"Can I use finders?"


"Can I use finders to raise the money?”

Anyone faced with the challenge of funding a project from non-bank sources will ask this question sooner or later.

The law governing finders depends on whether you are engaging in a securities or non-securities transaction and, if it is a securities transaction, what type. You cannot know what rules obtain with respect to finders until you know the type of investor offering you are proposing.

LOADING PDF: If there are any problems, click here to download the file.

Published In: Business Organization Updates, Finance & Banking Updates, Commercial Real Estate Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Law Offices of Douglas Slain | Attorney Advertising

Don't miss a thing! Build a custom news brief:

Read fresh new writing on compliance, cybersecurity, Dodd-Frank, whistleblowers, social media, hiring & firing, patent reform, the NLRB, Obamacare, the SEC…

…or whatever matters the most to you. Follow authors, firms, and topics on JD Supra.

Create your news brief now - it's free and easy »


Private Placement Advisors represent entrepreneurs and small businesses in structuring private... View Profile »

Follow Law Offices of Douglas Slain:

Reporters on Deadline