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Adviser Compliance for 2013, Part I: Key Filing Deadlines

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2012 was a very busy year regulation-wise. And early January is the ideal time for GCs, COOs, and key operations and finance personnel to plan the year ahead.


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Published In: Labor & Employment Law Updates, Law Firm Marketing Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Bettina Eckerle, B.E. Compliance, LLC | Attorney Advertising

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