Lawson vs. FMR LLC

District Court decision in a SOX Whistleblower Case for Mutual Funds

more+
less-

The judge found that the whistleblower protections in Sarbanes Oxley for public companies also applies to mutual fund companies.

LOADING PDF: If there are any problems, click here to download the file.

Published In: Labor & Employment Updates, Securities Updates

Reference Info:Decision | Federal, 1st Circuit, Massachusetts | United States

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Doug Cornelius | Attorney Advertising

Don't miss a thing! Build a custom news brief:

Read fresh new writing on compliance, cybersecurity, Dodd-Frank, whistleblowers, social media, hiring & firing, patent reform, the NLRB, Obamacare, the SEC…

…or whatever matters the most to you. Follow authors, firms, and topics on JD Supra.

Create your news brief now - it's free and easy »