Securities Maritime Finance & Banking

Read need-to-know updates, commentary, and analysis on Securities issues written by leading professionals.
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Gambling and the Bank Secrecy Act

The Bank Secrecy Act (“BSA”) is a complex set of federal laws and regulations that require “financial institutions” to keep records, make reports, and conduct due diligence as a means of helping the federal government detect...more

FCPA Compliance and Ethics Report-Episode 102-interview with Bruce Carton [Video]

In this interview I visit with Bruce Carton, founder and editor of Securities Docket. We discuss the recently concluded 2014 Securities Enforcement Forum; its panels, discussions and vibe. ...more

FCPA Compliance and Ethics Report-Episode 62-Self Disclosure Issues Under the FCPA, a conversation with Bill Athanas and David... [Video]

In this episode I visit with Bill Athanas and David Simon on what issues a company should consider when evaluating whether it should self-disclose to the DOJ/SEC about potential FCPA violations...more

OTC Derivative Litigation Update

Section 2(a)(iii) of the ISDA Master Agreement, Similar Clauses and Insolvency There have been so many articles written and opinions expressed on the spate of cases on the effect of how netting provisions in...more

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