CFTC Compliance Dates Timeline As of December 5, 2012

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Over the past two and a half years, the Commodity Futures Trading Commission (CFTC) has adopted many rules to implement Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which establishes a comprehensive regulatory regime for swaps. This chart identifies certain CFTC swap rule clusters that currently require compliance, future compliance dates for other swap rules and swap rules that remain unfinished. This chart is current as of December 5, 2012, and will be updated periodically to reflect CFTC rulemaking activity.

Please see full chart below for more information.

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Topics:  CFTC, Compliance, Dodd-Frank, Swaps

Published In: Administrative Agency Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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