Churning continues to cause big problems for investors. In the most recent case, three former brokers at an Atlanta-based brokerage firm were charged by the Securities and Exchange Commission for “churning” the accounts of customers with conservative investment objectives. The investors suffered significant losses while the brokers received generous fees.
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Wills, Trusts, & Estate Planning Updates
DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.
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