2013 Mutual Funds and Investment Management Conference

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In this presentation:

- General Counsel’s Address

- Keynote Address

- General Session — It’s a Small World After All: How Non-U.S. Regulators Affect Your Business

- General Session — Closer to Home: U.S. Regulatory Developments Affecting Funds

- Workshop 1-A — Beyond the Usual Suspects: New Issues in Fund Litigation

- Workshop 1-B — Current Tax Developments

- Workshop 1-C — Money Market Funds: The Regulatory Hot Potato

- Workshop 1-D — You Mean I’m a What?! CPO Registration for Fund Advisers Under CFTC Rule 4.5

- Workshop 2-A — Board Issues Roundtable: Independent Counsel Perspectives

- Workshop 2-B — Reading ERISA Tea Leaves for Fund Lawyers

- Workshop 2-C — Rules of the Road: Side-by-Side Management of UCITS and ’40 Act Funds

- Workshop 2-D — It Could Happen to You, Too: Lessons for Fund Complexes from Superstorm Sandy

- General Session— Developing Products for the New Financial Era: Opportunities and Challenges

- Workshop 3-A — I’m Not a Lawyer but I Play One on TV: The Increasing Role of Economists in Regulatory Policy

- Workshop 3-B — The Omnibus Environment: Operational and Oversight Considerations

- Workshop 3-C — Variable Insurance Products: Innovation and Challenges in an Evolving Environment

- Workshop 4-A — Accounting and Auditing Update

- Workshop 4-B — Swaps Regulation: The New Reality for Funds

- Workshop 4-C — Compliance Never Sleeps: Global Compliance Challenges Facing Funds

- General Session — OCIE and Enforcement: Current Priorities and What They Mean for the Fund Industry

- General Session — Ethics and Finance: Some Perspectives from Law, History, and Science

- Exhibit A — List of Valuation Controls from Workshop 4-A

Please see full presentation below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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