Corporate and Financial Weekly Digest - May 10, 2013

Katten Muchin Rosenman LLP
Contact

In this issue:

- SEC Roundtable Discusses Current Securities Law Topics at 33rd Annual Ray Garrett Jr. Corporate and Securities Law Institute

- SEC Reopening Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps

- FINRA Provides Guidance on Communications with the Public Concerning Unlisted Real Estate Investment Programs

- Whistleblower’s Claims Against Former Employer Survive Summary Judgment

- Delaware Chancery Court Finds Settlement Agreement Enforceable Despite Lacking Signature

- Consumer Financial Protection Bureau Releases Final Rule on International Remittance Transfers

- UK Extends AIFMD Transitional to Non-EEA Fund Managers

- Excerpt from: UK Extends AIFMD Transitional to Non-EEA Fund Managers

On April 29, HM Treasury issued a Question and Answer publication which stated its intention to extend the transition period of the Alternative Investment Fund Managers Directive (AIFMD) to existing third-country Alternative Investment Fund Managers (AIFMs) and existing non-UK European Economic Area (EEA) AIFMs.

Please see full publication below for more information.

LOADING PDF: If there are any problems, click here to download the file.

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Katten Muchin Rosenman LLP | Attorney Advertising

Written by:

Katten Muchin Rosenman LLP
Contact
more
less

Katten Muchin Rosenman LLP on:

Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
Custom Email Digest
- hide
- hide