In this issue:
..FINRA to Require Firms to Designate a Super Account Administrator
..CBOE and CHX Amend Rules to Prohibit Broker Discretionary Voting on Director Elections and Other Matters
..CFTC Denies Relief from Customer Account Identification Requirement at Time of Order Entry
*INVESTMENT COMPANIES AND INVESTMENT ADVISERS
..SEC Initiates Review on Use of Derivatives by Investment Companies
..State Law Governs Determination of Whether Non-Signatory Can Be Compelled to Arbitrate
..Federal Court Denies Preliminary Injunction to Enforce Restrictive Covenants
*EXECUTIVE COMPENSATION AND ERISA
..Health Reform Legislation Affects Large and Small Employers
..Government Announces 2010/2011 Tax Proposals and Budget
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