In this issue:
- CFTC Issues No-Action Letters
- SEC Division of Investment Management Lifts Actively-Managed ETF Derivatives Use Moratorium and Announces Two Rulemaking Initiatives
- Antitrust “Tying” Claims Dismissed Against Homebuilders
- Delaware Chancery Court Strengthens First-Filed Action Rule
- CFPB Proposes Consumer Disclosure Experiments
- FSA Expresses Concerns About Outsourcing by Asset Managers
An excerpt from "CFTC Issues No-Action Letters"
The Commodity Futures Trading Commission (CFTC) released a series of staff letters relating to various issues arising under rules implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act, including chief compliance officer (CCO) reports, statutory disqualification prohibitions, commodity pool operator (CPO) registration, certain commodity swaps and certain requirements for non-US persons.
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