Corporate and Financial Weekly Digest - April 9, 2010

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In this issue:

*SEC/CORPORATE

*BROKER DEALER

..FINRA Issues Guidance on Master Accounts and Sub-Accounts

*PRIVATE INVESTMENT FUNDS

..Treasury Secretary Recommends That European Commission Maintain Level Regulatory Playing Field

*INVESTMENT COMPANIES AND INVESTMENT ADVISERS

*LITIGATION

..Last-Misrepresentation Theory Did Not Render Claims Against All Defendants Timely

..Misrepresentations Allegedly Made After Sale Held Insufficient to Sustain Securities Fraud Claim

*BANKING

..FDIC Sells Equity Interest in Loans

*STRUCTURED FINANCE AND SECURITIZATION

..SEC Proposes Revisions to Structured Finance Offering Rules

*EXECUTIVE COMPENSATION AND ERISA

..Health Care Reform Legislation Provides a Surprise to Large Employer VEBAs

*UK DEVELOPMENTS

..HFSB Publishes Revised Best Practice Standards

..FSA Consults on Enhancing Client Asset Protection

..More FSA Criminal Insider Dealing Cases

..FSA Announces Fines Totalling £4.2 Million for Transaction Reporting Failures

*EU DEVELOPMENTS

..CESR Publishes Call for Evidence on European Equity Market Issues

Please see full digest below for more information.

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Published In: Business Organization Updates, Finance & Banking Updates, Health Updates, International Trade Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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