On October 13, 2011, the Consumer Financial Protection Bureau (CFPB) issued its Supervision and Examination Manual - Version 1.0 (Manual). This is the first edition of a guide devoted to how the CFPB will supervise and examine consumer financial service providers under its jurisdiction for compliance with Federal consumer financial law.
The Manual is divided into three parts:
Part 1: Describes the supervision and examination process.
Part 2: Contains examination procedures, including both the general instructions and the procedures for determining compliance with specific regulations.
Part 3: Provides templates for documenting information related to supervised entities and the examination process, including examination reports.
Unfortunately, at this time Part 1 and Part 2 are only available as website pages. Part 3 is available in PDF.
However, we have created a Directory and Compendium.
ARTICLE PROVIDES: OUTLINE, LINKS TO RESOURCES, COMPENDIUM, AND DIRECTORY.
Firefox recommends the PDF Plugin for Mac OS X for viewing PDF documents in your browser.
We can also show you Legal Updates using the Google Viewer; however, you will need to be logged into Google Docs to view them.
Please choose one of the above to proceed!
LOADING PDF: If there are any problems, click here to download the file.