Behind the SEC Curtain - Practical Tips for Interacting with the SEC Staff

Bass, Berry & Sims PLC
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I recently presented to the Corporate & Securities Law Committee of the Association of Corporate Counsel (ACC) on the topic entitled “Behind the SEC Curtain: Practical Tips for Interacting with the SEC Staff.”

The presentation offered practical tips from me, a former SEC staffer, on the following topics:

• How to interact with the SEC staff

• The screening and review process for registration statements

• Periodic reports and proxies

• Recent areas of focus

• Current developments at the Commission and staff

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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