February 4, 2019

Corporate & Financial Weekly Digest, Featuring Articles on FINRA Rule 4210, CFTC, Brexit and ESMA

Carolyn Jackson, Nathaniel Lalone, Neil Robson

Katten Muchin Rosenman LLP

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BROKER-DEALER -

Postponement of Margin Rules for Covered Agency Transactions Under FINRA Rule 4210 -

The Financial Industry Regulatory Authority is filing a rule change (SR-FINRA-2019-005) with the Securities and Exchange Commission that postpones until March 25, 2020 the implementation of mandatory margin for Covered Agency Transactions under FINRA Rule 4210.

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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Corporate & Financial Weekly Digest, Featuring Articles on FINRA Rule 4210, CFTC, Brexit and ESMA

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