Canadian Securities Administrators Securities Enforcement Trends and What’s Ahead for 2016

Blake, Cassels & Graydon LLP
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Securities enforcement activities in Canada are overseen by several agencies, including the Canadian Securities Administrators, the Investment Industry Regulatory Organization of Canada, the Ontario Securities Commission, the Autorité des marchés financiers and the Alberta Securities Commission.

The infographic below is based on data published by the Canadian Securities Administrators and covers the time period up to the end of 2015. It summarizes recent securities enforcement activities and highlights upcoming changes for 2016.

Please see full publication below for more information.

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