Ochre, LLC v. Rockwell

Appellant's Brief


From the Preliminary Statement:

In Chosun Int'l, Inc. v. Chrisha Creations, Ltd., 413 F.3d 324, 328 (2d Cir. 2005), this Court held that “one may not copyright the general shape of a lamp.” This appeal raises the question of whether the “general shape of a lamp” prohibition has evolved into a per se rule that a lighting fixture, regardless of how it is configured and without regard for its aesthetic properties or value, can never be afforded copyright protection. Plaintiff-appellant Ochre, LLC (“Ochre”) submits that the law has not, and should not, evolve to that point.

A number of recent cases decided by this Court suggest that the rule of Brandir Int'l, Inc. v. Cascade Pac. Lumber Co., 834 F.2d 1142, 1147 (2d Cir. 1987), in which the Court ruled that “a copyrighted work of art does not lose its protected status merely because it subsequently is put to a functional use,” has been eviscerated to the point of having been overruled sub silentio. This case presents an ideal opportunity for this Court to demonstrate that under the right circumstances, a creator of lighting designs can meet the elevated standards of the Copyright Act for protection of useful articles under the minimal standards for stating a cause of action of infringement under Fed. R. Civ. P. 12(b)(6).

There are two reasons this is that case. One is that the “useful article” involved, and for which copyright protection was denied by the district court – plaintiff-appellant Ochre, LLC’s celebrated “Arctic Pear” lighting design – is highly unusual for its widely-acclaimed aesthetic qualities, entirely separate and apart from its ability to provide illumination. The second reason is that the facts describing the respects in which the Arctic Pear fixtures embody protectable, aesthetic components that are clearly separable from the object’s utilitarian ones have been pleaded explicitly, precisely and plausibly, in plaintiff’s Second Amended Complaint (“Complaint”).

The district court nonetheless dismissed the Complaint because it applied an incorrect legal standard, requiring not only that a lighting fixture’s separable aesthetic features be pled explicitly but holding that such allegations are of no legal significance if those features have any role, even a non-exclusive or incidental one, connected or “related to” illumination under any circumstances. This is contrary to the rule of Brandir. Additionally, the district court erred by overlooking allegations in the complaint that, if properly considered, would have met the legal standard it enunciated anyway.

The second ground of dismissal by the district court, at least with respect to all but one defendant in this infringement case, was improper “lumping” of claims against the respective defendants. The district court erred in applying this doctrine, normally reserved for causes of action sounding in fraud or complex transactions in which the respective parties cannot tell from the pleadings what they are being accused of. Here the relationships were straightforward and well defined. The facts concern a narrowly defined scope of time and a series of transactions with which all the defendants are familiar. Moreover, under the pleadings standards for both direct and secondary copyright infringement (both vicarious and contributory), the court’s lumping determination was inappropriate considering the general rule of joint and several liability for copyright infringement and the minimal requirements of Fed. R. Civ. P. 12(b)(6).

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Reference Info:Appellate Brief | Federal, 2nd Circuit, New York | United States

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Ronald Coleman, Goetz Fitzpatrick LLP | Attorney Advertising

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