Courts Describe the Crime-Fraud Exception to Privilege Protection

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All or most courts recognize what they call the "crime-fraud exception" to attorney-client privilege protection. Although courts take differing positions on numbering this crime-fraud exception's factors, most agree on the basic requirements.

In US Pain Foundation, Inc. v. Daponte, the court articulated a two-part test on which a litigant must carry the burden of proof: "the existence of probable cause" (1) that the adversary had engaged in "'the perpetration or attempted perpetration of a crime or fraud'" and (2) "'that the communications were in furtherance thereof.'" Dkt. No. (X07) HHD-CV-20-6159647-S, 2023 Conn. Super. LEXIS 339, at *13 (Conn. Super. Ct. Mar. 10, 2023). Four days later, the court in Lewis v. Louisiana State University, Civ. A. No. 21-198-SM-RLB, 2023 U.S. Dist. LEXIS 43988, at *8 (M.D. La. Mar. 14, 2023), articulated a three-part test which followed the same basic concept, but added the obvious element that the challenged attorney-client communication "bears a relationship to the alleged crime or fraud."

Other courts use other numbering variations, but they all essentially contain the same requirements: a litigant must establish a prima facie case that the adversary attempted or engaged in a crime or fraud, which its attorney-client communications furthered. If a litigant satisfies that standard, the court then reviews the communications in camera to make its own assessment of the crime-fraud exception's applicability to each challenged communication.

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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