Corporate and Financial Weekly Digest - March 26, 2010

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In this issue:

*BROKER DEALER

..FINRA to Require Firms to Designate a Super Account Administrator

..CBOE and CHX Amend Rules to Prohibit Broker Discretionary Voting on Director Elections and Other Matters

*CFTC

..CFTC Denies Relief from Customer Account Identification Requirement at Time of Order Entry

*INVESTMENT COMPANIES AND INVESTMENT ADVISERS

..SEC Initiates Review on Use of Derivatives by Investment Companies

*LITIGATION

..State Law Governs Determination of Whether Non-Signatory Can Be Compelled to Arbitrate

..Federal Court Denies Preliminary Injunction to Enforce Restrictive Covenants

*EXECUTIVE COMPENSATION AND ERISA

..Health Reform Legislation Affects Large and Small Employers

*UK DEVELOPMENTS

..Government Announces 2010/2011 Tax Proposals and Budget

Please see full article below for more information.

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Published In: Alternative Dispute Resolution (ADR) Updates, Business Organization Updates, Civil Remedies Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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