Corporate and Financial Weekly Digest - May 28, 2010


In This Issue:


..SEC Proposes Amendments to NASDAQ Listing Rules

..SEC’s Chief Accountant Testifies on Developments in Accounting and Auditing Standards


..DTCC to Provide FINRA Access to Participant Position Reports

..FINRA Proposes Registration and Qualification Requirements for Certain Operations Personnel


..Motion to Dismiss Lehman-Related Securities Class Action Denied

..Court Imposes Rule 11 Sanctions Pursuant to the PSLRA


..Supreme Court Issues Important Ruling for Joint Venturers and IP Licensing Groups


..Department of Labor Drafts Unemployment Compensation Integrity Act of 2010


..FSA Imposes Ban and Highest-Ever Fine on Individual

..FSA Bans Former Broker Employee for Fraud

..Offshore Funds Practice Manual Issued

Please see full newsletter below for more information.

LOADING PDF: If there are any problems, click here to download the file.

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Katten Muchin Rosenman LLP | Attorney Advertising

Written by:


Katten Muchin Rosenman LLP on:

Readers' Choice 2017
Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:

Sign up to create your digest using LinkedIn*

*By using the service, you signify your acceptance of JD Supra's Privacy Policy.

Already signed up? Log in here

*With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name. Or, sign up using your email address.