC Issues Cautionary Staff Report On IFRS - FSOC Designates Eight Systemically Significant Financial Market Utilities - CFTC Approves NFA Segregated Funds Reporting Requirements - NFA...more

China 20/20: Legal & Regulatory Developments - May 2012

In This Issue: - MOFCOM Improves the Filing Administration of Foreign Invested Venture Capital Enterprises - Supplementary Provisions to the Measures Governing Foreign Invested Commercial Enterprises -...more

Corporate and Financial Weekly Digest - February 3, 2012

In this issue; - NYSE Restricts Broker Discretionary Voting - Delaware Chancery Court Provides Clarity on Default Fiduciary Duties Owed by a Manager of a Limited Liability Company - Joint Report to...more

Employment Law Commentary - Volume 24, No. 13 - January 2011

In 2010, Congress enacted landmark federal legislation aimed at reforming the health care and financial sectors. Both the Patient Protection and Affordable Care Act of 20102 and the Dodd-Frank Wall Street Reform and Consumer...more

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