Lawson vs. FMR LLC

District Court decision in a SOX Whistleblower Case for Mutual Funds


The judge found that the whistleblower protections in Sarbanes Oxley for public companies also applies to mutual fund companies.

LOADING PDF: If there are any problems, click here to download the file.

Published In: Labor & Employment Updates, Securities Updates

Reference Info:Decision | Federal, 1st Circuit, Massachusetts | United States