Corporate and Financial Weekly Digest - April 9, 2010

more+
less-

In this issue:

*SEC/CORPORATE

*BROKER DEALER

..FINRA Issues Guidance on Master Accounts and Sub-Accounts

*PRIVATE INVESTMENT FUNDS

..Treasury Secretary Recommends That European Commission Maintain Level Regulatory Playing Field

*INVESTMENT COMPANIES AND INVESTMENT ADVISERS

*LITIGATION

..Last-Misrepresentation Theory Did Not Render Claims Against All Defendants Timely

..Misrepresentations Allegedly Made After Sale Held Insufficient to Sustain Securities Fraud Claim

*BANKING

..FDIC Sells Equity Interest in Loans

*STRUCTURED FINANCE AND SECURITIZATION

..SEC Proposes Revisions to Structured Finance Offering Rules

*EXECUTIVE COMPENSATION AND ERISA

..Health Care Reform Legislation Provides a Surprise to Large Employer VEBAs

*UK DEVELOPMENTS

..HFSB Publishes Revised Best Practice Standards

..FSA Consults on Enhancing Client Asset Protection

..More FSA Criminal Insider Dealing Cases

..FSA Announces Fines Totalling £4.2 Million for Transaction Reporting Failures

*EU DEVELOPMENTS

..CESR Publishes Call for Evidence on European Equity Market Issues

Please see full digest below for more information.

LOADING PDF: If there are any problems, click here to download the file.

Written by:

Published In:

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Katten Muchin Rosenman LLP | Attorney Advertising

Don't miss a thing! Build a custom news brief:

Read fresh new writing on compliance, cybersecurity, Dodd-Frank, whistleblowers, social media, hiring & firing, patent reform, the NLRB, Obamacare, the SEC…

…or whatever matters the most to you. Follow authors, firms, and topics on JD Supra.

Create your news brief now - it's free and easy »

CONNECT

Katten is a firm of first choice for clients seeking sophisticated, high-value legal services in the... View Profile »


Follow Katten Muchin Rosenman LLP:

Reporters on Deadline

All the intelligence you need, in one easy email:

Great! Your first step to building an email digest of JD Supra authors and topics. Log in with LinkedIn so we can start sending your digest...

Sign up for your custom alerts now, using LinkedIn ›

* With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name.
×
Loading...
×