CFTC and SEC to Hold Joint Public Roundtable Discussion Regarding Implementation of Rules under Dodd-Frank

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The Commodity Futures Trading Commission and the Securities and Exchange Commission will jointly conduct a public roundtable discussion to address the schedule for implementing final rules for swaps and security-based swaps under the Dodd-Frank Wall Street Reform and Consumer Protection Act, including whether to phase in the implementation of the new requirements. The roundtable will take place on May 2 and 3 at the CFTC headquarters in Washington, D.C. Further information about the public roundtable, including how to submit advance comments to the CFTC and SEC, is available here.

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Published In: Administrative Agency Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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