In this issue:
..FINRA Issues Guidance on Master Accounts and Sub-Accounts
*PRIVATE INVESTMENT FUNDS
..Treasury Secretary Recommends That European Commission Maintain Level Regulatory Playing Field
*INVESTMENT COMPANIES AND INVESTMENT ADVISERS
..Last-Misrepresentation Theory Did Not Render Claims Against All Defendants Timely
..Misrepresentations Allegedly Made After Sale Held Insufficient to Sustain Securities Fraud Claim
..FDIC Sells Equity Interest in Loans
*STRUCTURED FINANCE AND SECURITIZATION
..SEC Proposes Revisions to Structured Finance Offering Rules
*EXECUTIVE COMPENSATION AND ERISA
..Health Care Reform Legislation Provides a Surprise to Large Employer VEBAs
..HFSB Publishes Revised Best Practice Standards
..FSA Consults on Enhancing Client Asset Protection
..More FSA Criminal Insider Dealing Cases
..FSA Announces Fines Totalling £4.2 Million for Transaction Reporting Failures
..CESR Publishes Call for Evidence on European Equity Market Issues
Please see full digest below for more information.
Firefox recommends the PDF Plugin for Mac OS X for viewing PDF documents in your browser.
We can also show you Legal Updates using the Google Viewer; however, you will need to be logged into Google Docs to view them.
Please choose one of the above to proceed!
LOADING PDF: If there are any problems, click here to download the file.