For Lawyers | Log In | Join | Upload
WORKING... advanced

Adviser Facing Legal Trouble Over Radio Show

more+
less-

Advisers ready for the limelight, beware! The SEC recently announced charges against a nationally syndicated radio personality/investment adviser for spreading misleading information about a recommended investment strategy.


LOADING PDF: If there are any problems, click here to download the file.

Published In: Business Organization Updates, Business Torts Updates, Law Firm Marketing Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Bettina Eckerle, B.E. Compliance, LLC | Attorney Advertising

×

Expand Your Reach

JD Supra gets your content noticed, increases your visibility and makes your marketing efforts hassle free...

Learn More  or  Schedule a demo