CFTC Extends Comment Period for Proposed Ownership and Control Report; Roundtable Scheduled for September 16

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The Commodity Futures Trading Commission has extended the period for public comment on its recent proposal to adopt a new account “Ownership and Control Report” (OCR), pursuant to which the CFTC would collect detailed account information from reporting entities on a weekly basis (including identifying and contact information with respect to both beneficial owners and account controllers, whether the account is traded pursuant to an automated system, the executing and clearing brokers, and an indication of whether the account is a firm omnibus account).

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Published In: Administrative Agency Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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