CFTC No-Action Relief for CPO Registration of Business Development Companies

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On December 4, the CFTC issued a no-action letter stating that the Division of Swap Dealer and Intermediary Oversight will not take enforcement action against operators of business development companies for failure to register as commodity pool operators. CFTC Release. CFTC No-Action Letter.

Topics:  CFTC, Commodity Pool, No-Action Letters

Published In: Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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