Welcome to the tenth edition of Baker & McKenzie's Asia Pacific Financial Services and Regulatory Newsletter. This edition highlights some of the key regulatory developments in Australia, Hong Kong, Singapore, Thailand and Vietnam.
This newsletter aims to give you a snapshot of the updates and changes in local laws and practices throughout the Asia Pacific, which will be contributed from time to time by our offices across the region.
In This Issue:
..ASIC Seeks Feedback on Proposed Rules for Derivatives Trade Reporting
- Hong Kong
..Hong Kong Court Rejects Another Mis-selling Claim
..Court of Final Appeal Confirms Section 213's Free-Standing Remedies to Combat Market Misconduct
..SFC Proposal to Enhance Professional Investor Regime and Client Agreement Requirements
..New Regulatory Framework for Capital Markets Services License Holders
..Amendments to the Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005 and Regulatory Treatment of Closed-end Funds
..Thai Non-Institutional Investors Now Enioy More Offshore Investment Opportunities
..Draft Decree on Foreign Investors Buying Shares in Local Credit Institutions, Open to Feedback
..Cross-border Conduct: Marketing & Distribution Rules for Financial Institutions
Please see full publication below for more information.
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