Corporate and Financial Weekly Digest - June 18, 2010

more+
less-

In This Issue:

*SEC/CORPORATE

..Senate Bill Proposes SEC Whistleblower Law

*BROKER DEALER

..SEC Approves Amendments Regarding Reporting Transactions to the OTC Reporting Facility

..SEC Approves Amendments Permitting FINRA Trading-Pause Pilot Program

*CFTC

..CFTC, SEC to Hold Joint Advisory Committee Meeting to Discuss Emerging Regulatory Issues

..Chicago Mercantile Exchange Implementing Cleared OTC Derivatives Segregation Requirement

..CFTC Denies Options Clearing Corporation Rule Amendment

..CFTC Requests Comment on Exemptive Relief Request for Foreign Stock Index Futures

..CFTC Grants Exemption and Approves Rule Changes for Gold and Silver ETF Contracts

*LITIGATION

..SEC Can Seek Bonuses of “Innocent” CEOs

..Terms of Expired Agreement Not Extended by Negotiations

*BANKING

..Banking Agencies Propose to Expand Scope of Community Reinvestment Act Regulations

*EXECUTIVE COMPENSATION AND ERISA

*UK DEVELOPMENTS

..UK Government Announces Transfer of FSA Powers to Bank of England and New Regulators

*EU DEVELOPMENTS

..EU Consults on Derivatives and Market Infrastructures

..EU Consults on Short Selling

Please see full newsletter below for more information.

LOADING PDF: If there are any problems, click here to download the file.

Written by:

Published In:

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Katten Muchin Rosenman LLP | Attorney Advertising

Don't miss a thing! Build a custom news brief:

Read fresh new writing on compliance, cybersecurity, Dodd-Frank, whistleblowers, social media, hiring & firing, patent reform, the NLRB, Obamacare, the SEC…

…or whatever matters the most to you. Follow authors, firms, and topics on JD Supra.

Create your news brief now - it's free and easy »

CONNECT

Katten is a firm of first choice for clients seeking sophisticated, high-value legal services in the... View Profile »


Follow Katten Muchin Rosenman LLP:

Reporters on Deadline

All the intelligence you need, in one easy email:

Great! Your first step to building an email digest of JD Supra authors and topics. Log in with LinkedIn so we can start sending your digest...

Sign up for your custom alerts now, using LinkedIn ›

* With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name.
×
Loading...
×