FINRA recently announced that it has fined Citi International Financial Services LLC, a subsidiary of Citigroup, Inc., $600,000 for charging excessive markups and markdowns on corporate and agency bond transactions. FINRA also ordered more than $648,000 in restitution and interest to more than 3,600 customers.
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Wills, Trusts, & Estate Planning Updates
DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.
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