Alphabet Soup?

Broker-Dealer Compliance + Regulation
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Several years have now passed since the financial crisis and the onslaught of regulations intended to prevent a future crisis. Regulatory reform has assuredly resulted in significant changes to our financial services sector. Regulatory reform also brought with it an alphabet soup of acronyms and terms with which we all have had to become familiar.

We recently published the newest edition of our Financial Services Glossary, which is intended to serve as a helpful reference source that identifies and explains frequently used terms and acronyms.

Read our Financial Services Glossary.

To request copies for you and your colleagues, please e-mail tstarer@mofo.com.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Attorney Advertising.

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