Current Issues In The Design And Operation Of Defined Contribution Plans: Fee Disclosures: Regulatory Requirements Regarding Plan Participants, Service Providers and Related Legislative Proposals


In This Presentation:

DOL Final Regulations: Fee Disclosures to Participants in Defined Contribution Plans Background; Overview of Final Regulations; Required Disclosure of Plan-Related Information; Required Disclosure of Investment-Related Information; Brokerage Windows; Annuities; Periodic Updating; Electronic Media; Effect on Prior Periods Prior to 2011; Treatment of Existing Participants; Penalties and Further Questions; DOL Announces Proposed Regulation With Respect to Disclosures Relating to Target Date Funds; Table 1 – Variable Return Investments; Table 2 – Fixed Return Investments; Table 3 – Fees and Expenses; Table 4 – Annuity Options; Legislative Proposals Regarding Plan Fee Disclosures; Background; Defined Contribution Fee Disclosure Act of 2010; DOL Interim Final Regulations: Disclosure by Service Providers; Background; Overview; Covered Service Providers; Special Recordkeeping Disclosure Rules; Timing of Disclosure; Reliance on Information from Recordkeepers; Prohibited Transaction Relief for Plan Fiduciaries; and Effective Date.

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