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CFTC Adopts Final Rules Incorporating Swaps into Existing Regulations

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Explore:  CFTC Futures Swaps

[authors: Kenneth M. Rosenzweig, Ross Pazzol,Christian B. Hennion]

The CFTC adopted amendments to its rules that expand and incorporate the existing futures regulatory framework to apply to swap transactions. Among other things, definitions (e.g., “customer funds”) and recordkeeping requirements that previously applied to futures transactions have been amended to apply to both futures and swaps, as applicable.

More information, including a link to the final rule text, is available here.

 


Topics:  CFTC, Futures, Swaps

Published In: Administrative Law Updates, Finance & Banking Updates, Securities Law Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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